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NYSE · USD

JCI

Johnson Controls International plc

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2940
SEC CIK
0000833444
Parsed reports
774

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202613
Mar 202600
Apr 202600
May 202605
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2021 Filed Dec 10, 2021 20:56 UTC
Oliver GeorgeChairman & CEO
GiftOrdinary Shares 69,866 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-030715 · form4.xml · nonDerivative · entry 5

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Oliver Family Trust (SLAT)

Disclosed balance after: 69,866

F5 · shares: 69,866 shares were gifted to Oliver Family Trust (SLAT).

Read SEC document
December 08, 2021 Filed Dec 10, 2021 20:56 UTC
Oliver GeorgeChairman & CEO
GiftOrdinary Shares 246,981 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-030715 · form4.xml · nonDerivative · entry 4

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · GRO Sr. 5 Year GRAT

Disclosed balance after: 246,981

F4 · shares: 246,981 shares were gifted to George R Oliver, Sr. 5 Year (GRAT).

Read SEC document
December 08, 2021 Filed Dec 10, 2021 20:56 UTC
Oliver GeorgeChairman & CEO
GiftOrdinary Shares 249,876 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-030715 · form4.xml · nonDerivative · entry 3

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · GRO Sr. 2 Year GRAT

Disclosed balance after: 249,876

F3 · shares: 249,876 shares were gifted to George R Oliver, Sr. 2 Year (GRAT).

Read SEC document
December 08, 2021 Filed Dec 10, 2021 20:56 UTC
Oliver GeorgeChairman & CEO
GiftOrdinary Shares 566,723 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-030715 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,061.05

F2 · shares: 249,876 shares were gifted to George R Oliver, Sr. 2 Year (GRAT), 69,866 shares were gifted to Oliver Family Trust (SLAT) and 246,981 shares were gifted to George R Oliver, Sr. 5 Year (GRAT).

Read SEC document
December 08, 2021 Filed Dec 10, 2021 20:56 UTC
Oliver GeorgeChairman & CEO
GrantOrdinary Shares 34,573 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-030715 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,303,784.05

F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:05 UTC
MANNING NATHAN DVP & Pres, North America
Tax withholdingOrdinary Shares 6,774.29 $79.15 $536,185.05
Disclosure

SEC source: 0001127602-21-030667 · form4.xml · nonDerivative · entry 2

MANNING NATHAN D · CIK 0001828573 · VP & Pres, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,423.64

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:05 UTC
MANNING NATHAN DVP & Pres, North America
GrantOrdinary Shares 14,472.53 $79.15 $1,145,500.75
Disclosure

SEC source: 0001127602-21-030667 · form4.xml · nonDerivative · entry 1

MANNING NATHAN D · CIK 0001828573 · VP & Pres, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,197.93

F1 · shares: Represents performance share units for the three-year performance period ended September 30, 2021. The Compensation Committee approved the performance results on November 18, 2021.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 22:37 UTC
Oliver GeorgeChairman & CEO
Tax withholdingOrdinary Shares 71,048 $79.15 $5,623,449.20
Disclosure

SEC source: 0001127602-21-030659 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269,211.05

Read SEC document
December 07, 2021 Filed Dec 9, 2021 22:37 UTC
Oliver GeorgeChairman & CEO
GrantOrdinary Shares 222,024.47 $79.15 $17,573,236.80
Disclosure

SEC source: 0001127602-21-030659 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,340,259.05

F1 · shares: Represents performance share units for the three-year performance period ended September 30, 2021. The Board of Directors approved the performance results on November 29, 2021.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 22:35 UTC
Leng VisalVP & Pres, APAC BTS
GrantOrdinary Shares 35,055 $79.15 $2,774,603.25
Disclosure

SEC source: 0001127602-21-030655 · form4.xml · nonDerivative · entry 1

Leng Visal · CIK 0001754328 · VP & Pres, APAC BTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,705.27

F1 · shares: Represents performance share units for the three-year performance period ended September 30, 2021. The Compensation Committee approved the performance results on November 18, 2021.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 22:33 UTC
Donofrio JohnExec VP & General Counsel
Tax withholdingOrdinary Shares 21,548 $79.15 $1,705,524.20
Disclosure

SEC source: 0001127602-21-030652 · form4.xml · nonDerivative · entry 2

Donofrio John · CIK 0001330156 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,503.89

Read SEC document
December 07, 2021 Filed Dec 9, 2021 22:33 UTC
Donofrio JohnExec VP & General Counsel
GrantOrdinary Shares 46,742.41 $79.15 $3,699,661.75
Disclosure

SEC source: 0001127602-21-030652 · form4.xml · nonDerivative · entry 1

Donofrio John · CIK 0001330156 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,051.89

F1 · shares: Represents performance share units for the three-year performance period ended September 30, 2021. The Compensation Committee approved the performance results on November 18, 2021.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 22:31 UTC
VanHimbergen Robert MVP Corporate Controller
Tax withholdingOrdinary Shares 4,010 $79.15 $317,391.50
Disclosure

SEC source: 0001127602-21-030650 · form4.xml · nonDerivative · entry 2

VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,037.24

Read SEC document
December 07, 2021 Filed Dec 9, 2021 22:31 UTC
VanHimbergen Robert MVP Corporate Controller
GrantOrdinary Shares 10,749.73 $79.15 $850,841.13
Disclosure

SEC source: 0001127602-21-030650 · form4.xml · nonDerivative · entry 1

VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,047.24

F1 · shares: Represents performance share units for the three-year performance period ended September 30, 2021. The Compensation Committee approved the performance results on November 18, 2021.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 22:28 UTC
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
Tax withholdingOrdinary Shares 21,666 $79.15 $1,714,863.90
Disclosure

SEC source: 0001127602-21-030648 · form4.xml · nonDerivative · entry 2

Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,978.32

Read SEC document
December 07, 2021 Filed Dec 9, 2021 22:28 UTC
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
GrantOrdinary Shares 46,742.41 $79.15 $3,699,661.75
Disclosure

SEC source: 0001127602-21-030648 · form4.xml · nonDerivative · entry 1

Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,644.32

F1 · shares: Represents performance share units for the three-year performance period ended September 30, 2021. The Compensation Committee approved the performance results on November 18, 2021.

Read SEC document
December 07, 2021 Filed Dec 10, 2021 20:43 UTC Amendment
VanHimbergen Robert MVP Corporate Controller
Tax withholdingOrdinary Shares 5,053 $79.15 $399,944.95
Disclosure

SEC source: 0001127602-21-030710 · form4a.xml · nonDerivative · entry 1

VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,994.24

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was incorrect due to a payroll data error. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
December 07, 2021 Filed Dec 10, 2021 20:39 UTC Amendment
MANNING NATHAN DVP & Pres, North America
Tax withholdingOrdinary Shares 6,803 $79.15 $538,457.45
Disclosure

SEC source: 0001127602-21-030708 · form4a.xml · nonDerivative · entry 1

MANNING NATHAN D · CIK 0001828573 · VP & Pres, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,394.93

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
December 07, 2021 Filed Dec 10, 2021 20:41 UTC Amendment
Donofrio JohnExec VP & General Counsel
Tax withholdingOrdinary Shares 14,958 $79.15 $1,183,925.70
Disclosure

SEC source: 0001127602-21-030709 · form4a.xml · nonDerivative · entry 1

Donofrio John · CIK 0001330156 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,093.891

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was incorrect due to a payroll data error. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 13:27 UTC
Donofrio JohnExec VP & General Counsel
Tax withholdingOrdinary Shares 1,719 $78.19 $134,408.61
Disclosure

SEC source: 0001127602-21-030504 · form4.xml · nonDerivative · entry 1

Donofrio John · CIK 0001330156 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,309.481

Read SEC document
December 06, 2021 Filed Dec 8, 2021 13:26 UTC
Oliver GeorgeChairman & CEO
Tax withholdingOrdinary Shares 11,980 $78.19 $936,716.20
Disclosure

SEC source: 0001127602-21-030503 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,118,234.58

Read SEC document
December 06, 2021 Filed Dec 8, 2021 13:25 UTC
VanHimbergen Robert MVP Corporate Controller
Tax withholdingOrdinary Shares 582 $78.19 $45,506.58
Disclosure

SEC source: 0001127602-21-030502 · form4.xml · nonDerivative · entry 1

VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,297.51

Read SEC document
December 06, 2021 Filed Dec 8, 2021 13:24 UTC
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
Tax withholdingOrdinary Shares 2,490 $78.19 $194,693.10
Disclosure

SEC source: 0001127602-21-030501 · form4.xml · nonDerivative · entry 1

Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,901.91

Read SEC document
December 05, 2021 Filed Dec 7, 2021 01:29 UTC
Brannemo TomasVP & President, BTS EMEALA
Tax withholdingOrdinary Shares 176 $77.95 $13,719.20
Disclosure

SEC source: 0001127602-21-030399 · form4.xml · nonDerivative · entry 1

Brannemo Tomas · CIK 0001607927 · VP & President, BTS EMEALA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,416.37

Read SEC document
December 05, 2021 Filed Dec 7, 2021 01:29 UTC
Donofrio JohnExec VP & General Counsel
Tax withholdingOrdinary Shares 1,468 $77.95 $114,430.60
Disclosure

SEC source: 0001127602-21-030398 · form4.xml · nonDerivative · entry 1

Donofrio John · CIK 0001330156 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,028.481

Read SEC document
December 05, 2021 Filed Dec 7, 2021 01:28 UTC
ELLIS MICHAEL JEVP Chief Digital & Customer O
Tax withholdingOrdinary Shares 1,848 $77.95 $144,051.60
Disclosure

SEC source: 0001127602-21-030397 · form4.xml · nonDerivative · entry 1

ELLIS MICHAEL J · CIK 0001791056 · EVP Chief Digital & Customer O

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,661.8

Read SEC document
December 05, 2021 Filed Dec 7, 2021 01:27 UTC
MANNING NATHAN DVP & Pres, North America
Tax withholdingOrdinary Shares 1,172 $77.95 $91,357.40
Disclosure

SEC source: 0001127602-21-030396 · form4.xml · nonDerivative · entry 1

MANNING NATHAN D · CIK 0001828573 · VP & Pres, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,725.4

Read SEC document
December 05, 2021 Filed Dec 7, 2021 01:26 UTC
Oliver GeorgeChairman & CEO
Tax withholdingOrdinary Shares 9,319 $77.95 $726,416.05
Disclosure

SEC source: 0001127602-21-030395 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,130,214.58

Read SEC document
December 05, 2021 Filed Dec 7, 2021 01:25 UTC
RAMASWAMY SREEGANESHVP & Pres, Global Services
Tax withholdingOrdinary Shares 2,032 $77.95 $158,394.40
Disclosure

SEC source: 0001127602-21-030394 · form4.xml · nonDerivative · entry 1

RAMASWAMY SREEGANESH · CIK 0001795545 · VP & Pres, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,612.38

Read SEC document
December 05, 2021 Filed Dec 7, 2021 01:24 UTC
Williams Jeffrey MVP & Pres G Prod Bldg Tech Sol
Tax withholdingOrdinary Shares 2,903 $77.95 $226,288.85
Disclosure

SEC source: 0001127602-21-030393 · form4.xml · nonDerivative · entry 1

Williams Jeffrey M · CIK 0001629526 · VP & Pres G Prod Bldg Tech Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,391.91

Read SEC document
December 05, 2021 Filed Dec 7, 2021 01:23 UTC
VanHimbergen Robert MVP Corporate Controller
Tax withholdingOrdinary Shares 491 $77.95 $38,273.45
Disclosure

SEC source: 0001127602-21-030392 · form4.xml · nonDerivative · entry 1

VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,879.51

Read SEC document
November 15, 2021 Filed Nov 17, 2021 15:33 UTC
VanHimbergen Robert MVP Corporate Controller
GiftOrdinary Shares 450 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029396 · form4.xml · nonDerivative · entry 1

VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,370.51

Read SEC document
November 12, 2021 Filed Nov 15, 2021 15:05 UTC
MANNING NATHAN DVP & Pres, North America
GiftOrdinary Shares 750 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029078 · form4.xml · nonDerivative · entry 1

MANNING NATHAN D · CIK 0001828573 · VP & Pres, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,897.4

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:11 UTC
SULLIVAN MARLONEVP and CHRO
GrantOrdinary Shares 26,439 $68.08 $1,799,967.12
Disclosure

SEC source: 0001127602-21-026340 · form4.xml · nonDerivative · entry 1

SULLIVAN MARLON · CIK 0001884050 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,439

F1 · kind: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2 · shares: Subject to certain acceleration and forfeiture provisions, RSUs vest 33% on the first, 33% on the second and 33% on the third anniversary date of the grant.

Read SEC document
September 28, 2021 Filed Sep 29, 2021 22:59 UTC
Leng VisalVP & Pres, APAC BTS
Tax withholdingOrdinary Shares 12,116 $70.44 $853,451.04
Disclosure

SEC source: 0001127602-21-026072 · form4.xml · nonDerivative · entry 1

Leng Visal · CIK 0001754328 · VP & Pres, APAC BTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,350.26

Read SEC document
August 31, 2021 Filed Sep 2, 2021 13:27 UTC
LEONETTI OLIVIEREVP and CFO
Tax withholdingOrdinary Shares 20,323 $74.80 $1,520,160.40
Disclosure

SEC source: 0001127602-21-024716 · form4.xml · nonDerivative · entry 1

LEONETTI OLIVIER · CIK 0001618669 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,742.23

Read SEC document
August 03, 2021 Filed Aug 4, 2021 20:42 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 176,752 $0.00 Strike: $26.19 $0.00
Disclosure

SEC source: 0001127602-21-023077 · form4.xml · derivative · entry 4

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 176,752 shares

Expires 2022-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Options became exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 20:42 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 152,947 $72.02 $11,015,242.94
Disclosure

SEC source: 0001127602-21-023077 · form4.xml · nonDerivative · entry 3

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,139,086.15

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.61 to $72.36 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 20:42 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 23,805 $71.00 $1,690,155.00
Disclosure

SEC source: 0001127602-21-023077 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292,033.15

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.61 to $71.55 inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 20:42 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 176,752 $71.88 $12,704,933.76
Disclosure

SEC source: 0001127602-21-023077 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315,838.15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 20:51 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 176,754 $0.00 Strike: $26.19 $0.00
Disclosure

SEC source: 0001127602-21-021682 · form4.xml · derivative · entry 4

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,752

Underlying: Ordinary Shares · 176,754 shares

Expires 2022-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Options became exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 20:51 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 13,537 $68.73 $930,398.01
Disclosure

SEC source: 0001127602-21-021682 · form4.xml · nonDerivative · entry 3

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,632.85

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.57 to $69.01 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 20:51 UTC
Oliver GeorgeChairman & CEO
SaleOrdinary Shares 163,217 $68.12 $11,118,342.04
Disclosure

SEC source: 0001127602-21-021682 · form4.xml · nonDerivative · entry 2

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,152,169.85

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.57 to $68.56 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 20:51 UTC
Oliver GeorgeChairman & CEO
Exercise / conversionOrdinary Shares 176,754 $68.17 $12,049,320.18
Disclosure

SEC source: 0001127602-21-021682 · form4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315,386.85

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 20:11 UTC
MINELLA LYNN CVice President, CHRO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 29,226 $0.00 Strike: $33.39 $0.00
Disclosure

SEC source: 0001127602-21-019432 · form4.xml · derivative · entry 6

MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,227

Underlying: Ordinary Shares · 29,226 shares

Expires 2028-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options became exercisable on the second anniversary of the grant and the remaining fifty percent became exercisable on the third anniversary of the grant.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 20:11 UTC
MINELLA LYNN CVice President, CHRO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 46,099 $0.00 Strike: $37.36 $0.00
Disclosure

SEC source: 0001127602-21-019432 · form4.xml · derivative · entry 5

MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 46,099 shares

Expires 2027-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options became exercisable on the second anniversary of the grant and the remaining fifty percent became exercisable on the third anniversary of the grant.

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June 07, 2021 Filed Jun 8, 2021 20:11 UTC
MINELLA LYNN CVice President, CHRO
SaleOrdinary Shares 200 $67.04 $13,408.00
Disclosure

SEC source: 0001127602-21-019432 · form4.xml · nonDerivative · entry 4

MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,008.61

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

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June 07, 2021 Filed Jun 8, 2021 20:11 UTC
MINELLA LYNN CVice President, CHRO
SaleOrdinary Shares 75,125 $66.44 $4,991,305.00
Disclosure

SEC source: 0001127602-21-019432 · form4.xml · nonDerivative · entry 3

MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,208.61

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.00 to $66.99 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.

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June 07, 2021 Filed Jun 8, 2021 20:11 UTC
MINELLA LYNN CVice President, CHRO
Exercise / conversionOrdinary Shares 29,226 $33.39 $975,856.14
Disclosure

SEC source: 0001127602-21-019432 · form4.xml · nonDerivative · entry 2

MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,333.61

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

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June 07, 2021 Filed Jun 8, 2021 20:11 UTC
MINELLA LYNN CVice President, CHRO
Exercise / conversionOrdinary Shares 46,099 $37.36 $1,722,258.64
Disclosure

SEC source: 0001127602-21-019432 · form4.xml · nonDerivative · entry 1

MINELLA LYNN C · CIK 0001272690 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,107.61

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.