Tapewire

NYSE · USD

ITT

ITT INC.

Export transactions ↓
Tapewire entity
8806
SEC CIK
0000216228
Parsed reports
362

Last 12 months

Inside the activity.

1 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202606
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2020 Filed Nov 18, 2020 21:10 UTC SaleCommon Stock 408 $73.00 $29,784.00
Disclosure

SEC source: 0000899243-20-031439 · doc4.xml · nonDerivative · entry 2

Gustafsson Mary Elizabeth · CIK 0001311491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,990

F1 · kind: Open market sale pursuant to a trading plan adopted by the reporting person under Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:10 UTC Exercise / conversionCommon Stock 408 $41.52 $16,940.16
Disclosure

SEC source: 0000899243-20-031439 · doc4.xml · nonDerivative · entry 1

Gustafsson Mary Elizabeth · CIK 0001311491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:10 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,405 $0.00 Strike: $43.52 $0.00
Disclosure

SEC source: 0000899243-20-030828 · doc4.xml · derivative · entry 4

Gustafsson Mary Elizabeth · CIK 0001311491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,405 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:10 UTC GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-030828 · doc4.xml · nonDerivative · entry 3

Gustafsson Mary Elizabeth · CIK 0001311491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,990

F3 · shares: Voluntary early disclosure of the gift of securities to charity.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:10 UTC SaleCommon Stock 13,405 $69.46 $931,111.30
Disclosure

SEC source: 0000899243-20-030828 · doc4.xml · nonDerivative · entry 2

Gustafsson Mary Elizabeth · CIK 0001311491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,090

F2 · kind: Open market sale pursuant to a trading plan adopted by the reporting person under Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:10 UTC Exercise / conversionCommon Stock 13,405 $43.52 $583,385.60
Disclosure

SEC source: 0000899243-20-030828 · doc4.xml · nonDerivative · entry 1

Gustafsson Mary Elizabeth · CIK 0001311491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This amount has been adjusted for the liquidation of a fractional share.

Read SEC document
October 26, 2020 Filed Oct 27, 2020 20:10 UTC
Caprais EmmanuelChief Financial Officer
Tax withholdingCommon Stock 261 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-029303 · doc4.xml · nonDerivative · entry 1

Caprais Emmanuel · CIK 0001825509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,037

F1 · shares: Reflects the withholding of shares of common stock to pay the tax liability incident to the vesting of restricted stock units on October 25, 2020. The number of shares withheld was determined on October 26, 2020 based on the average of the high/low price of the issuer's common stock on October 26, 2020.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 20:15 UTC
Barbon DavideSee Remarks
GrantCommon Stock 935 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028507 · doc4.xml · nonDerivative · entry 1

Barbon Davide · CIK 0001828768 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,424

F1 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on October 15, 2023.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 20:10 UTC Tax withholdingCommon Stock 3,041 $60.45 $183,828.45
Disclosure

SEC source: 0000899243-20-027590 · doc4.xml · nonDerivative · entry 1

Batliwala Farrokh · CIK 0001655243 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,407

F1 · shares: Reflects the withholding of 3,041 shares of common stock to pay the tax liability incident to the vesting of restricted stock units on October 5, 2020, in connection with Mr. Batliwala's departure from the company. The number of shares withheld was determined on October 6, 2020 based on the average of the high/low price of the Issuer's common stock on October 5, 2020.

F2 · balance_after: Includes 90 shares under a dividend reinvestment plan.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:15 UTC
Caprais EmmanuelChief Financial Officer
GrantCommon Stock 2,735 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-026851 · doc4.xml · nonDerivative · entry 1

Caprais Emmanuel · CIK 0001825509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,298

F1 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on October 1, 2023.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:17 UTC
Capela JohnVP, Chief Accounting Officer
GrantCommon Stock 2,630 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018274 · doc4.xml · nonDerivative · entry 1

Capela John · CIK 0001759010 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,133

F1 · shares: Reflects an award of restricted stock units, which are scheduled to vest in equal installments on the first, second and third anniversaries of the grant date.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 00:19 UTC SaleCommon Stock 4,000 $63.09 $252,342.00
Disclosure

SEC source: 0000899243-20-015865 · doc4.xml · nonDerivative · entry 1

ASHFORD ORLANDO D · CIK 0001445728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,277

F1 · price: This price represents the approximate weighted average price per share of sales of common stock of ITT Inc. (the "Issuer"), which were executed at prices ranging from $63.05 to $63.13 per share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 23:00 UTC SaleCommon Stock 2,500 $65.00 $162,501.75
Disclosure

SEC source: 0000899243-20-015850 · doc4.xml · nonDerivative · entry 1

Batliwala Farrokh · CIK 0001655243 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,448

F1 · price: This price represents the approximate weighted average price per share of sales of common stock of ITT Inc. (the "Issuer"), which were executed at prices ranging from $64.9800 to $65.0010 per share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Includes 90 shares under a dividend reinvestment plan. This amount does not include a fractional share of 0.111 that was disposed of when the reporting person transferred shares from one account to another because the transfer could only be completed for whole shares.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:19 UTC
Longhi MarioDirector
GrantCommon Stock 2,062 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013578 · doc4.xml · nonDerivative · entry 1

Longhi Mario · CIK 0001308357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,503.933

F1 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on the business day immediately prior to the ITT 2021 Annual Meeting of Shareholders.

F2 · balance_after: Includes 15.933 shares under a dividend reinvestment plan.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:17 UTC GrantCommon Stock 3,093 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013577 · doc4.xml · nonDerivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,774.1325

F1 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on the business day immediately prior to the ITT 2021 Annual Meeting of Shareholders.

F2 · balance_after: Includes 139.1325 shares under a dividend reinvestment plan.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:16 UTC GrantCommon Stock 2,062 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013576 · doc4.xml · nonDerivative · entry 1

ASHFORD ORLANDO D · CIK 0001445728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,277

F1 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on the business day immediately prior to the ITT 2021 Annual Meeting of Shareholders.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:16 UTC GrantCommon Stock 2,062 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013575 · doc4.xml · nonDerivative · entry 1

POWERS TIMOTHY H · CIK 0001224113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,033

F1 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on the business day immediately prior to the ITT 2021 Annual Meeting of Shareholders.

F2 · balance_after: Includes 29 shares under a dividend reinvestment plan. This amount does not include a fractional share of 0.410 that was disposed of when the reporting person transferred shares from one account to another because the transfer could only be completed for whole shares.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:16 UTC GrantCommon Stock 2,062 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013574 · doc4.xml · nonDerivative · entry 1

SHAVERS CHERYL L · CIK 0001196914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,452

F1 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on the business day immediately prior to the ITT 2021 Annual Meeting of Shareholders.

F2 · balance_after: Includes 12 shares under a dividend reinvestment plan. This amount does not include a fractional share of 0.399 that was disposed of when the reporting person transferred shares from one account to another because the transfer could only be completed for whole shares.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:16 UTC GrantCommon Stock 2,062 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013573 · doc4.xml · nonDerivative · entry 1

DARNIS GERAUD · CIK 0001184185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,116

F1 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on the business day immediately prior to the ITT 2021 Annual Meeting of Shareholders.

F2 · balance_after: Includes 183 shares under a dividend reinvestment plan. This amount does not include a fractional share of 0.468 that was disposed of when the reporting person transferred shares from one account to another because the transfer could only be completed for whole shares.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:15 UTC GrantCommon Stock 2,062 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013571 · doc4.xml · nonDerivative · entry 1

MCDONALD REBECCA ANN · CIK 0001185110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,690.293

F1 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on the business day immediately prior to the ITT 2021 Annual Meeting of Shareholders.

F2 · balance_after: Includes 266.293 shares under a dividend reinvestment plan.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:15 UTC GrantCommon Stock 2,062 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013572 · doc4.xml · nonDerivative · entry 1

FANANDAKIS NICHOLAS C · CIK 0001471770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,470

F1 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on the business day immediately prior to the ITT 2021 Annual Meeting of Shareholders.

F2 · balance_after: Includes 91 shares under a dividend reinvestment plan. This amount does not include a fractional share of 0.756 that was disposed of when the reporting person transferred shares from one account to another because the transfer could only be completed for whole shares.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:15 UTC GrantCommon Stock 2,062 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013570 · doc4.xml · nonDerivative · entry 2

Soussan Sabrina · CIK 0001754955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,106.235

F3 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on the business day immediately prior to the ITT 2021 Annual Meeting of Shareholders.

F2 · balance_after: Includes 5.235 shares under a dividend reinvestment plan.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:15 UTC Tax withholdingCommon Stock 835 $45.82 $38,259.70
Disclosure

SEC source: 0000899243-20-013570 · doc4.xml · nonDerivative · entry 1

Soussan Sabrina · CIK 0001754955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,044.235

F1 · shares: Reflects the withholding of shares of common stock to pay the tax liability incident to the vesting of restricted stock units on May 14, 2020. The number of shares withheld was determined on May 15, 2020 based on the average of the high/low price of the issuer's common stock on May 14, 2020.

F2 · balance_after: Includes 5.235 shares under a dividend reinvestment plan.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:15 UTC
DEFOSSET DONDirector
GrantCommon Stock 2,062 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013569 · doc4.xml · nonDerivative · entry 1

DEFOSSET DON · CIK 0001166569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,628

F1 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on the business day immediately prior to the ITT 2021 Annual Meeting of Shareholders.

F2 · balance_after: Includes 725 shares under a dividend reinvestment plan. This amount does not include a fractional share of 0.348 that was disposed of when the reporting person transferred shares from one account to another because the transfer could only be completed for whole shares.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 20:18 UTC
Ghirardo CarloSee Remarks
Tax withholdingCommon Stock 2,491 $51.55 $128,411.05
Disclosure

SEC source: 0000899243-20-010640 · doc4.xml · nonDerivative · entry 1

Ghirardo Carlo · CIK 0001736294 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,509

F1 · shares: Reflects the withholding of shares of common stock to pay the tax liability incident to the vesting on April 9, 2020 of restricted stock units granted. The number of shares withheld was determined on April 9, 2020 based on the average of the high/low price of the issuer's common stock on April 9, 2020.

Read SEC document
March 05, 2020 Filed Mar 7, 2020 00:22 UTC
Savi LucaDirector · See Remarks
Tax withholdingCommon Stock 11,741 $60.15 $706,221.15
Disclosure

SEC source: 0000899243-20-007547 · doc4.xml · nonDerivative · entry 3

Savi Luca · CIK 0001538081 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,550

F3 · shares: Reflects the withholding of shares of common stock to pay the tax liability incident to the settlement of performance units on March 4, 2020, as described in footnote (2) above. The number of shares withheld was determined on March 5, 2020 based on the average of the high/low price of the issuer's common stock on March 4, 2020.

Read SEC document
March 05, 2020 Filed Mar 7, 2020 00:19 UTC Tax withholdingCommon Stock 2,937 $60.15 $176,660.55
Disclosure

SEC source: 0000899243-20-007544 · doc4.xml · nonDerivative · entry 3

Batliwala Farrokh · CIK 0001655243 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,948.111

F3 · shares: Reflects the withholding of shares of common stock to pay the tax liability incident to the settlement of performance units on March 4, 2020, as described in footnote (2) above. The number of shares withheld was determined on March 5, 2020 based on the average of the high/low price of the issuer's common stock on March 4, 2020.

F4 · balance_after: Includes 90.111 shares under a dividend reinvestment plan.

Read SEC document
March 05, 2020 Filed Mar 7, 2020 00:17 UTC
Flynn Ryan F.See Remarks
Tax withholdingCommon Stock 903 $60.15 $54,315.45
Disclosure

SEC source: 0000899243-20-007542 · doc4.xml · nonDerivative · entry 3

Flynn Ryan F. · CIK 0001763617 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,680

F3 · shares: Reflects the withholding of shares of common stock to pay the tax liability incident to the settlement of performance units on March 4, 2020, as described in footnote (2) above. The number of shares withheld was determined on March 5, 2020 based on the average of the high/low price of the issuer's common stock on March 4, 2020.

Read SEC document
March 05, 2020 Filed Mar 7, 2020 00:17 UTC Tax withholdingCommon Stock 510 $60.15 $30,676.50
Disclosure

SEC source: 0000899243-20-007540 · doc4.xml · nonDerivative · entry 3

Lembesis Maurine C. · CIK 0001763624 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,787.33

F3 · shares: Reflects the withholding of shares of common stock to pay the tax liability incident to the settlement of performance units on March 4, 2020, as described in footnote (2) above. The number of shares withheld was determined on March 5, 2020 based on the average of the high/low price of the issuer's common stock on March 4, 2020.

F4 · balance_after: Includes 28.330 shares under a dividend reinvestment plan.

Read SEC document
March 05, 2020 Filed Mar 7, 2020 00:16 UTC
Capela JohnVP, Chief Accounting Officer
Tax withholdingCommon Stock 317 $60.15 $19,067.55
Disclosure

SEC source: 0000899243-20-007539 · doc4.xml · nonDerivative · entry 2

Capela John · CIK 0001759010 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,503

F2 · shares: Reflects the withholding of shares of common stock to pay the tax liability incident to the vesting on March 4, 2020 of restricted stock units. The number of shares withheld was determined on March 5, 2020 based on the average of the high/low price of the issuer's common stock on March 4, 2020.

Read SEC document
March 05, 2020 Filed Mar 7, 2020 00:15 UTC
Scalera Thomas MEVP & Chief Financial Officer
Tax withholdingCommon Stock 9,971 $60.15 $599,755.65
Disclosure

SEC source: 0000899243-20-007538 · doc4.xml · nonDerivative · entry 3

Scalera Thomas M · CIK 0001532278 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,273

F3 · shares: Reflects the withholding of shares of common stock to pay the tax liability incident to the settlement of performance units on March 4, 2020, as described in footnote (2) above. The number of shares withheld was determined on March 5, 2020 based on the average of the high/low price of the issuer's common stock on March 4, 2020.

Read SEC document
March 05, 2020 Filed Mar 7, 2020 00:14 UTC
Hanna George A.See Remarks
Tax withholdingCommon Stock 123 $60.15 $7,398.45
Disclosure

SEC source: 0000899243-20-007536 · doc4.xml · nonDerivative · entry 6

Hanna George A. · CIK 0001771284 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,619.229

F6 · shares: Reflects the withholding of shares of common stock to pay the tax liability incident to the vesting on March 4, 2020 of restricted stock units. The number of shares withheld was determined on March 5, 2020 based on the average of the high/low price of the issuer's common stock on March 4, 2020.

F7 · balance_after: Includes 280.229 shares under a dividend reinvestment plan.

Read SEC document
March 05, 2020 Filed Mar 7, 2020 00:14 UTC
Hanna George A.See Remarks
Tax withholdingCommon Stock 243 $60.15 $14,616.45
Disclosure

SEC source: 0000899243-20-007536 · doc4.xml · nonDerivative · entry 5

Hanna George A. · CIK 0001771284 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,742.229

F5 · shares: Reflects the withholding of shares of common stock to pay the tax liability incident to the settlement of performance units on March 4, 2020, as described in footnote (4) above. The number of shares withheld was determined on March 5, 2020 based on the average of the high/low price of the issuer's common stock on March 4, 2020.

F7 · balance_after: Includes 280.229 shares under a dividend reinvestment plan.

Read SEC document
March 05, 2020 Filed Mar 7, 2020 00:14 UTC
Hanna George A.See Remarks
Tax withholdingCommon Stock 572 $60.15 $34,405.80
Disclosure

SEC source: 0000899243-20-007536 · doc4.xml · nonDerivative · entry 3

Hanna George A. · CIK 0001771284 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,135.229

F3 · shares: Reflects the withholding of shares of common stock to pay the tax liability incident to the settlement of performance units on March 4, 2020, as described in footnote (2) above. The number of shares withheld was determined on March 5, 2020 based on the average of the high/low price of the issuer's common stock on March 4, 2020.

F7 · balance_after: Includes 280.229 shares under a dividend reinvestment plan.

Read SEC document
March 05, 2020 Filed Mar 7, 2020 00:12 UTC Tax withholdingCommon Stock 6,585 $60.15 $396,087.75
Disclosure

SEC source: 0000899243-20-007531 · doc4.xml · nonDerivative · entry 3

Gustafsson Mary Elizabeth · CIK 0001311491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,090.628

F3 · shares: Reflects the withholding of shares of common stock to pay the tax liability incident to the settlement of performance units on March 4, 2020, as described in footnote (2) above. The number of shares withheld was determined on March 5, 2020 based on the average of the high/low price of the issuer's common stock on March 4, 2020.

F4 · balance_after: Includes 298.628 shares under a dividend reinvestment plan.

Read SEC document
March 04, 2020 Filed Mar 7, 2020 00:22 UTC
Savi LucaDirector · See Remarks
GrantCommon Stock 20,980 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-007547 · doc4.xml · nonDerivative · entry 2

Savi Luca · CIK 0001538081 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,291

F2 · price: Acquired upon the settlement of performance units granted on February 23, 2017 as a result of the satisfaction of the performance criteria underlying the award.

Read SEC document
March 04, 2020 Filed Mar 7, 2020 00:22 UTC
Savi LucaDirector · See Remarks
GrantCommon Stock 24,850 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007547 · doc4.xml · nonDerivative · entry 1

Savi Luca · CIK 0001538081 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,311

F1 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on March 4, 2023.

Read SEC document
March 04, 2020 Filed Mar 7, 2020 00:19 UTC
Ghirardo CarloSee Remarks
GrantCommon Stock 2,880 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007545 · doc4.xml · nonDerivative · entry 1

Ghirardo Carlo · CIK 0001736294 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on March 4, 2023.

Read SEC document
March 04, 2020 Filed Mar 7, 2020 00:19 UTC GrantCommon Stock 8,493 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-007544 · doc4.xml · nonDerivative · entry 2

Batliwala Farrokh · CIK 0001655243 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,885.111

F2 · price: Acquired upon the settlement of performance units granted on February 23, 2017 as a result of the satisfaction of the performance criteria underlying the award.

F4 · balance_after: Includes 90.111 shares under a dividend reinvestment plan.

Read SEC document
March 04, 2020 Filed Mar 7, 2020 00:19 UTC GrantCommon Stock 3,925 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007544 · doc4.xml · nonDerivative · entry 1

Batliwala Farrokh · CIK 0001655243 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,392.111

F1 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on March 4, 2023.

F4 · balance_after: Includes 90.111 shares under a dividend reinvestment plan.

Read SEC document
March 04, 2020 Filed Mar 7, 2020 00:17 UTC
Flynn Ryan F.See Remarks
GrantCommon Stock 2,005 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-007542 · doc4.xml · nonDerivative · entry 2

Flynn Ryan F. · CIK 0001763617 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,583

F2 · price: Acquired upon the settlement of performance units granted on February 23, 2017 as a result of the satisfaction of the performance criteria underlying the award.

Read SEC document
March 04, 2020 Filed Mar 7, 2020 00:17 UTC
Flynn Ryan F.See Remarks
GrantCommon Stock 2,485 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007542 · doc4.xml · nonDerivative · entry 1

Flynn Ryan F. · CIK 0001763617 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,578

F1 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on March 4, 2023.

Read SEC document
March 04, 2020 Filed Mar 7, 2020 00:17 UTC GrantCommon Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-007540 · doc4.xml · nonDerivative · entry 2

Lembesis Maurine C. · CIK 0001763624 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,297.33

F2 · price: Acquired upon the settlement of performance units granted on February 23, 2017 as a result of the satisfaction of the performance criteria underlying the award.

F4 · balance_after: Includes 28.330 shares under a dividend reinvestment plan.

Read SEC document
March 04, 2020 Filed Mar 7, 2020 00:17 UTC GrantCommon Stock 2,620 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007540 · doc4.xml · nonDerivative · entry 1

Lembesis Maurine C. · CIK 0001763624 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,797.33

F1 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on March 4, 2023.

F4 · balance_after: Includes 28.330 shares under a dividend reinvestment plan.

Read SEC document
March 04, 2020 Filed Mar 7, 2020 00:16 UTC
Capela JohnVP, Chief Accounting Officer
GrantCommon Stock 1,965 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007539 · doc4.xml · nonDerivative · entry 1

Capela John · CIK 0001759010 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,820

F1 · shares: Reflects an award of restricted stock units, which are scheduled to vest in equal installments on the first, second and third anniversaries of the grant date.

Read SEC document
March 04, 2020 Filed Mar 7, 2020 00:15 UTC
Scalera Thomas MEVP & Chief Financial Officer
GrantCommon Stock 18,486 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-007538 · doc4.xml · nonDerivative · entry 2

Scalera Thomas M · CIK 0001532278 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,244

F2 · price: Acquired upon the settlement of performance units granted on February 23, 2017 as a result of the satisfaction of the performance criteria underlying the award.

Read SEC document
March 04, 2020 Filed Mar 7, 2020 00:15 UTC
Scalera Thomas MEVP & Chief Financial Officer
GrantCommon Stock 6,540 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007538 · doc4.xml · nonDerivative · entry 1

Scalera Thomas M · CIK 0001532278 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,758

F1 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on March 4, 2023.

Read SEC document
March 04, 2020 Filed Mar 7, 2020 00:14 UTC
Hanna George A.See Remarks
GrantCommon Stock 850 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-007536 · doc4.xml · nonDerivative · entry 4

Hanna George A. · CIK 0001771284 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,985.229

F4 · price: Acquired upon the settlement of performance units granted on February 23, 2017 as a result of the satisfaction of the performance criteria underlying the award.

F7 · balance_after: Includes 280.229 shares under a dividend reinvestment plan.

Read SEC document
March 04, 2020 Filed Mar 7, 2020 00:14 UTC
Hanna George A.See Remarks
GrantCommon Stock 2,005 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-007536 · doc4.xml · nonDerivative · entry 2

Hanna George A. · CIK 0001771284 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,707.229

F2 · price: Acquired upon the settlement of performance units granted on February 23, 2017 as a result of the satisfaction of the performance criteria underlying the award.

F7 · balance_after: Includes 280.229 shares under a dividend reinvestment plan.

Read SEC document
March 04, 2020 Filed Mar 7, 2020 00:14 UTC
Hanna George A.See Remarks
GrantCommon Stock 2,945 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007536 · doc4.xml · nonDerivative · entry 1

Hanna George A. · CIK 0001771284 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,702.229

F1 · shares: Reflects an award of restricted stock units, all of which are scheduled to vest on March 4, 2023.

F7 · balance_after: Includes 280.229 shares under a dividend reinvestment plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.