Tapewire

OTC · USD

ITHUF

iANTHUS CAPITAL HOLDINGS, INC.

Export transactions ↓
Tapewire entity
7387
SEC CIK
0001643154
Parsed reports
74

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2026 Filed May 15, 2026 20:28 UTC GrantCommon Shares 78,947,368 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-226912 · ownership.xml · nonDerivative · entry 1

Ware Jason Matthew · CIK 0002133231 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,947,368

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. The restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 16:53 UTC GrantCommon Shares 33,673,469 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-306871 · ownership.xml · nonDerivative · entry 1

GILBERT KENNETH W · CIK 0001120304 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,724,941

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. The restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. The restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 21:51 UTC GrantCommon Shares 46,428,571 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-306864 · ownership.xml · nonDerivative · entry 1

SHOGHI ALEXANDER · CIK 0001663166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,853,456

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. The restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. The restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 21:53 UTC GrantCommon Shares 33,673,469 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-306872 · ownership.xml · nonDerivative · entry 1

Cohen Scott Herman · CIK 0001935204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,117,098

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. The restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. The restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

Read SEC document
December 01, 2025 Filed Dec 4, 2025 23:30 UTC GrantCommon Shares 33,673,469 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-308308 · ownership.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,489,647

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. The restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. The restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

Read SEC document
September 30, 2025 Filed Sep 30, 2025 21:18 UTC
Proud Richard C. Jr.Director · CEO and Director
Disposition to issuerCommon Shares 29,632,675 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-225266 · ownership.xml · nonDerivative · entry 1

Proud Richard C. Jr. · CIK 0001985902 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,946,516

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 66,070,621 restricted stock units granted to the Reporting Person on August 31, 2023.

Read SEC document
July 08, 2025 Filed Jul 10, 2025 17:45 UTC Disposition to issuerCommon Shares 2,105,615 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-095112 · ownership.xml · nonDerivative · entry 1

Vu Justin LiemPha · CIK 0002019135 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,290,110

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,316,547 restricted stock units granted to the Reporting Person on June 27, 2023.

Read SEC document
April 23, 2025 Filed May 28, 2025 16:24 UTC
Proud Richard C. Jr.Director · CEO and Director
Disposition to issuerCommon Shares 9,910,592 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-078146 · ownership.xml · nonDerivative · entry 1

Proud Richard C. Jr. · CIK 0001985902 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,579,191

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 66,070,621 restricted stock units granted to the Reporting Person on August 31, 2023.

Read SEC document
November 26, 2024 Filed Dec 2, 2024 19:00 UTC GrantCommon Shares 33,000,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132384 · ownership.xml · nonDerivative · entry 1

GILBERT KENNETH W · CIK 0001120304 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,051,472

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares shall be delivered to the reporting person on the earlier of: (i) the date on which the reporting person resigns from the Issuer's Board of Directors (the "Board"); or (ii) the date that the reporting person's tenure with the Board expires.

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares shall be delivered to the reporting person on the earlier of: (i) the date on which the reporting person resigns from the Issuer's Board of Directors (the "Board"); or (ii) the date that the reporting person's tenure with the Board expires.

Read SEC document
November 26, 2024 Filed Dec 3, 2024 00:00 UTC GrantCommon Shares 33,000,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132382 · ownership.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,816,178

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

Read SEC document
November 26, 2024 Filed Dec 3, 2024 00:00 UTC GrantCommon Shares 33,000,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132380 · ownership.xml · nonDerivative · entry 1

Cohen Scott Herman · CIK 0001935204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,443,629

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

Read SEC document
November 26, 2024 Filed Dec 3, 2024 00:00 UTC GrantCommon Shares 45,500,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132379 · ownership.xml · nonDerivative · entry 1

SHOGHI ALEXANDER · CIK 0001663166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,424,885

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

Read SEC document
October 08, 2024 Filed Oct 8, 2024 20:46 UTC
Proud Richard C. Jr.Director · CEO and Director
Disposition to issuerCommon Shares 19,722,081 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-113565 · ownership.xml · nonDerivative · entry 1

Proud Richard C. Jr. · CIK 0001985902 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,489,783

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 66,070,621 restricted stock units granted to the Reporting Person on August 31, 2023.

Read SEC document
July 02, 2024 Filed Jul 29, 2024 16:23 UTC Disposition to issuerCommon Shares 1,553,916 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-087308 · ownership.xml · nonDerivative · entry 1

Vu Justin LiemPha · CIK 0002019135 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,395,725

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,296,547 restricted stock units granted to the Reporting Person on June 27, 2023.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 11:35 UTC
Fischer Seth10% owner
OtherCommon Shares, no par value ("Common Shares") 13,935,062 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-24-002195 · ownership.xml · nonDerivative · entry 1

Oasis Management Co Ltd. · CIK 0001317904 · 10% owner

Oasis Investments II Master Fund Ltd. · CIK 0001530803 · 10% owner

Fischer Seth · CIK 0001456474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,284,677,774

F1 · kind: The Common Shares were issued as payment of a fee in connection with an amendment, dated February 20, 2024 (the "Amendment"), to secured bridge notes originally issued by a wholly-owned subsidiary of Issuer on February 2, 2021.

F2 · price: The Common Shares were issued based on a price per share equal to the volume-weighted average trading price of the Common Shares on the Canadian Securities Exchange for the 20 consecutive trading days immediately prior to the date of the Amendment.

F3 · ownership.nature: The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.

F4 · ownership.nature: The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 21:16 UTC OtherCommon Shares, no par value (the "Common Shares") 11,705,452 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-24-002162 · ownership.xml · nonDerivative · entry 1

Senvest Management, LLC · CIK 0001328785 · 10% owner

MASHAAL RICHARD R · CIK 0001536894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,074,406,901

F1 · kind: The Common Shares were issued as payment of a fee in connection with an amendment, dated February 20, 2024 (the "Amendment"), to secured bridge notes originally issued by a wholly-owned subsidiary of Issuer on February 2, 2021.

F2 · price: The Common Shares were issued based on a price per share equal to the volume-weighted average trading price of the Common Shares on the Canadian Securities Exchange for the 20 consecutive trading days immediately prior to the date of the Amendment.

F3 · ownership.nature: These securities are held in the accounts Senvest Master Fund, LP and Senvest Global (KY) (collectively, the "Investment Vehicles"). Senvest Management, LLC ("Senvest") serves as investment manager of each of the Investment Vehicles. Richard Mashaal ("Mr. Mashaal") is the managing member of Senvest. Senvest may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Senvest's position as investment manager of each of the Investment Vehicles. Mr. Mashaal may be deemed to have investment and voting control over the securities held by the Investment Vehicles by virtue of Mr. Mashaal's status as the managing member of Senvest.

F4 · ownership.nature: For convenience, the Reporting Persons have included all securities held by the Investment Vehicles, including securities in excess of the Reporting Persons' pecuniary interest. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:11 UTC OtherCommon Shares 26,156,669 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-018110 · marketforms-64959.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Gotham Green Fund II (Q), L.P.

Disclosed balance after: 359,610,209

F1 · kind: Shares were issued as payment of a fee in connection with an amendment, dated February 20, 2024 (the "Amendment"), to secured bridge notes originally issued by a wholly-owned subsidiary of Issuer on February 2, 2021.

F2 · price: Shares were issued based on a price per share equal to the volume-weighted average trading price of the Common Shares on the Canadian Securities Exchange for the 20 consecutive trading days immediately prior to the date of the Amendment.

F4 · ownership.direct: See footnote 3.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:11 UTC OtherCommon Shares 4,500,467 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-018110 · marketforms-64959.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Gotham Green Fund II, L.P.

Disclosed balance after: 61,824,757

F1 · kind: Shares were issued as payment of a fee in connection with an amendment, dated February 20, 2024 (the "Amendment"), to secured bridge notes originally issued by a wholly-owned subsidiary of Issuer on February 2, 2021.

F2 · price: Shares were issued based on a price per share equal to the volume-weighted average trading price of the Common Shares on the Canadian Securities Exchange for the 20 consecutive trading days immediately prior to the date of the Amendment.

F3 · ownership.direct: Gotham Green Partners, LLC, of which Jason Adler is the managing member, is the SEC registered investment adviser to the Gotham funds, including Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green GP II, LLC is the general partner of Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of any pecuniary interest therein.

Read SEC document
January 05, 2024 Filed Jan 12, 2024 23:59 UTC
Faraut PhilippeChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,439,024 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-004332 · ownership.xml · derivative · entry 3

Faraut Philippe · CIK 0001954719 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,739,974

Underlying: Common Stock · 2,439,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.

F4 · derivative.exercise_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, dated October 15, 2018 (the "Plan"). Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest in three (3) equal annual installments on the first (3) anniversaries of the date of grant, subject to the Reporting Person's continued service with the Issuer.

F4 · derivative.expiration_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, dated October 15, 2018 (the "Plan"). Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest in three (3) equal annual installments on the first (3) anniversaries of the date of grant, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
January 05, 2024 Filed Jan 12, 2024 23:59 UTC
Faraut PhilippeChief Financial Officer
Disposition to issuerCommon Stock 999,512 $0.29 $286,660.04
Disclosure

SEC source: 0000950170-24-004332 · ownership.xml · nonDerivative · entry 2

Faraut Philippe · CIK 0001954719 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,439,512

F3 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,439,024 restricted stock units granted to the Reporting Person on January 5, 2024.

Read SEC document
January 05, 2024 Filed Jan 12, 2024 23:59 UTC
Faraut PhilippeChief Financial Officer
GrantCommon Stock 2,439,024 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-004332 · ownership.xml · nonDerivative · entry 1

Faraut Philippe · CIK 0001954719 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,439,024

F1 · shares: Represents the issuance of the shares underlying the remaining vested portion of the grant of the restricted stock units to the reporting person on November 22, 2022.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 17:10 UTC GrantCommon Shares 6,875,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-064899 · ownership.xml · nonDerivative · entry 1

GILBERT KENNETH W · CIK 0001120304 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,051,472

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest on the anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest on the anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

F2 · balance_after: Reporting Person has determined that all previously granted restricted stock units reported on Table II will be treated as issued common shares of the Issuer, subject to applicable vesting requirements, and reported on Table I.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:13 UTC
Faraut PhilippeChief Financial Officer
GrantRestricted Stock Units · Derivative 12,500,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-064903 · ownership.xml · derivative · entry 1

Faraut Philippe · CIK 0001954719 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,178,998

Underlying: Common Stock · 12,500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.

F2 · derivative.exercise_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, dated October 15, 2018 (the "Plan"). Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest in three (3) equal annual installments on the first (3) anniversaries of the date of grant, subject to the Reporting Person's continued service with the Issuer.

F2 · derivative.expiration_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, dated October 15, 2018 (the "Plan"). Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest in three (3) equal annual installments on the first (3) anniversaries of the date of grant, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:09 UTC GrantCommon Shares 6,875,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-064897 · ownership.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,816,178

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:06 UTC GrantCommon Shares 6,875,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-064895 · ownership.xml · nonDerivative · entry 1

Cohen Scott Herman · CIK 0001935204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,443,629

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:04 UTC GrantCommon Shares 9,479,167 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-064890 · ownership.xml · nonDerivative · entry 1

SHOGHI ALEXANDER · CIK 0001663166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,924,885

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest on the first anniversary of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

Read SEC document
October 10, 2023 Filed Oct 12, 2023 22:33 UTC Exercise / conversionRestricted Stock Units · Derivative 4,460,785 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-053175 · ownership.xml · derivative · entry 2

SHOGHI ALEXANDER · CIK 0001663166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,460,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.

F3 · derivative.exercise_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, dated October 15, 2018 (the "Plan").

F3 · derivative.expiration_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, dated October 15, 2018 (the "Plan").

Read SEC document
October 10, 2023 Filed Oct 12, 2023 22:33 UTC GrantCommon Stock 4,460,785 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-053175 · ownership.xml · nonDerivative · entry 1

SHOGHI ALEXANDER · CIK 0001663166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,445,718

F1 · shares: Represents the issuance of the shares underlying the remaining vested portion of the grant of the restricted stock units to the reporting person on September 19, 2022.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.

Read SEC document
October 10, 2023 Filed Oct 12, 2023 22:30 UTC Exercise / conversionRestricted Stock Units · Derivative 4,607,844 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-053173 · ownership.xml · derivative · entry 2

Cohen Scott Herman · CIK 0001935204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,607,844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.

F3 · derivative.exercise_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, dated October 15, 2018 (the "Plan").

F3 · derivative.expiration_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, dated October 15, 2018 (the "Plan").

Read SEC document
October 10, 2023 Filed Oct 12, 2023 22:30 UTC GrantCommon Stock 4,607,844 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-053173 · ownership.xml · nonDerivative · entry 1

Cohen Scott Herman · CIK 0001935204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,568,629

F1 · shares: Represents the issuance of the shares underlying the remaining vested portion of the grant of the restricted stock units to the reporting person on September 19, 2022.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.

Read SEC document
October 10, 2023 Filed Oct 12, 2023 22:27 UTC Exercise / conversionRestricted Stock Units · Derivative 5,980,393 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-053171 · ownership.xml · derivative · entry 2

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,980,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.

F3 · derivative.exercise_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, dated October 15, 2018 (the "Plan").

F3 · derivative.expiration_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, dated October 15, 2018 (the "Plan").

Read SEC document
October 10, 2023 Filed Oct 12, 2023 22:27 UTC GrantCommon Stock 5,980,393 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-053171 · ownership.xml · nonDerivative · entry 1

Mathews-Spradlin Mich J · CIK 0001635074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,941,178

F1 · shares: Represents the issuance of the shares underlying the remaining vested portion of the grant of the restricted stock units to the reporting person on September 19, 2022.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.

Read SEC document
October 10, 2023 Filed Oct 13, 2023 18:58 UTC Exercise / conversionRestricted Stock Units · Derivative 11,816,034 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-053285 · ownership.xml · derivative · entry 3

GALVIN ROBERT R · CIK 0001244971 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,816,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.

F4 · derivative.exercise_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, dated October 15, 2018 (the "Plan").

F4 · derivative.expiration_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, dated October 15, 2018 (the "Plan").

Read SEC document
October 10, 2023 Filed Oct 13, 2023 18:58 UTC Disposition to issuerCommon Stock 3,703,032 $0.02 $90,353.98
Disclosure

SEC source: 0000950170-23-053285 · ownership.xml · nonDerivative · entry 2

GALVIN ROBERT R · CIK 0001244971 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,973,062

F3 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 11,816,034 restricted stock units granted to the Reporting Person on July 26, 2022.

Read SEC document
October 10, 2023 Filed Oct 13, 2023 18:58 UTC GrantCommon Stock 11,816,034 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-053285 · ownership.xml · nonDerivative · entry 1

GALVIN ROBERT R · CIK 0001244971 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,676,094

F1 · shares: Represents the issuance of the shares underlying the remaining vested portion of the grant of the restricted stock units to the reporting person on July 26, 2022.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 21:08 UTC
Proud Richard C. Jr.Director · CEO and Director
GrantCommon Shares 198,211,864 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-046486 · ownership.xml · nonDerivative · entry 1

Proud Richard C. Jr. · CIK 0001985902 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,211,864

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest in three (3) equal annual installments on the first three (3) anniversaries of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the reporting person within 73 days following the vesting date applicable to such restricted stock units.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 21:04 UTC
Faraut PhilippeChief Financial Officer
GrantRestricted Stock Units · Derivative 8,982,036 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-046473 · ownership.xml · derivative · entry 1

Faraut Philippe · CIK 0001954719 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,678,998

Underlying: Common Shares · 8,982,036 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer following vesting.

F2 · derivative.exercise_date: The restricted stock units referenced in Column 9 were granted pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest in three (3) equal annual installments on the first three (3) anniversaries of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the Reporting Person within 73 days following the vesting date applicable to such restricted stock units.

F2 · derivative.expiration_date: The restricted stock units referenced in Column 9 were granted pursuant to the Issuer's Amended and Restated Omnibus Incentive Plan dated October 15, 2018 (the "Plan"). Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest in three (3) equal annual installments on the first three (3) anniversaries of the date of the grant, subject to the reporting person's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the Reporting Person within 73 days following the vesting date applicable to such restricted stock units.

Read SEC document
July 06, 2023 Filed Jul 7, 2023 20:58 UTC Exercise / conversionRestricted Stock Units · Derivative 5,586,592 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-032281 · ownership.xml · derivative · entry 2

Paterson John Alexander · CIK 0001975902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,011,173

Underlying: Common Stock · 5,586,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.

F3 · derivative.exercise_date: The restricted stock units referenced in Column 9 were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018. Such restricted stock units will vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service with the Issuer.

F3 · derivative.expiration_date: The restricted stock units referenced in Column 9 were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018. Such restricted stock units will vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
July 06, 2023 Filed Jul 7, 2023 20:58 UTC GrantCommon Stock 5,586,592 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-032281 · ownership.xml · nonDerivative · entry 1

Paterson John Alexander · CIK 0001975902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,586,592

F1 · shares: Represents the issuance of the shares underlying the initial vested portion of the grant of restricted stock units to the Reporting Person on May 17, 2023.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 21:25 UTC GrantCommon Stock 424,148 $0.02 $8,101.23
Disclosure

SEC source: 0000950170-23-026185 · ownership.xml · nonDerivative · entry 1

SHOGHI ALEXANDER · CIK 0001663166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,984,933

F1 · shares: This transaction was executed in multiple trades at prices ranging from $0.0155 to $0.0250; the price reported above reflects the volume-weighted average purchase price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the Issuer or a security holder of the Issuer.

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.0155 to $0.0250; the price reported above reflects the volume-weighted average purchase price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 26, 2023 Filed May 31, 2023 21:32 UTC GrantCommon Stock 600,000 $0.02 $12,960.00
Disclosure

SEC source: 0000950170-23-025428 · ownership.xml · nonDerivative · entry 2

SHOGHI ALEXANDER · CIK 0001663166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,560,785

F3 · shares: This transaction was executed in multiple trades at prices ranging from $0.02 to $0.0236; the price reported above reflects the volume-weighted average purchase price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the Issuer or a security holder of the Issuer.

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.02 to $0.0236; the price reported above reflects the volume-weighted average purchase price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 18, 2023 Filed May 19, 2023 21:30 UTC PurchaseCommon Shares 2,000,000 $0.02 $38,400.00
Disclosure

SEC source: 0000950170-23-023294 · ownership.xml · nonDerivative · entry 1

SHOGHI ALEXANDER · CIK 0001663166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,960,785

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.0185 to $0.021; the price reported above reflects the volume-weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
May 17, 2023 Filed May 18, 2023 21:06 UTC
Faraut PhilippeChief Financial Officer
GrantRestricted Stock Units · Derivative 8,379,888 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-023105 · ownership.xml · derivative · entry 1

Faraut Philippe · CIK 0001954719 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,379,888

Underlying: Common Shares · 8,379,888 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer following vesting.

F2 · derivative.exercise_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018 (the "Plan") and vest in three equal annual installments on May 17, 2024, May 17, 2025 and May 17, 2026, subject to the Reporting Peron's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the Reporting Person within 73 days following the vesting date applicable to such restricted stock units.

F2 · derivative.expiration_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018 (the "Plan") and vest in three equal annual installments on May 17, 2024, May 17, 2025 and May 17, 2026, subject to the Reporting Peron's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the Reporting Person within 73 days following the vesting date applicable to such restricted stock units.

Read SEC document
May 17, 2023 Filed May 18, 2023 21:04 UTC GrantRestricted Stock Units · Derivative 17,597,765 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-023103 · ownership.xml · derivative · entry 1

Paterson John Alexander · CIK 0001975902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,597,765

Underlying: Common Shares · 17,597,765 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer following vesting.

F2 · derivative.exercise_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018 (the "Plan"). There is an immediate vesting of 5,586,592 units on May 18, 2023 and the remaining 12,011,173 units will vest on May 17, 2024. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the Reporting Person within 73 days following the vesting date applicable to such restricted stock units.

F2 · derivative.expiration_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018 (the "Plan"). There is an immediate vesting of 5,586,592 units on May 18, 2023 and the remaining 12,011,173 units will vest on May 17, 2024. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the Reporting Person within 73 days following the vesting date applicable to such restricted stock units.

Read SEC document
December 28, 2022 Filed Dec 29, 2022 21:10 UTC SaleCommon Shares 270,646 Not disclosed Not disclosed
Disclosure

SEC source: 0001829126-22-020593 · ownership.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Gotham Green Fund 1, L.P.

Disclosed balance after: 125,585,311

F1 · kind: Pursuant to a Securities Transfer Agreement dated December 28, 2022, the funds affiliated with Gotham Green Partners, LLC, as listed in this Form 4, assigned and transferred in a private transaction an aggregate of 4,116,051 common shares for a total purchase price of $10,000.00.

F1 · price: Pursuant to a Securities Transfer Agreement dated December 28, 2022, the funds affiliated with Gotham Green Partners, LLC, as listed in this Form 4, assigned and transferred in a private transaction an aggregate of 4,116,051 common shares for a total purchase price of $10,000.00.

F2 · ownership.nature: Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q) L.P. Gotham Green Credit Partners GP 1, LLC is the general partner of Gotham Green Credit Partners SPV 1, L.P. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Sections 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of any pecuniary interest therein.

Read SEC document
December 28, 2022 Filed Dec 29, 2022 21:10 UTC SaleCommon Shares 1,082,759 Not disclosed Not disclosed
Disclosure

SEC source: 0001829126-22-020593 · ownership.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 502,419,744

F1 · kind: Pursuant to a Securities Transfer Agreement dated December 28, 2022, the funds affiliated with Gotham Green Partners, LLC, as listed in this Form 4, assigned and transferred in a private transaction an aggregate of 4,116,051 common shares for a total purchase price of $10,000.00.

F1 · price: Pursuant to a Securities Transfer Agreement dated December 28, 2022, the funds affiliated with Gotham Green Partners, LLC, as listed in this Form 4, assigned and transferred in a private transaction an aggregate of 4,116,051 common shares for a total purchase price of $10,000.00.

F2 · ownership.nature: Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q) L.P. Gotham Green Credit Partners GP 1, LLC is the general partner of Gotham Green Credit Partners SPV 1, L.P. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Sections 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of any pecuniary interest therein.

Read SEC document
December 28, 2022 Filed Dec 29, 2022 21:10 UTC SaleCommon Shares 2,762,646 Not disclosed Not disclosed
Disclosure

SEC source: 0001829126-22-020593 · ownership.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Gotham Green Credit Partners SPV 1, L.P.

Disclosed balance after: 934,167,928

F1 · kind: Pursuant to a Securities Transfer Agreement dated December 28, 2022, the funds affiliated with Gotham Green Partners, LLC, as listed in this Form 4, assigned and transferred in a private transaction an aggregate of 4,116,051 common shares for a total purchase price of $10,000.00.

F1 · price: Pursuant to a Securities Transfer Agreement dated December 28, 2022, the funds affiliated with Gotham Green Partners, LLC, as listed in this Form 4, assigned and transferred in a private transaction an aggregate of 4,116,051 common shares for a total purchase price of $10,000.00.

F2 · ownership.nature: Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q) L.P. Gotham Green Credit Partners GP 1, LLC is the general partner of Gotham Green Credit Partners SPV 1, L.P. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Sections 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of any pecuniary interest therein.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:43 UTC
Faraut PhilippeChief Financial Officer
GrantRestricted Stock Units · Derivative 7,317,074 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037090 · doc4.xml · derivative · entry 1

Faraut Philippe · CIK 0001954719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,317,074

Underlying: Common Shares · 7,317,074 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer following vesting.

F2 · derivative.exercise_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018 (the "Plan") and vest in three equal annual installments on November 23, 2023, November 23, 2024 and November 23, 2025, subject to the Reporting Peron's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the Reporting Person within 73 days following the vesting date applicable to such restricted stock units.

F2 · derivative.expiration_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018 (the "Plan") and vest in three equal annual installments on November 23, 2023, November 23, 2024 and November 23, 2025, subject to the Reporting Peron's continued service with the Issuer. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the Reporting Person within 73 days following the vesting date applicable to such restricted stock units.

Read SEC document
October 03, 2022 Filed May 31, 2023 17:50 UTC Exercise / conversionRestricted Stock Units · Derivative 1,960,785 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-025455 · ownership.xml · derivative · entry 2

GILBERT KENNETH W · CIK 0001120304 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,215,687

Underlying: Common Stock · 1,960,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.

F3 · derivative.exercise_date: The restricted stock units referenced in Column 9 were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018. Such restricted stock units will vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service with the Issuer.

F3 · derivative.expiration_date: The restricted stock units referenced in Column 9 were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018. Such restricted stock units will vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
October 03, 2022 Filed May 31, 2023 17:50 UTC GrantCommon Stock 1,960,785 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-025455 · ownership.xml · nonDerivative · entry 1

GILBERT KENNETH W · CIK 0001120304 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,960,785

F1 · shares: Represents the issuance of the shares underlying the initial vested portion of the grant of restricted stock units to the Reporting Person on September 19, 2022.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.