person · Reporting owner
Paterson John Alexander
Disclosed activity across 1 company
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Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| iANTHUS CAPITAL HOLDINGS, INC.ITHUF · Entity 7387 | Director | July 06, 2023 | July 07, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
iANTHUS CAPITAL HOLDINGS, INC.
Report date July 06, 2023 · Filed July 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,586,592 |
Reported balance
After 2023-07-06 transaction · row 1
1 source rowRow 1 · 2023-07-06 · Grant · Acquired 5,586,592 · Balance 5,586,592 F1: Represents the issuance of the shares underlying the initial vested portion of the grant of restricted stock units to the Reporting Person on May 17, 2023. F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,011,173 |
Reported balance
After 2023-07-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-07-06 · Exercise / conversion · Disposed 5,586,592 · Balance 12,011,173 F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. F3: The restricted stock units referenced in Column 9 were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018. Such restricted stock units will vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the issuance of the shares underlying the initial vested portion of the grant of restricted stock units to the Reporting Person on May 17, 2023.
F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.
F3: The restricted stock units referenced in Column 9 were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018. Such restricted stock units will vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service with the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 06, 2023 Filed Jul 7, 2023 20:58 UTC | iANTHUS CAPITAL HOLDINGS, INC. ITHUF · Entity 7387 | Exercise / conversionRestricted Stock Units · Derivative | 5,586,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-032281 · ownership.xml · derivative · entry 2 Paterson John Alexander · CIK 0001975902 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,011,173 Underlying: Common Stock · 5,586,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. F3 · derivative.exercise_date: The restricted stock units referenced in Column 9 were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018. Such restricted stock units will vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service with the Issuer. F3 · derivative.expiration_date: The restricted stock units referenced in Column 9 were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018. Such restricted stock units will vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| July 06, 2023 Filed Jul 7, 2023 20:58 UTC | iANTHUS CAPITAL HOLDINGS, INC. ITHUF · Entity 7387 | GrantCommon Stock | 5,586,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-032281 · ownership.xml · nonDerivative · entry 1 Paterson John Alexander · CIK 0001975902 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,586,592 F1 · shares: Represents the issuance of the shares underlying the initial vested portion of the grant of restricted stock units to the Reporting Person on May 17, 2023. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting. Read SEC document |
| May 17, 2023 Filed May 18, 2023 21:04 UTC | iANTHUS CAPITAL HOLDINGS, INC. ITHUF · Entity 7387 | GrantRestricted Stock Units · Derivative | 17,597,765 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-023103 · ownership.xml · derivative · entry 1 Paterson John Alexander · CIK 0001975902 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,597,765 Underlying: Common Shares · 17,597,765 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer following vesting. F2 · derivative.exercise_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018 (the "Plan"). There is an immediate vesting of 5,586,592 units on May 18, 2023 and the remaining 12,011,173 units will vest on May 17, 2024. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the Reporting Person within 73 days following the vesting date applicable to such restricted stock units. F2 · derivative.expiration_date: The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018 (the "Plan"). There is an immediate vesting of 5,586,592 units on May 18, 2023 and the remaining 12,011,173 units will vest on May 17, 2024. The shares (or, in the sole discretion of the Issuer, cash in the amount equal to the Fair Market Value (as defined in the Plan) of such shares on the delivery date) subject to any vested restricted stock units shall be delivered to the Reporting Person within 73 days following the vesting date applicable to such restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.