IPWR

SEC source: 0001104659-20-042456 · tm2014840d1_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,496

SEC source: 0001104659-20-039589 · tm2014062-1_4.xml · nonDerivative · entry 3

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,602

SEC source: 0001104659-20-039589 · tm2014062-1_4.xml · nonDerivative · entry 2

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,415

SEC source: 0001104659-20-039589 · tm2014062-1_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,200

SEC source: 0001104659-20-037000 · tm2013427-1_4.xml · nonDerivative · entry 3

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,549

SEC source: 0001104659-20-037000 · tm2013427-1_4.xml · nonDerivative · entry 2

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,548

SEC source: 0001104659-20-037000 · tm2013427-1_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,182

F1 · balance_after: Reflects the transfer of 201,914 shares of common stock previously held by the reporting person directly to The Bell Family Life Insurance No 1 Trust dated 2/2/95 as amended (the "Bell Trust").

SEC source: 0001104659-19-064377 · tm1923014_4.xml · derivative · entry 3

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,393

Underlying: Common Stock · 252,393 shares

Expires 2024-11-13

F1 · shares: Represents shares of common stock and warrants to purchase common stock purchased by the reporting person for $2.4763 per share of common stock as part of a private placement by Ideal Power Inc.

SEC source: 0001104659-19-064377 · tm1923014_4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,881

F1 · shares: Represents shares of common stock and warrants to purchase common stock purchased by the reporting person for $2.4763 per share of common stock as part of a private placement by Ideal Power Inc.

SEC source: 0001104659-19-057979 · tm1921468d4_4.xml · derivative · entry 1

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 59,000 shares

Expires 2029-10-28

F1 · derivative.exercise_date: The stock option was granted under the issuer's Amended & Restated 2013 Equity Incentive Plan. The stock option vests in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001104659-19-057976 · tm1921468d1_4.xml · derivative · entry 1

BURNS TIMOTHY · CIK 0001520107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2029-10-28

F1 · derivative.exercise_date: The stock option was granted under the issuer's Amended & Restated 2013 Equity Incentive Plan. The stock option vests in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001104659-19-058341 · tm1921468d2_4.xml · derivative · entry 1

BRDAR DANIEL · CIK 0001260614 · Director · BTRAN Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 21,000 shares

Expires 2029-10-28

F1 · derivative.exercise_date: The stock option was granted under the issuer's Amended & Restated 2013 Equity Incentive Plan. The stock option vests in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001535264-19-000055 · primary_doc.xml · nonDerivative · entry 6

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 105,959

F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology Fund II, L.P. (TECH II) & together with QP, CAYMAN, & Tech, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 53,475 shares of Common Stock of the Issuer (the Shares) held by QP, 15,547 Shares held by CAYMAN, 5,503 Shares held by Tech & 31,434 Shares held by TECH II.

F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology Fund II, L.P. (TECH II) & together with QP, CAYMAN, & Tech, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 53,475 shares of Common Stock of the Issuer (the Shares) held by QP, 15,547 Shares held by CAYMAN, 5,503 Shares held by Tech & 31,434 Shares held by TECH II.

F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology Fund II, L.P. (TECH II) & together with QP, CAYMAN, & Tech, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 53,475 shares of Common Stock of the Issuer (the Shares) held by QP, 15,547 Shares held by CAYMAN, 5,503 Shares held by Tech & 31,434 Shares held by TECH II.

F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology Fund II, L.P. (TECH II) & together with QP, CAYMAN, & Tech, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 53,475 shares of Common Stock of the Issuer (the Shares) held by QP, 15,547 Shares held by CAYMAN, 5,503 Shares held by Tech & 31,434 Shares held by TECH II.

F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001535264-19-000055 · primary_doc.xml · nonDerivative · entry 5

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 175,959

SEC source: 0001535264-19-000055 · primary_doc.xml · nonDerivative · entry 4

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 205,959

F1 · price: This is a weighted average price.

SEC source: 0001535264-19-000055 · primary_doc.xml · nonDerivative · entry 3

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 211,171

F1 · price: This is a weighted average price.

SEC source: 0001535264-19-000055 · primary_doc.xml · nonDerivative · entry 2

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 222,071

F1 · price: This is a weighted average price.

SEC source: 0001535264-19-000055 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Limited Partnerships

Disclosed balance after: 239,776

F1 · price: This is a weighted average price.

SEC source: 0001535264-19-000054 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 240,035

F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology Fund II, L.P. (TECH II) & together with QP, CAYMAN, & Tech, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 121,202 shares of Common Stock of the Issuer (the Shares) held by QP, 35,249 Shares held by CAYMAN, 12,455 Shares held by Tech & 71,129 Shares held by TECH II.

F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · shares: The above common stock reflects a 1 for 10 reverse stock split on 8/20/19.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology Fund II, L.P. (TECH II) & together with QP, CAYMAN, & Tech, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 121,202 shares of Common Stock of the Issuer (the Shares) held by QP, 35,249 Shares held by CAYMAN, 12,455 Shares held by Tech & 71,129 Shares held by TECH II.

F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · balance_after: The above common stock reflects a 1 for 10 reverse stock split on 8/20/19.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology Fund II, L.P. (TECH II) & together with QP, CAYMAN, & Tech, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 121,202 shares of Common Stock of the Issuer (the Shares) held by QP, 35,249 Shares held by CAYMAN, 12,455 Shares held by Tech & 71,129 Shares held by TECH II.

F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.direct: The above common stock reflects a 1 for 10 reverse stock split on 8/20/19.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology Fund II, L.P. (TECH II) & together with QP, CAYMAN, & Tech, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 121,202 shares of Common Stock of the Issuer (the Shares) held by QP, 35,249 Shares held by CAYMAN, 12,455 Shares held by Tech & 71,129 Shares held by TECH II.

F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: The above common stock reflects a 1 for 10 reverse stock split on 8/20/19.

SEC source: 0001144204-19-023292 · tv520508_form4.xml · derivative · entry 1

EISENHAURE DAVID B · CIK 0000902744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,000

Underlying: Common Stock · 78,000 shares

Expires 2029-04-30

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F2 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 19,500 shares of common stock vested on April 30, 2019; the right to purchase 19,500 shares of common stock vests on June 30, 2019; the right to purchase 19,500 shares of common stock vests on September 30, 2019; and the right to purchase 19,500 shares vests on December 31, 2019.

SEC source: 0001144204-19-023291 · tv520506_form4.xml · derivative · entry 1

Lesster Laban E · CIK 0001737426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,000

Underlying: Common Stock · 78,000 shares

Expires 2029-04-30

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F2 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 19,500 shares of common stock vested on April 30, 2019; the right to purchase 19,500 shares of common stock vests on June 30, 2019; the right to purchase 19,500 shares of common stock vests on September 30, 2019; and the right to purchase 19,500 shares vests on December 31, 2019.

SEC source: 0001144204-19-023290 · tv520503_form4.xml · derivative · entry 1

TURMELLE MICHAEL C · CIK 0001206290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,000

Underlying: Common Stock · 78,000 shares

Expires 2029-04-30

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F2 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 19,500 shares of common stock vested on April 30, 2019; the right to purchase 19,500 shares of common stock vests on June 30, 2019; the right to purchase 19,500 shares of common stock vests on September 30, 2019; and the right to purchase 19,500 shares vests on December 31, 2019.

SEC source: 0001144204-19-018268 · tv518247_4.xml · derivative · entry 4

EISENHAURE DAVID B · CIK 0000902744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,875 shares

Expires 2027-01-03

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F6 · kind: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.

F5 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 6,968 shares of common stock vests on March 31, 2017; the right to purchase 6,969 shares of common stock vests on June 30, 2017; the right to purchase 6,969 shares of common stock vests on September 30, 2017; and the right to purchase 6,969 shares vests on December 31, 2017.

SEC source: 0001144204-19-018268 · tv518247_4.xml · derivative · entry 3

EISENHAURE DAVID B · CIK 0000902744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,646 shares

Expires 2026-01-04

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F6 · kind: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.

F4 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 3,161 shares of common stock vests on March 31, 2016; the right to purchase 3,162 shares of common stock vests on June 30, 2016; the right to purchase 3,161 shares of common stock vests on September 30, 2016; and the right to purchase 3,162 shares vests on December 31, 2016.

SEC source: 0001144204-19-018268 · tv518247_4.xml · derivative · entry 2

EISENHAURE DAVID B · CIK 0000902744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,834 shares

Expires 2025-01-02

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F6 · kind: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.

F3 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 3,208 shares of common stock vests on March 31, 2015; the right to purchase 3,209 shares of common stock vests on June 30, 2015; the right to purchase 3,208 shares of common stock vests on September 30, 2015; and the right to purchase 3,209 shares vests on December 31, 2015.

SEC source: 0001144204-19-018268 · tv518247_4.xml · derivative · entry 1

EISENHAURE DAVID B · CIK 0000902744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,742 shares

Expires 2024-01-02

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F6 · kind: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.

F2 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 3,185 shares of common stock vests on March 31, 2014; the right to purchase 3,186 shares of common stock vests on June 30, 2014; the right to purchase 3,185 shares of common stock vests on September 30, 2014; and the right to purchase 3,186 shares vests on December 31, 2014.

SEC source: 0001144204-19-018271 · tv518252_4.xml · derivative · entry 4

BELL LON E · CIK 0000941593 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,875 shares

Expires 2027-01-03

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F6 · kind: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.

F5 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 6,968 shares of common stock vests on March 31, 2017; the right to purchase 6,969 shares of common stock vests on June 30, 2017; the right to purchase 6,969 shares of common stock vests on September 30, 2017; and the right to purchase 6,969 shares vests on December 31, 2017.

SEC source: 0001144204-19-018271 · tv518252_4.xml · derivative · entry 3

BELL LON E · CIK 0000941593 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,646 shares

Expires 2026-01-04

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F6 · kind: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.

F4 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 3,161 shares of common stock vests on March 31, 2016; the right to purchase 3,162 shares of common stock vests on June 30, 2016; the right to purchase 3,161 shares of common stock vests on September 30, 2016; and the right to purchase 3,162 shares vests on December 31, 2016.

SEC source: 0001144204-19-018271 · tv518252_4.xml · derivative · entry 2

BELL LON E · CIK 0000941593 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,834 shares

Expires 2025-01-02

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F6 · kind: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.

F3 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 3,208 shares of common stock vests on March 31, 2015; the right to purchase 3,209 shares of common stock vests on June 30, 2015; the right to purchase 3,208 shares of common stock vests on September 30, 2015; and the right to purchase 3,209 shares vests on December 31, 2015.

SEC source: 0001144204-19-018271 · tv518252_4.xml · derivative · entry 1

BELL LON E · CIK 0000941593 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,742 shares

Expires 2024-01-02

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F6 · kind: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.

F2 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 3,185 shares of common stock vests on March 31, 2014; the right to purchase 3,186 shares of common stock vests on June 30, 2014; the right to purchase 3,185 shares of common stock vests on September 30, 2014; and the right to purchase 3,186 shares vests on December 31, 2014.

SEC source: 0001144204-19-018270 · tv518250_4.xml · derivative · entry 3

BRDAR DANIEL · CIK 0001260614 · Director · BTRAN Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2020-01-05

F2 · security: Each performance stock unit ("PSU") represents a contingent right to one share of the Issuer's common stock.

F6 · kind: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.

F5 · derivative.exercise_date: PSUs vest based on the satisfaction of certain stock-price based performance targets and the completion of a 4 year service period.

SEC source: 0001144204-19-018270 · tv518250_4.xml · derivative · entry 2

BRDAR DANIEL · CIK 0001260614 · Director · BTRAN Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2024-09-16

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F6 · kind: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.

F4 · derivative.exercise_date: The right to purchase the common stock vests in equal increments over 4 years on the anniversary of the grant date.

SEC source: 0001144204-19-018270 · tv518250_4.xml · derivative · entry 1

BRDAR DANIEL · CIK 0001260614 · Director · BTRAN Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2024-01-08

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F6 · kind: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.

F3 · derivative.exercise_date: The right to purchase the shares will vest in equal increments of 62,500 shares over a period of 4 years, beginning on January 8, 2015 and continuing thereafter on January 8, 2016, 2017, and 2018.

SEC source: 0001144204-19-018269 · tv518249_4.xml · derivative · entry 3

BURNS TIMOTHY · CIK 0001520107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,000 shares

Expires 2020-01-05

F2 · security: Each performance stock unit ("PSU") represents a contingent right to one share of the Issuer's common stock.

F6 · kind: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.

F5 · derivative.exercise_date: PSUs vest based on the satisfaction of certain stock-price based performance targets and the completion of a 4 year service period.

SEC source: 0001144204-19-018269 · tv518249_4.xml · derivative · entry 2

BURNS TIMOTHY · CIK 0001520107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2024-09-16

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F6 · kind: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.

F4 · derivative.exercise_date: The right to purchase the common stock vests in equal increments over 4 years on the anniversary of the grant date.

SEC source: 0001144204-19-018269 · tv518249_4.xml · derivative · entry 1

BURNS TIMOTHY · CIK 0001520107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2023-11-21

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F6 · kind: Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019.

F3 · derivative.exercise_date: The right to purchase the common stock vests in equal increments over 4 years on the anniversary of the grant date.

SEC source: 0001144204-18-024446 · tv492624_form4.xml · derivative · entry 1

BELL LON E · CIK 0000941593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2028-04-27

F1 · security: The option was issued under the Ideal Power Inc. Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

SEC source: 0001144204-18-020984 · tv491276_form4.xml · derivative · entry 1

Lesster Laban E · CIK 0001737426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,681

Underlying: Common Stock · 26,681 shares

Expires 2028-04-13

F1 · security: The option was issued from the Ideal Power Inc. Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F2 · derivative.exercise_date: The right to purchase the common stock vests as follows: The right to purchase 8,893 shares of common stock vests on June 30, 2018; the right to purchase 8,894 shares of common stock vests on September 30, 2018; and the right to purchase 8,894 shares of common stock vests on December 31, 2018.

SEC source: 0001144204-18-000894 · tv482750_form4.xml · derivative · entry 1

EISENHAURE DAVID B · CIK 0000902744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,786

Underlying: Common Stock · 31,786 shares

Expires 2028-01-02

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F2 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 7,946 shares of common stock vests on March 31, 2018; the right to purchase 7,947 shares of common stock vests on June 30, 2018; the right to purchase 7,946 shares of common stock vests on September 30, 2018; and the right to purchase 7,947 shares vests on December 31, 2018.

SEC source: 0001144204-18-000895 · tv482751_form4.xml · derivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,786

Underlying: Common Stock · 31,786 shares

Expires 2028-01-02

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F2 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 7,946 shares of common stock vests on March 31, 2018; the right to purchase 7,947 shares of common stock vests on June 30, 2018; the right to purchase 7,946 shares of common stock vests on September 30, 2018; and the right to purchase 7,947 shares vests on December 31, 2018.

SEC source: 0001144204-18-000893 · tv482749_form4.xml · derivative · entry 1

TURMELLE MICHAEL C · CIK 0001206290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,786

Underlying: Common Stock · 31,786 shares

Expires 2028-01-02

F1 · security: The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant.

F2 · derivative.exercise_date: The right to purchase the common stock vests as follows: the right to purchase 7,946 shares of common stock vests on March 31, 2018; the right to purchase 7,947 shares of common stock vests on June 30, 2018; the right to purchase 7,946 shares of common stock vests on September 30, 2018; and the right to purchase 7,947 shares vests on December 31, 2018.

SEC source: 0001144204-17-048711 · v475477_form4.xml · nonDerivative · entry 4

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 117,461

F1 · ownership.nature: The shares of common stock are owned by the Bell Family Trust dated February 2, 1995. The reporting person is the trustee and a beneficiary of the Bell Family Trust and has voting and investment control over the securities.

SEC source: 0001144204-17-048711 · v475477_form4.xml · nonDerivative · entry 3

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 115,661

F1 · ownership.nature: The shares of common stock are owned by the Bell Family Trust dated February 2, 1995. The reporting person is the trustee and a beneficiary of the Bell Family Trust and has voting and investment control over the securities.

SEC source: 0001144204-17-048711 · v475477_form4.xml · nonDerivative · entry 2

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 113,661

F1 · ownership.nature: The shares of common stock are owned by the Bell Family Trust dated February 2, 1995. The reporting person is the trustee and a beneficiary of the Bell Family Trust and has voting and investment control over the securities.

SEC source: 0001144204-17-048711 · v475477_form4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 111,661

F1 · ownership.nature: The shares of common stock are owned by the Bell Family Trust dated February 2, 1995. The reporting person is the trustee and a beneficiary of the Bell Family Trust and has voting and investment control over the securities.

SEC source: 0001144204-17-045063 · v473977_form4.xml · nonDerivative · entry 2

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 109,661

F1 · ownership.nature: The shares of common stock are owned by the Bell Family Trust dated February 2, 1995. The reporting person is the trustee and a beneficiary of the Bell Family Trust and has voting and investment control over the securities.

SEC source: 0001144204-17-045063 · v473977_form4.xml · nonDerivative · entry 1

BELL LON E · CIK 0000941593 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 106,911

F1 · ownership.nature: The shares of common stock are owned by the Bell Family Trust dated February 2, 1995. The reporting person is the trustee and a beneficiary of the Bell Family Trust and has voting and investment control over the securities.

SEC source: 0001144204-17-045062 · v473976_form4.xml · nonDerivative · entry 2

Alexander Bill · CIK 0001584738 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,796

SEC source: 0001144204-17-045062 · v473976_form4.xml · nonDerivative · entry 1

Alexander Bill · CIK 0001584738 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,546

SEC source: 0001144204-17-029367 · v467715_form4.xml · nonDerivative · entry 1

Alexander Bill · CIK 0001584738 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,296

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan. The issuer suspended the 10B5-1 Plan following this transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.30 to $2.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.