Last 12 months
Inside the activity.
0 purchase rows · 169 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 23 |
| Dec 2025 | 0 | 18 |
| Jan 2026 | 0 | 44 |
| Feb 2026 | 0 | 22 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 10 |
| May 2026 | 0 | 19 |
| Jun 2026 | 0 | 13 |
| Jul 2026 | 0 | 7 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionCommon Stock | 25,000 | $11.14 | $278,500.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 12 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
SaleCommon Stock | 11,317 | $31.87 | $360,672.79 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 11 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,348 F6 · price: This is the weighted average sales price representing 11,317 shares sold at prices ranging from $31.75 to $32.00 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionCommon Stock | 11,317 | $11.14 | $126,071.38 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 10 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
SaleCommon Stock | 1,000 | $32.61 | $32,610.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 9 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,348 F5 · price: This is the weighted average sales price representing 1,000 shares sold at prices ranging from $32.60 to $32.64 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionCommon Stock | 1,000 | $11.14 | $11,140.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 8 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
SaleCommon Stock | 14,351 | $32.50 | $466,407.50 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 7 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,348 F4 · price: This is the weighted average sales price representing 14,351 shares sold at prices ranging from $32.47 to $32.53 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionCommon Stock | 14,351 | $11.14 | $159,870.14 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 6 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
SaleCommon Stock | 10,649 | $32.36 | $344,601.64 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 5 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,348 F3 · price: This is the weighted average sales price representing 10,649 shares sold at prices ranging from $32.23 to $32.46 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionCommon Stock | 10,649 | $11.14 | $118,629.86 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 4 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
SaleCommon Stock | 12,683 | $32.34 | $410,168.22 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 3 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,348 F2 · price: This is the weighted average sales price representing 12,683 shares sold at prices ranging from $32.02 to $32.58 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionCommon Stock | 12,683 | $11.14 | $141,288.62 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 2 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 22:56 UTC |
SHAROKY MELVIN MDDirector
|
SaleCommon Stock | 9,900 | $31.03 | $307,197.00 |
DisclosureSEC source: 0001104659-20-105778 · a4.xml · nonDerivative · entry 3 SHAROKY MELVIN MD · CIK 0001182633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,890 F2 · price: This is the weighted average sales price representing 9,900 shares sold at prices ranging from $30.89 to $31.14 per share. The number sold at each price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 22:56 UTC |
SHAROKY MELVIN MDDirector
|
SaleCommon Stock | 10,000 | $30.33 | $303,300.00 |
DisclosureSEC source: 0001104659-20-105778 · a4.xml · nonDerivative · entry 2 SHAROKY MELVIN MD · CIK 0001182633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Baby Gator LLC Disclosed balance after: 9,900 F1 · price: This is the weighted average sales price representing 10,000 shares sold at prices ranging from $29.94 to $30.86 per share. The number sold at each price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. F3 · ownership.nature: The Reporting Person is a managing member of Baby Gator LLC. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:56 UTC |
SHAROKY MELVIN MDDirector
|
SaleCommon Stock | 100 | $30.70 | $3,070.00 |
DisclosureSEC source: 0001104659-20-105778 · a4.xml · nonDerivative · entry 1 SHAROKY MELVIN MD · CIK 0001182633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Baby Gator LLC Disclosed balance after: 19,900 F3 · ownership.nature: The Reporting Person is a managing member of Baby Gator LLC. Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 20:11 UTC |
Schaeffer Orlov S NicoleChief People Strategy Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $12.44 | $0.00 |
DisclosureSEC source: 0001104659-20-094674 · a4.xml · derivative · entry 10 Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 4,000 shares Expires 2023-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: On May 23, 2013, the reporting person was granted an option to purchase 25,000 shares of common stock. The option vests in two installments based upon the Issuer's satisfaction of two separate performance metrics. The first installment vested on February 26, 2015. The performance metric applicable to the second installment, the first written approval of a New Drug Application or Marketing Authorization Application from the Food and Drug Administration of European Medicines Agency, respectively, was met on September 28, 2018, resulting in the vesting of the second installment. Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 20:11 UTC |
Schaeffer Orlov S NicoleChief People Strategy Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 465 | $0.00 Strike: $6.96 | $0.00 |
DisclosureSEC source: 0001104659-20-094674 · a4.xml · derivative · entry 9 Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 465 shares Expires 2023-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options become exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 20:11 UTC |
Schaeffer Orlov S NicoleChief People Strategy Officer
|
SaleCommon Stock | 4,000 | $28.80 | $115,200.00 |
DisclosureSEC source: 0001104659-20-094674 · a4.xml · nonDerivative · entry 7 Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,227 F4 · price: This is the weighted average sales price representing 4,000 shares sold at prices ranging from $28.71 to $28.95 per share. The number sold at each price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 20:11 UTC |
Schaeffer Orlov S NicoleChief People Strategy Officer
|
Exercise / conversionCommon Stock | 4,000 | $12.44 | $49,760.00 |
DisclosureSEC source: 0001104659-20-094674 · a4.xml · nonDerivative · entry 6 Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 20:11 UTC |
Schaeffer Orlov S NicoleChief People Strategy Officer
|
SaleCommon Stock | 465 | $28.77 | $13,378.05 |
DisclosureSEC source: 0001104659-20-094674 · a4.xml · nonDerivative · entry 5 Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,227 F3 · price: This is the weighted average sales price representing 465 shares sold at prices ranging from $28.75 to $28.79 per share. The number sold at each price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 20:11 UTC |
Schaeffer Orlov S NicoleChief People Strategy Officer
|
Exercise / conversionCommon Stock | 465 | $6.96 | $3,236.40 |
DisclosureSEC source: 0001104659-20-094674 · a4.xml · nonDerivative · entry 4 Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 20:11 UTC |
Schaeffer Orlov S NicoleChief People Strategy Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,761 | $0.00 Strike: $6.96 | $0.00 |
DisclosureSEC source: 0001104659-20-094674 · a4.xml · derivative · entry 8 Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465 Underlying: Common Stock · 3,761 shares Expires 2023-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options become exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 20:11 UTC |
Schaeffer Orlov S NicoleChief People Strategy Officer
|
SaleCommon Stock | 3,761 | $30.07 | $113,093.27 |
DisclosureSEC source: 0001104659-20-094674 · a4.xml · nonDerivative · entry 3 Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,227 F2 · price: This is the weighted average sales price representing 3,761 shares sold at prices ranging from $30.00 to $30.45 per share. The number sold at each price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 20:11 UTC |
Schaeffer Orlov S NicoleChief People Strategy Officer
|
Exercise / conversionCommon Stock | 3,761 | $6.96 | $26,176.56 |
DisclosureSEC source: 0001104659-20-094674 · a4.xml · nonDerivative · entry 2 Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 21:17 UTC |
SORIANO JOHNChief Compliance Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 52,046 | $0.00 Strike: $13.91 | $0.00 |
DisclosureSEC source: 0001104659-20-093991 · a4.xml · derivative · entry 4 SORIANO JOHN · CIK 0001740947 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,744 Underlying: Common Stock · 52,046 shares Expires 2029-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options become exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 21:17 UTC |
SORIANO JOHNChief Compliance Officer
|
SaleCommon Stock | 52,046 | $30.29 | $1,576,473.34 |
DisclosureSEC source: 0001104659-20-093991 · a4.xml · nonDerivative · entry 3 SORIANO JOHN · CIK 0001740947 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,213 F2 · price: This is the weighted average sales price representing 52,046 shares sold at prices ranging from $30.12 to $30.49 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 21:17 UTC |
SORIANO JOHNChief Compliance Officer
|
Exercise / conversionCommon Stock | 52,046 | $13.91 | $723,959.86 |
DisclosureSEC source: 0001104659-20-093991 · a4.xml · nonDerivative · entry 2 SORIANO JOHN · CIK 0001740947 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2020 Filed Aug 12, 2020 21:17 UTC |
SORIANO JOHNChief Compliance Officer
|
Tax withholdingCommon Stock | 994 | $25.46 | $25,307.24 |
DisclosureSEC source: 0001104659-20-093991 · a4.xml · nonDerivative · entry 1 SORIANO JOHN · CIK 0001740947 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,253 F1 · security: Represents the withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This transaction was not reported previously due to a clerical error. Read SEC document |
| May 15, 2020 Filed Aug 13, 2020 20:11 UTC |
Schaeffer Orlov S NicoleChief People Strategy Officer
|
Tax withholdingCommon Stock | 1,126 | $25.46 | $28,667.96 |
DisclosureSEC source: 0001104659-20-094674 · a4.xml · nonDerivative · entry 1 Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,227 F1 · security: Represents the withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This transaction was not reported previously due to a clerical error. Read SEC document |
| May 15, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Tax withholdingCommon Stock | 1,575 | $25.46 | $40,099.50 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 1 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,348 F1 · shares: Represents the withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This transaction was not reported previously due to a clerical error. Read SEC document |
| May 15, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Tax withholdingCommon Stock | 6,361 | $25.46 | $161,951.06 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 1 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,787 F1 · shares: Represents the withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This transaction was not reported previously due to a clerical error. Read SEC document |
| May 15, 2020 Filed Jan 6, 2021 22:13 UTC |
Adsett RogerChief Commercial Officer
|
Tax withholdingCommon Stock | 1,690 | $25.46 | $43,027.40 |
DisclosureSEC source: 0001104659-21-001605 · tm211774d4_4seq1.xml · nonDerivative · entry 1 Adsett Roger · CIK 0001685904 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,031 F1 · shares: Represents the withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This transaction was not reported previously due to a clerical error. Read SEC document |
| May 12, 2020 Filed May 15, 2020 01:01 UTC |
SHAROKY MELVIN MDDirector
|
GrantCommon Stock | 8,097 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-061859 · a4.xml · nonDerivative · entry 1 SHAROKY MELVIN MD · CIK 0001182633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,790 F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of Common Stock. The Restricted Stock Units have a one year cliff vesting period, provided that the director (a) remains a member of the Board on such vesting date, and (b) attends at least 75% of the meetings of the Board which take place between the grant date and the first anniversary of the grant date. Vested shares are delivered within 30 days of the vesting date. F2 · price: Each Restricted Stock Unit was granted on May 12, 2020 for no consideration. Read SEC document |
| May 12, 2020 Filed May 15, 2020 01:00 UTC |
SCHAFER CAROLDirector
|
GrantCommon Stock | 8,097 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-061858 · a4.xml · nonDerivative · entry 1 SCHAFER CAROL · CIK 0001272181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,702 F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of Common Stock. The Restricted Stock Units have a one year cliff vesting period, provided that the director (a) remains a member of the Board on such vesting date, and (b) attends at least 75% of the meetings of the Board which take place between the grant date and the first anniversary of the grant date. Vested shares are delivered within 30 days of the vesting date. F2 · price: Each Restricted Stock Unit was granted on May 12, 2020 for no consideration. Read SEC document |
| May 12, 2020 Filed May 15, 2020 00:59 UTC |
LEE LEODirector
|
GrantCommon Stock | 8,097 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-061856 · a4.xml · nonDerivative · entry 1 LEE LEO · CIK 0001740789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,062 F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of Common Stock. The Restricted Stock Units have a one year cliff vesting period, provided that the director (a) remains a member of the Board on such vesting date, and (b) attends at least 75% of the meetings of the Board which take place between the grant date and the first anniversary of the grant date. Vested shares are delivered within 30 days of the vesting date. F2 · price: Each Restricted Stock Unit was granted on May 12, 2020 for no consideration. Read SEC document |
| May 12, 2020 Filed May 15, 2020 01:00 UTC |
MCGIRR DAVID W JDirector
|
GrantCommon Stock | 8,097 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-061857 · a4.xml · nonDerivative · entry 1 MCGIRR DAVID W J · CIK 0001219023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,358 F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of Common Stock. The Restricted Stock Units have a one year cliff vesting period, provided that the director (a) remains a member of the Board on such vesting date, and (b) attends at least 75% of the meetings of the Board which take place between the grant date and the first anniversary of the grant date. Vested shares are delivered within 30 days of the vesting date. F2 · price: Each Restricted Stock Unit was granted on May 12, 2020 for no consideration. Read SEC document |
| May 12, 2020 Filed May 15, 2020 00:59 UTC |
ENGELSEN STEINAR JDirector
|
GrantCommon Stock | 8,097 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-061855 · a4.xml · nonDerivative · entry 1 ENGELSEN STEINAR J · CIK 0001218860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,299 F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of Common Stock. The Restricted Stock Units have a one year cliff vesting period, provided that the director (a) remains a member of the Board on such vesting date, and (b) attends at least 75% of the meetings of the Board which take place between the grant date and the first anniversary of the grant date. Vested shares are delivered within 30 days of the vesting date. F2 · price: Each Restricted Stock Unit was granted on May 12, 2020 for no consideration. Read SEC document |
| May 12, 2020 Filed May 15, 2020 00:59 UTC |
Desjardins ClarissaDirector
|
GrantCommon Stock | 8,097 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-061854 · a4.xml · nonDerivative · entry 1 Desjardins Clarissa · CIK 0001793390 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,392 F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of Common Stock. The Restricted Stock Units have a one year cliff vesting period, provided that the director (a) remains a member of the Board on such vesting date, and (b) attends at least 75% of the meetings of the Board which take place between the grant date and the first anniversary of the grant date. Vested shares are delivered within 30 days of the vesting date. F2 · price: Each Restricted Stock Unit was granted on May 12, 2020 for no consideration. Read SEC document |
| May 12, 2020 Filed May 15, 2020 00:58 UTC |
ALTOMARI ALFREDDirector
|
GrantCommon Stock | 8,097 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-061853 · a4.xml · nonDerivative · entry 1 ALTOMARI ALFRED · CIK 0001285644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,938 F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of Common Stock. The Restricted Stock Units have a one year cliff vesting period, provided that the director (a) remains a member of the Board on such vesting date, and (b) attends at least 75% of the meetings of the Board which take place between the grant date and the first anniversary of the grant date. Vested shares are delivered within 30 days of the vesting date. F2 · price: Each Restricted Stock Unit was granted on May 12, 2020 for no consideration. Read SEC document |
| May 12, 2020 Filed May 15, 2020 00:58 UTC |
Bonstein SaraChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 34,890 | $0.00 Strike: $24.70 | $0.00 |
DisclosureSEC source: 0001104659-20-061852 · a4.xml · derivative · entry 1 Bonstein Sara · CIK 0001604019 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,890 Underlying: Common Stock · 34,890 shares Expires 2030-05-12 F1 · derivative.exercise_date: The option becomes exercisable based on the following vesting schedule: twenty-five percent (25%) vests on the first anniversary of the date of grant and twelve and one-half percent (12.5%) vests on each six-month anniversary date thereafter through the fourth anniversary of the date of grant, subject to Ms. Bonstein's continued employment with the Company on each vesting date. Read SEC document |
| May 12, 2020 Filed May 15, 2020 00:57 UTC |
Brennan David RDirector
|
GrantCommon Stock | 8,097 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-061851 · a4.xml · nonDerivative · entry 1 Brennan David R · CIK 0001609305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,318 F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of Common Stock. The Restricted Stock Units have a one year cliff vesting period, provided that the director (a) remains a member of the Board on such vesting date, and (b) attends at least 75% of the meetings of the Board which take place between the grant date and the first anniversary of the grant date. Vested shares are delivered within 30 days of the vesting date. F2 · price: Each Restricted Stock Unit was granted on May 12, 2020 for no consideration. Read SEC document |
| May 12, 2020 Filed May 15, 2020 00:57 UTC |
ANDERSON ELIZABETH MDirector
|
GrantCommon Stock | 8,097 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-061850 · a4.xml · nonDerivative · entry 1 ANDERSON ELIZABETH M · CIK 0001758247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,114 F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of Common Stock. The Restricted Stock Units have a one year cliff vesting period, provided that the director (a) remains a member of the Board on such vesting date, and (b) attends at least 75% of the meetings of the Board which take place between the grant date and the first anniversary of the grant date. Vested shares are delivered within 30 days of the vesting date. F2 · price: Each Restricted Stock Unit was granted on May 12, 2020 for no consideration. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:46 UTC |
SCHAFER CAROLDirector
|
GrantCommon Stock | 1,605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-042576 · a4.xml · nonDerivative · entry 1 SCHAFER CAROL · CIK 0001272181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,605 F1 · shares: The Restricted Stock Units have a one year cliff vesting period, provided that the director (a) remains a member of the Board on such vesting date, and (b) attends at least 75% of the meetings of the Board which take place between the grant date and the first anniversary of the grant date. Vested shares are delivered within 30 days of vesting date. F2 · price: Each Restricted Stock Unit was granted on April 1, 2020, for no consideration, and represents a contingent right to receive one share of Common Stock. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:09 UTC |
Bonstein SaraChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 91,640 | $0.00 Strike: $28.88 | $0.00 |
DisclosureSEC source: 0001127430-20-000034 · edgar.xml · derivative · entry 1 Bonstein Sara · CIK 0001604019 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,640 Underlying: Common Stock · 91,640 shares Expires 2030-02-03 F1 · derivative.exercise_date: In connection with the appointment of Ms. Bonstein as the Company's Chief Financial Officer, the Company granted Ms. Bonstein an option to purchase a total of 91,640 shares of the Company's common stock. The option becomes exercisable based on the following vesting schedule: twenty-five percent (25%) vest on the first anniversary of the date of grant and twelve and one-half percent (12.5%) vest on each six month anniversary date thereafter through the fourth anniversary of the date of grant, subject to Ms. Bonstein's continued employment with the Company on each vesting date. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 23:11 UTC |
GOLL JOHNChief Accounting Officer
|
GrantStock Option (right to buy) · Derivative | 28,260 | $0.00 Strike: $23.75 | $0.00 |
DisclosureSEC source: 0001127430-20-000023 · edgar.xml · derivative · entry 3 GOLL JOHN · CIK 0001779466 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,260 Underlying: Common Stock · 28,260 shares Expires 2030-01-03 F5 · derivative.exercise_date: Stock options granted under the Company's 2019 Incentive Plan. The options become exercisable based on the following vesting schedule: twenty-five percent (25%) on the first anniversary of the grant date and an additional twelve and one-half percent (12.5%) vest on the six month anniversary of the first anniversary date and each six month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 23:11 UTC |
GOLL JOHNChief Accounting Officer
|
Tax withholdingCommon Stock | 208 | $23.75 | $4,940.00 |
DisclosureSEC source: 0001127430-20-000023 · edgar.xml · nonDerivative · entry 2 GOLL JOHN · CIK 0001779466 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,166 F4 · price: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 23:11 UTC |
GOLL JOHNChief Accounting Officer
|
GrantCommon Stock | 5,263 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127430-20-000023 · edgar.xml · nonDerivative · entry 1 GOLL JOHN · CIK 0001779466 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,374 F1 · shares: Restricted stock units granted pursuant to the Company's 2019 Incentive Plan. The Restricted Stock Units vest and become available as follows: twenty five (25%) percent on each anniversary of the date of grant for four years. F2 · price: Each Restricted Stock Unit was granted on January 3, 2020, for no consideration, and represents a contingent right to receive one share of Common Stock. F3 · balance_after: Includes 2,751 shares acquired through the Company's 2018 Employee Stock Purchase Plan. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 23:14 UTC |
SORIANO JOHNChief Compliance Officer
|
GrantStock Option (right to buy) · Derivative | 56,520 | $0.00 Strike: $23.75 | $0.00 |
DisclosureSEC source: 0001127430-20-000027 · edgar.xml · derivative · entry 2 SORIANO JOHN · CIK 0001740947 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,520 Underlying: Common Stock · 56,520 shares Expires 2030-01-03 F4 · derivative.exercise_date: Stock options granted under the Company's 2019 Incentive Plan. The options become exercisable based on the following vesting schedule: twenty five percent (25%) on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 23:14 UTC |
SORIANO JOHNChief Compliance Officer
|
GrantCommon Stock | 10,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127430-20-000027 · edgar.xml · nonDerivative · entry 1 SORIANO JOHN · CIK 0001740947 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,207 F1 · shares: Restricted stock units granted pursuant to the Company's 2019 Incentive Plan. The Restricted Stock Units vest and become available as follows: twenty five (25%) percent on each anniversary of the date of grant for four years. F2 · price: Each Restricted Stock Unit was received as a grant on January 3, 2020, for no consideration, and represents a contingent right to receive one share of Common Stock. F3 · balance_after: Includes 2,746 shares acquired through the Company's 2018 Employee Stock Purchase Plan. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 23:12 UTC |
Pellizzari Christine AChief Legal Officer
|
GrantStock Option (right to buy) · Derivative | 141,300 | $0.00 Strike: $23.75 | $0.00 |
DisclosureSEC source: 0001127430-20-000025 · edgar.xml · derivative · entry 3 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,300 Underlying: Common Stock · 141,300 shares Expires 2030-01-03 F5 · derivative.exercise_date: Stock options granted under the Company's 2019 Incentive Plan. The options become exercisable based on the following vesting schedule: twenty five percent (25%) on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 23:12 UTC |
Pellizzari Christine AChief Legal Officer
|
Tax withholdingCommon Stock | 791 | $23.75 | $18,786.25 |
DisclosureSEC source: 0001127430-20-000025 · edgar.xml · nonDerivative · entry 2 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,867 F4 · price: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.