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Nasdaq · USD

INDV

Indivior Pharmaceuticals, Inc.

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Tapewire entity
4040
SEC CIK
0001625297
Parsed reports
52

Last 12 months

Inside the activity.

10 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202650
Feb 202600
Mar 202630
Apr 202600
May 202600
Jun 202602
Jul 202601
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 27, 2026 Filed Aug 27, 2026 20:00 UTC
Anderson Woodrow DChief Accounting Officer
PurchaseCommon Stock 1,500 $35.69 $53,535.00
Disclosure

SEC source: 0002014440-26-000012 · wk-form4_1787860844.xml · nonDerivative · entry 1

Anderson Woodrow D · CIK 0002014440 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,638

Read SEC document
August 05, 2026 Filed Aug 5, 2026 20:52 UTC
Anderson Woodrow DChief Accounting Officer
PurchaseCommon Stock 1,500 $36.28 $54,420.00
Disclosure

SEC source: 0002014440-26-000010 · wk-form4_1785963124.xml · nonDerivative · entry 1

Anderson Woodrow D · CIK 0002014440 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,138

Read SEC document
July 10, 2026 Filed Jul 13, 2026 20:31 UTC
Heidbreder ChristianChief Scientific Officer
SaleCommon Stock 18,586 $41.14 $764,628.04
Disclosure

SEC source: 0002014639-26-000011 · wk-form4_1783974699.xml · nonDerivative · entry 1

Heidbreder Christian · CIK 0002014639 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 209,337

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026.

Read SEC document
June 22, 2026 Filed Jun 23, 2026 21:24 UTC
Ciaffoni JosephDirector · Chief Executive Officer
Exercise / conversionPerformance Stock Units · Derivative 1,266,903 Not disclosed Not disclosed
Disclosure

SEC source: 0001443841-26-000007 · wk-form4_1782249862.xml · derivative · entry 3

Ciaffoni Joseph · CIK 0001443841 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,266,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the vesting of performance stock units upon the determination that the performance conditions were met at 100% with respect to the performance stock units granted to the Reporting Person on May 13, 2025. As a result, 1,266,903 shares vested on June 22, 2026.

F1 · derivative.expiration_date: Represents the vesting of performance stock units upon the determination that the performance conditions were met at 100% with respect to the performance stock units granted to the Reporting Person on May 13, 2025. As a result, 1,266,903 shares vested on June 22, 2026.

Read SEC document
June 22, 2026 Filed Jun 23, 2026 21:24 UTC
Ciaffoni JosephDirector · Chief Executive Officer
Tax withholdingCommon Stock 612,549 $38.32 $23,472,877.68
Disclosure

SEC source: 0001443841-26-000007 · wk-form4_1782249862.xml · nonDerivative · entry 2

Ciaffoni Joseph · CIK 0001443841 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 790,330

F3 · shares: Shares withheld to satisfy tax withholding obligations associated with the vesting of performance stock units on June 22, 2026.

Read SEC document
June 22, 2026 Filed Jun 23, 2026 21:24 UTC
Ciaffoni JosephDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,266,903 Not disclosed Not disclosed
Disclosure

SEC source: 0001443841-26-000007 · wk-form4_1782249862.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,402,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of performance stock units upon the determination that the performance conditions were met at 100% with respect to the performance stock units granted to the Reporting Person on May 13, 2025. As a result, 1,266,903 shares vested on June 22, 2026.

F2 · price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 20:10 UTC
Heidbreder ChristianChief Scientific Officer
SaleCommon Stock 18,586 $38.06 $707,383.16
Disclosure

SEC source: 0002014639-26-000009 · wk-form4_1781295005.xml · nonDerivative · entry 1

Heidbreder Christian · CIK 0002014639 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,923

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 10:04 UTC
Preblick RyanChief Financial Officer
SaleCommon Stock 36,000 $37.70 $1,357,200.00
Disclosure

SEC source: 0002014866-26-000011 · wk-form4_1781085864.xml · nonDerivative · entry 1

Preblick Ryan · CIK 0002014866 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 284,751

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2026.

Read SEC document
May 13, 2026 Filed May 14, 2026 20:11 UTC GrantCommon Stock 6,518 $0.00 $0.00
Disclosure

SEC source: 0002014900-26-000009 · wk-form4_1778789470.xml · nonDerivative · entry 1

Humphreys Keith · CIK 0002014900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,042

F1 · shares: Reflects a grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the day immediately preceding the date of the annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service to the Issuer on the vesting date.

Read SEC document
May 13, 2026 Filed May 14, 2026 20:12 UTC GrantCommon Stock 6,518 $0.00 $0.00
Disclosure

SEC source: 0001715258-26-000007 · wk-form4_1778789524.xml · nonDerivative · entry 2

Thompson Juliet · CIK 0001715258 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,973

F2 · shares: Reflects a grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the day immediately preceding the date of the annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service to the Issuer on the vesting date.

Read SEC document
May 13, 2026 Filed May 14, 2026 20:10 UTC GrantCommon Stock 6,518 $0.00 $0.00
Disclosure

SEC source: 0001369067-26-000009 · wk-form4_1778789440.xml · nonDerivative · entry 1

Kingsley Stuart A · CIK 0001369067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,100

F1 · shares: Reflects a grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the day immediately preceding the date of the annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service to the Issuer on the vesting date.

Read SEC document
May 13, 2026 Filed May 14, 2026 20:10 UTC GrantCommon Stock 6,518 $0.00 $0.00
Disclosure

SEC source: 0001257599-26-000008 · wk-form4_1778789399.xml · nonDerivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,163

F1 · shares: Reflects a grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the day immediately preceding the date of the annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service to the Issuer on the vesting date.

Read SEC document
May 13, 2026 Filed May 14, 2026 20:07 UTC
Ryan BarbaraDirector
GrantCommon Stock 6,518 $0.00 $0.00
Disclosure

SEC source: 0001827169-26-000013 · wk-form4_1778789272.xml · nonDerivative · entry 1

Ryan Barbara · CIK 0001827169 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,242

F1 · shares: Reflects a grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the day immediately preceding the date of the annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service to the Issuer on the vesting date.

Read SEC document
May 13, 2026 Filed May 14, 2026 20:07 UTC GrantCommon Stock 6,518 $0.00 $0.00
Disclosure

SEC source: 0001487937-26-000009 · wk-form4_1778789230.xml · nonDerivative · entry 1

Stejbach Mark · CIK 0001487937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,087

F1 · shares: Reflects a grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the day immediately preceding the date of the annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service to the Issuer on the vesting date.

Read SEC document
May 13, 2026 Filed May 14, 2026 20:06 UTC GrantCommon Stock 10,430 $0.00 $0.00
Disclosure

SEC source: 0001789507-26-000008 · wk-form4_1778789170.xml · nonDerivative · entry 1

Wheadon David E. · CIK 0001789507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,780

F1 · shares: Reflects a grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the day immediately preceding the date of the annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service to the Issuer on the vesting date.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:12 UTC Tax withholdingCommon Stock 1,117 $38.28 $42,758.76
Disclosure

SEC source: 0001715258-26-000007 · wk-form4_1778789524.xml · nonDerivative · entry 1

Thompson Juliet · CIK 0001715258 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,455

F1 · shares: Shares used to satisfy tax withholding obligations associated with the vesting of Restricted Stock Units on May 12, 2026.

Read SEC document
March 14, 2026 Filed Mar 17, 2026 20:32 UTC
Preblick RyanChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,302 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0002014866-26-000008 · wk-form4_1773779535.xml · derivative · entry 3

Preblick Ryan · CIK 0002014866 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into shares of the Issuer's common stock on a one-for-one basis.

F1 · price: Restricted stock units (RSUs) convert into shares of the Issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 14, 2024, the reporting person was granted 6,302 RSUs in accordance with the Indivior Group Deferred Bonus Plan 2018. Those RSUs vested in a single installment on March 14, 2026.

F3 · derivative.expiration_date: On March 14, 2024, the reporting person was granted 6,302 RSUs in accordance with the Indivior Group Deferred Bonus Plan 2018. Those RSUs vested in a single installment on March 14, 2026.

Read SEC document
March 14, 2026 Filed Mar 17, 2026 20:32 UTC
Preblick RyanChief Financial Officer
Tax withholdingCommon Stock 2,843 $31.11 $88,445.73
Disclosure

SEC source: 0002014866-26-000008 · wk-form4_1773779535.xml · nonDerivative · entry 2

Preblick Ryan · CIK 0002014866 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,751

F2 · shares: Shares used to satisfy tax withholding obligations associated with the vesting of RSUs on March 14, 2026.

Read SEC document
March 14, 2026 Filed Mar 17, 2026 20:32 UTC
Preblick RyanChief Financial Officer
Exercise / conversionCommon Stock 6,302 Not disclosed Not disclosed
Disclosure

SEC source: 0002014866-26-000008 · wk-form4_1773779535.xml · nonDerivative · entry 1

Preblick Ryan · CIK 0002014866 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into shares of the Issuer's common stock on a one-for-one basis.

Read SEC document
March 13, 2026 Filed Mar 13, 2026 20:25 UTC
Ryan BarbaraDirector
PurchaseCommon Stock 8 $31.09 $248.68
Disclosure

SEC source: 0001827169-26-000010 · wk-form4_1773433529.xml · nonDerivative · entry 1

Ryan Barbara · CIK 0001827169 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,724

Read SEC document
March 09, 2026 Filed Mar 11, 2026 12:12 UTC
Ryan BarbaraDirector
PurchaseCommon Stock 31 $32.56 $1,009.36
Disclosure

SEC source: 0001827169-26-000008 · wk-form4_1773231148.xml · nonDerivative · entry 1

Ryan Barbara · CIK 0001827169 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,716

Read SEC document
March 06, 2026 Filed Mar 11, 2026 13:54 UTC PurchaseCommon Stock 940 $31.87 $29,953.10
Disclosure

SEC source: 0001369067-26-000006 · wk-form4_1773237273.xml · nonDerivative · entry 1

Kingsley Stuart A · CIK 0001369067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,582

Read SEC document
March 03, 2026 Filed Mar 5, 2026 20:59 UTC
Heidbreder ChristianChief Scientific Officer
Exercise / conversionPerformance Stock Units · Derivative 132,565 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0002014639-26-000006 · wk-form4_1772744339.xml · derivative · entry 3

Heidbreder Christian · CIK 0002014639 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 132,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the vesting of performance stock units upon the determination that the performance conditions were met at 76.6% with respect to the performance stock units granted to the Reporting Person on March 3, 2023, of which 101,544 shares vested out of the 132,565 target amount.

F1 · derivative.expiration_date: Represents the vesting of performance stock units upon the determination that the performance conditions were met at 76.6% with respect to the performance stock units granted to the Reporting Person on March 3, 2023, of which 101,544 shares vested out of the 132,565 target amount.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 20:59 UTC
Heidbreder ChristianChief Scientific Officer
Tax withholdingCommon Stock 45,797 $31.98 $1,464,588.06
Disclosure

SEC source: 0002014639-26-000006 · wk-form4_1772744339.xml · nonDerivative · entry 2

Heidbreder Christian · CIK 0002014639 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,509

F3 · shares: Shares used to satisfy tax withholding obligations associated with the vesting of performance stock units on March 3, 2026.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 20:59 UTC
Heidbreder ChristianChief Scientific Officer
Exercise / conversionCommon Stock 101,544 Not disclosed Not disclosed
Disclosure

SEC source: 0002014639-26-000006 · wk-form4_1772744339.xml · nonDerivative · entry 1

Heidbreder Christian · CIK 0002014639 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of performance stock units upon the determination that the performance conditions were met at 76.6% with respect to the performance stock units granted to the Reporting Person on March 3, 2023, of which 101,544 shares vested out of the 132,565 target amount.

F2 · price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:00 UTC
Anderson Woodrow DChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 5,946 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0002014440-26-000007 · wk-form4_1772744446.xml · derivative · entry 6

Anderson Woodrow D · CIK 0002014440 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance stock unit and restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · price: Each performance stock unit and restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: This award is fully vested in accordance with its terms, effective March 3, 2026.

F5 · derivative.expiration_date: This award is fully vested in accordance with its terms, effective March 3, 2026.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:00 UTC
Anderson Woodrow DChief Accounting Officer
Exercise / conversionPerformance Stock Units · Derivative 23,975 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0002014440-26-000007 · wk-form4_1772744446.xml · derivative · entry 5

Anderson Woodrow D · CIK 0002014440 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance stock unit and restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · price: Each performance stock unit and restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the vesting of performance stock units upon the determination that the performance conditions were met at 76.6% with respect to the performance stock units granted to the Reporting Person on March 3, 2023, of which 18,364 shares vested out of the 23,975 target amount.

F1 · derivative.expiration_date: Represents the vesting of performance stock units upon the determination that the performance conditions were met at 76.6% with respect to the performance stock units granted to the Reporting Person on March 3, 2023, of which 18,364 shares vested out of the 23,975 target amount.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:00 UTC
Anderson Woodrow DChief Accounting Officer
Tax withholdingCommon Stock 2,682 $31.98 $85,770.36
Disclosure

SEC source: 0002014440-26-000007 · wk-form4_1772744446.xml · nonDerivative · entry 4

Anderson Woodrow D · CIK 0002014440 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,638

F4 · shares: Shares used to satisfy tax withholding obligations associated with the vesting of restricted stock units on March 3, 2026.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:00 UTC
Anderson Woodrow DChief Accounting Officer
Exercise / conversionCommon Stock 5,946 Not disclosed Not disclosed
Disclosure

SEC source: 0002014440-26-000007 · wk-form4_1772744446.xml · nonDerivative · entry 3

Anderson Woodrow D · CIK 0002014440 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each performance stock unit and restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:00 UTC
Anderson Woodrow DChief Accounting Officer
Tax withholdingCommon Stock 8,283 $31.98 $264,890.34
Disclosure

SEC source: 0002014440-26-000007 · wk-form4_1772744446.xml · nonDerivative · entry 2

Anderson Woodrow D · CIK 0002014440 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,374

F3 · shares: Shares used to satisfy tax withholding obligations associated with the vesting of performance stock units on March 3, 2026.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:00 UTC
Anderson Woodrow DChief Accounting Officer
Exercise / conversionCommon Stock 18,364 Not disclosed Not disclosed
Disclosure

SEC source: 0002014440-26-000007 · wk-form4_1772744446.xml · nonDerivative · entry 1

Anderson Woodrow D · CIK 0002014440 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of performance stock units upon the determination that the performance conditions were met at 76.6% with respect to the performance stock units granted to the Reporting Person on March 3, 2023, of which 18,364 shares vested out of the 23,975 target amount.

F2 · price: Each performance stock unit and restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:00 UTC
Preblick RyanChief Financial Officer
Exercise / conversionPerformance Stock Units · Derivative 113,510 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0002014866-26-000006 · wk-form4_1772744411.xml · derivative · entry 3

Preblick Ryan · CIK 0002014866 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 113,510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents the vesting of performance stock units upon the determination that the performance conditions were met at 76.6% with respect to the performance stock units granted to the Reporting Person on March 3, 2023, of which 86,949 shares vested out of the 113,510 target amount. These shares will be released following a two-year holding period.

F2 · derivative.expiration_date: Represents the vesting of performance stock units upon the determination that the performance conditions were met at 76.6% with respect to the performance stock units granted to the Reporting Person on March 3, 2023, of which 86,949 shares vested out of the 113,510 target amount. These shares will be released following a two-year holding period.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:00 UTC
Preblick RyanChief Financial Officer
Exercise / conversionCommon Stock 86,949 Not disclosed Not disclosed
Disclosure

SEC source: 0002014866-26-000006 · wk-form4_1772744411.xml · nonDerivative · entry 2

Preblick Ryan · CIK 0002014866 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the vesting of performance stock units upon the determination that the performance conditions were met at 76.6% with respect to the performance stock units granted to the Reporting Person on March 3, 2023, of which 86,949 shares vested out of the 113,510 target amount. These shares will be released following a two-year holding period.

F3 · price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:00 UTC
Preblick RyanChief Financial Officer
Tax withholdingCommon Stock 87,597 $31.98 $2,801,352.06
Disclosure

SEC source: 0002014866-26-000006 · wk-form4_1772744411.xml · nonDerivative · entry 1

Preblick Ryan · CIK 0002014866 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,343

F1 · shares: In 2024, 204,904 shares vested in respect of performance stock units granted to the Reporting Person on March 3, 2021. These shares were subject to a further two-year holding period. On March 3, 2026, the holding period ended and 87,597 shares were withheld to satisfy tax withholding obligations.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 20:59 UTC
Burris Jeffrey WChief Legal Officer
Exercise / conversionPerformance Stock Units · Derivative 104,300 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001484322-26-000013 · wk-form4_1772744373.xml · derivative · entry 3

Burris Jeffrey W · CIK 0001484322 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 104,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the vesting of performance stock units upon the determination that the performance conditions were met at 76.6% with respect to the performance stock units granted to the Reporting Person on March 3, 2023, of which 79,893 shares vested out of the 104.300 target amount.

F1 · derivative.expiration_date: Represents the vesting of performance stock units upon the determination that the performance conditions were met at 76.6% with respect to the performance stock units granted to the Reporting Person on March 3, 2023, of which 79,893 shares vested out of the 104.300 target amount.

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March 03, 2026 Filed Mar 5, 2026 20:59 UTC
Burris Jeffrey WChief Legal Officer
Tax withholdingCommon Stock 36,032 $31.98 $1,152,303.36
Disclosure

SEC source: 0001484322-26-000013 · wk-form4_1772744373.xml · nonDerivative · entry 2

Burris Jeffrey W · CIK 0001484322 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,518

F3 · shares: Shares used to satisfy tax withholding obligations associated with the vesting of performance stock units on March 3, 2026.

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March 03, 2026 Filed Mar 5, 2026 20:59 UTC
Burris Jeffrey WChief Legal Officer
Exercise / conversionCommon Stock 79,893 Not disclosed Not disclosed
Disclosure

SEC source: 0001484322-26-000013 · wk-form4_1772744373.xml · nonDerivative · entry 1

Burris Jeffrey W · CIK 0001484322 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of performance stock units upon the determination that the performance conditions were met at 76.6% with respect to the performance stock units granted to the Reporting Person on March 3, 2023, of which 79,893 shares vested out of the 104.300 target amount.

F2 · price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

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February 10, 2026 Filed Feb 12, 2026 21:04 UTC
Heidbreder ChristianChief Scientific Officer
GrantCommon Stock 33,622 $0.00 $0.00
Disclosure

SEC source: 0002014639-26-000004 · wk-form4_1770930279.xml · nonDerivative · entry 1

Heidbreder Christian · CIK 0002014639 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,762

F1 · shares: Reflects the grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock, vesting in three equal annual installments beginning on February 10, 2027, the first anniversary of the grant, subject to the Reporting Person's continued service with the Issuer.

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February 10, 2026 Filed Feb 12, 2026 21:08 UTC
Anderson Woodrow DChief Accounting Officer
GrantCommon Stock 6,903 $0.00 $0.00
Disclosure

SEC source: 0002014440-26-000005 · wk-form4_1770930497.xml · nonDerivative · entry 1

Anderson Woodrow D · CIK 0002014440 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,293

F1 · shares: Reflects the grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock, vesting in three equal annual installments beginning on February 10, 2027, the first anniversary of the grant, subject to the Reporting Person's continued service with the Issuer.

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February 10, 2026 Filed Feb 12, 2026 21:07 UTC
Preblick RyanChief Financial Officer
GrantCommon Stock 37,358 $0.00 $0.00
Disclosure

SEC source: 0002014866-26-000004 · wk-form4_1770930440.xml · nonDerivative · entry 1

Preblick Ryan · CIK 0002014866 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,940

F1 · shares: Reflects the grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock, vesting in three equal annual installments beginning on February 10, 2027, the first anniversary of the grant, subject to the Reporting Person's continued service with the Issuer.

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February 10, 2026 Filed Feb 12, 2026 21:05 UTC
Burris Jeffrey WChief Legal Officer
GrantCommon Stock 26,897 $0.00 $0.00
Disclosure

SEC source: 0001484322-26-000011 · wk-form4_1770930329.xml · nonDerivative · entry 1

Burris Jeffrey W · CIK 0001484322 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,657

F1 · shares: Reflects the grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock, vesting in three equal annual installments beginning on February 10, 2027, the first anniversary of the grant, subject to the Reporting Person's continued service with the Issuer.

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February 10, 2026 Filed Feb 12, 2026 21:03 UTC
Barry Patrick AChief Commercial Officer
GrantCommon Stock 31,380 $0.00 $0.00
Disclosure

SEC source: 0001733376-26-000004 · wk-form4_1770930228.xml · nonDerivative · entry 1

Barry Patrick A · CIK 0001733376 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,380

F1 · shares: Reflects the grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock, vesting in three equal annual installments beginning on February 10, 2027, the first anniversary of the grant, subject to the Reporting Person's continued service with the Issuer.

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February 10, 2026 Filed Feb 12, 2026 21:02 UTC
Ciaffoni JosephDirector · Chief Executive Officer
GrantCommon Stock 79,976 $0.00 $0.00
Disclosure

SEC source: 0001443841-26-000004 · wk-form4_1770930173.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,976

F1 · shares: Reflects the grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock, vesting in three equal annual installments beginning on February 10, 2027, the first anniversary of the grant, subject to the Reporting Person's continued service with the Issuer.

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February 09, 2026 Filed Feb 12, 2026 21:04 UTC
Heidbreder ChristianChief Scientific Officer
GrantPerformance Stock Units · Derivative 132,565 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002014639-26-000004 · wk-form4_1770930279.xml · derivative · entry 2

Heidbreder Christian · CIK 0002014639 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,565

Underlying: Common Stock · 132,565 shares

Expires not disclosed

F2 · derivative.exercise_date: On March 3, 2023, the Reporting Person was granted a conditional award for 132,565 shares, subject to satisfaction of performance conditions, which were certified on February 9, 2026. The award vests, subject to continued employment conditions, on March 3, 2026.

F2 · derivative.expiration_date: On March 3, 2023, the Reporting Person was granted a conditional award for 132,565 shares, subject to satisfaction of performance conditions, which were certified on February 9, 2026. The award vests, subject to continued employment conditions, on March 3, 2026.

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February 09, 2026 Filed Feb 12, 2026 21:08 UTC
Anderson Woodrow DChief Accounting Officer
GrantPerformance Stock Units · Derivative 23,975 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002014440-26-000005 · wk-form4_1770930497.xml · derivative · entry 2

Anderson Woodrow D · CIK 0002014440 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,975

Underlying: Common Stock · 23,975 shares

Expires not disclosed

F2 · derivative.exercise_date: On March 3, 2023, the Reporting Person was granted a conditional award for 23,975 shares, subject to satisfaction of performance conditions, which were certified on February 9, 2026. The award vests, subject to continued employment conditions, on March 3, 2026.

F2 · derivative.expiration_date: On March 3, 2023, the Reporting Person was granted a conditional award for 23,975 shares, subject to satisfaction of performance conditions, which were certified on February 9, 2026. The award vests, subject to continued employment conditions, on March 3, 2026.

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February 09, 2026 Filed Feb 12, 2026 21:07 UTC
Preblick RyanChief Financial Officer
GrantPerformance Stock Units · Derivative 113,510 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002014866-26-000004 · wk-form4_1770930440.xml · derivative · entry 2

Preblick Ryan · CIK 0002014866 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,510

Underlying: Common Stock · 113,510 shares

Expires not disclosed

F2 · derivative.exercise_date: On March 3, 2023, the Reporting Person was granted a conditional award for 113,510 shares, subject to satisfaction of performance conditions, which were certified on February 9, 2026. The award vests, subject to continued employment conditions, on March 3, 2026. The shares will then be subject to an additional two-year Holding Period before the vested Shares are released to the Reporting Person.

F2 · derivative.expiration_date: On March 3, 2023, the Reporting Person was granted a conditional award for 113,510 shares, subject to satisfaction of performance conditions, which were certified on February 9, 2026. The award vests, subject to continued employment conditions, on March 3, 2026. The shares will then be subject to an additional two-year Holding Period before the vested Shares are released to the Reporting Person.

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February 09, 2026 Filed Feb 12, 2026 21:05 UTC
Burris Jeffrey WChief Legal Officer
GrantPerformance Stock Units · Derivative 104,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001484322-26-000011 · wk-form4_1770930329.xml · derivative · entry 2

Burris Jeffrey W · CIK 0001484322 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,300

Underlying: Common Stock · 104,300 shares

Expires not disclosed

F2 · derivative.exercise_date: On March 3, 2023, the Reporting Person was granted a conditional award for 104,300 shares, subject to satisfaction of performance conditions, which were certified on February 9, 2026. The award vests, subject to continued employment conditions, on March 3, 2026.

F2 · derivative.expiration_date: On March 3, 2023, the Reporting Person was granted a conditional award for 104,300 shares, subject to satisfaction of performance conditions, which were certified on February 9, 2026. The award vests, subject to continued employment conditions, on March 3, 2026.

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January 26, 2026 Filed Jan 28, 2026 21:11 UTC GrantCommon Stock 3,722 $0.00 $0.00
Disclosure

SEC source: 0001369067-26-000004 · wk-form4_1769634705.xml · nonDerivative · entry 1

Kingsley Stuart A · CIK 0001369067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,642

F1 · shares: Reflects a grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the day immediately preceding the date of the first annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service to the Issuer on the vesting date.

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January 26, 2026 Filed Jan 28, 2026 21:10 UTC GrantCommon Stock 5,955 $0.00 $0.00
Disclosure

SEC source: 0001789507-26-000006 · wk-form4_1769634652.xml · nonDerivative · entry 1

Wheadon David E. · CIK 0001789507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,350

F1 · shares: Reflects a grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the day immediately preceding the date of the first annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service to the Issuer on the vesting date.

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January 26, 2026 Filed Jan 28, 2026 21:10 UTC
Ryan BarbaraDirector
GrantCommon Stock 3,722 $0.00 $0.00
Disclosure

SEC source: 0001827169-26-000006 · wk-form4_1769634606.xml · nonDerivative · entry 1

Ryan Barbara · CIK 0001827169 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,685

F1 · shares: Reflects a grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the day immediately preceding the date of the first annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service to the Issuer on the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.