INDI

SEC source: 0001318331-22-000001 · wf-form4_164506211102454.xml · nonDerivative · entry 2

Woodward William · CIK 0001318331 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2.

Disclosed balance after: 13,971,427

F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, which each entitles the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Ear-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of Issuer's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively.

F2 · ownership.nature: The Reporting Person may be deemed to be the beneficial owner of these shares, which are owned by Anthem/MIC Strategic Partners LP ("ASP"). The Reporting Person is the managing member of Anthem Strategic Capital LLC, which is the general partner of ASP. The Reporting Person disclaims any beneficial interest in these shares except to the extent of his pecuniary interest therein.

SEC source: 0001318331-22-000001 · wf-form4_164506211102454.xml · nonDerivative · entry 1

Woodward William · CIK 0001318331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,130

F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, which each entitles the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Ear-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of Issuer's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively.

SEC source: 0001569823-22-000001 · wf-form4_164523183534748.xml · nonDerivative · entry 1

Neumann Karl-Thomas · CIK 0001569823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,375

F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, which each entitles the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Ear-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of indie's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively.

SEC source: 0001849122-22-000001 · wf-form4_164523230201030.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

F1 · shares: All investments in the pension plan of the Reporting Person's spouse were liquidated at the discretion and at the direction of the pension plan administrator (with no input from the Reporting Person's spouse) and the proceeds were paid to and retained in such pension plan account.

SEC source: 0001866018-22-000001 · wf-form4_164143276027735.xml · derivative · entry 3

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,646

Underlying: Class A Common Stock · 70,646 shares

Expires 2029-01-03

F5 · derivative.exercise_date: These stock options vest with respect to twenty-five percent (25%) of the total number of shares of Class A common stock subject to the stock option on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0001866018-22-000001 · wf-form4_164143276027735.xml · derivative · entry 2

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,923

Underlying: Class A Common Stock · 36,923 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share.

F4 · derivative.expiration_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share.

SEC source: 0001866018-22-000001 · wf-form4_164143276027735.xml · derivative · entry 1

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,615

Underlying: Class A Common Stock · 24,615 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0001865420-22-000001 · wf-form4_164143255518280.xml · derivative · entry 3

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,213

Underlying: Class A Common Stock · 18,213 shares

Expires 2029-01-03

F5 · derivative.exercise_date: These stock options vest with respect to twenty-five percent (25%) of the total number of shares of Class A common stock subject to the stock option on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0001865420-22-000001 · wf-form4_164143255518280.xml · derivative · entry 2

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,519

Underlying: Class A Common Stock · 9,519 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share.

F4 · derivative.expiration_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share.

SEC source: 0001865420-22-000001 · wf-form4_164143255518280.xml · derivative · entry 1

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,346

Underlying: Class A Common Stock · 6,346 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0001865418-22-000001 · wf-form4_164143262707778.xml · derivative · entry 3

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,492

Underlying: Class A Common Stock · 26,492 shares

Expires 2029-01-03

F5 · derivative.exercise_date: These stock options vest with respect to twenty-five percent (25%) of the total number of shares of Class A common stock subject to the stock option on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0001865418-22-000001 · wf-form4_164143262707778.xml · derivative · entry 2

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,846

Underlying: Class A Common Stock · 13,846 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share.

F4 · derivative.expiration_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share.

SEC source: 0001865418-22-000001 · wf-form4_164143262707778.xml · derivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,231

Underlying: Class A Common Stock · 9,231 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0001865423-22-000001 · wf-form4_164143282609473.xml · derivative · entry 3

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,213

Underlying: Class A Common Stock · 18,213 shares

Expires 2029-01-03

F5 · derivative.exercise_date: These stock options vest with respect to twenty-five percent (25%) of the total number of shares of Class A common stock subject to the stock option on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0001865423-22-000001 · wf-form4_164143282609473.xml · derivative · entry 2

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,519

Underlying: Class A Common Stock · 9,519 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share.

F4 · derivative.expiration_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share.

SEC source: 0001865423-22-000001 · wf-form4_164143282609473.xml · derivative · entry 1

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,346

Underlying: Class A Common Stock · 6,346 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0001865419-22-000001 · wf-form4_164143244853285.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,142

Underlying: Class A Common Stock · 29,142 shares

Expires 2029-01-03

F5 · derivative.exercise_date: These stock options vest with respect to twenty-five percent (25%) of the total number of shares of Class A common stock subject to the stock option on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0001865419-22-000001 · wf-form4_164143244853285.xml · derivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,231

Underlying: Class A Common Stock · 15,231 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share.

F4 · derivative.expiration_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share.

SEC source: 0001865419-22-000001 · wf-form4_164143244853285.xml · derivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,158

Underlying: Class A Common Stock · 10,154 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0001865420-21-000004 · wf-form4_164004870154070.xml · derivative · entry 8

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,428,649

Underlying: Class A Common Stock · 300,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F3 · derivative.expiration_date: N/A

SEC source: 0001865420-21-000004 · wf-form4_164004870154070.xml · nonDerivative · entry 6

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633

SEC source: 0001865420-21-000004 · wf-form4_164004870154070.xml · nonDerivative · entry 5

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

SEC source: 0001865420-21-000004 · wf-form4_164004870154070.xml · nonDerivative · entry 4

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,428,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

SEC source: 0001865420-21-000004 · wf-form4_164004870154070.xml · derivative · entry 7

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,728,649

Underlying: Class A Common Stock · 5,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F3 · derivative.expiration_date: N/A

SEC source: 0001865420-21-000004 · wf-form4_164004870154070.xml · nonDerivative · entry 3

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633

SEC source: 0001865420-21-000004 · wf-form4_164004870154070.xml · nonDerivative · entry 2

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

SEC source: 0001865420-21-000004 · wf-form4_164004870154070.xml · nonDerivative · entry 1

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,728,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

SEC source: 0001866018-21-000004 · wf-form4_163970303217671.xml · derivative · entry 8

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,027,385

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F3 · derivative.expiration_date: N/A

SEC source: 0001866018-21-000004 · wf-form4_163970303217671.xml · nonDerivative · entry 6

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633

SEC source: 0001866018-21-000004 · wf-form4_163970303217671.xml · nonDerivative · entry 5

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

SEC source: 0001866018-21-000004 · wf-form4_163970303217671.xml · nonDerivative · entry 4

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,946,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Units for an equal number of shares of Class A Common Stock. See note 2.

SEC source: 0001865418-21-000004 · wf-form4_163970295701121.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,636,922

F1 · balance_after: Pursuant to the Master Transactions Agreement by and among Thunder Bridge II Surviving Pubco, Inc., Thunder Bridge Acquisition II, Ltd., Ay Dee Kay, LLC d/b/a indie Semiconductor ("ADK") and certain other parties (dated as of December 14, 2020 and amended as of the same date) (the "Agreement"), the Reporting Person's ADK units were converted into 2,085,019 shares of the Issuer's Class A Common Stock upon the closing of the transactions contemplated by the Agreement. Post the reported transactions above, of the 2,080,996 shares, 846,761 remain unvested and will vest upon satisfaction of certain time and performance conditions.

SEC source: 0001866018-21-000004 · wf-form4_163970303217671.xml · derivative · entry 7

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,077,385

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F3 · derivative.expiration_date: N/A

SEC source: 0001866018-21-000004 · wf-form4_163970303217671.xml · nonDerivative · entry 3

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633

SEC source: 0001866018-21-000004 · wf-form4_163970303217671.xml · nonDerivative · entry 2

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

SEC source: 0001866018-21-000004 · wf-form4_163970303217671.xml · nonDerivative · entry 1

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,996,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Units for an equal number of shares of Class A Common Stock. See note 2.

SEC source: 0001865423-21-000005 · wf-form4_163970309926378.xml · derivative · entry 4

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,334,349

Underlying: Class A Common Stock · 401,210 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F3 · derivative.expiration_date: N/A

SEC source: 0001865423-21-000005 · wf-form4_163970309926378.xml · nonDerivative · entry 3

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633

SEC source: 0001865423-21-000005 · wf-form4_163970309926378.xml · nonDerivative · entry 2

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

SEC source: 0001865423-21-000005 · wf-form4_163970309926378.xml · nonDerivative · entry 1

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,334,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

SEC source: 0001866018-21-000003 · wf-form4_163953071530200.xml · derivative · entry 10

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,227,385

Underlying: Class A Common Stock · 97,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F4 · derivative.expiration_date: N/A

SEC source: 0001866018-21-000003 · wf-form4_163953071530200.xml · nonDerivative · entry 6

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633

SEC source: 0001866018-21-000003 · wf-form4_163953071530200.xml · nonDerivative · entry 5

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

SEC source: 0001866018-21-000003 · wf-form4_163953071530200.xml · nonDerivative · entry 4

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,146,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Units for an equal number of shares of Class A Common Stock. See note 2.

SEC source: 0001865420-21-000003 · wf-form4_163953059747397.xml · derivative · entry 8

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,734,349

Underlying: Class A Common Stock · 247,660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F3 · derivative.expiration_date: N/A

SEC source: 0001865420-21-000003 · wf-form4_163953059747397.xml · nonDerivative · entry 6

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633

SEC source: 0001865420-21-000003 · wf-form4_163953059747397.xml · nonDerivative · entry 5

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

SEC source: 0001865420-21-000003 · wf-form4_163953059747397.xml · nonDerivative · entry 4

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,734,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

SEC source: 0001865418-21-000003 · wf-form4_163953076646944.xml · nonDerivative · entry 2

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,836,922

F1 · balance_after: Pursuant to the Master Transactions Agreement by and among Thunder Bridge II Surviving Pubco, Inc., Thunder Bridge Acquisition II, Ltd., Ay Dee Kay, LLC d/b/a indie Semiconductor ("ADK") and certain other parties (dated as of December 14, 2020 and amended as of the same date) (the "Agreement"), the Reporting Person's ADK units were converted into 2,085,019 shares of the Issuer's Class A Common Stock upon the closing of the transactions contemplated by the Agreement. Post the reported transactions above, of the 2,080,996 shares, 846,761 remain unvested and will vest upon satisfaction of certain time and performance conditions.

SEC source: 0001865423-21-000004 · wf-form4_163953065913794.xml · derivative · entry 8

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,735,559

Underlying: Class A Common Stock · 306,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F3 · derivative.expiration_date: N/A