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Machuga Steven

Disclosed activity across 1 company

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114549
SEC CIK
0001865419

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
indie Semiconductor, Inc.INDI · Entity 2432Chief Operating OfficerApril 07, 2023April 11, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

indie Semiconductor, Inc.

Report date April 07, 2023 · Filed April 11, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect74,044 Ending reported balance After 2023-04-10 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-04-07 · Exercise / conversion · Acquired 11,803 · Balance 78,179

Row 2 · 2023-04-10 · Tax withholding · Disposed 4,135 · Balance 74,044

F1: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect11,803 Reported balance After 2023-04-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-04-07 · Grant · Acquired 11,803 · Balance 11,803

F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-04-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-04-07 · Exercise / conversion · Disposed 11,803 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 10, 2023 Filed Apr 11, 2023 18:06 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 4,135 $8.95 $37,008.25
Disclosure

SEC source: 0001628280-23-011315 · wf-form4_168125077456632.xml · nonDerivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,044

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 18:06 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 11,803 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011315 · wf-form4_168125077456632.xml · derivative · entry 4

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 18:06 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 11,803 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011315 · wf-form4_168125077456632.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,803

Underlying: Class A Common Stock · 11,803 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 18:06 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 11,803 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011315 · wf-form4_168125077456632.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:43 UTC indie Semiconductor, Inc. INDI · Entity 2432 SaleClass A Common Stock 50,000 $10.35 $517,500.00
Disclosure

SEC source: 0001628280-23-005654 · wf-form4_167762417311709.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,376

F1 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 15, 2022, and modified on September 14, 2022. The Reporting Person's 10b5-1 plan includes a series of automated open market sales with predetermined dates through February 28, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $10.13 to $10.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 17:51 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 8,800 $7.11 $62,568.00
Disclosure

SEC source: 0001628280-23-001200 · wf-form4_167408229029642.xml · nonDerivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,376

F2 · kind: Represents shares of Class A common stock sold in the open market pursuant to a 10b5-1 plan to pay for withholding taxes in connection with the vesting of restricted stock units previously granted to the Reporting Person. This 10b5-1 plan was adopted by the Reporting Person on June 15, 2022, and modified on September 14, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.99 to $7.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
January 13, 2023 Filed Jan 18, 2023 17:51 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 17,377 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001200 · wf-form4_167408229029642.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,616

Underlying: Class A Common Stock · 17,377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

F4 · derivative.expiration_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

Read SEC document
January 13, 2023 Filed Jan 18, 2023 17:51 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 17,377 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001200 · wf-form4_167408229029642.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 17:14 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 1,142 $5.85 $6,680.70
Disclosure

SEC source: 0001628280-23-000507 · wf-form4_167295683787772.xml · nonDerivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,799

F1 · kind: Represents shares of Class A common stock sold in the open market pursuant to a 10b5-1 plan to pay for withholding taxes in connection with the vesting of restricted stock units previously granted to the Reporting Person. This 10b5-1 plan was adopted by the Reporting Person on June 15, 2022, and modified on September 14, 2022.

F2 · price: All the shares reported in this Form 4 were sold in one transaction and sold at $5.85 to cover withholding taxes.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:14 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 2,538 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000507 · wf-form4_167295683787772.xml · derivative · entry 5

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,993

Underlying: Class A Common Stock · 2,538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock

F4 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F4 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:14 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantPerformance-based Restricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000507 · wf-form4_167295683787772.xml · derivative · entry 4

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F6 · derivative.exercise_date: These performance-based restricted stock units shall be earned and become vested based on the achievement of the stock price targets set at $20, $30 and $40 per share of indie's Class A common stock prior to the expiration of a four-year performance period ending on December 31, 2026. The number of units that vest shall be 16,666 units at $20 per share, 33,332 units at $30 per share, and 50,000 units at $40 per share.

F6 · derivative.expiration_date: These performance-based restricted stock units shall be earned and become vested based on the achievement of the stock price targets set at $20, $30 and $40 per share of indie's Class A common stock prior to the expiration of a four-year performance period ending on December 31, 2026. The number of units that vest shall be 16,666 units at $20 per share, 33,332 units at $30 per share, and 50,000 units at $40 per share.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:14 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 56,250 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000507 · wf-form4_167295683787772.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Class A Common Stock · 56,250 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock

F4 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F4 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:14 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 2,538 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000507 · wf-form4_167295683787772.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 17:45 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 8,800 $7.04 $61,952.00
Disclosure

SEC source: 0001628280-22-032034 · wf-form4_167114428117912.xml · nonDerivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,403

F2 · kind: Represents shares of Class A common stock sold in the open market pursuant to a 10b5-1 plan to pay for withholding taxes in connection with the vesting of restricted stock units previously granted to the Reporting Person. This 10b5-1 plan was adopted by the Reporting Person on June 15, 2022, and modified on September 14, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.89 to $7.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 17:45 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 17,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-032034 · wf-form4_167114428117912.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,531

Underlying: Class A Common Stock · 17,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

F4 · derivative.expiration_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 17:45 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 17,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-032034 · wf-form4_167114428117912.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 18:01 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 8,800 $8.94 $78,672.00
Disclosure

SEC source: 0001628280-22-030061 · wf-form4_166855328726393.xml · nonDerivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,828

F2 · kind: Represents shares of Class A common stock sold in the open market pursuant to a 10b5-1 plan to pay for withholding taxes in connection with the vesting of restricted stock units previously granted to the Reporting Person. This 10b5-1 plan was adopted by the Reporting Person on June 15, 2022, and modified on September 14, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.72 to $9.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
November 13, 2022 Filed Nov 15, 2022 18:01 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 17,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-030061 · wf-form4_166855328726393.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,906

Underlying: Class A Common Stock · 17,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

F4 · derivative.expiration_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

Read SEC document
November 13, 2022 Filed Nov 15, 2022 18:01 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 17,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-030061 · wf-form4_166855328726393.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
October 14, 2022 Filed Oct 17, 2022 17:41 UTC indie Semiconductor, Inc. INDI · Entity 2432 SaleClass A Common Stock 55,000 $6.84 $376,200.00
Disclosure

SEC source: 0001628280-22-026512 · wf-form4_166604285980931.xml · nonDerivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,253

F4 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 15, 2022, and modified on September 14, 2022. The Reporting Person's 10b5-1 plan includes a series of automated open market sales with predetermined dates through February 28, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.69 to $7.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
October 14, 2022 Filed Oct 17, 2022 17:41 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 8,800 $6.84 $60,192.00
Disclosure

SEC source: 0001628280-22-026512 · wf-form4_166604285980931.xml · nonDerivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,253

F2 · kind: Represents shares of Class A common stock sold in the open market pursuant to a 10b5-1 plan to pay for withholding taxes in connection with the vesting of restricted stock units previously granted to the Reporting Person. This 10b5-1 plan was adopted by the Reporting Person on June 15, 2022, and modified on September 14, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.69 to $7.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
October 13, 2022 Filed Oct 17, 2022 17:41 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 17,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-026512 · wf-form4_166604285980931.xml · derivative · entry 4

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,281

Underlying: Class A Common Stock · 17,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F5 · derivative.exercise_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

F5 · derivative.expiration_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

Read SEC document
October 13, 2022 Filed Oct 17, 2022 17:41 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 17,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-026512 · wf-form4_166604285980931.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 17:41 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 8,700 $8.37 $72,819.00
Disclosure

SEC source: 0001628280-22-025023 · wf-form4_166327807229837.xml · nonDerivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,678

F2 · kind: Represents shares of Class A common stock sold in the open market pursuant to a 10b5-1 plan to pay for withholding taxes in connection with the vesting of restricted stock units previously granted to the Reporting Person. This 10b5-1 plan was adopted by the Reporting Person on June 15, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.25 to $8.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 17:41 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 17,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-025023 · wf-form4_166327807229837.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,656

Underlying: Class A Common Stock · 17,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

F4 · derivative.expiration_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 17:41 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 17,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-025023 · wf-form4_166327807229837.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 18:52 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-024307 · wf-form4_166215915276525.xml · derivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F4 · derivative.exercise_date: The Reporting Person was granted time-based restricted stock units that shall vest and become nonforfeitable with respect to twenty-five (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F4 · derivative.expiration_date: The Reporting Person was granted time-based restricted stock units that shall vest and become nonforfeitable with respect to twenty-five (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 18:52 UTC indie Semiconductor, Inc. INDI · Entity 2432 SaleClass A Common Stock 55,000 $8.51 $468,050.00
Disclosure

SEC source: 0001628280-22-024307 · wf-form4_166215915276525.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,003

F1 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 15, 2022. The Reporting Person's 10b5-1 plan includes a series of automated open market sales with a range of predetermined prices through January 20, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.50 to $8.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 18:02 UTC indie Semiconductor, Inc. INDI · Entity 2432 SaleClass A Common Stock 8,700 $8.04 $69,948.00
Disclosure

SEC source: 0001628280-22-023054 · wf-form4_166068732007449.xml · nonDerivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,003

F2 · kind: Represents shares of Class A common stock sold in the open market pursuant to a 10b5-1 plan to pay for withholding taxes in connection with the vesting of restricted stock units previously granted to the Reporting Person. This 10b5-1 plan was adopted by the Reporting Person on June 15, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.82 to $8.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 18:02 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 17,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023054 · wf-form4_166068732007449.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,031

Underlying: Class A Common Stock · 17,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

F4 · derivative.expiration_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 18:02 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 17,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023054 · wf-form4_166068732007449.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 17:20 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 17,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-019116 · wf-form4_165826562558633.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,406

Underlying: Class A Common Stock · 17,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

F4 · derivative.expiration_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 17:20 UTC indie Semiconductor, Inc. INDI · Entity 2432 SaleClass A Common Stock 8,700 $5.90 $51,330.00
Disclosure

SEC source: 0001628280-22-019116 · wf-form4_165826562558633.xml · nonDerivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,328

F2 · kind: Represents shares of Class A common stock sold in the open market pursuant to a 10b5-1 plan to pay for withholding taxes in connection with the vesting of restricted stock units previously granted to the Reporting Person. This 10b5-1 plan was adopted by the Reporting Person on June 15, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.71 to $6.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 17:20 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 17,375 $6.00 $104,250.00
Disclosure

SEC source: 0001628280-22-019116 · wf-form4_165826562558633.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 17:41 UTC indie Semiconductor, Inc. INDI · Entity 2432 SaleClass A Common Stock 8,660 $6.43 $55,683.80
Disclosure

SEC source: 0001865419-22-000005 · wf-form4_165532926398930.xml · nonDerivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,653

F2 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 17:41 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 17,375 $0.00 $0.00
Disclosure

SEC source: 0001865419-22-000005 · wf-form4_165532926398930.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,781

Underlying: Class A Common Stock · 17,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

F3 · derivative.expiration_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 17:41 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 17,375 $6.37 $110,678.75
Disclosure

SEC source: 0001865419-22-000005 · wf-form4_165532926398930.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
May 16, 2022 Filed May 17, 2022 17:18 UTC indie Semiconductor, Inc. INDI · Entity 2432 SaleClass A Common Stock 17,562 $6.81 $119,597.22
Disclosure

SEC source: 0001865419-22-000004 · wf-form4_165282226185414.xml · nonDerivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,938

F2 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 13, 2022 Filed May 17, 2022 17:18 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 34,750 $0.00 $0.00
Disclosure

SEC source: 0001865419-22-000004 · wf-form4_165282226185414.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,156

Underlying: Class A Common Stock · 34,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

F3 · derivative.expiration_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

Read SEC document
May 13, 2022 Filed May 17, 2022 17:18 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 34,750 $6.94 $241,165.00
Disclosure

SEC source: 0001865419-22-000004 · wf-form4_165282226185414.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 19:26 UTC indie Semiconductor, Inc. INDI · Entity 2432 SaleClass A Common Stock 8,699 $7.30 $63,502.70
Disclosure

SEC source: 0001865419-22-000003 · wf-form4_164738673405524.xml · nonDerivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,750

F2 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
March 13, 2022 Filed Mar 15, 2022 19:26 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 17,375 $0.00 $0.00
Disclosure

SEC source: 0001865419-22-000003 · wf-form4_164738673405524.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,906

Underlying: Class A Common Stock · 17,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

F3 · derivative.expiration_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

Read SEC document
March 13, 2022 Filed Mar 15, 2022 19:26 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 17,375 $0.00 $0.00
Disclosure

SEC source: 0001865419-22-000003 · wf-form4_164738673405524.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 20:13 UTC indie Semiconductor, Inc. INDI · Entity 2432 SaleClass A Common Stock 95,803 $7.28 $697,445.84
Disclosure

SEC source: 0001865419-22-000002 · wf-form4_164583799671408.xml · nonDerivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,074

F2 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 20:13 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 225,877 $0.00 $0.00
Disclosure

SEC source: 0001865419-22-000002 · wf-form4_164583799671408.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,281

Underlying: Class A Common Stock · 225,877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

F3 · derivative.expiration_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 20:13 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 225,877 $0.00 $0.00
Disclosure

SEC source: 0001865419-22-000002 · wf-form4_164583799671408.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 20:28 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantEmployee Stock Option (right to buy) · Derivative 29,142 $0.00 Strike: $11.69 $0.00
Disclosure

SEC source: 0001865419-22-000001 · wf-form4_164143244853285.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,142

Underlying: Class A Common Stock · 29,142 shares

Expires 2029-01-03

F5 · derivative.exercise_date: These stock options vest with respect to twenty-five percent (25%) of the total number of shares of Class A common stock subject to the stock option on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 20:28 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantPerformance-based Restricted Stock Units · Derivative 15,231 $0.00 $0.00
Disclosure

SEC source: 0001865419-22-000001 · wf-form4_164143244853285.xml · derivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,231

Underlying: Class A Common Stock · 15,231 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share.

F4 · derivative.expiration_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 20:28 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 10,154 $0.00 $0.00
Disclosure

SEC source: 0001865419-22-000001 · wf-form4_164143244853285.xml · derivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,158

Underlying: Class A Common Stock · 10,154 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 19:08 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 417,004 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-017457 · wf-form4_162950088273779.xml · derivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,004

Underlying: Class A Common Stock · 417,004 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

F2 · derivative.expiration_date: The restricted stock units vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.