Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| indie Semiconductor, Inc.INDI · Entity 2432 | Director · Strategic Advisor | August 28, 2026 | September 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
indie Semiconductor, Inc.
Report date August 28, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 487,167 |
Ending reported balance
After 2026-08-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-28 · Exercise / conversion · Acquired 8,598 · Balance 490,305 Row 2 · 2026-08-31 · Sale · Disposed 3,138 · Balance 487,167 F1: Represents shares of Class A Common Stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units ("RSUs"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,598 |
Reported balance
After 2026-08-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-28 · Grant · Acquired 8,598 · Balance 8,598 F2: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock. F3: Represents Restricted Stock Units that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2026 Short Term Incentive Bonus Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-08-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-28 · Exercise / conversion · Disposed 8,598 · Balance 0 F2: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock. F3: Represents Restricted Stock Units that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2026 Short Term Incentive Bonus Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units ("RSUs").
F2: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.
F3: Represents Restricted Stock Units that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2026 Short Term Incentive Bonus Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2026 Filed Sep 1, 2026 22:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 3,138 | $3.72 | $11,672.10 |
DisclosureSEC source: 0001865418-26-000010 · ownership.xml · nonDerivative · entry 2 schiller Thomas · CIK 0001865418 · Director · Strategic Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 487,167 F1 · kind: Represents shares of Class A Common Stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units ("RSUs"). Read SEC document |
| August 28, 2026 Filed Sep 1, 2026 22:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 8,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001865418-26-000010 · ownership.xml · derivative · entry 4 schiller Thomas · CIK 0001865418 · Director · Strategic Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,598 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents Restricted Stock Units that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2026 Short Term Incentive Bonus Plan. F3 · derivative.expiration_date: Represents Restricted Stock Units that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2026 Short Term Incentive Bonus Plan. Read SEC document |
| August 28, 2026 Filed Sep 1, 2026 22:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 8,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001865418-26-000010 · ownership.xml · derivative · entry 3 schiller Thomas · CIK 0001865418 · Director · Strategic Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,598 Underlying: Class A Common Stock · 8,598 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents Restricted Stock Units that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2026 Short Term Incentive Bonus Plan. F3 · derivative.expiration_date: Represents Restricted Stock Units that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2026 Short Term Incentive Bonus Plan. Read SEC document |
| August 28, 2026 Filed Sep 1, 2026 22:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 8,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001865418-26-000010 · ownership.xml · nonDerivative · entry 1 schiller Thomas · CIK 0001865418 · Director · Strategic Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 490,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2026 Filed Jul 30, 2026 00:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865418-26-000007 · ownership.xml · derivative · entry 1 schiller Thomas · CIK 0001865418 · Director · Strategic Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on January 4, 2027, July 1, 2027, January 3, 2028, and on July 3, 2028. F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on January 4, 2027, July 1, 2027, January 3, 2028, and on July 3, 2028. Read SEC document |
| July 02, 2026 Filed Jul 6, 2026 21:55 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 1,833 | $4.45 | $8,158.87 |
DisclosureSEC source: 0001865418-26-000005 · ownership.xml · nonDerivative · entry 2 schiller Thomas · CIK 0001865418 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 481,707 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 21:55 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865418-26-000005 · ownership.xml · derivative · entry 3 schiller Thomas · CIK 0001865418 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F3 · derivative.exercise_date: Such restricted stock units vest at the rate of 25% on January 2, 2026, July 1, 2026, January 4, 2027, and July 1, 2027. F3 · derivative.expiration_date: Such restricted stock units vest at the rate of 25% on January 2, 2026, July 1, 2026, January 4, 2027, and July 1, 2027. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 21:55 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865418-26-000005 · ownership.xml · nonDerivative · entry 1 schiller Thomas · CIK 0001865418 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 483,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 00:27 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 75,000 | $3.83 | $287,250.00 |
DisclosureSEC source: 0001628280-24-039433 · wk-form4_1725493732.xml · nonDerivative · entry 3 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 977,192 F2 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2024. F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.74 to $4.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 00:27 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 3,976 | $3.87 | $15,387.12 |
DisclosureSEC source: 0001628280-24-039433 · wk-form4_1725493732.xml · nonDerivative · entry 2 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,052,192 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| September 01, 2024 Filed Sep 5, 2024 00:27 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 10,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-039433 · wk-form4_1725493732.xml · derivative · entry 5 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,392 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F5 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| September 01, 2024 Filed Sep 5, 2024 00:27 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 10,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-039433 · wk-form4_1725493732.xml · derivative · entry 4 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,392 Underlying: Class A Common Stock · 10,392 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F5 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| September 01, 2024 Filed Sep 5, 2024 00:27 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 10,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-039433 · wk-form4_1725493732.xml · nonDerivative · entry 1 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,056,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 19, 2024 Filed Jun 22, 2024 00:46 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 87,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-029415 · wk-form4_1719017172.xml · derivative · entry 1 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,500 Underlying: Class A Common Stock · 87,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026. F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 23:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 3,506 | $7.24 | $25,383.44 |
DisclosureSEC source: 0001628280-24-026731 · wk-form4_1717542026.xml · nonDerivative · entry 2 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,045,776 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 23:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 9,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026731 · wk-form4_1717542026.xml · derivative · entry 4 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,699 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 23:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 9,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026731 · wk-form4_1717542026.xml · derivative · entry 3 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,699 Underlying: Class A Common Stock · 9,699 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 23:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 9,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026731 · wk-form4_1717542026.xml · nonDerivative · entry 1 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,049,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2024 Filed May 7, 2024 00:53 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 60,000 | $5.68 | $340,800.00 |
DisclosureSEC source: 0001628280-24-020811 · wk-form4_1715043190.xml · nonDerivative · entry 1 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,039,583 F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.46 to $5.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 02:24 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 3,409 | $6.83 | $23,283.47 |
DisclosureSEC source: 0001628280-24-009295 · wk-form4_1709691854.xml · nonDerivative · entry 2 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,099,583 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 02:24 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 9,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-009295 · wk-form4_1709691854.xml · derivative · entry 4 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 02:24 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 9,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-009295 · wk-form4_1709691854.xml · derivative · entry 3 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,430 Underlying: Class A Common Stock · 9,430 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 02:24 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 9,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-009295 · wk-form4_1709691854.xml · nonDerivative · entry 1 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,102,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2024 Filed Jan 6, 2024 00:33 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 60,000 | $7.05 | $423,000.00 |
DisclosureSEC source: 0001628280-24-000735 · wk-form4_1704501203.xml · nonDerivative · entry 5 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,093,562 F2 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2024. F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.89 to $7.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| January 04, 2024 Filed Jan 6, 2024 00:33 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 22,198 | $7.04 | $156,273.92 |
DisclosureSEC source: 0001628280-24-000735 · wk-form4_1704501203.xml · nonDerivative · entry 4 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,153,562 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 04, 2024 Filed Jan 6, 2024 00:33 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 988 | $7.04 | $6,955.52 |
DisclosureSEC source: 0001628280-24-000735 · wk-form4_1704501203.xml · nonDerivative · entry 3 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,175,760 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 03, 2024 Filed Jan 6, 2024 00:33 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 56,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-000735 · wk-form4_1704501203.xml · derivative · entry 7 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 169,875 Underlying: Class A Common Stock · 56,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F5 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F5 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| January 03, 2024 Filed Jan 6, 2024 00:33 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 2,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-000735 · wk-form4_1704501203.xml · derivative · entry 6 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,616 Underlying: Class A Common Stock · 2,308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F5 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F5 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| January 03, 2024 Filed Jan 6, 2024 00:33 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 56,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-000735 · wk-form4_1704501203.xml · nonDerivative · entry 2 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,176,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2024 Filed Jan 6, 2024 00:33 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 2,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-000735 · wk-form4_1704501203.xml · nonDerivative · entry 1 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,120,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 22:50 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 40,000 | $8.10 | $324,000.00 |
DisclosureSEC source: 0001628280-23-042028 · wk-form4_1703026206.xml · nonDerivative · entry 1 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,117,815 F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.00 to $8.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 01:28 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 3,555 | $7.34 | $26,093.70 |
DisclosureSEC source: 0001628280-23-040807 · wk-form4_1701826125.xml · nonDerivative · entry 2 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,157,815 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| December 01, 2023 Filed Dec 6, 2023 01:28 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 10,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040807 · wk-form4_1701826125.xml · derivative · entry 4 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,090 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| December 01, 2023 Filed Dec 6, 2023 01:28 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 10,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040807 · wk-form4_1701826125.xml · derivative · entry 3 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,090 Underlying: Class A Common Stock · 10,090 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| December 01, 2023 Filed Dec 6, 2023 01:28 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 10,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040807 · wk-form4_1701826125.xml · nonDerivative · entry 1 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,161,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 21:32 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 40,000 | $8.77 | $350,800.00 |
DisclosureSEC source: 0001628280-23-027576 · wk-form4_1691184749.xml · nonDerivative · entry 1 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,151,280 F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022, and modified on December 15, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.64 to $8.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 21:46 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 30,000 | $9.37 | $281,100.00 |
DisclosureSEC source: 0001628280-23-024489 · wk-form4_1688679992.xml · nonDerivative · entry 1 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,191,280 F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022, and modified on December 15, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $9.23 to $9.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 21:21 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 30,000 | $9.41 | $282,300.00 |
DisclosureSEC source: 0001628280-23-020919 · wf-form4_168600006143056.xml · nonDerivative · entry 1 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,221,280 F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022, and modified on December 15, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $9.26 to $9.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| May 03, 2023 Filed May 5, 2023 22:54 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 30,000 | $7.79 | $233,700.00 |
DisclosureSEC source: 0001628280-23-016222 · wf-form4_168332726730563.xml · nonDerivative · entry 1 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,251,280 F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022, and modified on December 15, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.67 to $7.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| April 10, 2023 Filed Apr 11, 2023 22:14 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 4,339 | $8.95 | $38,834.05 |
DisclosureSEC source: 0001628280-23-011318 · wf-form4_168125125341127.xml · nonDerivative · entry 2 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,281,280 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 22:14 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 11,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011318 · wf-form4_168125125341127.xml · derivative · entry 4 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,316 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 22:14 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 11,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011318 · wf-form4_168125125341127.xml · derivative · entry 3 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,316 Underlying: Class A Common Stock · 11,316 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 22:14 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 11,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011318 · wf-form4_168125125341127.xml · nonDerivative · entry 1 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,285,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 23:01 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 30,000 | $9.90 | $297,000.00 |
DisclosureSEC source: 0001628280-23-010909 · wf-form4_168073564115710.xml · nonDerivative · entry 1 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,274,303 F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022, and modified on December 15, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $9.40 to $10.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:28 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 30,000 | $10.53 | $315,900.00 |
DisclosureSEC source: 0001628280-23-006393 · wf-form4_167788609936684.xml · nonDerivative · entry 1 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304,303 F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022, and modified on December 15, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $10.39 to $10.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| February 17, 2023 Filed Feb 18, 2023 00:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 58,900 | $9.80 | $577,220.00 |
DisclosureSEC source: 0001628280-23-004110 · wf-form4_167667911383653.xml · nonDerivative · entry 2 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,334,303 F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022, and modified on December 15, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock through December 31, 2023. F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $9.75 to $9.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:12 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 41,100 | $9.76 | $401,136.00 |
DisclosureSEC source: 0001628280-23-004110 · wf-form4_167667911383653.xml · nonDerivative · entry 1 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,393,203 F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022, and modified on December 15, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock through December 31, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $9.75 to $9.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 23:23 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 30,000 | $8.11 | $243,300.00 |
DisclosureSEC source: 0001628280-23-002812 · wf-form4_167589859546871.xml · nonDerivative · entry 1 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,434,303 F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022, and modified on December 15, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.92 to $8.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 22:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 948 | $5.85 | $5,545.80 |
DisclosureSEC source: 0001628280-23-000517 · wf-form4_167295714493297.xml · nonDerivative · entry 2 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,464,303 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 2,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000517 · wf-form4_167295714493297.xml · derivative · entry 5 schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,924 Underlying: Class A Common Stock · 2,307 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.