Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| indie Semiconductor, Inc.INDI · Entity 2432 | Director · President | June 01, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
indie Semiconductor, Inc.
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 107,148 |
Ending reported balance
After 2026-06-02 transaction · row 8
6 source rows · reconciled sequenceRow 1 · 2026-06-01 · Exercise / conversion · Acquired 1,541 · Balance 107,710 Row 2 · 2026-06-02 · Sale · Disposed 562 · Balance 107,148 F1: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units. Row 4 · 2026-06-02 · Exercise / conversion · Acquired 200,000 · Balance 307,148 F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Row 5 · 2026-06-02 · Sale · Disposed 200,000 · Balance 107,148 F4: Represents shares of Class A Common Stock sold in the open market. F5: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.07 to $5.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Row 7 · 2026-06-02 · Exercise / conversion · Acquired 100,000 · Balance 207,148 F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Row 8 · 2026-06-02 · Sale · Disposed 100,000 · Balance 107,148 F4: Represents shares of Class A Common Stock sold in the open market. F6: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.095 to $5.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. |
| Class V Common StockSEC Table I · non-derivative | Direct | 2,489,362 |
Ending reported balance
After 2026-06-02 transaction · row 6
2 source rows · reconciled sequenceRow 3 · 2026-06-02 · Exercise / conversion · Disposed 200,000 · Balance 2,589,362 F2: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 3. Row 6 · 2026-06-02 · Exercise / conversion · Disposed 100,000 · Balance 2,489,362 F2: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 3. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,541 |
Reported balance
After 2026-06-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-06-01 · Grant · Acquired 1,541 · Balance 1,541 F7: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F8: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-06-01 · Exercise / conversion · Disposed 1,541 · Balance 0 F7: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F8: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. |
| ADK Class A UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,589,362 |
Reported balance
After 2026-06-02 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-06-02 · Exercise / conversion · Disposed 200,000 · Balance 2,589,362 F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F9: N/A |
| ADK Class A UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,489,362 |
Reported balance
After 2026-06-02 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2026-06-02 · Exercise / conversion · Disposed 100,000 · Balance 2,489,362 F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F9: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.
F2: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 3.
F3: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
F4: Represents shares of Class A Common Stock sold in the open market.
F5: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.07 to $5.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.095 to $5.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
F7: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
F8: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant.
F9: N/A
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2026 Filed Jun 3, 2026 22:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000035 · ownership.xml · derivative · entry 12 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,489,362 Underlying: Class A Common Stock · 4,939,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F9 · derivative.expiration_date: N/A Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 22:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 200,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000035 · ownership.xml · derivative · entry 11 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,589,362 Underlying: Class A Common Stock · 4,939,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F9 · derivative.expiration_date: N/A Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 22:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 100,000 | $5.16 | $515,990.00 |
DisclosureSEC source: 0001865423-26-000035 · ownership.xml · nonDerivative · entry 8 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,148 F4 · kind: Represents shares of Class A Common Stock sold in the open market. F6 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.095 to $5.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 22:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000035 · ownership.xml · nonDerivative · entry 7 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 22:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000035 · ownership.xml · nonDerivative · entry 6 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,489,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 3. Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 22:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 200,000 | $5.19 | $1,037,060.00 |
DisclosureSEC source: 0001865423-26-000035 · ownership.xml · nonDerivative · entry 5 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,148 F4 · kind: Represents shares of Class A Common Stock sold in the open market. F5 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.07 to $5.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 22:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000035 · ownership.xml · nonDerivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 22:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000035 · ownership.xml · nonDerivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,589,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 3. Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 22:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 562 | $5.12 | $2,875.70 |
DisclosureSEC source: 0001865423-26-000035 · ownership.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,148 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 22:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 1,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000035 · ownership.xml · derivative · entry 10 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,541 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F8 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F8 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 22:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 1,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000035 · ownership.xml · derivative · entry 9 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,541 Underlying: Class A Common Stock · 1,541 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F8 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. F8 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 22:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 1,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000035 · ownership.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 19,800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · derivative · entry 24 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,789,362 Underlying: Class A Common Stock · 4,939,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F11 · derivative.expiration_date: N/A Read SEC document |
| May 29, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 80,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · derivative · entry 23 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,809,162 Underlying: Class A Common Stock · 4,939,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F11 · derivative.expiration_date: N/A Read SEC document |
| May 29, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 19,800 | $5.05 | $99,988.02 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · nonDerivative · entry 18 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 106,169 F3 · kind: Represents shares of Class A Common Stock sold in the open market. F10 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.03 to $5.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| May 29, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 19,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · nonDerivative · entry 17 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 125,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| May 29, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 19,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · nonDerivative · entry 16 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,789,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| May 29, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 80,200 | $5.05 | $405,034.06 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · nonDerivative · entry 15 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 106,169 F3 · kind: Represents shares of Class A Common Stock sold in the open market. F9 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $4.935 to $5.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| May 29, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 80,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · nonDerivative · entry 14 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 186,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| May 29, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 80,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · nonDerivative · entry 13 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,809,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| May 28, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 29,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · derivative · entry 22 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,889,362 Underlying: Class A Common Stock · 4,939,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F11 · derivative.expiration_date: N/A Read SEC document |
| May 28, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 225,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · derivative · entry 21 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,919,262 Underlying: Class A Common Stock · 4,939,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F11 · derivative.expiration_date: N/A Read SEC document |
| May 28, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 200,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · derivative · entry 20 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,144,262 Underlying: Class A Common Stock · 4,939,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F11 · derivative.expiration_date: N/A Read SEC document |
| May 28, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 29,900 | $5.28 | $157,776.32 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · nonDerivative · entry 12 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 106,169 F7 · kind: This sale was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through June 30, 2026. F8 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.25 to $5.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| May 28, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 29,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · nonDerivative · entry 11 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 136,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| May 28, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 29,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · nonDerivative · entry 10 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,889,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| May 28, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 225,000 | $5.31 | $1,194,975.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · nonDerivative · entry 9 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 106,169 F3 · kind: Represents shares of Class A Common Stock sold in the open market. F6 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.235 to $5.435, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| May 28, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · nonDerivative · entry 8 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 331,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| May 28, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · nonDerivative · entry 7 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,919,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| May 28, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 200,000 | $5.25 | $1,050,360.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · nonDerivative · entry 6 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 106,169 F3 · kind: Represents shares of Class A Common Stock sold in the open market. F5 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.09 to $5.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| May 28, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · nonDerivative · entry 5 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 306,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| May 28, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · nonDerivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,144,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| May 27, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 175,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · derivative · entry 19 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,344,262 Underlying: Class A Common Stock · 4,939,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F11 · derivative.expiration_date: N/A Read SEC document |
| May 27, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 175,000 | $5.06 | $885,027.50 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · nonDerivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 106,169 F3 · kind: Represents shares of Class A Common Stock sold in the open market. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $4.945 to $5.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| May 27, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 281,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| May 27, 2026 Filed May 29, 2026 23:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000033 · ownership.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,344,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| May 26, 2026 Filed May 27, 2026 23:18 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 20,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000031 · ownership.xml · derivative · entry 8 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,519,262 Underlying: Class A Common Stock · 4,939,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F6 · derivative.expiration_date: N/A Read SEC document |
| May 26, 2026 Filed May 27, 2026 23:18 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 20,100 | $5.26 | $105,639.57 |
DisclosureSEC source: 0001865423-26-000031 · ownership.xml · nonDerivative · entry 6 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 106,169 F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through June 30, 2026. F5 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.25 to $5.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| May 26, 2026 Filed May 27, 2026 23:18 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 20,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000031 · ownership.xml · nonDerivative · entry 5 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 126,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| May 26, 2026 Filed May 27, 2026 23:18 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 20,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000031 · ownership.xml · nonDerivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,519,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| May 22, 2026 Filed May 27, 2026 23:18 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000031 · ownership.xml · derivative · entry 7 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,539,362 Underlying: Class A Common Stock · 4,939,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F6 · derivative.expiration_date: N/A Read SEC document |
| May 22, 2026 Filed May 27, 2026 23:18 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 50,000 | $5.02 | $250,810.00 |
DisclosureSEC source: 0001865423-26-000031 · ownership.xml · nonDerivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 106,169 F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through June 30, 2026. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.00 to $5.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| May 22, 2026 Filed May 27, 2026 23:18 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000031 · ownership.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 156,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| May 22, 2026 Filed May 27, 2026 23:18 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000031 · ownership.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,539,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| May 11, 2026 Filed May 14, 2026 00:30 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000028 · ownership.xml · derivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,589,362 Underlying: Class A Common Stock · 4,939,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F5 · derivative.expiration_date: N/A Read SEC document |
| May 11, 2026 Filed May 14, 2026 00:30 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 50,000 | $4.78 | $238,795.00 |
DisclosureSEC source: 0001865423-26-000028 · ownership.xml · nonDerivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 106,169 F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through June 30, 2026. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $4.75 to $4.805, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| May 11, 2026 Filed May 14, 2026 00:30 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000028 · ownership.xml · nonDerivative · entry 2 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 156,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| May 11, 2026 Filed May 14, 2026 00:30 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000028 · ownership.xml · nonDerivative · entry 1 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,589,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| April 30, 2026 Filed May 2, 2026 00:30 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865423-26-000025 · ownership.xml · derivative · entry 4 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,639,362 Underlying: Class A Common Stock · 4,939,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F5 · derivative.expiration_date: N/A Read SEC document |
| April 30, 2026 Filed May 2, 2026 00:30 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 100,000 | $4.40 | $440,240.00 |
DisclosureSEC source: 0001865423-26-000025 · ownership.xml · nonDerivative · entry 3 Aoki Ichiro · CIK 0001865423 · Director · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 106,169 F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through June 30, 2026. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $4.25 to $4.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.