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Nasdaq · USD

INDI

indie Semiconductor, Inc.

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Tapewire entity
2432
SEC CIK
0001841925
Parsed reports
359

Last 12 months

Inside the activity.

0 purchase rows · 104 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 2025010
Jan 2026010
Feb 202600
Mar 2026023
Apr 2026011
May 202609
Jun 2026011
Jul 202606
Aug 202607
Sep 202609
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2022 Filed Jun 14, 2022 23:08 UTC Exercise / conversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-017159 · wf-form4_165524808342369.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 23:10 UTC Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-017161 · wf-form4_165524822855581.xml · derivative · entry 2

OWENS JEFFREY J · CIK 0001193575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 23:10 UTC Exercise / conversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-017161 · wf-form4_165524822855581.xml · nonDerivative · entry 1

OWENS JEFFREY J · CIK 0001193575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 23:07 UTC Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-017158 · wf-form4_165524803013694.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 23:07 UTC Exercise / conversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-017158 · wf-form4_165524803013694.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 23:10 UTC Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-017160 · wf-form4_165524817788438.xml · derivative · entry 2

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 23:10 UTC Exercise / conversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-017160 · wf-form4_165524817788438.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
May 17, 2022 Filed May 19, 2022 21:08 UTC GrantRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001921001-22-000003 · wf-form4_165299447078201.xml · derivative · entry 1

Biagianti Diane W. · CIK 0001921001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 1, 2023.

Read SEC document
May 16, 2022 Filed May 17, 2022 17:18 UTC
Machuga StevenChief Operating Officer
SaleClass A Common Stock 17,562 $6.81 $119,597.22
Disclosure

SEC source: 0001865419-22-000004 · wf-form4_165282226185414.xml · nonDerivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,938

F2 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 13, 2022 Filed May 17, 2022 17:18 UTC
Machuga StevenChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 34,750 $0.00 $0.00
Disclosure

SEC source: 0001865419-22-000004 · wf-form4_165282226185414.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,156

Underlying: Class A Common Stock · 34,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

F3 · derivative.expiration_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

Read SEC document
May 13, 2022 Filed May 17, 2022 17:18 UTC
Machuga StevenChief Operating Officer
Exercise / conversionClass A Common Stock 34,750 $6.94 $241,165.00
Disclosure

SEC source: 0001865419-22-000004 · wf-form4_165282226185414.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 19:26 UTC
Machuga StevenChief Operating Officer
SaleClass A Common Stock 8,699 $7.30 $63,502.70
Disclosure

SEC source: 0001865419-22-000003 · wf-form4_164738673405524.xml · nonDerivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,750

F2 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
March 13, 2022 Filed Mar 15, 2022 19:26 UTC
Machuga StevenChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 17,375 $0.00 $0.00
Disclosure

SEC source: 0001865419-22-000003 · wf-form4_164738673405524.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,906

Underlying: Class A Common Stock · 17,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

F3 · derivative.expiration_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

Read SEC document
March 13, 2022 Filed Mar 15, 2022 19:26 UTC
Machuga StevenChief Operating Officer
Exercise / conversionClass A Common Stock 17,375 $0.00 $0.00
Disclosure

SEC source: 0001865419-22-000003 · wf-form4_164738673405524.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
March 09, 2022 Filed Jan 12, 2023 22:55 UTC
McClymont DonaldDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000974 · wf-form4_167356411387304.xml · derivative · entry 6

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F7 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F7 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 17:00 UTC
Kee Scott DavidChief Technology Officer
Exercise / conversionADK Class A Units · Derivative 105 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001865420-22-000005 · wf-form4_164686323224779.xml · derivative · entry 4

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,559,514

Underlying: Class A Common Stock · 105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F3 · derivative.expiration_date: N/A

Read SEC document
March 07, 2022 Filed Mar 9, 2022 17:00 UTC
Kee Scott DavidChief Technology Officer
SaleClass A Common Stock 105 $7.81 $820.05
Disclosure

SEC source: 0001865420-22-000005 · wf-form4_164686323224779.xml · nonDerivative · entry 3

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669

Read SEC document
March 07, 2022 Filed Mar 9, 2022 17:00 UTC
Kee Scott DavidChief Technology Officer
Exercise / conversionClass A Common Stock 105 $0.00 $0.00
Disclosure

SEC source: 0001865420-22-000005 · wf-form4_164686323224779.xml · nonDerivative · entry 2

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 17:00 UTC
Kee Scott DavidChief Technology Officer
Exercise / conversionClass V Common Stock 105 $0.00 $0.00
Disclosure

SEC source: 0001865420-22-000005 · wf-form4_164686323224779.xml · nonDerivative · entry 1

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,559,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 19:19 UTC
Kee Scott DavidChief Technology Officer
Exercise / conversionADK Class A Units · Derivative 21,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001865420-22-000004 · wf-form4_164643954130078.xml · derivative · entry 8

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,559,619

Underlying: Class A Common Stock · 21,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F3 · derivative.expiration_date: N/A

Read SEC document
March 03, 2022 Filed Mar 4, 2022 19:19 UTC
Kee Scott DavidChief Technology Officer
SaleClass A Common Stock 21,995 $7.93 $174,420.35
Disclosure

SEC source: 0001865420-22-000004 · wf-form4_164643954130078.xml · nonDerivative · entry 6

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669

Read SEC document
March 03, 2022 Filed Mar 4, 2022 19:19 UTC
Kee Scott DavidChief Technology Officer
Exercise / conversionClass A Common Stock 21,995 $0.00 $0.00
Disclosure

SEC source: 0001865420-22-000004 · wf-form4_164643954130078.xml · nonDerivative · entry 5

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 19:19 UTC
Kee Scott DavidChief Technology Officer
Exercise / conversionClass V Common Stock 21,995 $0.00 $0.00
Disclosure

SEC source: 0001865420-22-000004 · wf-form4_164643954130078.xml · nonDerivative · entry 4

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,559,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 19:19 UTC
Kee Scott DavidChief Technology Officer
Exercise / conversionADK Class A Units · Derivative 2,136 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001865420-22-000004 · wf-form4_164643954130078.xml · derivative · entry 7

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,581,614

Underlying: Class A Common Stock · 2,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F3 · derivative.expiration_date: N/A

Read SEC document
March 02, 2022 Filed Mar 4, 2022 19:19 UTC
Kee Scott DavidChief Technology Officer
SaleClass A Common Stock 2,136 $7.80 $16,660.80
Disclosure

SEC source: 0001865420-22-000004 · wf-form4_164643954130078.xml · nonDerivative · entry 3

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669

Read SEC document
March 02, 2022 Filed Mar 4, 2022 19:19 UTC
Kee Scott DavidChief Technology Officer
Exercise / conversionClass A Common Stock 2,136 $0.00 $0.00
Disclosure

SEC source: 0001865420-22-000004 · wf-form4_164643954130078.xml · nonDerivative · entry 2

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 19:19 UTC
Kee Scott DavidChief Technology Officer
Exercise / conversionClass V Common Stock 2,136 $0.00 $0.00
Disclosure

SEC source: 0001865420-22-000004 · wf-form4_164643954130078.xml · nonDerivative · entry 1

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,581,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 19:38 UTC
Kee Scott DavidChief Technology Officer
Exercise / conversionADK Class A Units · Derivative 11,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001865420-22-000003 · wf-form4_164626785111516.xml · derivative · entry 8

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,583,750

Underlying: Class A Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F3 · derivative.expiration_date: N/A

Read SEC document
March 01, 2022 Filed Mar 2, 2022 19:38 UTC
Kee Scott DavidChief Technology Officer
SaleClass A Common Stock 11,000 $7.66 $84,260.00
Disclosure

SEC source: 0001865420-22-000003 · wf-form4_164626785111516.xml · nonDerivative · entry 6

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669

Read SEC document
March 01, 2022 Filed Mar 2, 2022 19:38 UTC
Kee Scott DavidChief Technology Officer
Exercise / conversionClass A Common Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001865420-22-000003 · wf-form4_164626785111516.xml · nonDerivative · entry 5

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 19:38 UTC
Kee Scott DavidChief Technology Officer
Exercise / conversionClass V Common Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001865420-22-000003 · wf-form4_164626785111516.xml · nonDerivative · entry 4

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,583,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 19:38 UTC
Kee Scott DavidChief Technology Officer
Exercise / conversionADK Class A Units · Derivative 188,912 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001865420-22-000003 · wf-form4_164626785111516.xml · derivative · entry 7

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,594,750

Underlying: Class A Common Stock · 188,912 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F3 · derivative.expiration_date: N/A

Read SEC document
February 28, 2022 Filed Mar 2, 2022 19:38 UTC
Kee Scott DavidChief Technology Officer
SaleClass A Common Stock 188,912 $7.89 $1,490,515.68
Disclosure

SEC source: 0001865420-22-000003 · wf-form4_164626785111516.xml · nonDerivative · entry 3

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669

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February 28, 2022 Filed Mar 2, 2022 19:38 UTC
Kee Scott DavidChief Technology Officer
Exercise / conversionClass A Common Stock 188,912 $0.00 $0.00
Disclosure

SEC source: 0001865420-22-000003 · wf-form4_164626785111516.xml · nonDerivative · entry 2

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

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February 28, 2022 Filed Mar 2, 2022 19:38 UTC
Kee Scott DavidChief Technology Officer
Exercise / conversionClass V Common Stock 188,912 $0.00 $0.00
Disclosure

SEC source: 0001865420-22-000003 · wf-form4_164626785111516.xml · nonDerivative · entry 1

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,594,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

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February 24, 2022 Filed Feb 25, 2022 20:13 UTC
Machuga StevenChief Operating Officer
SaleClass A Common Stock 95,803 $7.28 $697,445.84
Disclosure

SEC source: 0001865419-22-000002 · wf-form4_164583799671408.xml · nonDerivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,074

F2 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units previously granted to the Reporting Person.

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February 23, 2022 Filed Feb 25, 2022 20:13 UTC
Machuga StevenChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 225,877 $0.00 $0.00
Disclosure

SEC source: 0001865419-22-000002 · wf-form4_164583799671408.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,281

Underlying: Class A Common Stock · 225,877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

F3 · derivative.expiration_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

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February 23, 2022 Filed Feb 25, 2022 20:13 UTC
Machuga StevenChief Operating Officer
Exercise / conversionClass A Common Stock 225,877 $0.00 $0.00
Disclosure

SEC source: 0001865419-22-000002 · wf-form4_164583799671408.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

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February 15, 2022 Filed Feb 17, 2022 01:44 UTC
McClymont DonaldDirector · Chief Executive Officer
GrantADK Class A Units · Derivative 355,013 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866018-22-000002 · wf-form4_164506223669711.xml · derivative · entry 5

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,301,506

Underlying: Class A Common Stock · 355,013 shares

Expires not disclosed

F2 · derivative.exercise_price: The ADK Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F3 · derivative.expiration_date: N/A

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February 15, 2022 Filed Feb 17, 2022 01:34 UTC
Aoki IchiroDirector · President
GrantADK Class A Units · Derivative 355,013 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001865423-22-000002 · wf-form4_164506167069238.xml · derivative · entry 3

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,689,362

Underlying: Class A Common Stock · 355,013 shares

Expires not disclosed

F2 · derivative.exercise_price: The ADK Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be canceled.

F2 · derivative.exercise_date: The ADK Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be canceled.

F3 · derivative.expiration_date: N/A

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February 14, 2022 Filed Feb 17, 2022 01:44 UTC
McClymont DonaldDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 1,915 $8.11 $15,530.65
Disclosure

SEC source: 0001866018-22-000002 · wf-form4_164506223669711.xml · nonDerivative · entry 4

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 16,312

Read SEC document
February 14, 2022 Filed Feb 17, 2022 01:44 UTC
McClymont DonaldDirector · Chief Executive Officer
GrantClass A Common Stock 4,674 $8.11 $37,906.14
Disclosure

SEC source: 0001866018-22-000002 · wf-form4_164506223669711.xml · nonDerivative · entry 3

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 18,227

F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, which each entitles the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Ear-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of Issuer's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively.

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February 14, 2022 Filed Feb 17, 2022 01:44 UTC
McClymont DonaldDirector · Chief Executive Officer
GrantClass V Common Stock 355,013 $0.00 $0.00
Disclosure

SEC source: 0001866018-22-000002 · wf-form4_164506223669711.xml · nonDerivative · entry 2

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,301,506

F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, which each entitles the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Ear-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of Issuer's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively.

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February 14, 2022 Filed Feb 17, 2022 01:44 UTC
McClymont DonaldDirector · Chief Executive Officer
GrantClass A Common Stock 36 $8.11 $291.96
Disclosure

SEC source: 0001866018-22-000002 · wf-form4_164506223669711.xml · nonDerivative · entry 1

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669

F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, which each entitles the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Ear-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of Issuer's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 20:31 UTC
Kee Scott DavidChief Technology Officer
GrantADK Class A Units · Derivative 355,013 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001865420-22-000002 · wf-form4_164506145226646.xml · derivative · entry 3

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,783,662

Underlying: Class A Common Stock · 355,013 shares

Expires not disclosed

F2 · security: The ADK Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be canceled.

F2 · derivative.exercise_price: The ADK Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be canceled.

F3 · derivative.expiration_date: N/A

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February 14, 2022 Filed Feb 16, 2022 20:31 UTC
Kee Scott DavidChief Technology Officer
GrantClass V Common Stock 355,013 $0.00 $0.00
Disclosure

SEC source: 0001865420-22-000002 · wf-form4_164506145226646.xml · nonDerivative · entry 2

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,783,662

F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, with each entitling the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Earn-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of indie's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 20:31 UTC
Kee Scott DavidChief Technology Officer
GrantClass A Common Stock 36 $8.11 $291.96
Disclosure

SEC source: 0001865420-22-000002 · wf-form4_164506145226646.xml · nonDerivative · entry 1

Kee Scott David · CIK 0001865420 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669

F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, with each entitling the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Earn-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of indie's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively.

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February 14, 2022 Filed Feb 17, 2022 01:32 UTC
schiller ThomasCFO and EVP of Strategy
GrantClass A Common Stock 116,857 $8.11 $947,710.27
Disclosure

SEC source: 0001865418-22-000002 · wf-form4_164506152352196.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753,779

F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, which each entitles the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Ear-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of indie's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 01:34 UTC
Aoki IchiroDirector · President
GrantClass V Common Stock 355,013 $0.00 $0.00
Disclosure

SEC source: 0001865423-22-000002 · wf-form4_164506167069238.xml · nonDerivative · entry 2

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,689,362

F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, which each entitles the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Ear-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of indie's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 01:34 UTC
Aoki IchiroDirector · President
GrantClass A Common Stock 36 $8.11 $291.96
Disclosure

SEC source: 0001865423-22-000002 · wf-form4_164506167069238.xml · nonDerivative · entry 1

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669

F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, which each entitles the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Ear-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of indie's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.