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person · Reporting owner

Brink Diane D

Disclosed activity across 3 companies

Tapewire entity
2441
SEC CIK
0001729127

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Altus Power, Inc.AMPS · Entity 15102DirectorDecember 11, 2023December 15, 2023
BELDEN INC.BDC · Entity 4002DirectorMay 21, 2026May 26, 2026
indie Semiconductor, Inc.INDI · Entity 2432DirectorSeptember 01, 2026September 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Altus Power, Inc.

Report date December 11, 2023 · Filed December 15, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect32,377 Reported balance After 2023-12-11 transaction · row 1
1 source row

Row 1 · 2023-12-11 · Grant · Acquired 10,274 · Balance 32,377

F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A common stock, par value $0.0001 per share, of Altus Power, Inc. (the "Issuer"). The RSUs vest in full on the date of the Issuer's 2024 annual meeting of stockholders, which is expected to take place in May 2024, subject to the Reporting Person's continued service to the Issuer through such date.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A common stock, par value $0.0001 per share, of Altus Power, Inc. (the "Issuer"). The RSUs vest in full on the date of the Issuer's 2024 annual meeting of stockholders, which is expected to take place in May 2024, subject to the Reporting Person's continued service to the Issuer through such date.

BELDEN INC.

Report date May 21, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect24,939 Reported balance After 2026-05-21 transaction · row 1
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 1,527 · Balance 24,939

F1: Grant of Restricted Stock under the Company's 2021 Long Term Incentive Plan. Based on value of $160,000 divided by the closing price on the grant date, May 21, 2026 ($104.79). The restrictions associated with the shares are generally removed one year after the date of award, but are subject to accelerated removal under certain circumstances, including death, disability and retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of Restricted Stock under the Company's 2021 Long Term Incentive Plan. Based on value of $160,000 divided by the closing price on the grant date, May 21, 2026 ($104.79). The restrictions associated with the shares are generally removed one year after the date of award, but are subject to accelerated removal under certain circumstances, including death, disability and retirement.

indie Semiconductor, Inc.

Report date September 01, 2026 · Filed September 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect235,319 Reported balance After 2026-09-01 transaction · row 1
1 source row

Row 1 · 2026-09-01 · Exercise / conversion · Acquired 3,170 · Balance 235,319

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,170 Reported balance After 2026-09-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-01 · Grant · Acquired 3,170 · Balance 3,170

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.

F2: Represents Restricted Stock Units that were fully vested as of the grant date. These Restricted Stock Units represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-09-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-01 · Exercise / conversion · Disposed 3,170 · Balance 0

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.

F2: Represents Restricted Stock Units that were fully vested as of the grant date. These Restricted Stock Units represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.

F2: Represents Restricted Stock Units that were fully vested as of the grant date. These Restricted Stock Units represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2026 Filed Sep 3, 2026 23:00 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 3,170 $0.00 $0.00
Disclosure

SEC source: 0001729127-26-000009 · ownership.xml · derivative · entry 3

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units that were fully vested as of the grant date. These Restricted Stock Units represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units that were fully vested as of the grant date. These Restricted Stock Units represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 23:00 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 3,170 $0.00 $0.00
Disclosure

SEC source: 0001729127-26-000009 · ownership.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,170

Underlying: Class A Common Stock · 3,170 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units that were fully vested as of the grant date. These Restricted Stock Units represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units that were fully vested as of the grant date. These Restricted Stock Units represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 23:00 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 3,170 $0.00 $0.00
Disclosure

SEC source: 0001729127-26-000009 · ownership.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 22:28 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 2,311 $0.00 $0.00
Disclosure

SEC source: 0001729127-26-000006 · ownership.xml · derivative · entry 3

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,311 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 22:28 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 2,311 $0.00 $0.00
Disclosure

SEC source: 0001729127-26-000006 · ownership.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,311

Underlying: Class A Common Stock · 2,311 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 22:28 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 2,311 $0.00 $0.00
Disclosure

SEC source: 0001729127-26-000006 · ownership.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2026 Filed May 29, 2026 23:40 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 59,932 $0.00 $0.00
Disclosure

SEC source: 0001729127-26-000004 · ownership.xml · derivative · entry 3

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 59,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vested on May 28, 2026, the date of the Issuer's 2026 Annual Meeting.

F3 · derivative.expiration_date: The restricted stock units vested on May 28, 2026, the date of the Issuer's 2026 Annual Meeting.

Read SEC document
May 28, 2026 Filed May 29, 2026 23:40 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 37,454 $0.00 $0.00
Disclosure

SEC source: 0001729127-26-000004 · ownership.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,454

Underlying: Class A Common Stock · 37,454 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting.

F2 · derivative.expiration_date: The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting.

Read SEC document
May 28, 2026 Filed May 29, 2026 23:40 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 59,932 $0.00 $0.00
Disclosure

SEC source: 0001729127-26-000004 · ownership.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 26, 2026 13:06 UTC BELDEN INC. BDC · Entity 4002 GrantCommon Stock 1,527 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-238077 · ownership.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,939

F1 · shares: Grant of Restricted Stock under the Company's 2021 Long Term Incentive Plan. Based on value of $160,000 divided by the closing price on the grant date, May 21, 2026 ($104.79). The restrictions associated with the shares are generally removed one year after the date of award, but are subject to accelerated removal under certain circumstances, including death, disability and retirement.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 01:43 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 3,074 $0.00 $0.00
Disclosure

SEC source: 0001729127-26-000002 · ownership.xml · derivative · entry 3

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 01:43 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 3,074 $0.00 $0.00
Disclosure

SEC source: 0001729127-26-000002 · ownership.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,074

Underlying: Class A Common Stock · 3,074 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 01:43 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 3,074 $0.00 $0.00
Disclosure

SEC source: 0001729127-26-000002 · ownership.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 23:08 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 3,233 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-307069 · ownership.xml · derivative · entry 3

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 23:08 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 3,233 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-307069 · ownership.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,233

Underlying: Class A Common Stock · 3,233 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 23:08 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 3,233 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-307069 · ownership.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 23:06 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 2,484 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-112917 · ownership.xml · derivative · entry 3

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 23:06 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 2,484 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-112917 · ownership.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,484

Underlying: Class A Common Stock · 2,484 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 23:06 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 2,484 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-112917 · ownership.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 21:54 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 23,681 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030068 · wk-form4_1749246880.xml · derivative · entry 3

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 23,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vested on June 4, 2025, the date of the Issuer's 2025 Annual Meeting.

F3 · derivative.expiration_date: The restricted stock units vested on June 4, 2025, the date of the Issuer's 2025 Annual Meeting.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 21:54 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 59,932 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030068 · wk-form4_1749246880.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,932

Underlying: Class A Common Stock · 59,932 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of June 4, 2026, or the date of the 2026 Annual Shareholder Meeting.

F2 · derivative.expiration_date: The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of June 4, 2026, or the date of the 2026 Annual Shareholder Meeting.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 21:54 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 23,681 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030068 · wk-form4_1749246880.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2025 Filed Jun 4, 2025 00:17 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 4,246 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-029210 · wk-form4_1748996238.xml · derivative · entry 3

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
June 01, 2025 Filed Jun 4, 2025 00:17 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 4,246 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-029210 · wk-form4_1748996238.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,246

Underlying: Class A Common Stock · 4,246 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
June 01, 2025 Filed Jun 4, 2025 00:17 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 4,246 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-029210 · wk-form4_1748996238.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2025 Filed May 27, 2025 17:27 UTC BELDEN INC. BDC · Entity 4002 GrantCommon Stock 1,385 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-077531 · ownership.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,412

F1 · kind: Grant of Restricted Stock under the Company's 2021 Long Term Incentive Plan. Based on value of $150,000 divided by the closing price on the grant date, May 22, 2025 ($108.27). The restrictions associated with the shares are generally removed one year after the date of award, but are subject to accelerated removal under certain circumstances, including death, disability and retirement.

Read SEC document
September 01, 2024 Filed Sep 5, 2024 00:32 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 2,711 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039437 · wk-form4_1725494298.xml · derivative · entry 3

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
September 01, 2024 Filed Sep 5, 2024 00:32 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 2,711 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039437 · wk-form4_1725494298.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,711

Underlying: Class A Common Stock · 2,711 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
September 01, 2024 Filed Sep 5, 2024 00:32 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 2,711 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039437 · wk-form4_1725494298.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 23:59 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 23,681 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028389 · wk-form4_1718409537.xml · derivative · entry 3

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,681

Underlying: Class A Common Stock · 23,681 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest on the earlier of June 13, 2025 or the date of the 2025 Annual Shareholder Meeting.

F3 · derivative.expiration_date: The restricted stock units vest on the earlier of June 13, 2025 or the date of the 2025 Annual Shareholder Meeting.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 23:59 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 18,919 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028389 · wk-form4_1718409537.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,919 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of June 22, 2024 or the date of the 2024 Annual Shareholder Meeting.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of June 22, 2024 or the date of the 2024 Annual Shareholder Meeting.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 23:59 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 18,919 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028389 · wk-form4_1718409537.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 23:10 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027928 · wk-form4_1718233835.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 23:10 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027928 · wk-form4_1718233835.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 23:02 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 1,687 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026734 · wk-form4_1717542119.xml · derivative · entry 3

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 23:02 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 1,687 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026734 · wk-form4_1717542119.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,687

Underlying: Class A Common Stock · 1,687 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 23:02 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 1,687 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026734 · wk-form4_1717542119.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2024 Filed May 28, 2024 17:36 UTC BELDEN INC. BDC · Entity 4002 GrantCommon Stock 1,554 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005740 · doc4.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,027

F1 · shares: Grant of Restricted Stock under the Company's 2021 Long Term Incentive Plan. Based on value of $150,000 divided by the closing price on the grant date, May 23, 2024 ($96.51). The restrictions associated with the shares are generally removed one year after the date of award, but are subject to accelerated removal under certain circumstances, including death, disability and retirement.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 02:26 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 1,640 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009296 · wk-form4_1709691950.xml · derivative · entry 3

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,640 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 02:26 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 1,640 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009296 · wk-form4_1709691950.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,640

Underlying: Class A Common Stock · 1,640 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 02:26 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 1,640 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009296 · wk-form4_1709691950.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2023 Filed Dec 15, 2023 22:34 UTC Altus Power, Inc. AMPS · Entity 15102 GrantClass A Common Stock 10,274 $0.00 $0.00
Disclosure

SEC source: 0001828723-23-000132 · primary_doc.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,377

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A common stock, par value $0.0001 per share, of Altus Power, Inc. (the "Issuer"). The RSUs vest in full on the date of the Issuer's 2024 annual meeting of stockholders, which is expected to take place in May 2024, subject to the Reporting Person's continued service to the Issuer through such date.

Read SEC document
December 01, 2023 Filed Dec 6, 2023 01:32 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 3,009 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-040812 · wk-form4_1701826355.xml · derivative · entry 3

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
December 01, 2023 Filed Dec 6, 2023 01:32 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 3,009 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-040812 · wk-form4_1701826355.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,009

Underlying: Class A Common Stock · 3,009 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
December 01, 2023 Filed Dec 6, 2023 01:32 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 3,009 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-040812 · wk-form4_1701826355.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 00:37 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 3,257 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-031630 · wk-form4_1694047042.xml · derivative · entry 3

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 00:37 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 3,257 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-031630 · wk-form4_1694047042.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,257

Underlying: Class A Common Stock · 3,257 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

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September 01, 2023 Filed Sep 7, 2023 00:37 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 3,257 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-031630 · wk-form4_1694047042.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 22, 2023 Filed Jun 23, 2023 22:58 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 26,965 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023360 · wk-form4_1687561128.xml · derivative · entry 3

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the 2023 Annual Shareholder Meeting.

F3 · derivative.expiration_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the 2023 Annual Shareholder Meeting.

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June 22, 2023 Filed Jun 23, 2023 22:58 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 18,919 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023360 · wk-form4_1687561128.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,919

Underlying: Class A Common Stock · 18,919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the one year anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest on the one year anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.