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Nasdaq · USD

INDI

indie Semiconductor, Inc.

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2432
SEC CIK
0001841925
Parsed reports
359

Last 12 months

Inside the activity.

0 purchase rows · 104 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 2025010
Jan 2026010
Feb 202600
Mar 2026023
Apr 2026011
May 202609
Jun 2026011
Jul 202606
Aug 202607
Sep 202609
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 10, 2023 Filed Apr 11, 2023 22:17 UTC
McClymont DonaldDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 1,819 $8.95 $16,280.05
Disclosure

SEC source: 0001628280-23-011319 · wf-form4_168125140961759.xml · nonDerivative · entry 4

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by spouse

Disclosed balance after: 33,906

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
April 10, 2023 Filed Apr 11, 2023 22:17 UTC
McClymont DonaldDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 9,518 $8.95 $85,186.10
Disclosure

SEC source: 0001628280-23-011319 · wf-form4_168125140961759.xml · nonDerivative · entry 2

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,602

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
April 10, 2023 Filed Apr 11, 2023 22:14 UTC
schiller ThomasCFO and EVP of Strategy
Tax withholdingClass A Common Stock 4,339 $8.95 $38,834.05
Disclosure

SEC source: 0001628280-23-011318 · wf-form4_168125125341127.xml · nonDerivative · entry 2

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,281,280

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
April 10, 2023 Filed Apr 11, 2023 22:11 UTC
Aoki IchiroDirector · President
Tax withholdingClass A Common Stock 3,330 $8.95 $29,803.50
Disclosure

SEC source: 0001628280-23-011317 · wf-form4_168125107349501.xml · nonDerivative · entry 2

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,341

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
April 10, 2023 Filed Apr 11, 2023 18:06 UTC
Machuga StevenChief Operating Officer
Tax withholdingClass A Common Stock 4,135 $8.95 $37,008.25
Disclosure

SEC source: 0001628280-23-011315 · wf-form4_168125077456632.xml · nonDerivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,044

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
April 10, 2023 Filed Apr 11, 2023 18:08 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
Tax withholdingClass A Common Stock 3,183 $8.95 $28,487.85
Disclosure

SEC source: 0001628280-23-011316 · wf-form4_168125090648725.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,820

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 22:17 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 4,401 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011319 · wf-form4_168125140961759.xml · derivative · entry 8

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by spouse

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 22:17 UTC
McClymont DonaldDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 4,401 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011319 · wf-form4_168125140961759.xml · derivative · entry 7

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by spouse

Disclosed balance after: 4,401

Underlying: Class A Common Stock · 4,401 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 22:17 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 26,822 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011319 · wf-form4_168125140961759.xml · derivative · entry 6

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 22:17 UTC
McClymont DonaldDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 26,822 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011319 · wf-form4_168125140961759.xml · derivative · entry 5

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,822

Underlying: Class A Common Stock · 26,822 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 22:17 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 4,401 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011319 · wf-form4_168125140961759.xml · nonDerivative · entry 3

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by spouse

Disclosed balance after: 35,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 22:17 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 26,822 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011319 · wf-form4_168125140961759.xml · nonDerivative · entry 1

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 22:14 UTC
schiller ThomasCFO and EVP of Strategy
Exercise / conversionRestricted Stock Units · Derivative 11,316 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011318 · wf-form4_168125125341127.xml · derivative · entry 4

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 22:14 UTC
schiller ThomasCFO and EVP of Strategy
GrantRestricted Stock Units · Derivative 11,316 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011318 · wf-form4_168125125341127.xml · derivative · entry 3

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,316

Underlying: Class A Common Stock · 11,316 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 22:14 UTC
schiller ThomasCFO and EVP of Strategy
Exercise / conversionClass A Common Stock 11,316 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011318 · wf-form4_168125125341127.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,285,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 22:11 UTC
Aoki IchiroDirector · President
Exercise / conversionRestricted Stock Units · Derivative 8,068 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011317 · wf-form4_168125107349501.xml · derivative · entry 4

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 22:11 UTC
Aoki IchiroDirector · President
GrantRestricted Stock Units · Derivative 8,068 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011317 · wf-form4_168125107349501.xml · derivative · entry 3

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,068

Underlying: Class A Common Stock · 8,068 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 22:11 UTC
Aoki IchiroDirector · President
Exercise / conversionClass A Common Stock 8,068 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011317 · wf-form4_168125107349501.xml · nonDerivative · entry 1

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 18:06 UTC
Machuga StevenChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 11,803 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011315 · wf-form4_168125077456632.xml · derivative · entry 4

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 18:06 UTC
Machuga StevenChief Operating Officer
GrantRestricted Stock Units · Derivative 11,803 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011315 · wf-form4_168125077456632.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,803

Underlying: Class A Common Stock · 11,803 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 18:06 UTC
Machuga StevenChief Operating Officer
Exercise / conversionClass A Common Stock 11,803 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011315 · wf-form4_168125077456632.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 18:08 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 6,287 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011316 · wf-form4_168125090648725.xml · derivative · entry 4

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 18:08 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
GrantRestricted Stock Units · Derivative 6,287 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011316 · wf-form4_168125090648725.xml · derivative · entry 3

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,287

Underlying: Class A Common Stock · 6,287 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 18:08 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
Exercise / conversionClass A Common Stock 6,287 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011316 · wf-form4_168125090648725.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 23:01 UTC
schiller ThomasCFO and EVP of Strategy
SaleClass A Common Stock 30,000 $9.90 $297,000.00
Disclosure

SEC source: 0001628280-23-010909 · wf-form4_168073564115710.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,274,303

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022, and modified on December 15, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $9.40 to $10.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 21:51 UTC Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010739 · wf-form4_168064507829036.xml · derivative · entry 2

Biagianti Diane W. · CIK 0001921001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 1, 2023.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 21:51 UTC Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010739 · wf-form4_168064507829036.xml · nonDerivative · entry 1

Biagianti Diane W. · CIK 0001921001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 23:36 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionADK Class A Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-007759 · wf-form4_167875058645839.xml · derivative · entry 7

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,001,506

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F8 · derivative.expiration_date: N/A

Read SEC document
March 10, 2023 Filed Mar 13, 2023 23:36 UTC
McClymont DonaldDirector · Chief Executive Officer
SaleClass A Common Stock 50,000 $10.19 $509,500.00
Disclosure

SEC source: 0001628280-23-007759 · wf-form4_167875058645839.xml · nonDerivative · entry 5

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,298

F4 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with predetermined dates and prices through June 9, 2023.

F5 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $10.03 to $10.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 23:36 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-007759 · wf-form4_167875058645839.xml · nonDerivative · entry 4

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 23:36 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionClass V Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-007759 · wf-form4_167875058645839.xml · nonDerivative · entry 3

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,001,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 23:36 UTC
McClymont DonaldDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 1,026 $10.43 $10,701.18
Disclosure

SEC source: 0001628280-23-007759 · wf-form4_167875058645839.xml · nonDerivative · entry 2

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 31,324

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

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March 10, 2023 Filed Mar 13, 2023 19:37 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
Tax withholdingClass A Common Stock 726 $10.43 $7,572.18
Disclosure

SEC source: 0001628280-23-007760 · wf-form4_167875065598058.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

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March 09, 2023 Filed Mar 13, 2023 23:36 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-007759 · wf-form4_167875058645839.xml · derivative · entry 6

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 7,500

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F7 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F7 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

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March 09, 2023 Filed Mar 13, 2023 23:36 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-007759 · wf-form4_167875058645839.xml · nonDerivative · entry 1

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 32,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 19:37 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,442 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-007760 · wf-form4_167875065598058.xml · derivative · entry 3

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,327

Underlying: Class A Common Stock · 1,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

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March 09, 2023 Filed Mar 13, 2023 19:37 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
Exercise / conversionClass A Common Stock 1,442 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-007760 · wf-form4_167875065598058.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:28 UTC
schiller ThomasCFO and EVP of Strategy
SaleClass A Common Stock 30,000 $10.53 $315,900.00
Disclosure

SEC source: 0001628280-23-006393 · wf-form4_167788609936684.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,304,303

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022, and modified on December 15, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $10.39 to $10.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

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February 24, 2023 Filed Feb 28, 2023 17:43 UTC
Machuga StevenChief Operating Officer
SaleClass A Common Stock 50,000 $10.35 $517,500.00
Disclosure

SEC source: 0001628280-23-005654 · wf-form4_167762417311709.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,376

F1 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 15, 2022, and modified on September 14, 2022. The Reporting Person's 10b5-1 plan includes a series of automated open market sales with predetermined dates through February 28, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $10.13 to $10.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

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February 17, 2023 Filed Feb 18, 2023 00:12 UTC
schiller ThomasCFO and EVP of Strategy
SaleClass A Common Stock 58,900 $9.80 $577,220.00
Disclosure

SEC source: 0001628280-23-004110 · wf-form4_167667911383653.xml · nonDerivative · entry 2

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334,303

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022, and modified on December 15, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock through December 31, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $9.75 to $9.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

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February 17, 2023 Filed Feb 22, 2023 23:28 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionADK Class A Units · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004633 · wf-form4_167710846810339.xml · derivative · entry 5

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,051,506

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F5 · derivative.expiration_date: N/A

Read SEC document
February 17, 2023 Filed Feb 22, 2023 23:28 UTC
McClymont DonaldDirector · Chief Executive Officer
SaleClass A Common Stock 100,000 $10.04 $1,004,000.00
Disclosure

SEC source: 0001628280-23-004633 · wf-form4_167710846810339.xml · nonDerivative · entry 3

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,298

F3 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with predetermined dates and prices through June 9, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $10.00 to $10.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 23:28 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004633 · wf-form4_167710846810339.xml · nonDerivative · entry 2

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

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February 17, 2023 Filed Feb 22, 2023 23:28 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionClass V Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004633 · wf-form4_167710846810339.xml · nonDerivative · entry 1

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,051,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

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February 15, 2023 Filed Feb 18, 2023 00:12 UTC
schiller ThomasCFO and EVP of Strategy
SaleClass A Common Stock 41,100 $9.76 $401,136.00
Disclosure

SEC source: 0001628280-23-004110 · wf-form4_167667911383653.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,393,203

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022, and modified on December 15, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock through December 31, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $9.75 to $9.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 23:23 UTC
schiller ThomasCFO and EVP of Strategy
SaleClass A Common Stock 30,000 $8.11 $243,300.00
Disclosure

SEC source: 0001628280-23-002812 · wf-form4_167589859546871.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,434,303

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022, and modified on December 15, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.92 to $8.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

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February 03, 2023 Filed Feb 7, 2023 18:51 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
SaleClass A Common Stock 19,507 $8.53 $166,394.71
Disclosure

SEC source: 0001628280-23-002655 · wf-form4_167581390493275.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 14, 2022, and modified on December 16, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of sales with predetermined prices and dates through December 31, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.50 to $8.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separateprice within the price range set forth in this footnote.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 17:51 UTC
Machuga StevenChief Operating Officer
Tax withholdingClass A Common Stock 8,800 $7.11 $62,568.00
Disclosure

SEC source: 0001628280-23-001200 · wf-form4_167408229029642.xml · nonDerivative · entry 2

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,376

F2 · kind: Represents shares of Class A common stock sold in the open market pursuant to a 10b5-1 plan to pay for withholding taxes in connection with the vesting of restricted stock units previously granted to the Reporting Person. This 10b5-1 plan was adopted by the Reporting Person on June 15, 2022, and modified on September 14, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.99 to $7.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
January 13, 2023 Filed Jan 18, 2023 17:51 UTC
Machuga StevenChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 17,377 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001200 · wf-form4_167408229029642.xml · derivative · entry 3

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,616

Underlying: Class A Common Stock · 17,377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

F4 · derivative.expiration_date: The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.

Read SEC document
January 13, 2023 Filed Jan 18, 2023 17:51 UTC
Machuga StevenChief Operating Officer
Exercise / conversionClass A Common Stock 17,377 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001200 · wf-form4_167408229029642.xml · nonDerivative · entry 1

Machuga Steven · CIK 0001865419 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.