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Bal Kanwardev Raja Singh

Disclosed activity across 1 company

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82188
SEC CIK
0001596915

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
indie Semiconductor, Inc.INDI · Entity 2432SVP Chief Accounting OfficerMarch 06, 2025March 10, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

indie Semiconductor, Inc.

Report date March 06, 2025 · Filed March 10, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect77,694 Ending reported balance After 2025-03-10 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2025-03-06 · Exercise / conversion · Acquired 6,250 · Balance 79,725

F1: Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025.

Row 2 · 2025-03-07 · Sale · Disposed 2,812 · Balance 76,913

F2: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Row 3 · 2025-03-09 · Exercise / conversion · Acquired 1,442 · Balance 78,355

Row 4 · 2025-03-10 · Sale · Disposed 661 · Balance 77,694

F2: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect12,500 Reported balance After 2025-03-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-03-06 · Grant · Acquired 12,500 · Balance 12,500

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F4: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026.

Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,250 Reported balance After 2025-03-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-03-06 · Exercise / conversion · Disposed 6,250 · Balance 6,250

F1: Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025.

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F4: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,443 Reported balance After 2025-03-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-03-09 · Exercise / conversion · Disposed 1,442 · Balance 1,443

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F5: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025.

F2: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F4: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026.

F5: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2025 Filed Mar 10, 2025 18:59 UTC indie Semiconductor, Inc. INDI · Entity 2432 SaleClass A Common Stock 661 $2.85 $1,883.85
Disclosure

SEC source: 0001628280-25-011783 · wk-form4_1741647566.xml · nonDerivative · entry 4

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,694

F2 · kind: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
March 09, 2025 Filed Mar 10, 2025 18:59 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 1,442 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-25-011783 · wk-form4_1741647566.xml · derivative · entry 7

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,443

Underlying: Class A Common Stock · 1,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F5 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F5 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 09, 2025 Filed Mar 10, 2025 18:59 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 1,442 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-011783 · wk-form4_1741647566.xml · nonDerivative · entry 3

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2025 Filed Mar 10, 2025 18:59 UTC indie Semiconductor, Inc. INDI · Entity 2432 SaleClass A Common Stock 2,812 $2.90 $8,154.80
Disclosure

SEC source: 0001628280-25-011783 · wk-form4_1741647566.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,913

F2 · kind: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
March 06, 2025 Filed Mar 10, 2025 18:59 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-011783 · wk-form4_1741647566.xml · derivative · entry 6

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F4 · derivative.exercise_date: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026.

F4 · derivative.expiration_date: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026.

Read SEC document
March 06, 2025 Filed Mar 10, 2025 18:59 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantPerformance-based Restricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-011783 · wk-form4_1741647566.xml · derivative · entry 5

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F4 · derivative.exercise_price: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026.

F4 · derivative.exercise_date: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026.

F4 · derivative.expiration_date: Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026.

Read SEC document
March 06, 2025 Filed Mar 10, 2025 18:59 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-011783 · wk-form4_1741647566.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 19:47 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 5,631 $2.95 $16,611.45
Disclosure

SEC source: 0001628280-25-010155 · wk-form4_1741135614.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,475

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 19:47 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-010155 · wk-form4_1741135614.xml · derivative · entry 3

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026.

F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 19:47 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-010155 · wk-form4_1741135614.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2025 Filed Jan 15, 2025 17:47 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 12,689 $4.01 $50,882.89
Disclosure

SEC source: 0001628280-25-001636 · wk-form4_1736981249.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,606

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 17:47 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-001636 · wk-form4_1736981249.xml · derivative · entry 3

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 17:47 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-001636 · wk-form4_1736981249.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2025 Filed Jan 7, 2025 17:52 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 4,760 $4.69 $22,324.40
Disclosure

SEC source: 0001628280-25-000784 · wk-form4_1736290361.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,295

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 17:52 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000784 · wk-form4_1736290361.xml · derivative · entry 3

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Class A Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 17:52 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000784 · wk-form4_1736290361.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2024 Filed Oct 16, 2024 18:33 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 31,553 $3.68 $116,115.04
Disclosure

SEC source: 0001628280-24-042960 · wk-form4_1729117982.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,680

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of phantom awards.

Read SEC document
October 12, 2024 Filed Oct 16, 2024 18:33 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionPhantom Awards · Derivative 69,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042960 · wk-form4_1729117982.xml · derivative · entry 3

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 69,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom award represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Such phantom awards vested in a final installment of 69,500 shares on October 12, 2024.

F3 · derivative.expiration_date: Such phantom awards vested in a final installment of 69,500 shares on October 12, 2024.

Read SEC document
October 12, 2024 Filed Oct 16, 2024 18:33 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 69,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042960 · wk-form4_1729117982.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 20:36 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 5,943 $3.87 $22,999.41
Disclosure

SEC source: 0001628280-24-039444 · wk-form4_1725494759.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,733

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 20:36 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039444 · wk-form4_1725494759.xml · derivative · entry 3

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 20:36 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039444 · wk-form4_1725494759.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 20:06 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-030976 · wk-form4_1719965170.xml · derivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of July 1, 2024.

F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of July 1, 2024.

Read SEC document
June 19, 2024 Filed Jun 21, 2024 20:48 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029418 · wk-form4_1719017287.xml · derivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026.

F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 18:09 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 734 $6.88 $5,049.92
Disclosure

SEC source: 0001628280-24-010696 · wk-form4_1710281335.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,176

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
March 09, 2024 Filed Mar 12, 2024 18:09 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 1,442 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-010696 · wk-form4_1710281335.xml · derivative · entry 3

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,885

Underlying: Class A Common Stock · 1,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

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March 09, 2024 Filed Mar 12, 2024 18:09 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 1,442 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-010696 · wk-form4_1710281335.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2024 Filed Jan 16, 2024 18:00 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantPerformance-based Restricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-001421 · wk-form4_1705446042.xml · derivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F4 · derivative.exercise_date: These performance-based restricted stock units shall be earned and become vested based on the achievement of the stock price target set at $13 per share of Issuer's Class A common stock prior to the expiration of a three-year performance period ending on January 13, 2027 (the "Performance Period"). Upon achievement of the stock price target, 50% of the performance-based restricted stock units shall vest, and the remaining 50% shall vest on the earlier of a) one-year from date of achievement or b) the end of the Performance Period.

F4 · derivative.expiration_date: These performance-based restricted stock units shall be earned and become vested based on the achievement of the stock price target set at $13 per share of Issuer's Class A common stock prior to the expiration of a three-year performance period ending on January 13, 2027 (the "Performance Period"). Upon achievement of the stock price target, 50% of the performance-based restricted stock units shall vest, and the remaining 50% shall vest on the earlier of a) one-year from date of achievement or b) the end of the Performance Period.

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January 13, 2024 Filed Jan 16, 2024 18:00 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-001421 · wk-form4_1705446042.xml · derivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

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January 04, 2024 Filed Jan 5, 2024 19:36 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 4,907 $7.04 $34,545.28
Disclosure

SEC source: 0001628280-24-000738 · wk-form4_1704501353.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,468

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

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January 03, 2024 Filed Jan 5, 2024 19:36 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000738 · wk-form4_1704501353.xml · derivative · entry 3

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,125

Underlying: Class A Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 19:36 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000738 · wk-form4_1704501353.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 17:47 UTC indie Semiconductor, Inc. INDI · Entity 2432 SaleClass A Common Stock 8,429 $8.13 $68,527.77
Disclosure

SEC source: 0001628280-23-041806 · wk-form4_1702939622.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Represents shares of Class A common stock sold in the open market.

F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.11 to $8.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

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December 14, 2023 Filed Dec 18, 2023 17:47 UTC indie Semiconductor, Inc. INDI · Entity 2432 SaleClass A Common Stock 44,718 $8.01 $358,191.18
Disclosure

SEC source: 0001628280-23-041806 · wk-form4_1702939622.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,429

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2022, and modified on June 16, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through March 31, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.00 to $8.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

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December 04, 2023 Filed Dec 5, 2023 20:27 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 3,799 $7.34 $27,884.66
Disclosure

SEC source: 0001628280-23-040805 · wk-form4_1701826032.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,147

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 20:27 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 8,408 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-040805 · wk-form4_1701826032.xml · derivative · entry 4

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant.

F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant.

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December 01, 2023 Filed Dec 5, 2023 20:27 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 8,408 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-040805 · wk-form4_1701826032.xml · derivative · entry 3

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,408

Underlying: Class A Common Stock · 8,408 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant.

F3 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant.

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December 01, 2023 Filed Dec 5, 2023 20:27 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 8,408 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-040805 · wk-form4_1701826032.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2023 Filed Oct 16, 2023 17:50 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 31,667 $4.97 $157,384.99
Disclosure

SEC source: 0001628280-23-034445 · wk-form4_1697493050.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,538

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of phantom awards.

Read SEC document
October 12, 2023 Filed Oct 16, 2023 17:50 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionPhantom Awards · Derivative 69,501 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-034445 · wk-form4_1697493050.xml · derivative · entry 3

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,500

Underlying: Class A Common Stock · 69,501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom award represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Such phantom awards will vest in installments of 69,501 and 69,500 on October 12, 2023 and 2024, respectively.

F3 · derivative.expiration_date: Such phantom awards will vest in installments of 69,501 and 69,500 on October 12, 2023 and 2024, respectively.

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October 12, 2023 Filed Oct 16, 2023 17:50 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 69,501 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-034445 · wk-form4_1697493050.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:19 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 5,616 $6.71 $37,683.36
Disclosure

SEC source: 0001628280-23-031462 · wk-form4_1693959551.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,704

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:19 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-031462 · wk-form4_1693959551.xml · derivative · entry 3

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:19 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-031462 · wk-form4_1693959551.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2023 Filed Apr 11, 2023 18:08 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 3,183 $8.95 $28,487.85
Disclosure

SEC source: 0001628280-23-011316 · wf-form4_168125090648725.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,820

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 18:08 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 6,287 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011316 · wf-form4_168125090648725.xml · derivative · entry 4

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

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April 07, 2023 Filed Apr 11, 2023 18:08 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 6,287 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011316 · wf-form4_168125090648725.xml · derivative · entry 3

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,287

Underlying: Class A Common Stock · 6,287 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

F3 · derivative.expiration_date: Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 18:08 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 6,287 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011316 · wf-form4_168125090648725.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 19:37 UTC indie Semiconductor, Inc. INDI · Entity 2432 Tax withholdingClass A Common Stock 726 $10.43 $7,572.18
Disclosure

SEC source: 0001628280-23-007760 · wf-form4_167875065598058.xml · nonDerivative · entry 2

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 19:37 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 1,442 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-007760 · wf-form4_167875065598058.xml · derivative · entry 3

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,327

Underlying: Class A Common Stock · 1,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.