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Nasdaq · USD

INDI

indie Semiconductor, Inc.

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Tapewire entity
2432
SEC CIK
0001841925
Parsed reports
359

Last 12 months

Inside the activity.

0 purchase rows · 104 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 2025010
Jan 2026010
Feb 202600
Mar 2026023
Apr 2026011
May 202609
Jun 2026011
Jul 202606
Aug 202607
Sep 202609
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 22, 2023 Filed Jun 23, 2023 18:53 UTC Exercise / conversionClass A Common Stock 26,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-023358 · wk-form4_1687560819.xml · nonDerivative · entry 1

KIGHT PETER J · CIK 0001007734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,076,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 23:06 UTC Exercise / conversionRestricted Stock Units · Derivative 26,965 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023364 · wk-form4_1687561603.xml · derivative · entry 3

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the 2023 Annual Shareholder Meeting.

F3 · derivative.expiration_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the 2023 Annual Shareholder Meeting.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 23:06 UTC GrantRestricted Stock Units · Derivative 18,919 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023364 · wk-form4_1687561603.xml · derivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,919

Underlying: Class A Common Stock · 18,919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the one year anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest on the one year anniversary of the grant date.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 23:06 UTC Exercise / conversionClass A Common Stock 26,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-023364 · wk-form4_1687561603.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 23:02 UTC GrantRestricted Stock Units · Derivative 18,919 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023362 · wk-form4_1687561329.xml · derivative · entry 1

Biagianti Diane W. · CIK 0001921001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,919

Underlying: Class A Common Stock · 18,919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the one year anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest on the one year anniversary of the grant date.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 22:50 UTC Exercise / conversionRestricted Stock Units · Derivative 26,965 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023356 · wk-form4_1687560596.xml · derivative · entry 3

OWENS JEFFREY J · CIK 0001193575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the 2023 Annual Shareholder Meeting.

F3 · derivative.expiration_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the 2023 Annual Shareholder Meeting.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 22:50 UTC GrantRestricted Stock Units · Derivative 18,919 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023356 · wk-form4_1687560596.xml · derivative · entry 2

OWENS JEFFREY J · CIK 0001193575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,919

Underlying: Class A Common Stock · 18,919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the one year anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest on the one year anniversary of the grant date.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 22:50 UTC Exercise / conversionClass A Common Stock 26,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-023356 · wk-form4_1687560596.xml · nonDerivative · entry 1

OWENS JEFFREY J · CIK 0001193575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 23:14 UTC Exercise / conversionRestricted Stock Units · Derivative 26,965 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023366 · wk-form4_1687562050.xml · derivative · entry 3

Neumann Karl-Thomas · CIK 0001569823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the 2023 Annual Shareholder Meeting.

F3 · derivative.expiration_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the 2023 Annual Shareholder Meeting.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 23:14 UTC GrantRestricted Stock Units · Derivative 18,919 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023366 · wk-form4_1687562050.xml · derivative · entry 2

Neumann Karl-Thomas · CIK 0001569823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,919

Underlying: Class A Common Stock · 18,919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the one year anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest on the one year anniversary of the grant date.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 23:14 UTC Exercise / conversionClass A Common Stock 26,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-023366 · wk-form4_1687562050.xml · nonDerivative · entry 1

Neumann Karl-Thomas · CIK 0001569823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 467,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 22:58 UTC Exercise / conversionRestricted Stock Units · Derivative 26,965 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023360 · wk-form4_1687561128.xml · derivative · entry 3

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the 2023 Annual Shareholder Meeting.

F3 · derivative.expiration_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the 2023 Annual Shareholder Meeting.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 22:58 UTC GrantRestricted Stock Units · Derivative 18,919 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023360 · wk-form4_1687561128.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,919

Underlying: Class A Common Stock · 18,919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the one year anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest on the one year anniversary of the grant date.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 22:58 UTC Exercise / conversionClass A Common Stock 26,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-023360 · wk-form4_1687561128.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 22:45 UTC Exercise / conversionRestricted Stock Units · Derivative 26,965 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023354 · wk-form4_1687560295.xml · derivative · entry 3

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the 2023 Annual Shareholder Meeting.

F3 · derivative.expiration_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the 2023 Annual Shareholder Meeting.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 22:45 UTC GrantRestricted Stock Units · Derivative 18,919 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023354 · wk-form4_1687560295.xml · derivative · entry 2

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,919

Underlying: Class A Common Stock · 18,919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the one year anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest on the one year anniversary of the grant date.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 22:45 UTC Exercise / conversionClass A Common Stock 26,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-023354 · wk-form4_1687560295.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:31 UTC SaleClass A Common Stock 19,000 $10.61 $201,590.00
Disclosure

SEC source: 0001628280-23-022543 · wf-form4_168695108817142.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,000

F1 · kind: Represents shares of Class A common stock sold in the open market.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $10.60 to $10.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 21:47 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionADK Class A Units · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022313 · wf-form4_168686565173185.xml · derivative · entry 5

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,839,506

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F5 · derivative.expiration_date: N/A

Read SEC document
June 13, 2023 Filed Jun 15, 2023 21:47 UTC
McClymont DonaldDirector · Chief Executive Officer
SaleClass A Common Stock 100,000 $10.49 $1,049,000.00
Disclosure

SEC source: 0001628280-23-022313 · wf-form4_168686565173185.xml · nonDerivative · entry 3

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,602

F3 · kind: Represents shares of Class A common stock sold in the open market.

F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $10.44 to $10.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 21:47 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022313 · wf-form4_168686565173185.xml · nonDerivative · entry 2

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 21:47 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionClass V Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022313 · wf-form4_168686565173185.xml · nonDerivative · entry 1

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,839,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

Read SEC document
June 10, 2023 Filed Jun 13, 2023 19:13 UTC Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022005 · wf-form4_168669797522309.xml · derivative · entry 2

KIGHT PETER J · CIK 0001007734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

Read SEC document
June 10, 2023 Filed Jun 13, 2023 19:13 UTC Exercise / conversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-022005 · wf-form4_168669797522309.xml · nonDerivative · entry 1

KIGHT PETER J · CIK 0001007734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,050,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
June 10, 2023 Filed Jun 13, 2023 23:12 UTC Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022004 · wf-form4_168669792183358.xml · derivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

Read SEC document
June 10, 2023 Filed Jun 13, 2023 23:12 UTC Exercise / conversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-022004 · wf-form4_168669792183358.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
June 10, 2023 Filed Jun 13, 2023 23:17 UTC Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022008 · wf-form4_168669823659298.xml · derivative · entry 2

OWENS JEFFREY J · CIK 0001193575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

Read SEC document
June 10, 2023 Filed Jun 13, 2023 23:17 UTC Exercise / conversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-022008 · wf-form4_168669823659298.xml · nonDerivative · entry 1

OWENS JEFFREY J · CIK 0001193575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
June 10, 2023 Filed Jun 13, 2023 23:16 UTC Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022007 · wf-form4_168669816573968.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

Read SEC document
June 10, 2023 Filed Jun 13, 2023 23:16 UTC Exercise / conversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-022007 · wf-form4_168669816573968.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
June 10, 2023 Filed Jun 13, 2023 23:14 UTC Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022006 · wf-form4_168669807089699.xml · derivative · entry 2

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

Read SEC document
June 10, 2023 Filed Jun 13, 2023 23:14 UTC Exercise / conversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-022006 · wf-form4_168669807089699.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
June 06, 2023 Filed Jun 6, 2023 22:15 UTC
McClymont DonaldDirector · Chief Executive Officer
GiftClass A Common Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-021141 · wf-form4_168608972937985.xml · nonDerivative · entry 3

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,602

F3 · kind: This transaction represents a gift / charitable donation. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 22:15 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionADK Class A Units · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-021141 · wf-form4_168608972937985.xml · derivative · entry 5

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,939,506

Underlying: Class A Common Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F4 · derivative.expiration_date: N/A

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June 02, 2023 Filed Jun 6, 2023 22:15 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-021141 · wf-form4_168608972937985.xml · nonDerivative · entry 2

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

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June 02, 2023 Filed Jun 6, 2023 22:15 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionClass V Common Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-021141 · wf-form4_168608972937985.xml · nonDerivative · entry 1

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,939,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

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June 01, 2023 Filed Jun 5, 2023 21:21 UTC
schiller ThomasCFO and EVP of Strategy
SaleClass A Common Stock 30,000 $9.41 $282,300.00
Disclosure

SEC source: 0001628280-23-020919 · wf-form4_168600006143056.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,221,280

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022, and modified on December 15, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $9.26 to $9.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

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May 17, 2023 Filed May 19, 2023 21:54 UTC
Aoki IchiroDirector · President
Exercise / conversionADK Class A Units · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019143 · wf-form4_168453324335353.xml · derivative · entry 4

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,489,362

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F4 · derivative.expiration_date: N/A

Read SEC document
May 17, 2023 Filed May 19, 2023 21:54 UTC
Aoki IchiroDirector · President
SaleClass A Common Stock 100,000 $9.00 $900,000.00
Disclosure

SEC source: 0001628280-23-019143 · wf-form4_168453324335353.xml · nonDerivative · entry 3

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,341

F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.96 to $9.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:54 UTC
Aoki IchiroDirector · President
Exercise / conversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019143 · wf-form4_168453324335353.xml · nonDerivative · entry 2

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:54 UTC
Aoki IchiroDirector · President
Exercise / conversionClass V Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019143 · wf-form4_168453324335353.xml · nonDerivative · entry 1

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,489,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

Read SEC document
May 15, 2023 Filed May 17, 2023 23:13 UTC
Aoki IchiroDirector · President
Exercise / conversionADK Class A Units · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018801 · wf-form4_168436522149285.xml · derivative · entry 4

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,589,362

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F4 · derivative.expiration_date: N/A

Read SEC document
May 15, 2023 Filed May 17, 2023 23:13 UTC
Aoki IchiroDirector · President
SaleClass A Common Stock 100,000 $8.11 $811,000.00
Disclosure

SEC source: 0001628280-23-018801 · wf-form4_168436522149285.xml · nonDerivative · entry 3

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,341

F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.04 to $8.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
May 15, 2023 Filed May 17, 2023 23:13 UTC
Aoki IchiroDirector · President
Exercise / conversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018801 · wf-form4_168436522149285.xml · nonDerivative · entry 2

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

Read SEC document
May 15, 2023 Filed May 17, 2023 23:13 UTC
Aoki IchiroDirector · President
Exercise / conversionClass V Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018801 · wf-form4_168436522149285.xml · nonDerivative · entry 1

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,589,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

Read SEC document
May 10, 2023 Filed May 12, 2023 21:31 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionADK Class A Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-017969 · wf-form4_168392706557098.xml · derivative · entry 5

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,951,506

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F5 · derivative.expiration_date: N/A

Read SEC document
May 10, 2023 Filed May 12, 2023 21:31 UTC
McClymont DonaldDirector · Chief Executive Officer
SaleClass A Common Stock 50,000 $8.08 $404,000.00
Disclosure

SEC source: 0001628280-23-017969 · wf-form4_168392706557098.xml · nonDerivative · entry 3

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,602

F3 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with predetermined dates and prices through June 9, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.91 to $8.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
May 10, 2023 Filed May 12, 2023 21:31 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-017969 · wf-form4_168392706557098.xml · nonDerivative · entry 2

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

Read SEC document
May 10, 2023 Filed May 12, 2023 21:31 UTC
McClymont DonaldDirector · Chief Executive Officer
Exercise / conversionClass V Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-017969 · wf-form4_168392706557098.xml · nonDerivative · entry 1

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,951,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

Read SEC document
May 03, 2023 Filed May 5, 2023 22:54 UTC
schiller ThomasCFO and EVP of Strategy
SaleClass A Common Stock 30,000 $7.79 $233,700.00
Disclosure

SEC source: 0001628280-23-016222 · wf-form4_168332726730563.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,251,280

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022, and modified on December 15, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.67 to $7.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.