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Nasdaq · USD

INDI

indie Semiconductor, Inc.

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Tapewire entity
2432
SEC CIK
0001841925
Parsed reports
359

Last 12 months

Inside the activity.

0 purchase rows · 104 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 2025010
Jan 2026010
Feb 202600
Mar 2026023
Apr 2026011
May 202609
Jun 2026011
Jul 202606
Aug 202607
Sep 202609
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2024 Filed Sep 5, 2024 00:32 UTC GrantRestricted Stock Units · Derivative 2,711 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039437 · wk-form4_1725494298.xml · derivative · entry 2

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,711

Underlying: Class A Common Stock · 2,711 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

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September 01, 2024 Filed Sep 5, 2024 00:32 UTC Exercise / conversionClass A Common Stock 2,711 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039437 · wk-form4_1725494298.xml · nonDerivative · entry 1

Brink Diane D · CIK 0001729127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2024 Filed Sep 5, 2024 00:53 UTC Exercise / conversionRestricted Stock Units · Derivative 5,422 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039438 · wk-form4_1725494368.xml · derivative · entry 3

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

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September 01, 2024 Filed Sep 5, 2024 00:53 UTC GrantRestricted Stock Units · Derivative 5,422 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039438 · wk-form4_1725494368.xml · derivative · entry 2

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,422

Underlying: Class A Common Stock · 5,422 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
September 01, 2024 Filed Sep 5, 2024 00:53 UTC Exercise / conversionClass A Common Stock 5,422 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039438 · wk-form4_1725494368.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2024 Filed Sep 5, 2024 00:34 UTC
Wittmann MichaelChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039442 · wk-form4_1725494678.xml · derivative · entry 7

Wittmann Michael · CIK 0002009989 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. Such restricted stock units vest at the rate of 25% annually beginning August 31, 2023.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. Such restricted stock units vest at the rate of 25% annually beginning August 31, 2023.

Read SEC document
August 31, 2024 Filed Sep 5, 2024 00:34 UTC
Wittmann MichaelChief Operating Officer
Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039442 · wk-form4_1725494678.xml · nonDerivative · entry 1

Wittmann Michael · CIK 0002009989 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2024 Filed Sep 5, 2024 00:35 UTC
Aoki IchiroDirector · President
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039445 · wk-form4_1725494861.xml · derivative · entry 4

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
August 31, 2024 Filed Sep 5, 2024 00:35 UTC
Aoki IchiroDirector · President
Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039445 · wk-form4_1725494861.xml · nonDerivative · entry 1

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 20:36 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039444 · wk-form4_1725494759.xml · derivative · entry 3

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 20:36 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039444 · wk-form4_1725494759.xml · nonDerivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2024 Filed Jul 3, 2024 20:35 UTC
Wittmann MichaelChief Operating Officer
SaleClass A Common Stock 1,729 $6.13 $10,598.77
Disclosure

SEC source: 0001628280-24-031126 · wk-form4_1720038946.xml · nonDerivative · entry 3

Wittmann Michael · CIK 0002009989 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,110

F2 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2024. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through March 10, 2026.

F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.07 to $6.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
July 03, 2024 Filed Jul 3, 2024 20:35 UTC
Wittmann MichaelChief Operating Officer
Tax withholdingClass A Common Stock 4,521 $6.13 $27,713.73
Disclosure

SEC source: 0001628280-24-031126 · wk-form4_1720038946.xml · nonDerivative · entry 2

Wittmann Michael · CIK 0002009989 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,839

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:35 UTC
Wittmann MichaelChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031126 · wk-form4_1720038946.xml · derivative · entry 4

Wittmann Michael · CIK 0002009989 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F5 · derivative.exercise_date: Such restricted stock units vest at the rate of 25% annually beginning July 1, 2023.

F5 · derivative.expiration_date: Such restricted stock units vest at the rate of 25% annually beginning July 1, 2023.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:35 UTC
Wittmann MichaelChief Operating Officer
Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031126 · wk-form4_1720038946.xml · nonDerivative · entry 1

Wittmann Michael · CIK 0002009989 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 20:06 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
GrantRestricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-030976 · wk-form4_1719965170.xml · derivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of July 1, 2024.

F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of July 1, 2024.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 22:49 UTC
Aoki IchiroDirector · President
Exercise / conversionADK Class A Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-030220 · wk-form4_1719442149.xml · derivative · entry 4

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,939,362

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F5 · derivative.expiration_date: N/A

Read SEC document
June 24, 2024 Filed Jun 26, 2024 22:49 UTC
Aoki IchiroDirector · President
SaleClass A Common Stock 50,000 $6.14 $307,000.00
Disclosure

SEC source: 0001628280-24-030220 · wk-form4_1719442149.xml · nonDerivative · entry 3

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,631

F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024. The Reporting Person's Rule 10b5-1 plan includes automated sales of the Issuer's Class A common stock on predetermined prices and dates through March 15, 2026.

F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.05 to $6.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 22:49 UTC
Aoki IchiroDirector · President
Exercise / conversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-030220 · wk-form4_1719442149.xml · nonDerivative · entry 2

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

Read SEC document
June 24, 2024 Filed Jun 26, 2024 22:49 UTC
Aoki IchiroDirector · President
Exercise / conversionClass V Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-030220 · wk-form4_1719442149.xml · nonDerivative · entry 1

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,939,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

Read SEC document
June 21, 2024 Filed Jun 22, 2024 00:46 UTC
Wittmann MichaelChief Operating Officer
SaleClass A Common Stock 1,622 $6.20 $10,056.40
Disclosure

SEC source: 0001628280-24-029416 · wk-form4_1719017211.xml · nonDerivative · entry 3

Wittmann Michael · CIK 0002009989 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,860

F2 · kind: Represents shares of Class A common stock sold in the open market in accordance with a sell-all election made at the start of a program period of a voluntary equity compensation program as approved by the Board of Directors in June 2023. This election was made during an open trading window while Mr. Wittmann was not in possession of material non-public information.

Read SEC document
June 21, 2024 Filed Jun 22, 2024 00:46 UTC
Wittmann MichaelChief Operating Officer
Tax withholdingClass A Common Stock 898 $6.20 $5,567.60
Disclosure

SEC source: 0001628280-24-029416 · wk-form4_1719017211.xml · nonDerivative · entry 2

Wittmann Michael · CIK 0002009989 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,482

F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
June 21, 2024 Filed Jun 22, 2024 00:45 UTC
Aoki IchiroDirector · President
Exercise / conversionADK Class A Units · Derivative 75,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029414 · wk-form4_1719017108.xml · derivative · entry 9

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,989,362

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F8 · derivative.expiration_date: N/A

Read SEC document
June 21, 2024 Filed Jun 22, 2024 00:45 UTC
Aoki IchiroDirector · President
SaleClass A Common Stock 75,000 $6.24 $468,000.00
Disclosure

SEC source: 0001628280-24-029414 · wk-form4_1719017108.xml · nonDerivative · entry 6

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,631

F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024. The Reporting Person's Rule 10b5-1 plan includes automated sales of the Issuer's Class A common stock on predetermined prices and dates through March 15, 2026.

F5 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.10 to $6.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
June 21, 2024 Filed Jun 22, 2024 00:45 UTC
Aoki IchiroDirector · President
Exercise / conversionClass A Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029414 · wk-form4_1719017108.xml · nonDerivative · entry 5

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

Read SEC document
June 21, 2024 Filed Jun 22, 2024 00:45 UTC
Aoki IchiroDirector · President
Exercise / conversionClass V Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029414 · wk-form4_1719017108.xml · nonDerivative · entry 4

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,989,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

Read SEC document
June 20, 2024 Filed Jun 22, 2024 00:46 UTC
Wittmann MichaelChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 2,520 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029416 · wk-form4_1719017211.xml · derivative · entry 6

Wittmann Michael · CIK 0002009989 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F5 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023.

F5 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023.

Read SEC document
June 20, 2024 Filed Jun 22, 2024 00:46 UTC
Wittmann MichaelChief Operating Officer
GrantRestricted Stock Units · Derivative 2,520 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029416 · wk-form4_1719017211.xml · derivative · entry 5

Wittmann Michael · CIK 0002009989 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,520

Underlying: Class A Common Stock · 2,520 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F5 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023.

F5 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023.

Read SEC document
June 20, 2024 Filed Jun 22, 2024 00:46 UTC
Wittmann MichaelChief Operating Officer
Exercise / conversionClass A Common Stock 2,520 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029416 · wk-form4_1719017211.xml · nonDerivative · entry 1

Wittmann Michael · CIK 0002009989 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2024 Filed Jun 22, 2024 00:45 UTC
Aoki IchiroDirector · President
Exercise / conversionADK Class A Units · Derivative 75,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029414 · wk-form4_1719017108.xml · derivative · entry 8

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,064,362

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F8 · derivative.expiration_date: N/A

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June 20, 2024 Filed Jun 22, 2024 00:45 UTC
Aoki IchiroDirector · President
SaleClass A Common Stock 75,000 $6.26 $469,500.00
Disclosure

SEC source: 0001628280-24-029414 · wk-form4_1719017108.xml · nonDerivative · entry 3

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,631

F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024. The Reporting Person's Rule 10b5-1 plan includes automated sales of the Issuer's Class A common stock on predetermined prices and dates through March 15, 2026.

F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.14 to $6.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

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June 20, 2024 Filed Jun 22, 2024 00:45 UTC
Aoki IchiroDirector · President
Exercise / conversionClass A Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029414 · wk-form4_1719017108.xml · nonDerivative · entry 2

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

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June 20, 2024 Filed Jun 22, 2024 00:45 UTC
Aoki IchiroDirector · President
Exercise / conversionClass V Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029414 · wk-form4_1719017108.xml · nonDerivative · entry 1

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,064,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

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June 19, 2024 Filed Jun 22, 2024 00:46 UTC
Wittmann MichaelChief Operating Officer
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029416 · wk-form4_1719017211.xml · derivative · entry 4

Wittmann Michael · CIK 0002009989 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F4 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026.

F4 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026.

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June 19, 2024 Filed Jun 22, 2024 00:49 UTC
McClymont DonaldDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 325,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029419 · wk-form4_1719017343.xml · derivative · entry 1

McClymont Donald · CIK 0001866018 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Class A Common Stock · 325,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026.

F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026.

Read SEC document
June 19, 2024 Filed Jun 22, 2024 00:46 UTC
schiller ThomasCFO and EVP of Strategy
GrantRestricted Stock Units · Derivative 87,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029415 · wk-form4_1719017172.xml · derivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Class A Common Stock · 87,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026.

F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026.

Read SEC document
June 19, 2024 Filed Jun 22, 2024 00:45 UTC
Aoki IchiroDirector · President
GrantRestricted Stock Units · Derivative 17,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029414 · wk-form4_1719017108.xml · derivative · entry 7

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Class A Common Stock · 17,500 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F7 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026.

F7 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026.

Read SEC document
June 19, 2024 Filed Jun 21, 2024 20:48 UTC
Bal Kanwardev Raja SinghSVP Chief Accounting Officer
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-029418 · wk-form4_1719017287.xml · derivative · entry 1

Bal Kanwardev Raja Singh · CIK 0001596915 · SVP Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026.

F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026.

Read SEC document
June 18, 2024 Filed Jun 18, 2024 23:32 UTC
Aoki IchiroDirector · President
Exercise / conversionADK Class A Units · Derivative 75,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028926 · wk-form4_1718753561.xml · derivative · entry 8

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,139,362

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F6 · derivative.expiration_date: N/A

Read SEC document
June 18, 2024 Filed Jun 18, 2024 23:32 UTC
Aoki IchiroDirector · President
SaleClass A Common Stock 75,000 $6.52 $489,000.00
Disclosure

SEC source: 0001628280-24-028926 · wk-form4_1718753561.xml · nonDerivative · entry 6

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,631

F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024. The Reporting Person's Rule 10b5-1 plan includes automated sales of the Issuer's Class A common stock on predetermined prices and dates through March 15, 2026.

F5 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.43 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
June 18, 2024 Filed Jun 18, 2024 23:32 UTC
Aoki IchiroDirector · President
Exercise / conversionClass A Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028926 · wk-form4_1718753561.xml · nonDerivative · entry 5

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

Read SEC document
June 18, 2024 Filed Jun 18, 2024 23:32 UTC
Aoki IchiroDirector · President
Exercise / conversionClass V Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028926 · wk-form4_1718753561.xml · nonDerivative · entry 4

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,139,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 23:32 UTC
Aoki IchiroDirector · President
Exercise / conversionADK Class A Units · Derivative 75,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028926 · wk-form4_1718753561.xml · derivative · entry 7

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,214,362

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F6 · derivative.expiration_date: N/A

Read SEC document
June 17, 2024 Filed Jun 18, 2024 23:32 UTC
Aoki IchiroDirector · President
SaleClass A Common Stock 75,000 $6.62 $496,500.00
Disclosure

SEC source: 0001628280-24-028926 · wk-form4_1718753561.xml · nonDerivative · entry 3

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,631

F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024. The Reporting Person's Rule 10b5-1 plan includes automated sales of the Issuer's Class A common stock on predetermined prices and dates through March 15, 2026.

F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.34 to $6.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 23:32 UTC
Aoki IchiroDirector · President
Exercise / conversionClass A Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028926 · wk-form4_1718753561.xml · nonDerivative · entry 2

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 23:32 UTC
Aoki IchiroDirector · President
Exercise / conversionClass V Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028926 · wk-form4_1718753561.xml · nonDerivative · entry 1

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,214,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

Read SEC document
June 14, 2024 Filed Jun 15, 2024 00:10 UTC
Aoki IchiroDirector · President
Exercise / conversionADK Class A Units · Derivative 75,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028391 · wk-form4_1718410221.xml · derivative · entry 8

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,289,362

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

F6 · derivative.expiration_date: N/A

Read SEC document
June 14, 2024 Filed Jun 15, 2024 00:10 UTC
Aoki IchiroDirector · President
SaleClass A Common Stock 75,000 $7.09 $531,750.00
Disclosure

SEC source: 0001628280-24-028391 · wk-form4_1718410221.xml · nonDerivative · entry 6

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,631

F3 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024. The Reporting Person's Rule 10b5-1 plan includes automated sales of the Issuer's Class A common stock on predetermined prices and dates through March 15, 2026.

F5 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.01 to $7.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
June 14, 2024 Filed Jun 15, 2024 00:10 UTC
Aoki IchiroDirector · President
Exercise / conversionClass A Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028391 · wk-form4_1718410221.xml · nonDerivative · entry 5

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.

Read SEC document
June 14, 2024 Filed Jun 15, 2024 00:10 UTC
Aoki IchiroDirector · President
Exercise / conversionClass V Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028391 · wk-form4_1718410221.xml · nonDerivative · entry 4

Aoki Ichiro · CIK 0001865423 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,289,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.