Last 12 months
Inside the activity.
4 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 4 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2019 Filed Jun 18, 2019 20:27 UTC |
Holt Sharon EDirector
|
GrantCommon Stock | 15,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013563 · doc1.xml · nonDerivative · entry 1 Holt Sharon E · CIK 0001299510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,847 F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on the one-year anniversary of the date of grant, June 14, 2019, subject to continued service through such vesting date. For the purposes of this grant, the vesting period will be deemed to be one year if it runs from the date of Issuer's 2019 annual meeting of stockholders, June 14, 2019, to the next annual meeting of stockholders provided that such annual meetings are at least 50 weeks apart. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:08 UTC |
Peters Anne MarieSee Remarks
|
SaleCommon Stock | 2,000 | $8.42 | $16,840.00 |
DisclosureSEC source: 0001567619-19-011564 · doc1.xml · nonDerivative · entry 1 Peters Anne Marie · CIK 0001698139 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,055 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 14, 2018. Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:23 UTC |
Holt Sharon EDirector
|
SaleCommon Stock | 1,937 | $10.00 | $19,370.00 |
DisclosureSEC source: 0001567619-19-010317 · doc1.xml · nonDerivative · entry 1 Holt Sharon E · CIK 0001299510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,924 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 6, 2018. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 20:55 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
SaleCommon Stock | 2,000 | $8.92 | $17,837.00 |
DisclosureSEC source: 0001567619-19-008897 · doc1.xml · nonDerivative · entry 1 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,055 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 14, 2018. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $8.89 to $8.99 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 21:09 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
SaleCommon Stock | 2,000 | $8.17 | $16,340.00 |
DisclosureSEC source: 0001567619-19-007107 · doc1.xml · nonDerivative · entry 1 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,055 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 14, 2018. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 23:06 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
SaleCommon Stock | 6,370 | $8.32 | $53,002.22 |
DisclosureSEC source: 0001567619-19-006612 · doc1.xml · nonDerivative · entry 2 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,055 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 23:05 UTC |
Erba NancyChief Financial Officer
|
SaleCommon Stock | 3,554 | $8.32 | $29,571.06 |
DisclosureSEC source: 0001567619-19-006610 · doc1.xml · nonDerivative · entry 2 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,093 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 23:06 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006612 · doc1.xml · derivative · entry 3 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017. F3 · derivative.exercise_date: 1/4 of the RSUs vested on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: 1/4 of the RSUs vested on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 23:06 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006612 · doc1.xml · nonDerivative · entry 1 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 23:05 UTC |
Erba NancyChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006610 · doc1.xml · derivative · entry 3 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017. F3 · derivative.exercise_date: 1/4 of the RSUs vested on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: 1/4 of the RSUs vested on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 23:05 UTC |
Erba NancyChief Financial Officer
|
Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006610 · doc1.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 23:51 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
SaleCommon Stock | 1,253 | $8.87 | $11,114.11 |
DisclosureSEC source: 0001567619-19-006225 · doc1.xml · nonDerivative · entry 2 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,925 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:51 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006225 · doc1.xml · derivative · entry 3 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 1, 2016. F3 · derivative.exercise_date: 1/3 of the RSUs vested on March 1, 2017 ("Vest Date"), then an additional 1/3 of the RSUs vested on each one year anniversary of the Vest Date thereafter. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: 1/3 of the RSUs vested on March 1, 2017 ("Vest Date"), then an additional 1/3 of the RSUs vested on each one year anniversary of the Vest Date thereafter. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:51 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006225 · doc1.xml · nonDerivative · entry 1 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 1, 2016. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 22:23 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
SaleCommon Stock | 3,591 | $8.18 | $29,377.61 |
DisclosureSEC source: 0001567619-19-005635 · doc1.xml · nonDerivative · entry 4 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,678 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 22:23 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
SaleCommon Stock | 25,997 | $8.19 | $213,035.02 |
DisclosureSEC source: 0001567619-19-005635 · doc1.xml · nonDerivative · entry 3 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,269 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 22:20 UTC |
Erba NancyChief Financial Officer
|
SaleCommon Stock | 23,740 | $8.21 | $194,819.94 |
DisclosureSEC source: 0001567619-19-005634 · doc1.xml · nonDerivative · entry 2 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,907 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:23 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
Exercise / conversionRestricted Stock Units · Derivative | 8,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005635 · doc1.xml · derivative · entry 6 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,666 Underlying: Common Stock · 8,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 26, 2018. F4 · derivative.exercise_date: 1/3 of the RSUs vested on February 26, 2019 ("Vest Date"), then an additional 1/3 of the RSUs will vest on each one year anniversary of the Vest Date thereafter. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.expiration_date: 1/3 of the RSUs vested on February 26, 2019 ("Vest Date"), then an additional 1/3 of the RSUs will vest on each one year anniversary of the Vest Date thereafter. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:23 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
Exercise / conversionRestricted Stock Units · Derivative | 63,822 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005635 · doc1.xml · derivative · entry 5 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 63,822 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 26, 2018. F3 · derivative.exercise_date: 100% of the RSUs vested on February 26, 2019. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: 100% of the RSUs vested on February 26, 2019. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:23 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
Exercise / conversionCommon Stock | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005635 · doc1.xml · nonDerivative · entry 2 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 26, 2018. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:23 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
Exercise / conversionCommon Stock | 63,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005635 · doc1.xml · nonDerivative · entry 1 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 26, 2018. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:20 UTC |
Erba NancyChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 56,946 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005634 · doc1.xml · derivative · entry 3 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 26, 2018. F3 · derivative.exercise_date: 100% of the RSUs vested on February 26, 2019. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: 100% of the RSUs vested on February 26, 2019. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:20 UTC |
Erba NancyChief Financial Officer
|
Exercise / conversionCommon Stock | 56,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005634 · doc1.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 26, 2018. Read SEC document |
| February 26, 2019 Filed Mar 1, 2019 21:56 UTC Amendment |
Erba NancyChief Financial Officer
|
Exercise / conversionCommon Stock | 56,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005818 · doc1.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 26, 2018. F2 · acquired: As the result of an administrative error, the Form 4 previously filed with the Securities and Exchange Commission on February 28, 2019 erroneously reported this transaction as a disposition of common stock. This Form 4 amendment corrects the transaction as an acquisition of common stock. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:20 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
SaleCommon Stock | 2,000 | $9.89 | $19,780.00 |
DisclosureSEC source: 0001567619-19-004896 · doc1.xml · nonDerivative · entry 1 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,110 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 14, 2018. Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 23:25 UTC |
Haidamus RamziDirector · President and CEO
|
GrantNon-qualified stock option (right to buy) · Derivative | 268,992 | $0.00 Strike: $9.82 | $0.00 |
DisclosureSEC source: 0001567619-19-004675 · doc1.xml · derivative · entry 2 Haidamus Ramzi · CIK 0001350949 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,992 Underlying: Common Stock · 268,992 shares Expires 2026-02-14 F2 · derivative.exercise_date: 1/4 of the shares will vest and become exercisable on January 21, 2020; then 1/48 of the shares will vest and become exercisable monthly thereafter until 100% vested, subject to continued service through each vesting date. Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 23:25 UTC |
Haidamus RamziDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 281,762 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-004675 · doc1.xml · derivative · entry 1 Haidamus Ramzi · CIK 0001350949 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,762 Underlying: Common Stock · 281,762 shares Expires not disclosed F1 · derivative.exercise_date: 1/4 of the restricted stock units ("RSUs") will vest on January 21, 2020 ("Vest Date"), then an additional 1/16 of the RSUs will vest on each quarterly anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: 1/4 of the restricted stock units ("RSUs") will vest on January 21, 2020 ("Vest Date"), then an additional 1/16 of the RSUs will vest on each quarterly anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 23:24 UTC |
Traub KennethDirector
|
GrantCommon Stock | 7,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-004674 · doc1.xml · nonDerivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,889 F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on June 29, 2019. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:19 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 10,000 | $0.00 Strike: $5.59 | $0.00 |
DisclosureSEC source: 0001567619-19-002799 · doc1.xml · derivative · entry 3 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 10,000 shares Expires 2020-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 14, 2018. F2 · derivative.exercise_date: The stock option grant is 100% vested and exercisable. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:19 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
SaleCommon Stock | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001567619-19-002799 · doc1.xml · nonDerivative · entry 2 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,110 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 14, 2018. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:19 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
Exercise / conversionCommon Stock | 10,000 | $5.59 | $55,900.00 |
DisclosureSEC source: 0001567619-19-002799 · doc1.xml · nonDerivative · entry 1 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 14, 2018. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:18 UTC |
Holt Sharon EDirector
|
SaleCommon Stock | 3,874 | $10.00 | $38,740.00 |
DisclosureSEC source: 0001567619-19-002798 · doc1.xml · nonDerivative · entry 1 Holt Sharon E · CIK 0001299510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,861 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 6, 2018. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:18 UTC |
Erba NancyChief Financial Officer
|
SaleCommon Stock | 2,500 | $10.00 | $25,000.00 |
DisclosureSEC source: 0001567619-19-002797 · doc1.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,701 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 12, 2018. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:29 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
SaleCommon Stock | 2,000 | $9.31 | $18,620.00 |
DisclosureSEC source: 0001567619-19-001301 · doc1.xml · nonDerivative · entry 1 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,110 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 01:56 UTC |
SUGISHITA DAVIDDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 400 | $0.00 Strike: $5.53 | $0.00 |
DisclosureSEC source: 0001567619-18-007280 · doc1.xml · derivative · entry 10 SUGISHITA DAVID · CIK 0001206022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,895 Underlying: Common Stock · 400 shares Expires 2020-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares vested and became exercisable on June 4, 2011; then 2.0833% of the shares vested and became exercisable monthly thereafter until 100% vested. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 01:56 UTC |
SUGISHITA DAVIDDirector
|
SaleCommon Stock | 600 | $9.50 | $5,700.00 |
DisclosureSEC source: 0001567619-18-007280 · doc1.xml · nonDerivative · entry 7 SUGISHITA DAVID · CIK 0001206022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,252 Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 01:56 UTC |
SUGISHITA DAVIDDirector
|
SaleCommon Stock | 100 | $9.51 | $951.00 |
DisclosureSEC source: 0001567619-18-007280 · doc1.xml · nonDerivative · entry 6 SUGISHITA DAVID · CIK 0001206022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,852 Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 01:56 UTC |
SUGISHITA DAVIDDirector
|
Exercise / conversionCommon Stock | 400 | $5.53 | $2,212.00 |
DisclosureSEC source: 0001567619-18-007280 · doc1.xml · nonDerivative · entry 5 SUGISHITA DAVID · CIK 0001206022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 01:56 UTC |
SUGISHITA DAVIDDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,989 | $0.00 Strike: $5.53 | $0.00 |
DisclosureSEC source: 0001567619-18-007280 · doc1.xml · derivative · entry 9 SUGISHITA DAVID · CIK 0001206022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,295 Underlying: Common Stock · 1,989 shares Expires 2020-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares vested and became exercisable on June 4, 2011; then 2.0833% of the shares vested and became exercisable monthly thereafter until 100% vested. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 01:56 UTC |
SUGISHITA DAVIDDirector
|
SaleCommon Stock | 14,245 | $9.50 | $135,371.66 |
DisclosureSEC source: 0001567619-18-007280 · doc1.xml · nonDerivative · entry 4 SUGISHITA DAVID · CIK 0001206022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,552 F1 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $9.50 to $9.61 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 01:56 UTC |
SUGISHITA DAVIDDirector
|
Exercise / conversionCommon Stock | 1,989 | $5.53 | $10,999.17 |
DisclosureSEC source: 0001567619-18-007280 · doc1.xml · nonDerivative · entry 3 SUGISHITA DAVID · CIK 0001206022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 01:56 UTC |
SUGISHITA DAVIDDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,550 | $0.00 Strike: $5.53 | $0.00 |
DisclosureSEC source: 0001567619-18-007280 · doc1.xml · derivative · entry 8 SUGISHITA DAVID · CIK 0001206022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,284 Underlying: Common Stock · 6,550 shares Expires 2020-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares vested and became exercisable on June 4, 2011; then 2.0833% of the shares vested and became exercisable monthly thereafter until 100% vested. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 01:56 UTC |
SUGISHITA DAVIDDirector
|
SaleCommon Stock | 35,328 | $9.62 | $339,862.43 |
DisclosureSEC source: 0001567619-18-007280 · doc1.xml · nonDerivative · entry 2 SUGISHITA DAVID · CIK 0001206022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,808 F1 · shares: Represents the aggregate of sales effected on the same day at different prices. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $9.60 to $9.71 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 01:56 UTC |
SUGISHITA DAVIDDirector
|
Exercise / conversionCommon Stock | 6,550 | $5.53 | $36,221.50 |
DisclosureSEC source: 0001567619-18-007280 · doc1.xml · nonDerivative · entry 1 SUGISHITA DAVID · CIK 0001206022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 21:50 UTC |
Traub KennethDirector · See Explanation of Responses
|
PurchaseCommon Stock | 10,000 | $8.99 | $89,943.00 |
DisclosureSEC source: 0000921895-18-003063 · form407738085_11142018.xml · nonDerivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · ownership.direct: Mr. Traub may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of common stock. Read SEC document |
| November 08, 2018 Filed Nov 8, 2018 21:31 UTC |
LACEY THOMAS ADirector · Interim CEO
|
PurchaseCommon Stock | 6,000 | $9.50 | $57,000.00 |
DisclosureSEC source: 0001567619-18-005429 · doc1.xml · nonDerivative · entry 1 LACEY THOMAS A · CIK 0001106997 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 21:31 UTC |
LACEY THOMAS ADirector · Interim CEO
|
GrantRestricted Stock Units · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-005429 · doc1.xml · derivative · entry 2 LACEY THOMAS A · CIK 0001106997 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_date: 100% of the restricted stock units ("RSUs") will vest on October 24, 2019, subject to the Reporting Person's continued service through such vesting date. Of the RSUs reported, (a) 10,000 RSUs were granted in respect of the Reporting Person's service as a member of the Issuer's Board of Directors, and (b) 10,000 RSUs were granted in respect of the Reporting Person's service as Interim CEO. F1 · derivative.expiration_date: 100% of the restricted stock units ("RSUs") will vest on October 24, 2019, subject to the Reporting Person's continued service through such vesting date. Of the RSUs reported, (a) 10,000 RSUs were granted in respect of the Reporting Person's service as a member of the Issuer's Board of Directors, and (b) 10,000 RSUs were granted in respect of the Reporting Person's service as Interim CEO. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 20:33 UTC |
LACEY THOMAS ADirector · Interim CEO
|
GrantCommon Stock | 31,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001779 · doc1.xml · nonDerivative · entry 1 LACEY THOMAS A · CIK 0001106997 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 F1 · shares: Represents a grant of restricted stock (the "RSA"). Of the shares reported, (a) 11,478 shares were granted in respect of the Reporting Person's services as a member of the Issuer's Board of Directors, and (b) 19,522 shares were granted in respect of the Reporting Person's services as Interim CEO and any related transition services. The RSA will vest as to 100% of the total shares on the day that immediately precedes the date of the Issuer's 2019 annual shareholders meeting, subject to the Reporting Person's continued service as a member of the Issuer's Board of Directors. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 23:11 UTC |
Traub KennethDirector · See Explanation of Responses
|
GrantNon-qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $15.25 | $0.00 |
DisclosureSEC source: 0001140361-18-032823 · doc1.xml · derivative · entry 1 TRAUB KENNETH H · CIK 0001232602 · Director · See Explanation of Responses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2025-07-16 F1 · derivative.exercise_date: 25% of the shares will vest and become exercisable on June 29, 2019; then 2.0833% of the shares will vest and become exercisable monthly thereafter until 100% vested, subject to continued service through each vesting date. F2 · ownership.direct: Mr. Traub may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of common stock. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 23:17 UTC |
SUGISHITA DAVIDDirector
|
GrantCommon Stock | 7,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-031012 · doc1.xml · nonDerivative · entry 1 SUGISHITA DAVID · CIK 0001206022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,586 F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on June 29, 2019, subject to continued service through such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.