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person · Reporting owner

Erba Nancy

Disclosed activity across 4 companies

Tapewire entity
33131
SEC CIK
0001684663

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
IMMERSION CORPIMMR · Entity 6143Chief Financial OfficerMarch 07, 2019March 11, 2019
PDF SOLUTIONS INCPDFS · Entity 4596DirectorJuly 01, 2026July 02, 2026
POWER INTEGRATIONS INCPOWI · Entity 4280Chief Financial OfficerFebruary 02, 2026February 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

IMMERSION CORP

Report date March 07, 2019 · Filed March 11, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect67,093 Ending reported balance After 2019-03-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-03-07 · Exercise / conversion · Acquired 10,000 · Balance 70,647

F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017.

Row 2 · 2019-03-08 · Sale · Disposed 3,554 · Balance 67,093

F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct20,000 Reported balance After 2019-03-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-03-07 · Exercise / conversion · Disposed 10,000 · Balance 20,000

F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017.

F3: 1/4 of the RSUs vested on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017.

F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs.

F3: 1/4 of the RSUs vested on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

PDF SOLUTIONS INC

Report date July 01, 2026 · Filed July 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,943 Reported balance After 2026-07-01 transaction · row 1
1 source row

Row 1 · 2026-07-01 · Grant · Acquired 2,689 · Balance 11,943

F1: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation Program. RSU shall vest in four (4) equal installments of twenty-five percent (25%) of the Total RSUs, with vesting occurring on the first day of each calendar quarter following the Grant Effective Date until fully vested, subject to the Recipient's continued service through each applicable vesting date.

Common StockSEC Table I · non-derivativeIndirectBy Trust31,868 Reported balance Holding disclosure · report date 2026-07-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 31,868

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation Program. RSU shall vest in four (4) equal installments of twenty-five percent (25%) of the Total RSUs, with vesting occurring on the first day of each calendar quarter following the Grant Effective Date until fully vested, subject to the Recipient's continued service through each applicable vesting date.

POWER INTEGRATIONS INC

Report date February 02, 2026 · Filed February 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect64,487 Reported balance After 2026-02-02 transaction · row 1
1 source row

Row 1 · 2026-02-02 · Grant · Acquired 64,487 · Balance 64,487

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Infinera Corp

Report date February 27, 2025 · Filed March 03, 2025

Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2025-02-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-02-28 · Grant · Acquired 117,500 · Balance 693,722

F1: Represents the number of shares of Infinera Corporation ("Company") common stock subject to a performance share award originally granted on March 9, 2023, which accelerated to vest at 100% of the target shares granted and was converted into a right to receive cash compensation, subject to applicable tax withholding, with respect to all vested shares as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation ("Nokia"), Neptune of America Corporation and the Company, referred to as the "Merger Agreement".

Row 2 · 2025-02-28 · Disposition to issuer · Disposed 693,722 · Balance 0

F2: Disposed of as a result of the merger pursuant to the Merger Agreement.

F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect68,600 Reported balance After 2025-02-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-02-27 · Grant · Acquired 68,600 · Balance 68,600

F4: On March 10, 2024, the Company granted the Reporting Person a performance share award covering 105,000 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock.

F5: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 68,600 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares").

F6: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect140,000 Reported balance After 2025-02-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-02-28 · Grant · Acquired 140,000 · Balance 140,000

F4: On March 10, 2024, the Company granted the Reporting Person a performance share award covering 105,000 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock.

F7: As a result of the merger pursuant to the Merger Agreement and in accordance with the provisions of the grant documents evidencing the PSAs granted on March 10, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 140,000 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares").

F8: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-02-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-02-28 · Disposition to issuer · Disposed 465,268 · Balance 0

F9: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.

F10: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of Infinera Corporation ("Company") common stock subject to a performance share award originally granted on March 9, 2023, which accelerated to vest at 100% of the target shares granted and was converted into a right to receive cash compensation, subject to applicable tax withholding, with respect to all vested shares as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation ("Nokia"), Neptune of America Corporation and the Company, referred to as the "Merger Agreement".

F2: Disposed of as a result of the merger pursuant to the Merger Agreement.

F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.

F4: On March 10, 2024, the Company granted the Reporting Person a performance share award covering 105,000 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock.

F5: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 68,600 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares").

F6: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.

F7: As a result of the merger pursuant to the Merger Agreement and in accordance with the provisions of the grant documents evidencing the PSAs granted on March 10, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 140,000 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares").

F8: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.

F9: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.

F10: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2026 Filed Jul 2, 2026 20:29 UTC PDF SOLUTIONS INC PDFS · Entity 4596 GrantCommon Stock 2,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-022529 · rdgdoc.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,943

F1 · shares: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation Program. RSU shall vest in four (4) equal installments of twenty-five percent (25%) of the Total RSUs, with vesting occurring on the first day of each calendar quarter following the Grant Effective Date until fully vested, subject to the Recipient's continued service through each applicable vesting date.

F1 · price: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation Program. RSU shall vest in four (4) equal installments of twenty-five percent (25%) of the Total RSUs, with vesting occurring on the first day of each calendar quarter following the Grant Effective Date until fully vested, subject to the Recipient's continued service through each applicable vesting date.

Read SEC document
February 02, 2026 Filed Feb 5, 2026 01:24 UTC POWER INTEGRATIONS INC POWI · Entity 4280 GrantCommon Stock 64,487 $0.00 $0.00
Disclosure

SEC source: 0000833640-26-000024 · edgardoc.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,487

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:23 UTC PDF SOLUTIONS INC PDFS · Entity 4596 GrantCommon Stock 7,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-021992 · rdgdoc.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,383

F1 · shares: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation Program. 1/12th of the Total RSU shall vest on the grant effective date and 1/12th of the Total RSU shall vest monthly thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date.

F1 · price: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation Program. 1/12th of the Total RSU shall vest on the grant effective date and 1/12th of the Total RSU shall vest monthly thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:37 UTC Infinera Corp INFN · Entity 82602 Disposition to issuerRestricted Stock Units · Derivative 465,268 $0.00 $0.00
Disclosure

SEC source: 0001138639-25-000057 · wk-form4_1741037850.xml · derivative · entry 5

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 465,268 shares

Expires not disclosed

F9 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia.

F10 · derivative.expiration_date: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:37 UTC Infinera Corp INFN · Entity 82602 GrantRestricted Stock Units · Derivative 140,000 $0.00 $0.00
Disclosure

SEC source: 0001138639-25-000057 · wk-form4_1741037850.xml · derivative · entry 4

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires not disclosed

F4 · derivative.exercise_price: On March 10, 2024, the Company granted the Reporting Person a performance share award covering 105,000 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock.

F7 · shares: As a result of the merger pursuant to the Merger Agreement and in accordance with the provisions of the grant documents evidencing the PSAs granted on March 10, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 140,000 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares").

F8 · derivative.exercise_date: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.

F8 · derivative.expiration_date: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:37 UTC Infinera Corp INFN · Entity 82602 Disposition to issuerCommon Stock 693,722 Not disclosed Not disclosed
Disclosure

SEC source: 0001138639-25-000057 · wk-form4_1741037850.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement.

F3 · price: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:37 UTC Infinera Corp INFN · Entity 82602 GrantCommon Stock 117,500 $0.00 $0.00
Disclosure

SEC source: 0001138639-25-000057 · wk-form4_1741037850.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 693,722

F1 · shares: Represents the number of shares of Infinera Corporation ("Company") common stock subject to a performance share award originally granted on March 9, 2023, which accelerated to vest at 100% of the target shares granted and was converted into a right to receive cash compensation, subject to applicable tax withholding, with respect to all vested shares as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation ("Nokia"), Neptune of America Corporation and the Company, referred to as the "Merger Agreement".

Read SEC document
February 27, 2025 Filed Mar 3, 2025 16:37 UTC Infinera Corp INFN · Entity 82602 GrantRestricted Stock Units · Derivative 68,600 $0.00 $0.00
Disclosure

SEC source: 0001138639-25-000057 · wk-form4_1741037850.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,600

Underlying: Common Stock · 68,600 shares

Expires not disclosed

F4 · derivative.exercise_price: On March 10, 2024, the Company granted the Reporting Person a performance share award covering 105,000 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock.

F5 · shares: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 68,600 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares").

F6 · derivative.exercise_date: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.

F6 · derivative.expiration_date: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 20:23 UTC Infinera Corp INFN · Entity 82602 GrantRestricted Stock Units · Derivative 95,000 $0.00 $0.00
Disclosure

SEC source: 0001138639-25-000019 · wk-form4_1736990601.xml · derivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company")

F2 · derivative.exercise_date: 100% of the RSU vest on the one-year anniversary of the vesting commencement date, which is February 5, 2025, subject to Ms. Erba's continued service to the Company through the applicable vesting date.

F2 · derivative.expiration_date: 100% of the RSU vest on the one-year anniversary of the vesting commencement date, which is February 5, 2025, subject to Ms. Erba's continued service to the Company through the applicable vesting date.

Read SEC document
January 05, 2025 Filed Jan 7, 2025 18:31 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 9,791 $0.00 $0.00
Disclosure

SEC source: 0001138639-25-000008 · wk-form4_1736292677.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,959

Underlying: Common Stock · 9,791 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 117,500 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 117,500 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
January 05, 2025 Filed Jan 7, 2025 18:31 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 5,491 $6.59 $36,185.69
Disclosure

SEC source: 0001138639-25-000008 · wk-form4_1736292677.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 576,222

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
January 05, 2025 Filed Jan 7, 2025 18:31 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 9,791 $0.00 $0.00
Disclosure

SEC source: 0001138639-25-000008 · wk-form4_1736292677.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 581,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 00:12 UTC PDF SOLUTIONS INC PDFS · Entity 4596 SaleCommon Stock 2,000 $30.81 $61,620.00
Disclosure

SEC source: 0001415889-24-029181 · form4-12132024_121223.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 13,739

F1 · price: Average weighted price for shares disposed in the reported transaction. The shares were sold in multiple brokers' transaction at various market prices per share ranging between $30.76 and $30.84

Read SEC document
December 05, 2024 Filed Dec 6, 2024 17:51 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 7,708 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000240 · wk-form4_1733525460.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,709

Underlying: Common Stock · 7,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 92,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 92,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 17:51 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 4,144 $6.63 $27,474.72
Disclosure

SEC source: 0001138639-24-000240 · wk-form4_1733525460.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,922

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
December 05, 2024 Filed Dec 6, 2024 17:51 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 7,708 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000240 · wk-form4_1733525460.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 576,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2024 Filed Oct 8, 2024 17:14 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 9,792 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000226 · wk-form4_1728422050.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,750

Underlying: Common Stock · 9,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 117,500 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 117,500 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
October 05, 2024 Filed Oct 8, 2024 17:14 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 5,264 $6.75 $35,532.00
Disclosure

SEC source: 0001138639-24-000226 · wk-form4_1728422050.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 568,358

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
October 05, 2024 Filed Oct 8, 2024 17:14 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 9,792 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000226 · wk-form4_1728422050.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 573,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 17:02 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 7,709 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000219 · wk-form4_1725656566.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,417

Underlying: Common Stock · 7,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 92,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 92,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 17:02 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 4,144 $6.21 $25,734.24
Disclosure

SEC source: 0001138639-24-000219 · wk-form4_1725656566.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 563,830

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
September 05, 2024 Filed Sep 6, 2024 17:02 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 7,709 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000219 · wk-form4_1725656566.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 567,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 17:14 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 9,791 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000195 · wk-form4_1720559667.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,542

Underlying: Common Stock · 9,791 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 117,500 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 117,500 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 17:14 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 5,263 $6.15 $32,367.45
Disclosure

SEC source: 0001138639-24-000195 · wk-form4_1720559667.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 560,265

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
July 05, 2024 Filed Jul 9, 2024 17:14 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 9,791 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000195 · wk-form4_1720559667.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 565,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 15:22 UTC PDF SOLUTIONS INC PDFS · Entity 4596 GrantCommon Stock 4,382 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-019096 · form4-07032024_030704.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,954

F1 · kind: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation Program. 1/12th of the Total RSU shall vest on the grant effective date and 1/12th of the Total RSU shall vest monthly thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date.

F1 · shares: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation Program. 1/12th of the Total RSU shall vest on the grant effective date and 1/12th of the Total RSU shall vest monthly thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date.

F1 · price: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation Program. 1/12th of the Total RSU shall vest on the grant effective date and 1/12th of the Total RSU shall vest monthly thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 18:07 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 7,708 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000170 · wk-form4_1717798065.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,126

Underlying: Common Stock · 7,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 92,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 92,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 18:07 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 2,987 $5.51 $16,458.37
Disclosure

SEC source: 0001138639-24-000170 · wk-form4_1717798065.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 555,737

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
June 05, 2024 Filed Jun 7, 2024 18:07 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 7,708 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000170 · wk-form4_1717798065.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2024 Filed May 14, 2024 21:45 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 16,185 $5.06 $81,896.10
Disclosure

SEC source: 0001138639-24-000111 · wk-form4_1715737504.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 551,016

F3 · shares: Represents shares that have been withheld by Company to satisfy tax withholding and remittance obligations in connection with the net settlement of vested PSAs granted to Ms. Erba on March 9, 2021.

Read SEC document
May 12, 2024 Filed May 14, 2024 21:45 UTC Infinera Corp INFN · Entity 82602 GrantCommon Stock 41,760 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000111 · wk-form4_1715737504.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 567,201

F1 · security: On March 9, 2021, Infinera Corporation (the "Company") granted Ms. Erba a performance share award covering 60,000 shares ("PSAs") that could be earned during fiscal 2021 through fiscal 2023, based on achievement of (a) performance goals applicable to the first 50% of the award (a "tranche") consisting of a non-GAAP operating income goal and a revenue goal, and (b) a performance goal for the second 50% tranche consisting of a non-GAAP operating income goal, in each case measured over a full fiscal year during the performance period (the "PSA Award"). Each PSA represents a contingent right to receive one share of common stock of the Company.

F2 · shares: On May 12, 2024, given fiscal 2023 non-GAAP operating income of $87.2 million and revenue of $1,614.1 million, the Compensation Committee of the Board of Directors of the Company certified that (i) 77.06% of the shares subject to the first tranche of the PSA Award became eligible to vest and (ii) 62.14% of the shares subject to the second tranche of the PSA Award became eligible to vest. As a result, 41,760 shares of common stock underlying the PSA Award vested on May 12, 2024. The balance of 18,240 shares subject to the PSA Award were forfeited.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 21:39 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 39,167 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000085 · wk-form4_1712626747.xml · derivative · entry 4

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,333

Underlying: Common Stock · 39,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F4 · derivative.exercise_date: These RSUs, originally for a total of 117,500 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F4 · derivative.expiration_date: These RSUs, originally for a total of 117,500 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 21:39 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000085 · wk-form4_1712626747.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 60,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 60,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 21:39 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 16,953 $5.80 $98,327.40
Disclosure

SEC source: 0001138639-24-000085 · wk-form4_1712626747.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,441

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
April 05, 2024 Filed Apr 8, 2024 21:39 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 44,167 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000085 · wk-form4_1712626747.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 542,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 18:00 UTC Infinera Corp INFN · Entity 82602 GrantRestricted Stock Units · Derivative 105,000 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000070 · wk-form4_1710280844.xml · derivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company")

F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the April 5, 2024 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the April 5, 2024 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 19:36 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 7,708 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000057 · wk-form4_1709771752.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,834

Underlying: Common Stock · 7,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 92,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 92,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 19:36 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 4,552 $5.15 $23,442.80
Disclosure

SEC source: 0001138639-24-000057 · wk-form4_1709771752.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 498,227

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
March 05, 2024 Filed Mar 6, 2024 19:36 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 7,708 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000057 · wk-form4_1709771752.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 502,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 18:21 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000010 · wk-form4_1704756089.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 60,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 60,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 18:21 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 2,633 $4.38 $11,532.54
Disclosure

SEC source: 0001138639-24-000010 · wk-form4_1704756089.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 495,071

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
January 05, 2024 Filed Jan 8, 2024 18:21 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001138639-24-000010 · wk-form4_1704756089.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 497,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 18:12 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 7,709 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000209 · wk-form4_1701904311.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,542

Underlying: Common Stock · 7,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 92,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 92,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 18:12 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 4,059 $4.24 $17,210.16
Disclosure

SEC source: 0001138639-23-000209 · wk-form4_1701904311.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492,704

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
December 05, 2023 Filed Dec 6, 2023 18:12 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 7,709 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000209 · wk-form4_1701904311.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 496,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 01:23 UTC PDF SOLUTIONS INC PDFS · Entity 4596 SaleCommon Stock 1,800 $30.57 $55,025.64
Disclosure

SEC source: 0001415889-23-015649 · form4-12012023_011223.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 15,739

F1 · price: Average weighted price for shares disposed in the reported transaction. The shares were sold in multiple brokers' transaction at various market prices per share ranging between $30.30 and $31.33

Read SEC document
October 05, 2023 Filed Oct 6, 2023 17:38 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000187 · wk-form4_1696628322.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 60,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 60,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

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October 05, 2023 Filed Oct 6, 2023 17:38 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 2,633 $3.70 $9,742.10
Disclosure

SEC source: 0001138639-23-000187 · wk-form4_1696628322.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 489,054

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

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October 05, 2023 Filed Oct 6, 2023 17:38 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000187 · wk-form4_1696628322.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 491,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 05, 2023 Filed Sep 7, 2023 16:45 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 140,625 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000179 · wk-form4_1694119505.xml · derivative · entry 4

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 140,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F4 · derivative.exercise_date: These RSUs, originally for a total of 562,500 shares, vest in four annual installments beginning on the one-year anniversary of the September 5, 2019 vesting commencement date, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F4 · derivative.expiration_date: These RSUs, originally for a total of 562,500 shares, vest in four annual installments beginning on the one-year anniversary of the September 5, 2019 vesting commencement date, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.