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person · Reporting owner

LACEY THOMAS A

Disclosed activity across 5 companies

Tapewire entity
132953
SEC CIK
0001106997

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
IMMERSION CORPIMMR · Entity 6143Director · Interim CEONovember 06, 2018November 08, 2018
Mellanox Technologies, Ltd.MLNX · Entity 1312010% owner · See Explanation of ResponsesJanuary 23, 2018January 24, 2018
TESSERA TECHNOLOGIES INCTSRA · Entity 180904Director · CEONovember 22, 2016November 22, 2016
Xperi CorpXPER · Entity 148740Director · CEOMay 22, 2017May 24, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

IMMERSION CORP

Report date November 06, 2018 · Filed November 08, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,000 Reported balance After 2018-11-08 transaction · row 1
1 source row

Row 1 · 2018-11-08 · Purchase · Acquired 6,000 · Balance 37,000

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct20,000 Reported balance After 2018-11-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-11-06 · Grant · Acquired 20,000 · Balance 20,000

F1: 100% of the restricted stock units ("RSUs") will vest on October 24, 2019, subject to the Reporting Person's continued service through such vesting date. Of the RSUs reported, (a) 10,000 RSUs were granted in respect of the Reporting Person's service as a member of the Issuer's Board of Directors, and (b) 10,000 RSUs were granted in respect of the Reporting Person's service as Interim CEO.

Filing footnotes · ownership attribution and instrument terms

F1: 100% of the restricted stock units ("RSUs") will vest on October 24, 2019, subject to the Reporting Person's continued service through such vesting date. Of the RSUs reported, (a) 10,000 RSUs were granted in respect of the Reporting Person's service as a member of the Issuer's Board of Directors, and (b) 10,000 RSUs were granted in respect of the Reporting Person's service as Interim CEO.

Mellanox Technologies, Ltd.

Report date January 23, 2018 · Filed January 24, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, nominal value NIS 0.0175 per shareSEC Table I · non-derivativeDirect1,450 Reported balance After 2018-01-23 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-01-23 · Purchase · Acquired 1,450 · Balance 1,450

F1: The Reporting Person may be deemed to be a member of a Section 13(d) group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding Ordinary Shares. The Reporting Person disclaims beneficial ownership of such Ordinary Shares except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such Ordinary Shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person may be deemed to be a member of a Section 13(d) group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding Ordinary Shares. The Reporting Person disclaims beneficial ownership of such Ordinary Shares except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such Ordinary Shares for purposes of Section 16 or for any other purpose.

TESSERA TECHNOLOGIES INC

Report date November 22, 2016 · Filed November 22, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect367,032 Reported balance After 2016-11-22 transaction · row 1
1 source row

Row 1 · 2016-11-22 · Tax withholding · Disposed 327 · Balance 367,032

Xperi Corp

Report date May 22, 2017 · Filed May 24, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect230,779 Reported balance After 2017-05-22 transaction · row 1
1 source row

Row 1 · 2017-05-22 · Tax withholding · Disposed 327 · Balance 230,779

F1: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the release of shares subject to vesting.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the release of shares subject to vesting.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DSP GROUP INC /DE/

Report date December 02, 2021 · Filed December 02, 2021

Section 16 reporting ended · disclosed 2021-12-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-12-02 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2021-12-02 · Disposition to issuer · Disposed 6,064 · Balance 0

F1: The amount reported represents the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit ("RSU") awards held by Mr. Lacey, each of which will be accelerated, fully vested and canceled as of immediately prior to the Effective Time of the merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the Issuer RSU award by (2) the merger consideration of $22.00 per share.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-12-02 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2021-12-02 · Disposition to issuer · Disposed 99,920 · Balance 0

F2: Represents 99,920 shares outstanding.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.71 · Expires 2024-01-01Direct0 Reported balance After 2021-12-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-12-02 · Disposition to issuer · Disposed 8,000 · Balance 0

F3: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.87 · Expires 2025-01-01Direct0 Reported balance After 2021-12-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-12-02 · Disposition to issuer · Disposed 8,000 · Balance 0

F3: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.44 · Expires 2026-01-01Direct0 Reported balance After 2021-12-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-12-02 · Disposition to issuer · Disposed 8,000 · Balance 0

F3: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.05 · Expires 2027-01-01Direct0 Reported balance After 2021-12-02 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-12-02 · Disposition to issuer · Disposed 8,000 · Balance 0

F3: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2028-01-01Direct0 Reported balance After 2021-12-02 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-12-02 · Disposition to issuer · Disposed 8,000 · Balance 0

F3: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.

Filing footnotes · ownership attribution and instrument terms

F1: The amount reported represents the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit ("RSU") awards held by Mr. Lacey, each of which will be accelerated, fully vested and canceled as of immediately prior to the Effective Time of the merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the Issuer RSU award by (2) the merger consideration of $22.00 per share.

F2: Represents 99,920 shares outstanding.

F3: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2021 Filed Dec 2, 2021 18:30 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 Disposition to issuerStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001437749-21-027734 · rdgdoc.xml · derivative · entry 7

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2028-01-01

F3 · derivative.exercise_date: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.

Read SEC document
December 02, 2021 Filed Dec 2, 2021 18:30 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 Disposition to issuerStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001437749-21-027734 · rdgdoc.xml · derivative · entry 6

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2027-01-01

F3 · derivative.exercise_date: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.

Read SEC document
December 02, 2021 Filed Dec 2, 2021 18:30 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 Disposition to issuerStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $9.44 $0.00
Disclosure

SEC source: 0001437749-21-027734 · rdgdoc.xml · derivative · entry 5

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2026-01-01

F3 · derivative.exercise_date: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.

Read SEC document
December 02, 2021 Filed Dec 2, 2021 18:30 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 Disposition to issuerStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $10.87 $0.00
Disclosure

SEC source: 0001437749-21-027734 · rdgdoc.xml · derivative · entry 4

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2025-01-01

F3 · derivative.exercise_date: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.

Read SEC document
December 02, 2021 Filed Dec 2, 2021 18:30 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 Disposition to issuerStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $9.71 $0.00
Disclosure

SEC source: 0001437749-21-027734 · rdgdoc.xml · derivative · entry 3

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2024-01-01

F3 · derivative.exercise_date: Options vest in full and become exercisable as to 100% of the shares subject to the option award on the first anniversary of the date of grant. This option is being canceled as of immediately prior to the Effective Time of the Merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the option award by (2) the difference between the exercise price of the option and the merger consideration of $22.00 per share.

Read SEC document
December 02, 2021 Filed Dec 2, 2021 18:30 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 Disposition to issuerCommon Stock 99,920 $22.00 $2,198,240.00
Disclosure

SEC source: 0001437749-21-027734 · rdgdoc.xml · nonDerivative · entry 2

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Represents 99,920 shares outstanding.

Read SEC document
December 02, 2021 Filed Dec 2, 2021 18:30 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 Disposition to issuerCommon Stock 6,064 $22.00 $133,408.00
Disclosure

SEC source: 0001437749-21-027734 · rdgdoc.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The amount reported represents the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit ("RSU") awards held by Mr. Lacey, each of which will be accelerated, fully vested and canceled as of immediately prior to the Effective Time of the merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the Issuer RSU award by (2) the merger consideration of $22.00 per share.

F1 · price: The amount reported represents the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit ("RSU") awards held by Mr. Lacey, each of which will be accelerated, fully vested and canceled as of immediately prior to the Effective Time of the merger in exchange for an amount in cash equal to the product obtained by multiplying (1) the aggregate number of shares of Issuer common stock subject to the Issuer RSU award by (2) the merger consideration of $22.00 per share.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 16:25 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 GrantCommon Stock 6,064 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-000118 · rdgdoc.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,984

F1 · security: Represents restricted stock units ("RSUs").

F2 · shares: The RSUs were acquired under the 2012 Equity Incentive Plan. 100% of the RSUs vest on the first year anniversary of the grant.

F3 · balance_after: Represents 64,500 shares outstanding, 35,420 vested RSUs and 6,064 unvested RSUs.

Read SEC document
May 21, 2020 Filed Jun 4, 2020 17:09 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $9.71 $0.00
Disclosure

SEC source: 0001437749-20-012487 · rdgdoc.xml · derivative · entry 3

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three (3) equal installments beginning on 01/01/2015.

Read SEC document
May 21, 2020 Filed Jun 4, 2020 17:09 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 Exercise / conversionCommon Stock 15,000 $9.71 $145,650.00
Disclosure

SEC source: 0001437749-20-012487 · rdgdoc.xml · nonDerivative · entry 2

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Represents 64,500 shares outstanding, 28,712 vested RSUs and 6,708 unvested RSUs.

Read SEC document
May 20, 2020 Filed Jun 4, 2020 17:09 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-012487 · rdgdoc.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,920

F1 · kind: The transaction reported involved a gift by the reporting person of 10,000 shares of common stock to the Lacey Family Donor Advisory Fund, a donor advised fund.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:15 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 PurchaseCommon Stock 4,500 $13.52 $60,840.00
Disclosure

SEC source: 0001437749-20-004265 · rdgdoc.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,920

F1 · balance_after: Represents 59,500 shares outstanding, 28,712 vested RSUs and 6,708 unvested RSUs.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 17:08 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 GrantCommon Stock 6,708 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-000081 · rdgdoc.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,420

F1 · security: Represents restricted stock units ("RSUs").

F2 · shares: The RSUs were acquired under the 2012 Equity Incentive Plan. 100% of the RSUs vest on the first year anniversary of the grant.

F3 · balance_after: Represents 79,712 shares outstanding and 6,708 unvested RSUs.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 17:48 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 GrantCommon Stock 8,712 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-000239 · rdgdoc.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,712

F1 · security: Represents restricted stock units ("RSUs").

F2 · shares: The RSUs were acquired under the 2012 Equity Incentive Plan. 100% of the RSUs vest on the first year anniversary of the grant.

F3 · balance_after: Represents 75,000 shares outstanding and 8,712 unvested RSUs.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 17:15 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 PurchaseCommon Stock 4,000 $11.40 $45,600.00
Disclosure

SEC source: 0001437749-18-021215 · rdgdoc.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · balance_after: Represents 71,000 shares outstanding, and 4,000 unvested RSUs.

Read SEC document
November 08, 2018 Filed Nov 8, 2018 21:31 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock 6,000 $9.50 $57,000.00
Disclosure

SEC source: 0001567619-18-005429 · doc1.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Read SEC document
November 06, 2018 Filed Nov 8, 2018 21:31 UTC IMMERSION CORP IMMR · Entity 6143 GrantRestricted Stock Units · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-005429 · doc1.xml · derivative · entry 2

LACEY THOMAS A · CIK 0001106997 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_date: 100% of the restricted stock units ("RSUs") will vest on October 24, 2019, subject to the Reporting Person's continued service through such vesting date. Of the RSUs reported, (a) 10,000 RSUs were granted in respect of the Reporting Person's service as a member of the Issuer's Board of Directors, and (b) 10,000 RSUs were granted in respect of the Reporting Person's service as Interim CEO.

F1 · derivative.expiration_date: 100% of the restricted stock units ("RSUs") will vest on October 24, 2019, subject to the Reporting Person's continued service through such vesting date. Of the RSUs reported, (a) 10,000 RSUs were granted in respect of the Reporting Person's service as a member of the Issuer's Board of Directors, and (b) 10,000 RSUs were granted in respect of the Reporting Person's service as Interim CEO.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 20:33 UTC IMMERSION CORP IMMR · Entity 6143 GrantCommon Stock 31,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001779 · doc1.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

F1 · shares: Represents a grant of restricted stock (the "RSA"). Of the shares reported, (a) 11,478 shares were granted in respect of the Reporting Person's services as a member of the Issuer's Board of Directors, and (b) 19,522 shares were granted in respect of the Reporting Person's services as Interim CEO and any related transition services. The RSA will vest as to 100% of the total shares on the day that immediately precedes the date of the Issuer's 2019 annual shareholders meeting, subject to the Reporting Person's continued service as a member of the Issuer's Board of Directors.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 15:54 UTC Mellanox Technologies, Ltd. MLNX · Entity 13120 PurchaseOrdinary Shares, nominal value NIS 0.0175 per share 1,450 $66.30 $96,135.00
Disclosure

SEC source: 0000921895-18-000264 · form406297208lac_01242018.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · 10% owner · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450

F1 · security: The Reporting Person may be deemed to be a member of a Section 13(d) group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding Ordinary Shares. The Reporting Person disclaims beneficial ownership of such Ordinary Shares except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such Ordinary Shares for purposes of Section 16 or for any other purpose.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 16:44 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 GrantStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001437749-18-000136 · rdgdoc.xml · derivative · entry 2

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2028-01-01

F4 · derivative.exercise_date: The option fully vests on 01/01/2019.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 16:44 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-000136 · rdgdoc.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,000

F1 · security: Represents restricted stock units ("RSUs").

F2 · shares: The RSUs were acquired under the 2012 Equity Incentive Plan. 100% of the RSUs vest on the first year anniversary of the grant.

F3 · balance_after: Represents 67,000 shares outstanding, and 4,000 unvested RSUs.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 18:59 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $5.76 $0.00
Disclosure

SEC source: 0001437749-17-013952 · rdgdoc.xml · derivative · entry 4

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three (3) equal installments beginning on 01/01/2014.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 18:59 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $5.98 $0.00
Disclosure

SEC source: 0001437749-17-013952 · rdgdoc.xml · derivative · entry 3

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2019-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in three (3) equal installments beginning on 05/15/2013.

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August 03, 2017 Filed Aug 7, 2017 18:59 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 Exercise / conversionCommon Stock 15,000 $5.76 $86,400.00
Disclosure

SEC source: 0001437749-17-013952 · rdgdoc.xml · nonDerivative · entry 2

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 63,000 shares outstanding, and 4,000 unvested RSUs.

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August 03, 2017 Filed Aug 7, 2017 18:59 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 Exercise / conversionCommon Stock 30,000 $5.98 $179,400.00
Disclosure

SEC source: 0001437749-17-013952 · rdgdoc.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 24, 2017 20:04 UTC Xperi Corp XPER · Entity 148740 Tax withholdingCommon Stock 327 $31.60 $10,333.20
Disclosure

SEC source: 0001209191-17-035162 · doc4.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,779

F1 · kind: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the release of shares subject to vesting.

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March 02, 2017 Filed Mar 3, 2017 19:30 UTC Xperi Corp XPER · Entity 148740 SaleCommon Stock 39,776 $35.54 $1,413,539.60
Disclosure

SEC source: 0001209191-17-018053 · doc4.xml · nonDerivative · entry 3

LACEY THOMAS A · CIK 0001106997 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,106

F2 · kind: The sale is made pursuant to terms of 10b5-1 plan in effect at the time of sale of the shares.

F3 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $35.10 to $35.85 per share. Detailed information on the exact number of shares sold at each sale price can be obtained from the issuer upon request.

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March 01, 2017 Filed Mar 3, 2017 19:30 UTC Xperi Corp XPER · Entity 148740 Disposition to issuerCommon Stock 73,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018053 · doc4.xml · nonDerivative · entry 2

LACEY THOMAS A · CIK 0001106997 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,882

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March 01, 2017 Filed Mar 3, 2017 19:30 UTC Xperi Corp XPER · Entity 148740 Tax withholdingCommon Stock 22,743 $35.75 $813,062.25
Disclosure

SEC source: 0001209191-17-018053 · doc4.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,632

F1 · kind: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the release of shares subject to vesting.

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February 22, 2017 Filed Feb 24, 2017 17:39 UTC Xperi Corp XPER · Entity 148740 Tax withholdingCommon Stock 274 $44.65 $12,234.10
Disclosure

SEC source: 0001209191-17-014462 · doc4.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,375

F1 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the release of shares subject to vesting.

F2 · balance_after: Reflects the adjusted total which includes a purchase of 617 shares under the Xperi Corporation Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c).

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January 01, 2017 Filed Feb 13, 2018 17:05 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 GrantStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001437749-18-002388 · rdgdoc.xml · derivative · entry 2

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2027-01-01

F4 · derivative.exercise_date: The option fully vested on 01/01/2018.

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January 01, 2017 Filed Feb 13, 2018 17:05 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-002388 · rdgdoc.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

F1 · security: Represents restricted stock units ("RSUs").

F2 · shares: The RSUs were acquired under the 2012 Equity Incentive Plan. 100% of the RSUs vested on the first year anniversary of the grant.

F3 · balance_after: Represents 18,000 shares outstanding, and 4,000 unvested RSUs.

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November 22, 2016 Filed Nov 22, 2016 21:23 UTC TESSERA TECHNOLOGIES INC TSRA · Entity 180904 Tax withholdingCommon Stock 327 $40.40 $13,210.80
Disclosure

SEC source: 0001209191-16-151814 · doc4.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,032

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October 19, 2016 Filed Oct 21, 2016 17:29 UTC TESSERA TECHNOLOGIES INC TSRA · Entity 180904 Tax withholdingCommon Stock 13,045 $37.95 $495,057.75
Disclosure

SEC source: 0001209191-16-146617 · doc4.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,359

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September 12, 2016 Filed Sep 14, 2016 20:15 UTC TESSERA TECHNOLOGIES INC TSRA · Entity 180904 SaleCommon Stock 40,000 $33.15 $1,326,116.00
Disclosure

SEC source: 0001209191-16-141483 · doc4.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,404

F1 · kind: The sale is made pursuant to terms of 10b5-1 plan in effect at the time of sale of the shares.

F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $32.945 to $33.37 per share. Detailed information on the exact number of shares sold at each sale price can be obtained from the issuer upon request.

F3 · balance_after: Reflects the adjusted total which includes a purchase of 257 shares under the Tessera Technologies, Inc. Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c).

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January 01, 2016 Filed Feb 14, 2017 18:31 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 GrantStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $9.44 $0.00
Disclosure

SEC source: 0001437749-17-002504 · rdgdoc.xml · derivative · entry 2

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2026-01-01

F4 · derivative.exercise_date: The option fully vested on 01/01/2017.

Read SEC document
January 01, 2016 Filed Feb 14, 2017 18:31 UTC DSP GROUP INC /DE/ DSPG · Entity 132869 GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-002504 · rdgdoc.xml · nonDerivative · entry 1

LACEY THOMAS A · CIK 0001106997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

F1 · security: Represents restricted stock units ("RSUs").

F2 · shares: The RSUs were acquired under the 2012 Equity Incentive Plan. 100% of the RSUs vested on the first year anniversary of the grant.

F3 · balance_after: Represents 14,000 shares outstanding, and 4,000 unvested RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.