Last 12 months
Inside the activity.
4 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 4 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2022 Filed Feb 14, 2022 23:21 UTC |
Akerman AaronChief Financial Officer
|
SaleCommon Stock | 1,007 | $5.00 | $5,035.00 |
DisclosureSEC source: 0001214659-22-002697 · marketforms-55373.xml · nonDerivative · entry 2 Akerman Aaron · CIK 0001799626 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,463 F3 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of the RSUs. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:21 UTC |
Akerman AaronChief Financial Officer
|
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-002697 · marketforms-55373.xml · derivative · entry 3 Akerman Aaron · CIK 0001799626 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,625 Underlying: Common Stock · 1,875 shares Expires 2025-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: Grant of 30,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:21 UTC |
Akerman AaronChief Financial Officer
|
Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-22-002697 · marketforms-55373.xml · nonDerivative · entry 1 Akerman Aaron · CIK 0001799626 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. F1 · balance_after: 2,000 shares were purchased on January 31st, 2022 at a price of $4.3945 per share under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| January 27, 2022 Filed Jan 28, 2022 23:47 UTC |
Agarwal SumitDirector
|
GrantCommon Stock | 26,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-001363 · marketforms-55120.xml · nonDerivative · entry 1 Agarwal Sumit · CIK 0001779870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,617 F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events. Read SEC document |
| January 27, 2022 Filed Jan 28, 2022 23:46 UTC |
Wasch Childress FrederickDirector
|
GrantCommon Stock | 9,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-001362 · marketforms-55128.xml · nonDerivative · entry 1 Wasch Childress Frederick · CIK 0001904246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,807 F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events. Read SEC document |
| January 27, 2022 Filed Jan 28, 2022 23:45 UTC |
Singer EricDirector · Executive Chair
|
GrantCommon Stock · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-001361 · marketforms-55122.xml · derivative · entry 3 Singer Eric · CIK 0001443284 · Director · Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2027-01-01 F3 · derivative.exercise_price: Grant of 300,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of Issuer, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of Issuer's common stock during any one hundred (100) day trading period between January 1, 2022 and January 1, 2027 (each, a "Performance Milestone"). Upon achievement of a Performance Milestone, vesting is subject to continued service with the Issuer through the applicable vesting date, which occurs in quarterly installments following the Vesting Start Date of January 1, 2022.Vesting is subject to acceleration upon occurrence of certain events. F3 · derivative.exercise_date: Grant of 300,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of Issuer, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of Issuer's common stock during any one hundred (100) day trading period between January 1, 2022 and January 1, 2027 (each, a "Performance Milestone"). Upon achievement of a Performance Milestone, vesting is subject to continued service with the Issuer through the applicable vesting date, which occurs in quarterly installments following the Vesting Start Date of January 1, 2022.Vesting is subject to acceleration upon occurrence of certain events. Read SEC document |
| January 27, 2022 Filed Jan 28, 2022 23:45 UTC |
Singer EricDirector · Executive Chair
|
GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-001361 · marketforms-55122.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director · Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,914 F2 · shares: Represents a grant of restricted stock, 1/12th of the total number of shares (25,000 shares) will vest each quarterly period following the Vesting Start Date of January 1, 2022.Vesting is subject to acceleration upon occurrence of certain events. Read SEC document |
| January 27, 2022 Filed Jan 28, 2022 23:45 UTC |
Singer EricDirector · Executive Chair
|
GrantCommon Stock | 26,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-001361 · marketforms-55122.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,914 F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events. Read SEC document |
| January 27, 2022 Filed Jan 28, 2022 23:44 UTC |
MARTIN WILLIAM CDirector
|
GrantPerformance-Based Restricted Stock Units · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-001360 · marketforms-55175.xml · derivative · entry 3 MARTIN WILLIAM C · CIK 0001205885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2027-01-01 F3 · derivative.exercise_price: Grant of 300,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of Issuer, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of Issuer's common stock during any one hundred (100) day trading period between January 1, 2022 and January 1, 2027 (each, a "Performance Milestone"). Upon achievement of a Performance Milestone, vesting is subject to continued service with the Issuer through the applicable vesting date, which occurs in quarterly installments following the Vesting Start Date of January 1, 2022.Vesting is subject to acceleration upon occurrence of certain events. F3 · derivative.exercise_date: Grant of 300,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of Issuer, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of Issuer's common stock during any one hundred (100) day trading period between January 1, 2022 and January 1, 2027 (each, a "Performance Milestone"). Upon achievement of a Performance Milestone, vesting is subject to continued service with the Issuer through the applicable vesting date, which occurs in quarterly installments following the Vesting Start Date of January 1, 2022.Vesting is subject to acceleration upon occurrence of certain events. Read SEC document |
| January 27, 2022 Filed Jan 28, 2022 23:44 UTC |
MARTIN WILLIAM CDirector
|
GrantCommon Stock, $0.001 par value | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-001360 · marketforms-55175.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,181 F2 · shares: Represents a grant of restricted stock, 1/12th of the total number of shares (25,000 shares) will vest each quarterly period following the Vesting Start Date of January 1, 2022.Vesting is subject to acceleration upon occurrence of certain events. Read SEC document |
| January 27, 2022 Filed Jan 28, 2022 23:44 UTC |
MARTIN WILLIAM CDirector
|
GrantCommon Stock, $0.001 par value | 26,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-001360 · marketforms-55175.xml · nonDerivative · entry 1 MARTIN WILLIAM C · CIK 0001205885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,181 F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders, subject to acceleration in full upon certain change of control events. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 13:08 UTC |
Dotz MaryDirector
|
GrantCommon Stock | 26,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-001480 · wf-form4_164363448714538.xml · nonDerivative · entry 1 Dotz Mary · CIK 0001314205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,151 F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) thedate of the Issuer's 2022 annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events. Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 23:55 UTC |
Akerman AaronChief Financial Officer
|
SaleCommon Stock | 12,693 | $5.15 | $65,372.76 |
DisclosureSEC source: 0001214659-22-000853 · marketforms-55088.xml · nonDerivative · entry 2 Akerman Aaron · CIK 0001799626 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,595 F2 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of the RSUs. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 23:55 UTC |
Akerman AaronChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 23,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-000853 · marketforms-55088.xml · derivative · entry 3 Akerman Aaron · CIK 0001799626 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,333 Underlying: Common Stock · 23,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: On January 13, 2020, the Report Person was granted 70,000 RSUs, 1/3 of which vested on January 13, 2021, and an additional 1/3 of the RSUs will vest annually thereafter, subject to the Reporting Person's continued service through each such vesting date. F3 · derivative.expiration_date: On January 13, 2020, the Report Person was granted 70,000 RSUs, 1/3 of which vested on January 13, 2021, and an additional 1/3 of the RSUs will vest annually thereafter, subject to the Reporting Person's continued service through each such vesting date. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 23:55 UTC |
Akerman AaronChief Financial Officer
|
Exercise / conversionCommon Stock | 23,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-22-000853 · marketforms-55088.xml · nonDerivative · entry 1 Akerman Aaron · CIK 0001799626 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 29, 2021 Filed Jan 3, 2022 23:18 UTC |
MARTIN WILLIAM CDirector
Raging Capital Management, LLCDirector
|
SaleCommon Stock, $0.001 par value | 1,000 | $5.75 | $5,750.00 |
DisclosureSEC source: 0000921895-22-000019 · form407738085_01032022.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 14:30 UTC |
Singer EricDirector
|
PurchaseCommon Stock | 98,000 | $5.17 | $506,660.00 |
DisclosureSEC source: 0001214659-21-013119 · marketforms-54631.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,763 F2 · price: The price reported is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.15 to $5.18 per Share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 14:30 UTC |
Singer EricDirector
|
PurchaseCommon Stock | 45,000 | $5.28 | $237,685.50 |
DisclosureSEC source: 0001214659-21-013119 · marketforms-54631.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,763 F1 · price: The price reported is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.27 to $5.29 per Share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 23:28 UTC |
Akerman AaronChief Financial Officer
|
SaleCommon Stock | 4,014 | $6.76 | $27,134.64 |
DisclosureSEC source: 0001214659-21-011834 · marketforms-54130.xml · nonDerivative · entry 2 Akerman Aaron · CIK 0001799626 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,955 F2 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of the RSUs. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 00:12 UTC |
MARTIN WILLIAM CDirector
Raging Capital Management, LLCDirector
|
SaleCommon Stock, $0.001 par value | 353,374 | $6.88 | $2,429,728.95 |
DisclosureSEC source: 0000921895-21-002683 · form407738085_11152021.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 1,000 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 23:28 UTC |
Akerman AaronChief Financial Officer
|
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 7,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-011834 · marketforms-54130.xml · derivative · entry 3 Akerman Aaron · CIK 0001799626 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 7,500 shares Expires 2025-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Grant of 30,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020. F3 · derivative.exercise_date: Grant of 30,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of the Issuer's common stock, with vesting subject to: (a) the achievement of specified levels of the volume weighted average closing prices of the Issuer's common stock during any one hundred (100) day-period between November 10, 2020 and November 10, 2025; and (b) continued employment with the Issuer through the later of each achievement date or service vesting date, which occurs over a four (4) year-period commencing on November 10, 2020. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 23:28 UTC |
Akerman AaronChief Financial Officer
|
Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-011834 · marketforms-54130.xml · nonDerivative · entry 1 Akerman Aaron · CIK 0001799626 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 1,747 shares were purchased on July 31st, 2021 at a price of $6.426 per share under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| November 10, 2021 Filed Nov 11, 2021 00:37 UTC |
MARTIN WILLIAM CDirector
Raging Capital Management, LLCDirector
|
SaleCommon Stock, $0.001 par value | 519,145 | $7.04 | $3,657,116.95 |
DisclosureSEC source: 0000921895-21-002585 · form407738085_11102021.xml · nonDerivative · entry 4 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 354,374 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| November 09, 2021 Filed Nov 11, 2021 00:37 UTC |
MARTIN WILLIAM CDirector
Raging Capital Management, LLCDirector
|
SaleCommon Stock, $0.001 par value | 707,688 | $7.20 | $5,093,372.07 |
DisclosureSEC source: 0000921895-21-002585 · form407738085_11102021.xml · nonDerivative · entry 3 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 873,519 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| November 08, 2021 Filed Nov 11, 2021 00:37 UTC |
MARTIN WILLIAM CDirector
Raging Capital Management, LLCDirector
|
SaleCommon Stock, $0.001 par value | 640,882 | $7.34 | $4,700,933.56 |
DisclosureSEC source: 0000921895-21-002585 · form407738085_11102021.xml · nonDerivative · entry 2 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 1,581,207 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 23:00 UTC |
Singer EricDirector
|
OtherCommon Stock, $0.001 par value | 498,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-007505 · marketforms-53380.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 0 F3 · shares: Represents a distribution of shares of the Issuer from VIEX Special Opportunities Fund II, LP ("VSO II") to a limited partner of VSO II for no consideration. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VIEX Special Opportunities GP II, LLC ("VSO GP II"), as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of VSO GP II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 22:00 UTC |
Smith JaredInterim CEO/VP Worldwide Sales
|
Tax withholdingCommon Stock | 9,322 | $8.64 | $80,542.08 |
DisclosureSEC source: 0001214659-21-006370 · marketforms-53049.xml · nonDerivative · entry 2 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,379 F2 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of the RSUs. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 22:00 UTC |
Smith JaredInterim CEO/VP Worldwide Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-006370 · marketforms-53049.xml · derivative · entry 3 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,666 Underlying: Common Stock · 26,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: On July 15, 2019, the Reporting Person was granted 80,000 RSUs, 1/3 of which vested on June 3, 2020, 1/3 of which vested on June 3, 2021, and an additional 1/3 of which will vest on June 3, 2022, subject to Reporting Person's continued service through each such date. F3 · derivative.expiration_date: On July 15, 2019, the Reporting Person was granted 80,000 RSUs, 1/3 of which vested on June 3, 2020, 1/3 of which vested on June 3, 2021, and an additional 1/3 of which will vest on June 3, 2022, subject to Reporting Person's continued service through each such date. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 22:00 UTC |
Smith JaredInterim CEO/VP Worldwide Sales
|
Exercise / conversionCommon Stock | 26,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-21-006370 · marketforms-53049.xml · nonDerivative · entry 1 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 13, 2021 Filed May 17, 2021 22:05 UTC |
MARTIN WILLIAM CDirector
Raging Capital Management, LLCDirector
|
GrantCommon Stock, $0.001 par value | 14,674 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-001387 · form407738085_05172021.xml · nonDerivative · entry 1 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,704 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders. Read SEC document |
| May 13, 2021 Filed May 17, 2021 21:15 UTC |
Singer EricDirector
|
GrantCommon Stock, $0.001 par value | 14,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-005619 · marketforms-52795.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,437 F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders. F2 · ownership.direct: This Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 13, 2021 Filed May 17, 2021 21:02 UTC |
Agarwal SumitDirector
|
GrantCommon Stock | 14,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-005608 · marketforms-52793.xml · nonDerivative · entry 1 Agarwal Sumit · CIK 0001779870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,140 F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders. Read SEC document |
| May 13, 2021 Filed May 17, 2021 21:01 UTC |
Dotz MaryDirector
|
GrantCommon Stock | 14,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-005607 · marketforms-52792.xml · nonDerivative · entry 1 Dotz Mary · CIK 0001314205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,674 F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders. Read SEC document |
| May 13, 2021 Filed May 19, 2021 00:00 UTC Amendment |
Singer EricDirector
|
GrantCommon Stock, $0.001 par value | 17,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-005690 · marketforms-52847.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,076 F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders. F2 · shares: This amendment is being filed solely to correct the number of securities acquired and the amount of securities beneficially owned following reporting transaction used to report a single transaction in Table I of the reporting person's Form 4 filed on May 17, 2021. The original Form 4 incorrectly reported 14,674 securities acquired and 37,437 securities owned following the reporting transaction, due to an error. F3 · ownership.direct: This Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 13, 2021 Filed May 19, 2021 00:00 UTC Amendment |
Agarwal SumitDirector
|
GrantCommon Stock | 17,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-005689 · marketforms-52846.xml · nonDerivative · entry 1 Agarwal Sumit · CIK 0001779870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,779 F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders. F2 · shares: This amendment is being filed solely to correct the number of securities acquired and the amount of securities beneficially owned following reporting transaction used to report a single transaction in Table I of the reporting person's Form 4 filed on May 17, 2021. The original Form 4 incorrectly reported 14,674 securities acquired and 60,140 securities owned following the reporting transaction, due to an error. Read SEC document |
| May 13, 2021 Filed May 19, 2021 00:00 UTC Amendment |
Dotz MaryDirector
|
GrantCommon Stock | 17,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-005688 · marketforms-52840.xml · nonDerivative · entry 1 Dotz Mary · CIK 0001314205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,313 F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders. F2 · shares: This amendment is being filed solely to correct the number of securities acquired and the amount of securities beneficially owned following reporting transaction used to report a single transaction in Table I of the reporting person's Form 4 filed on May 17, 2021. The original Form 4 incorrectly reported 14,674 securities acquired and 14,674 securities owned following the reporting transaction, due to an error. Read SEC document |
| May 13, 2021 Filed May 19, 2021 19:42 UTC Amendment |
MARTIN WILLIAM CDirector
Raging Capital Management, LLCDirector
|
GrantCommon Stock, $0.001 par value | 17,313 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-001415 · form4a107738085_05192021.xml · nonDerivative · entry 1 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,343 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders. F3 · shares: This amendment is being filed solely to correct the number of securities acquired and the amount of securities beneficially owned following reporting transaction used to report a single transaction in Table I of the Reporting Persons' Form 4 filed on May 17, 2021. The original Form 4 incorrectly reported 14,674 securities acquired and 46,704 securities owned following the reporting transaction, due to an error. Read SEC document |
| May 13, 2021 Filed May 29, 2021 01:50 UTC Amendment |
MARTIN WILLIAM CDirector
Raging Capital Management, LLCDirector
|
OtherCommon Stock, $0.001 par value | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-21-000753 · form4a07738085_05282021.xml · nonDerivative · entry 1 MARTIN WILLIAM C · CIK 0001205885 · Director Raging Capital Management, LLC · CIK 0001444376 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,030 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · kind: This amendment is being filed solely to reverse the previously reported grant of restricted stock to Mr. Martin on the original form 4 filed on May 17, 2021, as amended on May 19, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Issuer's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to Mr. Martin, the Issuer identified the termination of the Plan and therefore did not issue the restricted shares to Mr. Martin. As a result, the grant was not effective under the Issuer's grant procedures. F3 · kind: Continued from footnote 2: The Immersion Board of Directors has rescinded the prior approval of such grant and has confirmed that Mr. Martin had no right to the restricted shares previously reported on the Original Form 4. F2 · shares: This amendment is being filed solely to reverse the previously reported grant of restricted stock to Mr. Martin on the original form 4 filed on May 17, 2021, as amended on May 19, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Issuer's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to Mr. Martin, the Issuer identified the termination of the Plan and therefore did not issue the restricted shares to Mr. Martin. As a result, the grant was not effective under the Issuer's grant procedures. F3 · shares: Continued from footnote 2: The Immersion Board of Directors has rescinded the prior approval of such grant and has confirmed that Mr. Martin had no right to the restricted shares previously reported on the Original Form 4. F2 · price: This amendment is being filed solely to reverse the previously reported grant of restricted stock to Mr. Martin on the original form 4 filed on May 17, 2021, as amended on May 19, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Issuer's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to Mr. Martin, the Issuer identified the termination of the Plan and therefore did not issue the restricted shares to Mr. Martin. As a result, the grant was not effective under the Issuer's grant procedures. F3 · price: Continued from footnote 2: The Immersion Board of Directors has rescinded the prior approval of such grant and has confirmed that Mr. Martin had no right to the restricted shares previously reported on the Original Form 4. F2 · balance_after: This amendment is being filed solely to reverse the previously reported grant of restricted stock to Mr. Martin on the original form 4 filed on May 17, 2021, as amended on May 19, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Issuer's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to Mr. Martin, the Issuer identified the termination of the Plan and therefore did not issue the restricted shares to Mr. Martin. As a result, the grant was not effective under the Issuer's grant procedures. F3 · balance_after: Continued from footnote 2: The Immersion Board of Directors has rescinded the prior approval of such grant and has confirmed that Mr. Martin had no right to the restricted shares previously reported on the Original Form 4. Read SEC document |
| May 13, 2021 Filed May 29, 2021 00:00 UTC Amendment |
Singer EricDirector
|
OtherCommon Stock, $0.001 par value | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-006082 · marketforms-52951.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,763 F1 · kind: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures. F2 · kind: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4. F1 · shares: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures. F2 · shares: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4. F1 · price: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures. F2 · price: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4. F1 · balance_after: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures. F2 · balance_after: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4. Read SEC document |
| May 13, 2021 Filed May 29, 2021 00:00 UTC Amendment |
Agarwal SumitDirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-006081 · marketforms-52950.xml · nonDerivative · entry 1 Agarwal Sumit · CIK 0001779870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,466 F1 · kind: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures. F2 · kind: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4. F1 · shares: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures. F2 · shares: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4. F1 · price: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures. F2 · price: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4. F1 · balance_after: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures. F2 · balance_after: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4. Read SEC document |
| May 13, 2021 Filed May 29, 2021 00:00 UTC Amendment |
Dotz MaryDirector
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-006080 · marketforms-52949.xml · nonDerivative · entry 1 Dotz Mary · CIK 0001314205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures. F2 · kind: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4. F1 · shares: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures. F2 · shares: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4. F1 · price: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures. F2 · price: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4. F1 · balance_after: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures. F2 · balance_after: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4. Read SEC document |
| March 17, 2021 Filed Mar 17, 2021 23:01 UTC |
Smith JaredInterim CEO/VP Worldwide Sales
|
SaleCommon Stock | 2,750 | $10.13 | $27,857.50 |
DisclosureSEC source: 0001214659-21-003250 · marketforms-52036.xml · nonDerivative · entry 3 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,034 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:01 UTC |
Smith JaredInterim CEO/VP Worldwide Sales
|
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $7.46 | $0.00 |
DisclosureSEC source: 0001214659-21-003250 · marketforms-52036.xml · derivative · entry 4 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 30,000 shares Expires 2026-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares vested and became exercisable on June 3, 2020. Thereafter, 2.0833% of the shares vest and become exercisable on each monthly anniversary of that date until 100% vested on June 3, 2023, subject to Reporting Person's continued service through each vesting date. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:01 UTC |
Smith JaredInterim CEO/VP Worldwide Sales
|
SaleCommon Stock | 33,500 | $10.82 | $362,547.05 |
DisclosureSEC source: 0001214659-21-003250 · marketforms-52036.xml · nonDerivative · entry 2 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,784 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $10.60 to $11.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:01 UTC |
Smith JaredInterim CEO/VP Worldwide Sales
|
Exercise / conversionCommon Stock | 30,000 | $7.46 | $223,800.00 |
DisclosureSEC source: 0001214659-21-003250 · marketforms-52036.xml · nonDerivative · entry 1 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 13, 2021 00:57 UTC |
Singer EricDirector
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
|
SaleCommon Stock, $0.001 par value | 100,000 | $10.69 | $1,069,140.00 |
DisclosureSEC source: 0000921895-21-000731 · form410114018_03122021.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 498,879 F4 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $10.5400 to $10.8100 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 4. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 00:27 UTC |
Smith JaredInterim CEO/VP Worldwide Sales
|
Tax withholdingCommon Stock | 6,657 | $10.37 | $69,033.09 |
DisclosureSEC source: 0001214659-21-003019 · marketforms-51868.xml · nonDerivative · entry 2 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,284 F3 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of the RSUs. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:43 UTC |
Okada Michael RudolfGeneral Counsel
|
Tax withholdingCommon Stock | 6,646 | $10.37 | $68,919.02 |
DisclosureSEC source: 0001214659-21-003018 · marketforms-51869.xml · nonDerivative · entry 3 Okada Michael Rudolf · CIK 0001779492 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,817 F2 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligation in connection with the vesting of the RSUs. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:30 UTC |
Singer EricDirector
VIEX Opportunities Fund, LP Series OneSee Explanation of Responses
VIEX GP, LLCSee Explanation of Responses
VIEX Special Opportunities Fund II, LPSee Explanation of Responses
VIEX Special Opportunities GP II, LLCSee Explanation of Responses
VIEX Capital Advisors, LLCSee Explanation of Responses
|
SaleCommon Stock, $0.001 par value | 219,431 | $9.99 | $2,193,059.24 |
DisclosureSEC source: 0000921895-21-000705 · form410114018_03102021.xml · nonDerivative · entry 4 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 0 F6 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $9.7200 to $10.5650 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 6. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 09, 2021 Filed Mar 12, 2021 00:27 UTC |
Smith JaredInterim CEO/VP Worldwide Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 17,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-003019 · marketforms-51868.xml · derivative · entry 3 Smith Jared · CIK 0001778386 · Interim CEO/VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,350 Underlying: Common Stock · 17,676 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: On March 9, 2020, the Reporting Person was granted 55,062 RSUs, 1/3 of which vested on March 9, 2021, and an additional 1/3 of the RSUs will vest annually thereafter, subject to Reporting Person's continued service through each such date. F4 · derivative.expiration_date: On March 9, 2020, the Reporting Person was granted 55,062 RSUs, 1/3 of which vested on March 9, 2021, and an additional 1/3 of the RSUs will vest annually thereafter, subject to Reporting Person's continued service through each such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.