Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| A10 Networks, Inc.ATEN · Entity 4574 | Director | April 29, 2021 | May 03, 2021 |
| IMMERSION CORPIMMR · Entity 6143 | Director | January 27, 2022 | January 31, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
A10 Networks, Inc.
Report date April 29, 2021 · Filed May 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,948 |
Reported balance
After 2021-04-29 transaction · row 1
1 source rowRow 1 · 2021-04-29 · Grant · Acquired 5,649 · Balance 27,948 F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the first anniversary of the grant date or the date of the Issuer's next Annual Meeting, subject to the Reporting Person's continued service as of such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the first anniversary of the grant date or the date of the Issuer's next Annual Meeting, subject to the Reporting Person's continued service as of such date.
IMMERSION CORP
Report date January 27, 2022 · Filed January 31, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,151 |
Reported balance
After 2022-01-27 transaction · row 1
1 source rowRow 1 · 2022-01-27 · Grant · Acquired 26,151 · Balance 26,151 F1: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) thedate of the Issuer's 2022 annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) thedate of the Issuer's 2022 annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2022 Filed Jan 31, 2022 13:08 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantCommon Stock | 26,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-001480 · wf-form4_164363448714538.xml · nonDerivative · entry 1 Dotz Mary · CIK 0001314205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,151 F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) thedate of the Issuer's 2022 annual meeting of stockholders, subject to acceleration in full upon the occurrence of certain events. Read SEC document |
| May 13, 2021 Filed May 17, 2021 21:01 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantCommon Stock | 14,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-005607 · marketforms-52792.xml · nonDerivative · entry 1 Dotz Mary · CIK 0001314205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,674 F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders. Read SEC document |
| May 13, 2021 Filed May 19, 2021 00:00 UTC Amendment | IMMERSION CORP IMMR · Entity 6143 | GrantCommon Stock | 17,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-005688 · marketforms-52840.xml · nonDerivative · entry 1 Dotz Mary · CIK 0001314205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,313 F1 · shares: Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders. F2 · shares: This amendment is being filed solely to correct the number of securities acquired and the amount of securities beneficially owned following reporting transaction used to report a single transaction in Table I of the reporting person's Form 4 filed on May 17, 2021. The original Form 4 incorrectly reported 14,674 securities acquired and 14,674 securities owned following the reporting transaction, due to an error. Read SEC document |
| May 13, 2021 Filed May 29, 2021 00:00 UTC Amendment | IMMERSION CORP IMMR · Entity 6143 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-006080 · marketforms-52949.xml · nonDerivative · entry 1 Dotz Mary · CIK 0001314205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures. F2 · kind: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4. F1 · shares: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures. F2 · shares: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4. F1 · price: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures. F2 · price: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4. F1 · balance_after: This amendment is being filed solely to reverse the previously reported grant of restricted stock to the reporting person on the original form 4 filed on May 17, 2021, as amended on May 18, 2021 (the "Original Form 4"). The Original Form 4 reported the grant of 17,313 restricted shares, which grant was approved by the Immersion Board of Directors on May 13, 2021. Such grant was intended to be made under the Company's 2011 Equity Incentive Plan (the "Plan"). However, the Plan had expired at the time such grant was approved; and therefore, such grant could not be made. On May 19, 2021, following the filing of the Original Form 4 but before any restricted shares purportedly granted actually were issued to the reporting person, the Company identified the termination of the Plan and therefore did not issue the restricted shares to the reporting person. As a result, the grant was not effective under the issuer's grant procedures. F2 · balance_after: Continued from footnote 1: The Immersion Board of Director has rescinded the prior approval of such grant and has confirmed that the reporting person had no right to the restricted shares previously reported on the Original Form 4. Read SEC document |
| April 29, 2021 Filed May 3, 2021 16:31 UTC | A10 Networks, Inc. ATEN · Entity 4574 | GrantCommon Stock | 5,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001580808-21-000083 · wf-form4_162007385076114.xml · nonDerivative · entry 1 Dotz Mary · CIK 0001314205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,948 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the first anniversary of the grant date or the date of the Issuer's next Annual Meeting, subject to the Reporting Person's continued service as of such date. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 18:56 UTC | A10 Networks, Inc. ATEN · Entity 4574 | GrantCommon Stock | 22,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001580808-20-000143 · wf-form4_160937260507733.xml · nonDerivative · entry 1 Dotz Mary · CIK 0001314205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,299 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-third (1/3) of the total RSUs will vest on each of the first three (3) anniversaries of the Vesting Commencement Date (12/28/2020), provided that the Reporting Person continues to serve through each such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.