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Nasdaq · USD

IMMR

IMMERSION CORP

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Tapewire entity
6143
SEC CIK
0001058811
Parsed reports
308

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202640

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2018 Filed Feb 24, 2018 00:09 UTC
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
Exercise / conversionCommon Stock 4,400 $4.95 $21,780.00
Disclosure

SEC source: 0001140361-18-009955 · doc1.xml · nonDerivative · entry 1

Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 14, 2017.

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December 15, 2017 Filed Dec 15, 2017 23:26 UTC PurchaseCommon Stock, $0.001 par value 237,370 $6.49 $1,539,890.40
Disclosure

SEC source: 0001140361-17-046423 · doc1.xml · nonDerivative · entry 5

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,779,346

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

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December 14, 2017 Filed Dec 15, 2017 23:26 UTC PurchaseCommon Stock, $0.001 par value 40,796 $6.70 $273,157.78
Disclosure

SEC source: 0001140361-17-046423 · doc1.xml · nonDerivative · entry 4

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,541,976

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

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December 14, 2017 Filed Dec 15, 2017 23:26 UTC PurchaseCommon Stock, $0.001 par value 5,000 $6.88 $34,400.00
Disclosure

SEC source: 0001140361-17-046423 · doc1.xml · nonDerivative · entry 3

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,501,180

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

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December 14, 2017 Filed Dec 15, 2017 21:10 UTC
SCHLACHTE CARLDirector · Interim CEO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 60,790 $0.00 Strike: $6.66 $0.00
Disclosure

SEC source: 0001140361-17-046391 · doc1.xml · derivative · entry 1

SCHLACHTE CARL · CIK 0001523094 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,790

Underlying: Common Stock · 60,790 shares

Expires 2024-12-14

F1 · derivative.exercise_date: 1/12 of the shares subject to the option will vest on December 30, 2017 ("Vest Date"), then an additional 1/12 of the shares subject to the option will vest on each one monthly anniversary of the Vest Date thereafter, subject to continued service through each vesting date.

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December 13, 2017 Filed Dec 15, 2017 23:26 UTC PurchaseCommon Stock, $0.001 par value 28,400 $6.95 $197,238.00
Disclosure

SEC source: 0001140361-17-046423 · doc1.xml · nonDerivative · entry 2

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,496,180

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 23:26 UTC PurchaseCommon Stock, $0.001 par value 14,800 $6.95 $102,806.72
Disclosure

SEC source: 0001140361-17-046423 · doc1.xml · nonDerivative · entry 1

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,467,780

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 00:01 UTC PurchaseCommon Stock, $0.001 par value 40,077 $7.04 $282,218.23
Disclosure

SEC source: 0001140361-17-045935 · doc1.xml · nonDerivative · entry 5

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,452,980

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 00:01 UTC PurchaseCommon Stock, $0.001 par value 26,000 $7.11 $184,769.00
Disclosure

SEC source: 0001140361-17-045935 · doc1.xml · nonDerivative · entry 4

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,412,903

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 00:01 UTC PurchaseCommon Stock, $0.001 par value 10,000 $7.04 $70,400.00
Disclosure

SEC source: 0001140361-17-045935 · doc1.xml · nonDerivative · entry 3

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,386,903

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 00:01 UTC PurchaseCommon Stock, $0.001 par value 50,000 $7.08 $354,170.00
Disclosure

SEC source: 0001140361-17-045935 · doc1.xml · nonDerivative · entry 2

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,376,903

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 08, 2017 Filed Dec 13, 2017 00:01 UTC PurchaseCommon Stock, $0.001 par value 40,273 $7.09 $285,712.77
Disclosure

SEC source: 0001140361-17-045935 · doc1.xml · nonDerivative · entry 1

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,326,903

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 07, 2017 Filed Dec 8, 2017 01:33 UTC PurchaseCommon Stock, $0.001 par value 30,000 $7.12 $213,600.00
Disclosure

SEC source: 0001140361-17-045395 · doc1.xml · nonDerivative · entry 5

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,286,630

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 07, 2017 Filed Dec 8, 2017 01:33 UTC PurchaseCommon Stock, $0.001 par value 19,783 $7.14 $141,232.82
Disclosure

SEC source: 0001140361-17-045395 · doc1.xml · nonDerivative · entry 4

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,256,630

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 01:33 UTC PurchaseCommon Stock, $0.001 par value 72,988 $7.20 $525,360.33
Disclosure

SEC source: 0001140361-17-045395 · doc1.xml · nonDerivative · entry 3

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,236,847

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 05, 2017 Filed Dec 8, 2017 01:33 UTC PurchaseCommon Stock, $0.001 par value 100,000 $7.30 $729,700.00
Disclosure

SEC source: 0001140361-17-045395 · doc1.xml · nonDerivative · entry 2

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,163,859

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 05, 2017 Filed Dec 8, 2017 01:33 UTC PurchaseCommon Stock, $0.001 par value 150,000 $7.30 $1,094,550.00
Disclosure

SEC source: 0001140361-17-045395 · doc1.xml · nonDerivative · entry 1

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 4,063,859

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 01:51 UTC PurchaseCommon Stock, $0.001 par value 257,001 $7.34 $1,885,513.54
Disclosure

SEC source: 0001140361-17-045120 · doc1.xml · nonDerivative · entry 3

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 3,913,859

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 19:38 UTC Amendment PurchaseCommon Stock, $0.001 par value 257,001 $7.34 $1,885,513.54
Disclosure

SEC source: 0001140361-17-045178 · doc1.xml · nonDerivative · entry 3

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 3,913,859

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 01, 2017 Filed Dec 6, 2017 01:51 UTC PurchaseCommon Stock, $0.001 par value 101,715 $7.29 $741,451.49
Disclosure

SEC source: 0001140361-17-045120 · doc1.xml · nonDerivative · entry 2

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 3,656,858

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 01, 2017 Filed Dec 6, 2017 01:51 UTC PurchaseCommon Stock, $0.001 par value 53,282 $7.22 $384,845.23
Disclosure

SEC source: 0001140361-17-045120 · doc1.xml · nonDerivative · entry 1

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 3,555,143

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 01, 2017 Filed Dec 6, 2017 19:38 UTC Amendment PurchaseCommon Stock, $0.001 par value 101,715 $7.29 $741,451.49
Disclosure

SEC source: 0001140361-17-045178 · doc1.xml · nonDerivative · entry 2

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 3,656,858

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
December 01, 2017 Filed Dec 6, 2017 19:38 UTC Amendment PurchaseCommon Stock, $0.001 par value 53,282 $7.22 $384,845.23
Disclosure

SEC source: 0001140361-17-045178 · doc1.xml · nonDerivative · entry 1

Raging Capital Management, LLC · CIK 0001444376 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raging Capital Master Fund, Ltd.

Disclosed balance after: 3,555,143

F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").

F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.

Read SEC document
October 31, 2017 Filed Oct 31, 2017 22:46 UTC
Sundaram MaheshVP, Worldwide OEM Sales
Tax withholdingCommon Stock 6,243 $8.14 $50,818.02
Disclosure

SEC source: 0001140361-17-040354 · doc1.xml · nonDerivative · entry 2

Sundaram Mahesh · CIK 0001623836 · VP, Worldwide OEM Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,423

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 22:46 UTC
Sundaram MaheshVP, Worldwide OEM Sales
Exercise / conversionRestricted Stock Units · Derivative 16,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-040354 · doc1.xml · derivative · entry 3

Sundaram Mahesh · CIK 0001623836 · VP, Worldwide OEM Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 14, 2014.

F4 · derivative.exercise_date: 1/3 of the RSUs vested on October 27, 2015 ("Vest Date"), and an additional 1/3 of the RSUs vested on each one year anniversary of the Vest Date thereafter.

F4 · derivative.expiration_date: 1/3 of the RSUs vested on October 27, 2015 ("Vest Date"), and an additional 1/3 of the RSUs vested on each one year anniversary of the Vest Date thereafter.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 22:46 UTC
Sundaram MaheshVP, Worldwide OEM Sales
Exercise / conversionCommon Stock 16,666 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-040354 · doc1.xml · nonDerivative · entry 1

Sundaram Mahesh · CIK 0001623836 · VP, Worldwide OEM Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 14, 2014.

Read SEC document
July 17, 2017 Filed Jul 19, 2017 21:20 UTC GrantNon-qualified stock option (right to buy) · Derivative 40,000 $0.00 Strike: $8.70 $0.00
Disclosure

SEC source: 0001140361-17-028210 · doc1.xml · derivative · entry 1

McCurdy Daniel Paul · CIK 0001708738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2024-07-17

F1 · derivative.exercise_date: 25% of the shares vest and become exercisable on June 2, 2018; then 2.0833% of the shares vest and become exercisable monthly thereafter until 100% vested, subject to continued service through each vesting date.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 22:22 UTC
Sundaram MaheshVP, Worldwide OEM Sales
SaleCommon Stock 1,381 $9.00 $12,429.00
Disclosure

SEC source: 0001140361-17-026308 · doc1.xml · nonDerivative · entry 1

Sundaram Mahesh · CIK 0001623836 · VP, Worldwide OEM Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 15, 2017.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:32 UTC GrantCommon Stock 14,846 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-024095 · doc1.xml · nonDerivative · entry 1

Holt Sharon E · CIK 0001299510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,846

F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on June 2, 2018, subject to continued service through such vesting date.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:38 UTC
Erba NancyChief Financial Officer
GrantRestricted Stock Units · Derivative 40,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-024100 · doc1.xml · derivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_date: 1/4 of the restricted stock units ("RSUs") will vest on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: 1/4 of the restricted stock units ("RSUs") will vest on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:31 UTC
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
GrantRestricted Stock Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-024093 · doc1.xml · derivative · entry 1

Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_date: 1/4 of the restricted stock units ("RSUs") will vest on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: 1/4 of the restricted stock units ("RSUs") will vest on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:29 UTC GrantCommon Stock 14,846 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-024088 · doc1.xml · nonDerivative · entry 1

SALTICH JACK L · CIK 0001247561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,085

F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on June 2, 2018, subject to continued service through such vesting date.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:30 UTC GrantCommon Stock 14,846 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-024091 · doc1.xml · nonDerivative · entry 1

SUGISHITA DAVID · CIK 0001206022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,697

F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on June 2, 2018, subject to continued service through such vesting date.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:28 UTC
Veschi JohnDirector
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 30,899 $0.00 Strike: $8.65 $0.00
Disclosure

SEC source: 0001140361-17-024084 · doc1.xml · derivative · entry 1

Veschi John · CIK 0001635312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,899

Underlying: Common Stock · 30,899 shares

Expires 2024-06-02

F1 · derivative.exercise_date: The stock option will vest and become exercisable as to 100% of the shares on June 2, 2018, subject to continued service through such vesting date.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:26 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 30,899 $0.00 Strike: $8.65 $0.00
Disclosure

SEC source: 0001140361-17-024081 · doc1.xml · derivative · entry 1

SCHLACHTE CARL · CIK 0001523094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,899

Underlying: Common Stock · 30,899 shares

Expires 2024-06-02

F1 · derivative.exercise_date: The stock option will vest and become exercisable as to 100% of the shares on June 2, 2018, subject to continued service through such vesting date.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:25 UTC
VIEGAS VICTORDirector · President and CEO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 120,830 $0.00 Strike: $8.65 $0.00
Disclosure

SEC source: 0001140361-17-024079 · doc1.xml · derivative · entry 2

VIEGAS VICTOR · CIK 0001212685 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,830

Underlying: Common Stock · 120,830 shares

Expires 2024-06-02

F2 · derivative.exercise_date: The shares subject to the performance option shall vest according to a time vesting schedule with 25% of the shares subject to the option vesting on March 7, 2018 and 2.0833% of the shares subject to the option vesting monthly thereafter, but only if the closing price of a share of the Issuer's common stock as reported on the NASDAQ Global Market is equal to or exceeds $11.25 for 30 consecutive trading days following March 7, 2017 and on or prior to March 7, 2019, subject to continued service through each vesting date.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:25 UTC
VIEGAS VICTORDirector · President and CEO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 120,830 $0.00 Strike: $8.65 $0.00
Disclosure

SEC source: 0001140361-17-024079 · doc1.xml · derivative · entry 1

VIEGAS VICTOR · CIK 0001212685 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,830

Underlying: Common Stock · 120,830 shares

Expires 2024-06-02

F1 · derivative.exercise_date: 25% of the shares vested and became exercisable on March 7, 2018; then 2.0833% of the shares vested and became exercisable monthly thereafter until 100% vested, subject to continued service through each vesting date.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:24 UTC
Sundaram MaheshVP, Worldwide OEM Sales
GrantRestricted Stock Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-024077 · doc1.xml · derivative · entry 1

Sundaram Mahesh · CIK 0001623836 · VP, Worldwide OEM Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_date: 1/4 of the restricted stock units ("RSUs") will vest on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: 1/4 of the restricted stock units ("RSUs") will vest on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 24, 2017 Filed May 25, 2017 21:56 UTC
VIEGAS VICTORDirector · CEO
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 8,500 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001140361-17-022399 · doc1.xml · derivative · entry 2

VIEGAS VICTOR · CIK 0001212685 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,500 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option grant is 100% vested and exercisable.

Read SEC document
May 24, 2017 Filed May 25, 2017 21:56 UTC
VIEGAS VICTORDirector · CEO
Exercise / conversionCommon Stock 8,500 $2.70 $22,950.00
Disclosure

SEC source: 0001140361-17-022399 · doc1.xml · nonDerivative · entry 1

VIEGAS VICTOR · CIK 0001212685 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2017 Filed May 18, 2017 21:43 UTC PurchaseCommon Stock 5,000 $8.26 $41,282.00
Disclosure

SEC source: 0001140361-17-021406 · doc1.xml · nonDerivative · entry 1

SALTICH JACK L · CIK 0001247561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,239

F1 · shares: Represents the aggregate of purchases effected on the same day at different prices.

F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $8.2299 to $8.26 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:32 UTC PurchaseCommon Stock 2,440 $8.19 $19,983.60
Disclosure

SEC source: 0001140361-17-011762 · doc1.xml · nonDerivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,275

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:32 UTC PurchaseCommon Stock 2,450 $8.15 $19,967.50
Disclosure

SEC source: 0001140361-17-011762 · doc1.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,835

Read SEC document
March 08, 2017 Filed Mar 9, 2017 22:46 UTC PurchaseCommon Stock 100 $8.12 $812.00
Disclosure

SEC source: 0001140361-17-011257 · doc1.xml · nonDerivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,385

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:46 UTC PurchaseCommon Stock 4,900 $8.27 $40,523.00
Disclosure

SEC source: 0001140361-17-011257 · doc1.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,285

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:46 UTC
Peters Anne MarieGC,SVP,IP Licensing&LegalAffrs
SaleCommon Stock 866 $8.47 $7,335.02
Disclosure

SEC source: 0001140361-17-010943 · doc1.xml · nonDerivative · entry 3

Peters Anne Marie · CIK 0001698139 · GC,SVP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,905

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:46 UTC
Peters Anne MarieGC,SVP,IP Licensing&LegalAffrs
SaleCommon Stock 7 $8.08 $56.56
Disclosure

SEC source: 0001140361-17-010943 · doc1.xml · nonDerivative · entry 2

Peters Anne Marie · CIK 0001698139 · GC,SVP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,771

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs.

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March 03, 2017 Filed Mar 7, 2017 23:46 UTC
Peters Anne MarieGC,SVP,IP Licensing&LegalAffrs
Exercise / conversionRestricted Stock Units · Derivative 2,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010943 · doc1.xml · derivative · entry 4

Peters Anne Marie · CIK 0001698139 · GC,SVP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,333

Underlying: Common Stock · 2,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 3, 2015.

F4 · derivative.exercise_date: 1/2 of the RSUs vested on March 3, 2017, then the remaining 1/2 of the RSUs will vest on March 3, 2018. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.expiration_date: 1/2 of the RSUs vested on March 3, 2017, then the remaining 1/2 of the RSUs will vest on March 3, 2018. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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March 03, 2017 Filed Mar 7, 2017 23:46 UTC
Peters Anne MarieGC,SVP,IP Licensing&LegalAffrs
Exercise / conversionCommon Stock 2,333 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010943 · doc1.xml · nonDerivative · entry 1

Peters Anne Marie · CIK 0001698139 · GC,SVP,IP Licensing&LegalAffrs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 3, 2015.

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March 02, 2017 Filed Mar 3, 2017 21:25 UTC
Sundaram MaheshVP,Wrldwide Sales&Cust Support
SaleCommon Stock 1,105 $10.96 $12,110.80
Disclosure

SEC source: 0001140361-17-010530 · doc1.xml · nonDerivative · entry 3

Sundaram Mahesh · CIK 0001623836 · VP,Wrldwide Sales&Cust Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.