Last 12 months
Inside the activity.
4 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 4 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2018 Filed Feb 24, 2018 00:09 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
Exercise / conversionCommon Stock | 4,400 | $4.95 | $21,780.00 |
DisclosureSEC source: 0001140361-18-009955 · doc1.xml · nonDerivative · entry 1 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 14, 2017. Read SEC document |
| December 15, 2017 Filed Dec 15, 2017 23:26 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 237,370 | $6.49 | $1,539,890.40 |
DisclosureSEC source: 0001140361-17-046423 · doc1.xml · nonDerivative · entry 5 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,779,346 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 23:26 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 40,796 | $6.70 | $273,157.78 |
DisclosureSEC source: 0001140361-17-046423 · doc1.xml · nonDerivative · entry 4 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,541,976 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 23:26 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 5,000 | $6.88 | $34,400.00 |
DisclosureSEC source: 0001140361-17-046423 · doc1.xml · nonDerivative · entry 3 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,501,180 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:10 UTC |
SCHLACHTE CARLDirector · Interim CEO
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 60,790 | $0.00 Strike: $6.66 | $0.00 |
DisclosureSEC source: 0001140361-17-046391 · doc1.xml · derivative · entry 1 SCHLACHTE CARL · CIK 0001523094 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,790 Underlying: Common Stock · 60,790 shares Expires 2024-12-14 F1 · derivative.exercise_date: 1/12 of the shares subject to the option will vest on December 30, 2017 ("Vest Date"), then an additional 1/12 of the shares subject to the option will vest on each one monthly anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 23:26 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 28,400 | $6.95 | $197,238.00 |
DisclosureSEC source: 0001140361-17-046423 · doc1.xml · nonDerivative · entry 2 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,496,180 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 23:26 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 14,800 | $6.95 | $102,806.72 |
DisclosureSEC source: 0001140361-17-046423 · doc1.xml · nonDerivative · entry 1 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,467,780 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 00:01 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 40,077 | $7.04 | $282,218.23 |
DisclosureSEC source: 0001140361-17-045935 · doc1.xml · nonDerivative · entry 5 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,452,980 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 00:01 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 26,000 | $7.11 | $184,769.00 |
DisclosureSEC source: 0001140361-17-045935 · doc1.xml · nonDerivative · entry 4 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,412,903 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 00:01 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 10,000 | $7.04 | $70,400.00 |
DisclosureSEC source: 0001140361-17-045935 · doc1.xml · nonDerivative · entry 3 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,386,903 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 00:01 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 50,000 | $7.08 | $354,170.00 |
DisclosureSEC source: 0001140361-17-045935 · doc1.xml · nonDerivative · entry 2 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,376,903 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 08, 2017 Filed Dec 13, 2017 00:01 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 40,273 | $7.09 | $285,712.77 |
DisclosureSEC source: 0001140361-17-045935 · doc1.xml · nonDerivative · entry 1 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,326,903 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 01:33 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 30,000 | $7.12 | $213,600.00 |
DisclosureSEC source: 0001140361-17-045395 · doc1.xml · nonDerivative · entry 5 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,286,630 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 01:33 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 19,783 | $7.14 | $141,232.82 |
DisclosureSEC source: 0001140361-17-045395 · doc1.xml · nonDerivative · entry 4 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,256,630 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 01:33 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 72,988 | $7.20 | $525,360.33 |
DisclosureSEC source: 0001140361-17-045395 · doc1.xml · nonDerivative · entry 3 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,236,847 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 05, 2017 Filed Dec 8, 2017 01:33 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 100,000 | $7.30 | $729,700.00 |
DisclosureSEC source: 0001140361-17-045395 · doc1.xml · nonDerivative · entry 2 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,163,859 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 05, 2017 Filed Dec 8, 2017 01:33 UTC |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 150,000 | $7.30 | $1,094,550.00 |
DisclosureSEC source: 0001140361-17-045395 · doc1.xml · nonDerivative · entry 1 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 4,063,859 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 01:51 UTC |
Raging Capital Management, LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 257,001 | $7.34 | $1,885,513.54 |
DisclosureSEC source: 0001140361-17-045120 · doc1.xml · nonDerivative · entry 3 Raging Capital Management, LLC · CIK 0001444376 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 3,913,859 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 19:38 UTC Amendment |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 257,001 | $7.34 | $1,885,513.54 |
DisclosureSEC source: 0001140361-17-045178 · doc1.xml · nonDerivative · entry 3 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 3,913,859 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 01, 2017 Filed Dec 6, 2017 01:51 UTC |
Raging Capital Management, LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 101,715 | $7.29 | $741,451.49 |
DisclosureSEC source: 0001140361-17-045120 · doc1.xml · nonDerivative · entry 2 Raging Capital Management, LLC · CIK 0001444376 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 3,656,858 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 01, 2017 Filed Dec 6, 2017 01:51 UTC |
Raging Capital Management, LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 53,282 | $7.22 | $384,845.23 |
DisclosureSEC source: 0001140361-17-045120 · doc1.xml · nonDerivative · entry 1 Raging Capital Management, LLC · CIK 0001444376 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 3,555,143 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 01, 2017 Filed Dec 6, 2017 19:38 UTC Amendment |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 101,715 | $7.29 | $741,451.49 |
DisclosureSEC source: 0001140361-17-045178 · doc1.xml · nonDerivative · entry 2 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 3,656,858 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| December 01, 2017 Filed Dec 6, 2017 19:38 UTC Amendment |
Raging Capital Management, LLC10% owner
MARTIN WILLIAM C10% owner
|
PurchaseCommon Stock, $0.001 par value | 53,282 | $7.22 | $384,845.23 |
DisclosureSEC source: 0001140361-17-045178 · doc1.xml · nonDerivative · entry 1 Raging Capital Management, LLC · CIK 0001444376 · 10% owner MARTIN WILLIAM C · CIK 0001205885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Raging Capital Master Fund, Ltd. Disclosed balance after: 3,555,143 F1 · security: This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.direct: Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA"). F3 · ownership.direct: The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA. Read SEC document |
| October 31, 2017 Filed Oct 31, 2017 22:46 UTC |
Sundaram MaheshVP, Worldwide OEM Sales
|
Tax withholdingCommon Stock | 6,243 | $8.14 | $50,818.02 |
DisclosureSEC source: 0001140361-17-040354 · doc1.xml · nonDerivative · entry 2 Sundaram Mahesh · CIK 0001623836 · VP, Worldwide OEM Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,423 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 22:46 UTC |
Sundaram MaheshVP, Worldwide OEM Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 16,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-040354 · doc1.xml · derivative · entry 3 Sundaram Mahesh · CIK 0001623836 · VP, Worldwide OEM Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 14, 2014. F4 · derivative.exercise_date: 1/3 of the RSUs vested on October 27, 2015 ("Vest Date"), and an additional 1/3 of the RSUs vested on each one year anniversary of the Vest Date thereafter. F4 · derivative.expiration_date: 1/3 of the RSUs vested on October 27, 2015 ("Vest Date"), and an additional 1/3 of the RSUs vested on each one year anniversary of the Vest Date thereafter. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 22:46 UTC |
Sundaram MaheshVP, Worldwide OEM Sales
|
Exercise / conversionCommon Stock | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-040354 · doc1.xml · nonDerivative · entry 1 Sundaram Mahesh · CIK 0001623836 · VP, Worldwide OEM Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 14, 2014. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 21:20 UTC |
McCurdy Daniel PaulDirector
|
GrantNon-qualified stock option (right to buy) · Derivative | 40,000 | $0.00 Strike: $8.70 | $0.00 |
DisclosureSEC source: 0001140361-17-028210 · doc1.xml · derivative · entry 1 McCurdy Daniel Paul · CIK 0001708738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2024-07-17 F1 · derivative.exercise_date: 25% of the shares vest and become exercisable on June 2, 2018; then 2.0833% of the shares vest and become exercisable monthly thereafter until 100% vested, subject to continued service through each vesting date. Read SEC document |
| June 26, 2017 Filed Jun 27, 2017 22:22 UTC |
Sundaram MaheshVP, Worldwide OEM Sales
|
SaleCommon Stock | 1,381 | $9.00 | $12,429.00 |
DisclosureSEC source: 0001140361-17-026308 · doc1.xml · nonDerivative · entry 1 Sundaram Mahesh · CIK 0001623836 · VP, Worldwide OEM Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 15, 2017. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:32 UTC |
Holt Sharon EDirector
|
GrantCommon Stock | 14,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-024095 · doc1.xml · nonDerivative · entry 1 Holt Sharon E · CIK 0001299510 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,846 F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on June 2, 2018, subject to continued service through such vesting date. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:38 UTC |
Erba NancyChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 40,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-024100 · doc1.xml · derivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_date: 1/4 of the restricted stock units ("RSUs") will vest on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: 1/4 of the restricted stock units ("RSUs") will vest on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:31 UTC |
Peters Anne MarieGC&VP,IP Licensing&LegalAffrs
|
GrantRestricted Stock Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-024093 · doc1.xml · derivative · entry 1 Peters Anne Marie · CIK 0001698139 · GC&VP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_date: 1/4 of the restricted stock units ("RSUs") will vest on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: 1/4 of the restricted stock units ("RSUs") will vest on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:29 UTC |
SALTICH JACK LDirector
|
GrantCommon Stock | 14,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-024088 · doc1.xml · nonDerivative · entry 1 SALTICH JACK L · CIK 0001247561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,085 F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on June 2, 2018, subject to continued service through such vesting date. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:30 UTC |
SUGISHITA DAVIDDirector
|
GrantCommon Stock | 14,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-024091 · doc1.xml · nonDerivative · entry 1 SUGISHITA DAVID · CIK 0001206022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,697 F1 · shares: Represents a grant of restricted stock, which will vest as to 100% of the shares on June 2, 2018, subject to continued service through such vesting date. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:28 UTC |
Veschi JohnDirector
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 30,899 | $0.00 Strike: $8.65 | $0.00 |
DisclosureSEC source: 0001140361-17-024084 · doc1.xml · derivative · entry 1 Veschi John · CIK 0001635312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,899 Underlying: Common Stock · 30,899 shares Expires 2024-06-02 F1 · derivative.exercise_date: The stock option will vest and become exercisable as to 100% of the shares on June 2, 2018, subject to continued service through such vesting date. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:26 UTC |
SCHLACHTE CARLDirector
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 30,899 | $0.00 Strike: $8.65 | $0.00 |
DisclosureSEC source: 0001140361-17-024081 · doc1.xml · derivative · entry 1 SCHLACHTE CARL · CIK 0001523094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,899 Underlying: Common Stock · 30,899 shares Expires 2024-06-02 F1 · derivative.exercise_date: The stock option will vest and become exercisable as to 100% of the shares on June 2, 2018, subject to continued service through such vesting date. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:25 UTC |
VIEGAS VICTORDirector · President and CEO
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 120,830 | $0.00 Strike: $8.65 | $0.00 |
DisclosureSEC source: 0001140361-17-024079 · doc1.xml · derivative · entry 2 VIEGAS VICTOR · CIK 0001212685 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,830 Underlying: Common Stock · 120,830 shares Expires 2024-06-02 F2 · derivative.exercise_date: The shares subject to the performance option shall vest according to a time vesting schedule with 25% of the shares subject to the option vesting on March 7, 2018 and 2.0833% of the shares subject to the option vesting monthly thereafter, but only if the closing price of a share of the Issuer's common stock as reported on the NASDAQ Global Market is equal to or exceeds $11.25 for 30 consecutive trading days following March 7, 2017 and on or prior to March 7, 2019, subject to continued service through each vesting date. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:25 UTC |
VIEGAS VICTORDirector · President and CEO
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 120,830 | $0.00 Strike: $8.65 | $0.00 |
DisclosureSEC source: 0001140361-17-024079 · doc1.xml · derivative · entry 1 VIEGAS VICTOR · CIK 0001212685 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,830 Underlying: Common Stock · 120,830 shares Expires 2024-06-02 F1 · derivative.exercise_date: 25% of the shares vested and became exercisable on March 7, 2018; then 2.0833% of the shares vested and became exercisable monthly thereafter until 100% vested, subject to continued service through each vesting date. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:24 UTC |
Sundaram MaheshVP, Worldwide OEM Sales
|
GrantRestricted Stock Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-024077 · doc1.xml · derivative · entry 1 Sundaram Mahesh · CIK 0001623836 · VP, Worldwide OEM Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_date: 1/4 of the restricted stock units ("RSUs") will vest on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: 1/4 of the restricted stock units ("RSUs") will vest on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 24, 2017 Filed May 25, 2017 21:56 UTC |
VIEGAS VICTORDirector · CEO
|
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 8,500 | $0.00 Strike: $2.70 | $0.00 |
DisclosureSEC source: 0001140361-17-022399 · doc1.xml · derivative · entry 2 VIEGAS VICTOR · CIK 0001212685 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2019-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option grant is 100% vested and exercisable. Read SEC document |
| May 24, 2017 Filed May 25, 2017 21:56 UTC |
VIEGAS VICTORDirector · CEO
|
Exercise / conversionCommon Stock | 8,500 | $2.70 | $22,950.00 |
DisclosureSEC source: 0001140361-17-022399 · doc1.xml · nonDerivative · entry 1 VIEGAS VICTOR · CIK 0001212685 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:43 UTC |
SALTICH JACK LDirector
|
PurchaseCommon Stock | 5,000 | $8.26 | $41,282.00 |
DisclosureSEC source: 0001140361-17-021406 · doc1.xml · nonDerivative · entry 1 SALTICH JACK L · CIK 0001247561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,239 F1 · shares: Represents the aggregate of purchases effected on the same day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $8.2299 to $8.26 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:32 UTC |
Habiger David CDirector
|
PurchaseCommon Stock | 2,440 | $8.19 | $19,983.60 |
DisclosureSEC source: 0001140361-17-011762 · doc1.xml · nonDerivative · entry 2 Habiger David C · CIK 0001326409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,275 Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:32 UTC |
Habiger David CDirector
|
PurchaseCommon Stock | 2,450 | $8.15 | $19,967.50 |
DisclosureSEC source: 0001140361-17-011762 · doc1.xml · nonDerivative · entry 1 Habiger David C · CIK 0001326409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,835 Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 22:46 UTC |
Habiger David CDirector
|
PurchaseCommon Stock | 100 | $8.12 | $812.00 |
DisclosureSEC source: 0001140361-17-011257 · doc1.xml · nonDerivative · entry 2 Habiger David C · CIK 0001326409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,385 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 22:46 UTC |
Habiger David CDirector
|
PurchaseCommon Stock | 4,900 | $8.27 | $40,523.00 |
DisclosureSEC source: 0001140361-17-011257 · doc1.xml · nonDerivative · entry 1 Habiger David C · CIK 0001326409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,285 Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:46 UTC |
Peters Anne MarieGC,SVP,IP Licensing&LegalAffrs
|
SaleCommon Stock | 866 | $8.47 | $7,335.02 |
DisclosureSEC source: 0001140361-17-010943 · doc1.xml · nonDerivative · entry 3 Peters Anne Marie · CIK 0001698139 · GC,SVP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,905 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:46 UTC |
Peters Anne MarieGC,SVP,IP Licensing&LegalAffrs
|
SaleCommon Stock | 7 | $8.08 | $56.56 |
DisclosureSEC source: 0001140361-17-010943 · doc1.xml · nonDerivative · entry 2 Peters Anne Marie · CIK 0001698139 · GC,SVP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,771 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:46 UTC |
Peters Anne MarieGC,SVP,IP Licensing&LegalAffrs
|
Exercise / conversionRestricted Stock Units · Derivative | 2,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-010943 · doc1.xml · derivative · entry 4 Peters Anne Marie · CIK 0001698139 · GC,SVP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,333 Underlying: Common Stock · 2,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 3, 2015. F4 · derivative.exercise_date: 1/2 of the RSUs vested on March 3, 2017, then the remaining 1/2 of the RSUs will vest on March 3, 2018. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.expiration_date: 1/2 of the RSUs vested on March 3, 2017, then the remaining 1/2 of the RSUs will vest on March 3, 2018. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:46 UTC |
Peters Anne MarieGC,SVP,IP Licensing&LegalAffrs
|
Exercise / conversionCommon Stock | 2,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-010943 · doc1.xml · nonDerivative · entry 1 Peters Anne Marie · CIK 0001698139 · GC,SVP,IP Licensing&LegalAffrs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 3, 2015. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:25 UTC |
Sundaram MaheshVP,Wrldwide Sales&Cust Support
|
SaleCommon Stock | 1,105 | $10.96 | $12,110.80 |
DisclosureSEC source: 0001140361-17-010530 · doc1.xml · nonDerivative · entry 3 Sundaram Mahesh · CIK 0001623836 · VP,Wrldwide Sales&Cust Support 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,381 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.