Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IMMERSION CORPIMMR · Entity 6143 | Director · Interim CEO | June 28, 2018 | July 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IMMERSION CORP
Report date June 28, 2018 · Filed July 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,886 |
Ending reported balance
After 2018-06-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-06-28 · Exercise / conversion · Acquired 40,000 · Balance 57,307 Row 2 · 2018-06-28 · Tax withholding · Disposed 29,421 · Balance 27,886 F1: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person, and as payment of the exercise price of the stock option. The shares that were relinquished by the Reporting Person as payment of such exercise price were equal in value to the exercise price of the stock option. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any other reason. |
| Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.20 · Expires 2018-07-15 | Direct | 0 |
Reported balance
After 2018-06-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-06-28 · Exercise / conversion · Disposed 40,000 · Balance 0 F2: The stock option grant is 100% vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person, and as payment of the exercise price of the stock option. The shares that were relinquished by the Reporting Person as payment of such exercise price were equal in value to the exercise price of the stock option. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any other reason.
F2: The stock option grant is 100% vested and exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2018 Filed Jul 2, 2018 23:16 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001140361-18-031011 · doc1.xml · derivative · entry 3 SCHLACHTE CARL · CIK 0001523094 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2018-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option grant is 100% vested and exercisable. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 23:16 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 29,421 | $15.49 | $455,731.29 |
DisclosureSEC source: 0001140361-18-031011 · doc1.xml · nonDerivative · entry 2 SCHLACHTE CARL · CIK 0001523094 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,886 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person, and as payment of the exercise price of the stock option. The shares that were relinquished by the Reporting Person as payment of such exercise price were equal in value to the exercise price of the stock option. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any other reason. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 23:16 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionCommon Stock | 40,000 | $9.20 | $368,000.00 |
DisclosureSEC source: 0001140361-18-031011 · doc1.xml · nonDerivative · entry 1 SCHLACHTE CARL · CIK 0001523094 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:39 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantRestricted Stock Units · Derivative | 88,152 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-010885 · doc1.xml · derivative · entry 1 SCHLACHTE CARL · CIK 0001523094 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,152 Underlying: Common Stock · 88,152 shares Expires not disclosed F1 · derivative.exercise_date: 100% of the restricted stock units ("RSUs") will vest on February 26, 2019, subject to continued service through such vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: 100% of the restricted stock units ("RSUs") will vest on February 26, 2019, subject to continued service through such vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:10 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 60,790 | $0.00 Strike: $6.66 | $0.00 |
DisclosureSEC source: 0001140361-17-046391 · doc1.xml · derivative · entry 1 SCHLACHTE CARL · CIK 0001523094 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,790 Underlying: Common Stock · 60,790 shares Expires 2024-12-14 F1 · derivative.exercise_date: 1/12 of the shares subject to the option will vest on December 30, 2017 ("Vest Date"), then an additional 1/12 of the shares subject to the option will vest on each one monthly anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:26 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 30,899 | $0.00 Strike: $8.65 | $0.00 |
DisclosureSEC source: 0001140361-17-024081 · doc1.xml · derivative · entry 1 SCHLACHTE CARL · CIK 0001523094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,899 Underlying: Common Stock · 30,899 shares Expires 2024-06-02 F1 · derivative.exercise_date: The stock option will vest and become exercisable as to 100% of the shares on June 2, 2018, subject to continued service through such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.