Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IMMERSION CORPIMMR · Entity 6143 | VP, Worldwide OEM Sales | October 27, 2017 | October 31, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IMMERSION CORP
Report date October 27, 2017 · Filed October 31, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,423 |
Ending reported balance
After 2017-10-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-10-27 · Exercise / conversion · Acquired 16,666 · Balance 16,666 F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 14, 2014. Row 2 · 2017-10-31 · Tax withholding · Disposed 6,243 · Balance 10,423 F2: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-10-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-10-27 · Exercise / conversion · Disposed 16,666 · Balance 0 F3: Each RSU represents a contingent right to receive one share of the issuer's common stock. F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 14, 2014. F4: 1/3 of the RSUs vested on October 27, 2015 ("Vest Date"), and an additional 1/3 of the RSUs vested on each one year anniversary of the Vest Date thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 14, 2014.
F2: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
F3: Each RSU represents a contingent right to receive one share of the issuer's common stock.
F4: 1/3 of the RSUs vested on October 27, 2015 ("Vest Date"), and an additional 1/3 of the RSUs vested on each one year anniversary of the Vest Date thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2017 Filed Oct 31, 2017 22:46 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 6,243 | $8.14 | $50,818.02 |
DisclosureSEC source: 0001140361-17-040354 · doc1.xml · nonDerivative · entry 2 Sundaram Mahesh · CIK 0001623836 · VP, Worldwide OEM Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,423 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 22:46 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionRestricted Stock Units · Derivative | 16,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-040354 · doc1.xml · derivative · entry 3 Sundaram Mahesh · CIK 0001623836 · VP, Worldwide OEM Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 14, 2014. F4 · derivative.exercise_date: 1/3 of the RSUs vested on October 27, 2015 ("Vest Date"), and an additional 1/3 of the RSUs vested on each one year anniversary of the Vest Date thereafter. F4 · derivative.expiration_date: 1/3 of the RSUs vested on October 27, 2015 ("Vest Date"), and an additional 1/3 of the RSUs vested on each one year anniversary of the Vest Date thereafter. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 22:46 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionCommon Stock | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-040354 · doc1.xml · nonDerivative · entry 1 Sundaram Mahesh · CIK 0001623836 · VP, Worldwide OEM Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 14, 2014. Read SEC document |
| June 26, 2017 Filed Jun 27, 2017 22:22 UTC | IMMERSION CORP IMMR · Entity 6143 | SaleCommon Stock | 1,381 | $9.00 | $12,429.00 |
DisclosureSEC source: 0001140361-17-026308 · doc1.xml · nonDerivative · entry 1 Sundaram Mahesh · CIK 0001623836 · VP, Worldwide OEM Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 15, 2017. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:24 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-024077 · doc1.xml · derivative · entry 1 Sundaram Mahesh · CIK 0001623836 · VP, Worldwide OEM Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_date: 1/4 of the restricted stock units ("RSUs") will vest on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: 1/4 of the restricted stock units ("RSUs") will vest on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:25 UTC | IMMERSION CORP IMMR · Entity 6143 | SaleCommon Stock | 1,105 | $10.96 | $12,110.80 |
DisclosureSEC source: 0001140361-17-010530 · doc1.xml · nonDerivative · entry 3 Sundaram Mahesh · CIK 0001623836 · VP,Wrldwide Sales&Cust Support 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,381 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:25 UTC | IMMERSION CORP IMMR · Entity 6143 | SaleCommon Stock | 14 | $10.99 | $153.80 |
DisclosureSEC source: 0001140361-17-010530 · doc1.xml · nonDerivative · entry 2 Sundaram Mahesh · CIK 0001623836 · VP,Wrldwide Sales&Cust Support 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,486 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:25 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-010530 · doc1.xml · derivative · entry 4 Sundaram Mahesh · CIK 0001623836 · VP,Wrldwide Sales&Cust Support 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1/3 of the RSUs vested on March 1, 2017 ("Vest Date"), then an additional 1/3 of the RSUs will vest on each one year anniversary of the Vest Date thereafter. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 1, 2016. F3 · derivative.exercise_date: 1/3 of the RSUs vested on March 1, 2017 ("Vest Date"), then an additional 1/3 of the RSUs will vest on each one year anniversary of the Vest Date thereafter. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: 1/3 of the RSUs vested on March 1, 2017 ("Vest Date"), then an additional 1/3 of the RSUs will vest on each one year anniversary of the Vest Date thereafter. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:25 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-010530 · doc1.xml · nonDerivative · entry 1 Sundaram Mahesh · CIK 0001623836 · VP,Wrldwide Sales&Cust Support 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 1, 2016. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:10 UTC | IMMERSION CORP IMMR · Entity 6143 | SaleCommon Stock | 10,452 | $10.00 | $104,520.00 |
DisclosureSEC source: 0001140361-16-087580 · doc1.xml · nonDerivative · entry 1 Sundaram Mahesh · CIK 0001623836 · VP,Wrldwide Sales&Cust Support 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 11, 2016. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 20:51 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 32 | $7.95 | $254.52 |
DisclosureSEC source: 0001140361-16-084186 · doc1.xml · nonDerivative · entry 3 Sundaram Mahesh · CIK 0001623836 · VP,Wrldwide Sales&Cust Support 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,452 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 20:51 UTC | IMMERSION CORP IMMR · Entity 6143 | Tax withholdingCommon Stock | 6,183 | $7.92 | $48,969.36 |
DisclosureSEC source: 0001140361-16-084186 · doc1.xml · nonDerivative · entry 2 Sundaram Mahesh · CIK 0001623836 · VP,Wrldwide Sales&Cust Support 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,484 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:51 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionRestricted Stock Units · Derivative | 16,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-084186 · doc1.xml · derivative · entry 4 Sundaram Mahesh · CIK 0001623836 · VP,Wrldwide Sales&Cust Support 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,666 Underlying: Common Stock · 16,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 14, 2014. F4 · derivative.exercise_date: 1/3 of the RSUs vested on October 27, 2015 ("Vest Date"), and an additional 1/3 of the RSUs vest on each one year anniversary of the Vest Date thereafter. F4 · derivative.expiration_date: 1/3 of the RSUs vested on October 27, 2015 ("Vest Date"), and an additional 1/3 of the RSUs vest on each one year anniversary of the Vest Date thereafter. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:51 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-084186 · doc1.xml · nonDerivative · entry 1 Sundaram Mahesh · CIK 0001623836 · VP,Wrldwide Sales&Cust Support 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 14, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.