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Nasdaq · USD

ILMN

ILLUMINA, INC.

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3137
SEC CIK
0001110803
Parsed reports
898

Last 12 months

Inside the activity.

2 purchase rows · 112 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202612
Mar 202600
Apr 202600
May 2026026
Jun 2026013
Jul 202601
Aug 2026056
Sep 2026012
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2017 Filed Dec 6, 2017 22:50 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 103 $217.20 $22,371.66
Disclosure

SEC source: 0001127602-17-034089 · form4.xml · nonDerivative · entry 3

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,995

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 103 shares sold ranging from $217.20 to $217.22 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 22:50 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 100 $216.03 $21,603.00
Disclosure

SEC source: 0001127602-17-034089 · form4.xml · nonDerivative · entry 2

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,098

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 22:50 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 197 $214.26 $42,209.22
Disclosure

SEC source: 0001127602-17-034089 · form4.xml · nonDerivative · entry 1

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,198

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 22:48 UTC
Dadswell CharlesSr VP & General Counsel
SaleCommon Stock 145 $225.33 $32,672.85
Disclosure

SEC source: 0001127602-17-034087 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,388

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 01, 2017 Filed Dec 6, 2017 00:57 UTC GrantCommon Stock 3,552 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034000 · form4.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,552

F1 · shares: Grant of restricted stock units with 25% of the shares subject to the award vesting on each of the first, second, third and fourth anniversaries of the date of grant, subject to the awardee's continuing to be a service provider on such dates.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:50 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $51.17 $0.00
Disclosure

SEC source: 0001127602-17-033976 · form4.xml · derivative · entry 3

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 1,000 shares

Expires 2022-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:50 UTC SaleCommon Stock 1,250 $226.55 $283,187.50
Disclosure

SEC source: 0001127602-17-033976 · form4.xml · nonDerivative · entry 2

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,838

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:50 UTC Exercise / conversionCommon Stock 1,000 $51.17 $51,170.00
Disclosure

SEC source: 0001127602-17-033976 · form4.xml · nonDerivative · entry 1

EPSTEIN ROBERT S · CIK 0001252004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:47 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,540 $0.00 Strike: $37.04 $0.00
Disclosure

SEC source: 0001127602-17-033974 · form4.xml · derivative · entry 5

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,540 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:47 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
SaleCommon Stock 200 $228.33 $45,665.00
Disclosure

SEC source: 0001127602-17-033974 · form4.xml · nonDerivative · entry 4

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,287

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 200 shares sold ranging from $228.23 to $228.42 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:47 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
SaleCommon Stock 1,140 $227.57 $259,435.04
Disclosure

SEC source: 0001127602-17-033974 · form4.xml · nonDerivative · entry 3

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,487

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 1,140 shares sold ranging from $227.19 to $228.00 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:47 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
SaleCommon Stock 2,200 $226.44 $498,166.46
Disclosure

SEC source: 0001127602-17-033974 · form4.xml · nonDerivative · entry 2

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,627

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 2,200 shares sold ranging from $226.10 to $227.04 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:47 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
Exercise / conversionCommon Stock 3,540 $37.04 $131,121.60
Disclosure

SEC source: 0001127602-17-033974 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 22:31 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $70.82 $0.00
Disclosure

SEC source: 0001127602-17-033236 · form4.xml · derivative · entry 6

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 22:31 UTC SaleCommon Stock 5,394 $211.86 $1,142,752.88
Disclosure

SEC source: 0001127602-17-033236 · form4.xml · nonDerivative · entry 4

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,717

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 5,394 shares sold ranging from $211.72 to $212.28 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 22:31 UTC SaleCommon Stock 11,501 $211.37 $2,430,934.17
Disclosure

SEC source: 0001127602-17-033236 · form4.xml · nonDerivative · entry 3

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,111

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 11,501 shares sold ranging from $210.72 to $211.71 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 22:31 UTC SaleCommon Stock 3,105 $210.41 $653,335.47
Disclosure

SEC source: 0001127602-17-033236 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,612

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 3,105 shares sold ranging from $209.72 to $210.71 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 22:31 UTC Exercise / conversionCommon Stock 15,000 $70.82 $1,062,300.00
Disclosure

SEC source: 0001127602-17-033236 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 01:02 UTC
Van Oene MarkSVP Chief Commercial Officer
SaleCommon Stock 18 $206.21 $3,711.78
Disclosure

SEC source: 0001127602-17-032276 · form4.xml · nonDerivative · entry 2

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,673

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 22:58 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 100 $206.90 $20,690.00
Disclosure

SEC source: 0001127602-17-032445 · form4.xml · nonDerivative · entry 3

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,395

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 22:58 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 875 $206.02 $180,271.26
Disclosure

SEC source: 0001127602-17-032445 · form4.xml · nonDerivative · entry 2

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,495

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 875 shares sold ranging from $205.57 to $206.39 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 22:58 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 1,025 $204.88 $209,996.88
Disclosure

SEC source: 0001127602-17-032445 · form4.xml · nonDerivative · entry 1

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,370

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 1,025 shares sold ranging from $204.57 to $205.30 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
November 14, 2017 Filed Nov 17, 2017 00:16 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
GrantPerformance Shares · Derivative 1,001 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032497 · form4.xml · derivative · entry 2

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001

Underlying: Common Stock · 1,001 shares

Expires 2019-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

Read SEC document
November 14, 2017 Filed Nov 17, 2017 00:16 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
GrantCommon Stock 1,335 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032497 · form4.xml · nonDerivative · entry 1

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335

F1 · shares: Grant of restricted stock units with 25% of the shares subject to the award vesting on each of the first, second, third and fourth anniversaries of the date of grant, subject to the awardee's continuing to be a service provider on such dates.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 01:02 UTC
Van Oene MarkSVP Chief Commercial Officer
SaleCommon Stock 1,232 $207.78 $255,984.96
Disclosure

SEC source: 0001127602-17-032276 · form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,691

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 00:37 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $70.82 $0.00
Disclosure

SEC source: 0001127602-17-031643 · form4.xml · derivative · entry 7

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 20,000 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 00:37 UTC SaleCommon Stock 700 $212.05 $148,435.98
Disclosure

SEC source: 0001127602-17-031643 · form4.xml · nonDerivative · entry 5

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,717

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 700 shares sold ranging from $212.03 to $212.08 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 00:37 UTC SaleCommon Stock 5,625 $211.46 $1,189,446.75
Disclosure

SEC source: 0001127602-17-031643 · form4.xml · nonDerivative · entry 4

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,417

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 5,625 shares sold ranging from $211.02 to $212.01 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 00:37 UTC SaleCommon Stock 9,375 $210.56 $1,974,005.63
Disclosure

SEC source: 0001127602-17-031643 · form4.xml · nonDerivative · entry 3

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,042

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 9,375 shares sold ranging from $210.01 to $210.94 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 00:37 UTC SaleCommon Stock 4,300 $209.27 $899,860.57
Disclosure

SEC source: 0001127602-17-031643 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,417

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 4,300 shares sold ranging from $208.84 to $209.71 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 00:37 UTC Exercise / conversionCommon Stock 20,000 $70.82 $1,416,400.00
Disclosure

SEC source: 0001127602-17-031643 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 02:05 UTC
Van Oene MarkSVP Chief Commercial Officer
Tax withholdingCommon Stock 1,006 $209.19 $210,445.14
Disclosure

SEC source: 0001127602-17-031561 · form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,923

Read SEC document
November 06, 2017 Filed Nov 8, 2017 02:01 UTC
Stapley MarcEVP Strategy & Corp Developmt
Tax withholdingCommon Stock 1,284 $209.19 $268,599.96
Disclosure

SEC source: 0001127602-17-031557 · form4.xml · nonDerivative · entry 1

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,395

Read SEC document
November 06, 2017 Filed Nov 8, 2017 01:58 UTC
Ronaghi MostafaSr VP & CTO
Tax withholdingCommon Stock 951 $209.19 $198,939.69
Disclosure

SEC source: 0001127602-17-031555 · form4.xml · nonDerivative · entry 1

Ronaghi Mostafa · CIK 0001441876 · Sr VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,774

Read SEC document
November 06, 2017 Filed Nov 8, 2017 01:55 UTC
OSTADAN OMEADEVP Ops, Products, Strategy
Tax withholdingCommon Stock 1,284 $209.19 $268,599.96
Disclosure

SEC source: 0001127602-17-031553 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · EVP Ops, Products, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,287

Read SEC document
November 06, 2017 Filed Nov 8, 2017 01:52 UTC Tax withholdingCommon Stock 2,459 $209.19 $514,398.21
Disclosure

SEC source: 0001127602-17-031551 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,717

Read SEC document
November 06, 2017 Filed Nov 8, 2017 01:48 UTC
deSouza Francis ADirector · President and CEO
Tax withholdingCommon Stock 2,712 $209.19 $567,323.28
Disclosure

SEC source: 0001127602-17-031549 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,296

Read SEC document
November 06, 2017 Filed Nov 8, 2017 01:45 UTC
Dadswell CharlesSr VP & General Counsel
Tax withholdingCommon Stock 684 $209.19 $143,085.96
Disclosure

SEC source: 0001127602-17-031547 · form4.xml · nonDerivative · entry 2

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,533

Read SEC document
November 06, 2017 Filed Nov 8, 2017 01:42 UTC
Bouchard MichelChief Accounting Officer
Tax withholdingCommon Stock 849 $209.19 $177,602.31
Disclosure

SEC source: 0001127602-17-031544 · form4.xml · nonDerivative · entry 1

Bouchard Michel · CIK 0001566173 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,538

Read SEC document
November 03, 2017 Filed Nov 8, 2017 01:45 UTC
Dadswell CharlesSr VP & General Counsel
SaleCommon Stock 1,609 $207.88 $334,478.92
Disclosure

SEC source: 0001127602-17-031547 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,217

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
October 26, 2017 Filed Oct 31, 2017 00:00 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 600 $208.36 $125,017.98
Disclosure

SEC source: 0001127602-17-030560 · form4.xml · nonDerivative · entry 5

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,679

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 600 shares sold ranging from $208.00 to $208.76 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
October 26, 2017 Filed Oct 31, 2017 00:00 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 600 $207.52 $124,512.00
Disclosure

SEC source: 0001127602-17-030560 · form4.xml · nonDerivative · entry 4

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,279

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 600 shares sold ranging from $206.97 to $207.79 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
October 26, 2017 Filed Oct 31, 2017 00:00 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 400 $206.18 $82,473.00
Disclosure

SEC source: 0001127602-17-030560 · form4.xml · nonDerivative · entry 3

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,879

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 400 shares sold ranging from $205.75 to $206.45 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
October 26, 2017 Filed Oct 31, 2017 00:00 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 300 $204.99 $61,496.01
Disclosure

SEC source: 0001127602-17-030560 · form4.xml · nonDerivative · entry 2

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,279

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 300 shares sold ranging from $204.69 to $205.31 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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October 26, 2017 Filed Oct 31, 2017 00:00 UTC
Stapley MarcEVP Strategy & Corp Developmt
SaleCommon Stock 100 $202.60 $20,260.00
Disclosure

SEC source: 0001127602-17-030560 · form4.xml · nonDerivative · entry 1

Stapley Marc · CIK 0001539796 · EVP Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,579

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

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October 24, 2017 Filed Oct 26, 2017 22:51 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $70.82 $0.00
Disclosure

SEC source: 0001127602-17-030354 · form4.xml · derivative · entry 7

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 20,000 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

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October 24, 2017 Filed Oct 26, 2017 22:51 UTC SaleCommon Stock 309 $211.42 $65,328.69
Disclosure

SEC source: 0001127602-17-030354 · form4.xml · nonDerivative · entry 5

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,176

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 309 shares sold ranging from $211.40 to $211.43 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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October 24, 2017 Filed Oct 26, 2017 22:51 UTC SaleCommon Stock 13,325 $210.74 $2,808,061.20
Disclosure

SEC source: 0001127602-17-030354 · form4.xml · nonDerivative · entry 4

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,485

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 13,325 shares sold ranging from $210.38 to $211.37 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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October 24, 2017 Filed Oct 26, 2017 22:51 UTC SaleCommon Stock 5,066 $210.05 $1,064,094.05
Disclosure

SEC source: 0001127602-17-030354 · form4.xml · nonDerivative · entry 3

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,810

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 5,066 shares sold ranging from $209.38 to $210.36 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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October 24, 2017 Filed Oct 26, 2017 22:51 UTC SaleCommon Stock 1,300 $208.53 $271,084.06
Disclosure

SEC source: 0001127602-17-030354 · form4.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,876

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 1,300 shares sold ranging from $208.09 to $208.85 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.