Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ILLUMINA, INC.ILMN · Entity 3137 | Chief Accounting Officer | November 06, 2017 | November 08, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ILLUMINA, INC.
Report date November 06, 2017 · Filed November 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,538 |
Reported balance
After 2017-11-06 transaction · row 1
1 source rowRow 1 · 2017-11-06 · Tax withholding · Disposed 849 · Balance 9,538 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 06, 2017 Filed Nov 8, 2017 01:42 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Tax withholdingCommon Stock | 849 | $209.19 | $177,602.31 |
DisclosureSEC source: 0001127602-17-031544 · form4.xml · nonDerivative · entry 1 Bouchard Michel · CIK 0001566173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,538 Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 21:34 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 2,274 | $205.00 | $466,170.00 |
DisclosureSEC source: 0001127602-17-026847 · form4.xml · nonDerivative · entry 3 Bouchard Michel · CIK 0001566173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,387 F1 · shares: The sale was made pursuant to a 10b5-1 plan. F2 · balance_after: Balance includes 15 shares acquired through Employee Stock Purchase Plan. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 21:34 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 2,500 | $200.00 | $500,000.00 |
DisclosureSEC source: 0001127602-17-026847 · form4.xml · nonDerivative · entry 2 Bouchard Michel · CIK 0001566173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,661 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 21:34 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 616 | $200.00 | $123,200.00 |
DisclosureSEC source: 0001127602-17-026847 · form4.xml · nonDerivative · entry 1 Bouchard Michel · CIK 0001566173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,161 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 21:17 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 15 | $188.00 | $2,820.00 |
DisclosureSEC source: 0001127602-17-025055 · form4.xml · nonDerivative · entry 2 Bouchard Michel · CIK 0001566173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,762 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 21:17 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 3,116 | $195.00 | $607,620.00 |
DisclosureSEC source: 0001127602-17-025055 · form4.xml · nonDerivative · entry 1 Bouchard Michel · CIK 0001566173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,777 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| June 23, 2017 Filed Jun 23, 2017 23:25 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 246 | $185.00 | $45,510.00 |
DisclosureSEC source: 0001127602-17-022117 · form4.xml · nonDerivative · entry 1 Bouchard Michel · CIK 0001566173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,893 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 18:09 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 246 | $178.91 | $44,011.86 |
DisclosureSEC source: 0001127602-17-021043 · form4.xml · nonDerivative · entry 1 Bouchard Michel · CIK 0001566173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,139 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| May 09, 2017 Filed May 11, 2017 00:08 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 2,870 | $185.00 | $530,950.00 |
DisclosureSEC source: 0001127602-17-017613 · form4.xml · nonDerivative · entry 2 Bouchard Michel · CIK 0001566173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,385 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| May 09, 2017 Filed May 11, 2017 00:08 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 2,870 | $184.35 | $529,084.50 |
DisclosureSEC source: 0001127602-17-017613 · form4.xml · nonDerivative · entry 1 Bouchard Michel · CIK 0001566173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,255 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 01:11 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Exercise / conversionPerformance Shares · Derivative | 2,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007105 · form4.xml · derivative · entry 4 Bouchard Michel · CIK 0001566173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,625 shares Expires 2017-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014. F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014. F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 01:11 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Tax withholdingCommon Stock | 1,480 | $163.29 | $241,669.20 |
DisclosureSEC source: 0001127602-17-007105 · form4.xml · nonDerivative · entry 3 Bouchard Michel · CIK 0001566173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,125 F3 · balance_after: Balance includes 257 shares acquired through Employee Stock Purchase Plan. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 01:11 UTC | ILLUMINA, INC. ILMN · Entity 3137 | GrantCommon Stock | 1,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007105 · form4.xml · nonDerivative · entry 2 Bouchard Michel · CIK 0001566173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,605 F2 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 01:11 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Exercise / conversionCommon Stock | 2,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007105 · form4.xml · nonDerivative · entry 1 Bouchard Michel · CIK 0001566173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 00:22 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Tax withholdingCommon Stock | 798 | $159.28 | $127,105.44 |
DisclosureSEC source: 0001127602-17-003210 · form4.xml · nonDerivative · entry 1 Bouchard Michel · CIK 0001566173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,410 Read SEC document |
| December 02, 2016 Filed Dec 7, 2016 01:11 UTC | ILLUMINA, INC. ILMN · Entity 3137 | GrantPerformance Shares · Derivative | 2,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069347 · form4.xml · derivative · entry 2 Bouchard Michel · CIK 0001566173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,737 Underlying: Common Stock · 2,737 shares Expires 2019-12-29 F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates. F2 · shares: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates. F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates. Read SEC document |
| December 02, 2016 Filed Dec 7, 2016 01:11 UTC | ILLUMINA, INC. ILMN · Entity 3137 | GrantCommon Stock | 2,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069347 · form4.xml · nonDerivative · entry 1 Bouchard Michel · CIK 0001566173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,208 F1 · shares: Grant of restricted stock units that vest as follows: 25% of the shares subject to the award become vested on November 5, 2017, November 5, 2018, November 5, 2019, and November 5, 2020, subject to awardee's continuing to be a service provider on such dates. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 01:21 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Tax withholdingCommon Stock | 511 | $137.08 | $70,047.88 |
DisclosureSEC source: 0001127602-16-066458 · form4.xml · nonDerivative · entry 1 Bouchard Michel · CIK 0001566173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,471 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.