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deSouza Francis A

Disclosed activity across 3 companies

Tapewire entity
15229
SEC CIK
0001520943

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ILLUMINA, INC.ILMN · Entity 3137Director · President and CEOMarch 01, 2023March 03, 2023
Walt Disney CoDIS · Entity 1887DirectorMarch 31, 2024April 02, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ILLUMINA, INC.

Report date March 01, 2023 · Filed March 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect120,992 Reported balance After 2023-03-01 transaction · row 1
1 source row

Row 1 · 2023-03-01 · Grant · Acquired 31,480 · Balance 120,992

F1: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2023, November 5, 2024, November 5, 2025, and November 5, 2026, subject to awardee's continuing status as a service provider on such dates.

Performance SharesSEC Table II · derivative / convertible security · Expires 2024-12-29Direct12,592 Reported balance After 2023-03-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-03-01 · Grant · Acquired 12,592 · Balance 12,592

F2: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Performance SharesSEC Table II · derivative / convertible security · Expires 2025-12-28Direct18,888 Reported balance After 2023-03-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-03-01 · Grant · Acquired 18,888 · Balance 18,888

F3: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 28, 2025. The number of shares issued will range from 0% to 175% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 28, 2025, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2023, November 5, 2024, November 5, 2025, and November 5, 2026, subject to awardee's continuing status as a service provider on such dates.

F2: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F3: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 28, 2025. The number of shares issued will range from 0% to 175% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 28, 2025, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Walt Disney Co

Report date March 31, 2024 · Filed April 02, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Disney Common StockSEC Table I · non-derivativeDirect16,661.8 Reported balance After 2024-03-31 transaction · row 1
1 source row

Row 1 · 2024-03-31 · Grant · Acquired 803.3 · Balance 16,661.8

F1: 271.2 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan, pursuant to the elective deferral provisions of the Plan. An additional 532.1 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. The total also reflects an adjustment crediting the amount to include dividends accrued pursuant to a dividend reinvestment plan of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: 271.2 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan, pursuant to the elective deferral provisions of the Plan. An additional 532.1 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. The total also reflects an adjustment crediting the amount to include dividends accrued pursuant to a dividend reinvestment plan of the Company.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TWDC Enterprises 18 Corp.

Report date March 20, 2019 · Filed March 21, 2019

Section 16 reporting ended · disclosed 2019-03-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Disney Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-03-20 transaction · row 1
1 source row

Row 1 · 2019-03-20 · Disposition to issuer · Disposed 2,114.1 · Balance 0

F1: On March 20, 2019 (the "Merger Effective Date"), pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, among Twenty-First Century Fox, Inc. ("21CF"), TWDC Enterprises 18 Corp. (formerly known as The Walt Disney Company) ("Old Disney"), The Walt Disney Company (formerly known as TWDC Holdco 613 Corp.) ("Disney") and certain subsidiaries of Disney, Disney acquired all of the outstanding shares of 21CF and Old Disney (the "Transaction"). Effective as of the effective time of the Disney Merger, which occurred at 12:01 a.m. Eastern Time on the Merger Effective Date (the "Disney Effective Time"), Disney changed its name to "The Walt Disney Company" and Old Disney changed its name to "TWDC Enterprises 18 Corp.".

F2: In connection with the Transaction, each share of Old Disney common stock issued and outstanding immediately prior to the consummation of the Transaction, converted into one share of Disney common stock.

Filing footnotes · ownership attribution and instrument terms

F1: On March 20, 2019 (the "Merger Effective Date"), pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, among Twenty-First Century Fox, Inc. ("21CF"), TWDC Enterprises 18 Corp. (formerly known as The Walt Disney Company) ("Old Disney"), The Walt Disney Company (formerly known as TWDC Holdco 613 Corp.) ("Disney") and certain subsidiaries of Disney, Disney acquired all of the outstanding shares of 21CF and Old Disney (the "Transaction"). Effective as of the effective time of the Disney Merger, which occurred at 12:01 a.m. Eastern Time on the Merger Effective Date (the "Disney Effective Time"), Disney changed its name to "The Walt Disney Company" and Old Disney changed its name to "TWDC Enterprises 18 Corp.".

F2: In connection with the Transaction, each share of Old Disney common stock issued and outstanding immediately prior to the consummation of the Transaction, converted into one share of Disney common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2024 Filed Apr 2, 2024 20:24 UTC Walt Disney Co DIS · Entity 1887 GrantDisney Common Stock 803.3 $116.95 $93,945.94
Disclosure

SEC source: 0001744489-24-000133 · wk-form4_1712103887.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,661.8

F1 · shares: 271.2 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan, pursuant to the elective deferral provisions of the Plan. An additional 532.1 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. The total also reflects an adjustment crediting the amount to include dividends accrued pursuant to a dividend reinvestment plan of the Company.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 21:48 UTC Walt Disney Co DIS · Entity 1887 GrantDisney Common Stock 994.1 $91.79 $91,248.44
Disclosure

SEC source: 0001744489-24-000029 · wk-form4_1704250101.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,858.5

F1 · shares: 340.4 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan, pursuant to the elective deferral provisions of the Plan. An additional 653.7 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 16:48 UTC Walt Disney Co DIS · Entity 1887 GrantDisney Common Stock 1,114.6 $81.87 $91,252.30
Disclosure

SEC source: 0001744489-23-000194 · wk-form4_1696366123.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,864.4

F1 · shares: 381.7 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan (the "Plan"), pursuant to the elective deferral provisions of the Plan. An additional 732.9 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 18:04 UTC Walt Disney Co DIS · Entity 1887 GrantDisney Common Stock 1,023.3 $89.17 $91,247.66
Disclosure

SEC source: 0001744489-23-000147 · wk-form4_1688594676.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,749.8

F1 · shares: 350.4 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan, pursuant to the elective deferral provisions of the Plan. An additional 672.9 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 19:14 UTC Walt Disney Co DIS · Entity 1887 GrantDisney Common Stock 950 $96.05 $91,247.50
Disclosure

SEC source: 0001744489-23-000075 · wf-form4_168065003293388.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,726.5

F1 · shares: 325.3 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan (the "Plan"), pursuant to the elective deferral provisions of the Plan. An additional 624.7 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:09 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantPerformance Shares · Derivative 18,888 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008569 · form4.xml · derivative · entry 3

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,888

Underlying: Common Stock · 18,888 shares

Expires 2025-12-28

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 28, 2025. The number of shares issued will range from 0% to 175% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 28, 2025, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 28, 2025. The number of shares issued will range from 0% to 175% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 28, 2025, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:09 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantPerformance Shares · Derivative 12,592 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008569 · form4.xml · derivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,592

Underlying: Common Stock · 12,592 shares

Expires 2024-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:09 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantCommon Stock 31,480 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008569 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,992

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2023, November 5, 2024, November 5, 2025, and November 5, 2026, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:59 UTC ILLUMINA, INC. ILMN · Entity 3137 Exercise / conversionPerformance Shares · Derivative 23,473 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006854 · form4.xml · derivative · entry 3

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,473 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 94% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on February 5, 2020.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 94% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on February 5, 2020.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 94% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on February 5, 2020.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:59 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 10,907 $202.84 $2,212,375.88
Disclosure

SEC source: 0001127602-23-006854 · form4.xml · nonDerivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,512

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:59 UTC ILLUMINA, INC. ILMN · Entity 3137 Exercise / conversionCommon Stock 23,473 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006854 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 94% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on February 5, 2020.

F2 · balance_after: Balance includes 90 shares acquired through Employee Stock Purchase Plan.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 18:13 UTC Walt Disney Co DIS · Entity 1887 GrantDisney Common Stock 1,049.9 $86.92 $91,257.31
Disclosure

SEC source: 0001744489-23-000030 · wf-form4_167287397237659.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,776.5

F1 · shares: 359.6 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan (the "Plan"), pursuant to the elective deferral provisions of the Plan. An additional 690.3 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 21:59 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 2,591 $217.19 $562,739.29
Disclosure

SEC source: 0001127602-22-025121 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,856

F1 · balance_after: Balance includes 4 shares acquired through Employee Stock Purchase Plan.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 09:56 UTC Walt Disney Co DIS · Entity 1887 GrantDisney Common Stock 901 $101.28 $91,253.28
Disclosure

SEC source: 0001744489-22-000187 · wf-form4_166497817989438.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,726.6

F1 · shares: 308.6 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan, pursuant to the elective deferral provisions of the Plan. An additional 592.4 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:11 UTC Walt Disney Co DIS · Entity 1887 GrantDisney Common Stock 958.2 $95.24 $91,258.97
Disclosure

SEC source: 0001744489-22-000147 · wf-form4_165706626563853.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,825.6

F1 · shares: 328.2 of such stock units have been credited to the reporting person's account under The Walt Disney Company's 2011 Amended and Restated Stock Incentive Plan, pursuant to the elective deferral provisions of the Plan. An additional 630 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:43 UTC Walt Disney Co DIS · Entity 1887 GrantDisney Common Stock 653.8 $139.57 $91,250.87
Disclosure

SEC source: 0001744489-22-000087 · wf-form4_164911937471255.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,867.4

F1 · shares: 223.9 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 2011 Stock Incentive Plan, pursuant to the elective deferral provisions of the Plan. An additional 429.9 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:26 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantPerformance Shares · Derivative 37,851 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008110 · form4.xml · derivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,851

Underlying: Common Stock · 37,851 shares

Expires 2024-12-29

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 200% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:26 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantNon-qualified Stock Option (Right to Buy) · Derivative 109,371 $0.00 Strike: $330.25 $0.00
Disclosure

SEC source: 0001127602-22-008110 · form4.xml · derivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,371

Underlying: Common Stock · 109,371 shares

Expires 2029-03-01

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option become exercisable on the date indicated above, subject to the optionee's continuing to be a service provider on such date. An additional 25% of the shares subject to the option shall become exercisable each year thereafter subject to optionee's continuing to be a service provider on such date.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:43 UTC ILLUMINA, INC. ILMN · Entity 3137 Exercise / conversionPerformance Shares · Derivative 19,383 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006632 · form4.xml · derivative · entry 3

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,383 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:43 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 9,144 $319.86 $2,924,799.84
Disclosure

SEC source: 0001127602-22-006632 · form4.xml · nonDerivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,443

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:43 UTC ILLUMINA, INC. ILMN · Entity 3137 Exercise / conversionCommon Stock 19,383 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006632 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2018.

F2 · balance_after: Balance includes 54 shares acquired through Employee Stock Purchase Plan.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:13 UTC Walt Disney Co DIS · Entity 1887 GrantDisney Common Stock 595.2 $152.67 $90,869.18
Disclosure

SEC source: 0001744489-22-000021 · wf-form4_164134877431269.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,213.6

F1 · shares: 204.7 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 391.2 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. The total also reflects a deduction for cash paid in lieu of fractional shares when stock units are converted to shares.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 22:10 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 3,604 $408.14 $1,470,936.56
Disclosure

SEC source: 0001127602-21-028729 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,150

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:07 UTC Walt Disney Co DIS · Entity 1887 GrantDisney Common Stock 446.1 $176.26 $78,629.59
Disclosure

SEC source: 0001744489-21-000203 · wf-form4_163339243990969.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,618.4

F1 · shares: 177.3 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 268.8 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. The total also reflects a deduction for cash paid in lieu of fractional shares when stock units are converted to shares.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 19:40 UTC Walt Disney Co DIS · Entity 1887 GrantDisney Common Stock 449.6 $175.07 $78,711.47
Disclosure

SEC source: 0001744489-21-000159 · wf-form4_162526923325805.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,172.3

F1 · shares: 178.5 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 271.3 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. The total also reflects a deduction for cash paid in lieu of fractional shares when stock units are converted to shares.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 17:05 UTC Walt Disney Co DIS · Entity 1887 GrantDisney Common Stock 418.2 $188.25 $78,726.15
Disclosure

SEC source: 0001744489-21-000085 · wf-form4_161739745882346.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,722.7

F1 · shares: 166 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 252.3 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. The total also reflects a deduction for cash paid in lieu of fractional shares when stock units are converted to shares.

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February 17, 2021 Filed Feb 18, 2021 21:42 UTC ILLUMINA, INC. ILMN · Entity 3137 Exercise / conversionPerformance Shares · Derivative 24,521 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006511 · form4.xml · derivative · entry 4

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,521 shares

Expires 2021-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

F2 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

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February 17, 2021 Filed Feb 18, 2021 21:42 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 13,194 $494.24 $6,521,002.56
Disclosure

SEC source: 0001127602-21-006511 · form4.xml · nonDerivative · entry 3

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,740

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:42 UTC ILLUMINA, INC. ILMN · Entity 3137 Exercise / conversionCommon Stock 24,521 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006511 · form4.xml · nonDerivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

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February 17, 2021 Filed Feb 18, 2021 21:42 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantCommon Stock 2,698 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006511 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,413

F1 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 111% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 11, 2017.

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February 10, 2021 Filed Feb 11, 2021 23:59 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantPerformance Shares · Derivative 18,334 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005289 · form4.xml · derivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,334

Underlying: Common Stock · 18,334 shares

Expires 2023-12-31

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 31, 2023. The number of shares issued will range from 0% to 175% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 31,2023, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 31, 2023. The number of shares issued will range from 0% to 175% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 31,2023, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.

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February 10, 2021 Filed Feb 11, 2021 23:59 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantCommon Stock 6,112 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005289 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,715

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2021, November 5, 2022, November 5, 2023, and November 5, 2024, subject to awardee's continuing status as a service provider on such dates.

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February 01, 2021 Filed Feb 3, 2021 21:56 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 85 $445.64 $37,879.40
Disclosure

SEC source: 0001127602-21-003730 · form4.xml · nonDerivative · entry 12

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,603

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F14 · price: Weighted average sale price representing 85 shares sold ranging from $445.52 to $445.92 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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February 01, 2021 Filed Feb 3, 2021 21:56 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 128 $444.81 $56,935.68
Disclosure

SEC source: 0001127602-21-003730 · form4.xml · nonDerivative · entry 11

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,688

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F13 · price: Weighted average sale price representing 128 shares sold ranging from $444.45 to $445.31 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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February 01, 2021 Filed Feb 3, 2021 21:56 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 194 $443.71 $86,079.74
Disclosure

SEC source: 0001127602-21-003730 · form4.xml · nonDerivative · entry 10

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,816

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F12 · price: Weighted average sale price representing 194 shares sold ranging from $443.43 to $443.97 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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February 01, 2021 Filed Feb 3, 2021 21:56 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 245 $442.74 $108,471.30
Disclosure

SEC source: 0001127602-21-003730 · form4.xml · nonDerivative · entry 9

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,010

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F11 · price: Weighted average sale price representing 245 shares sold ranging from $442.32 to $443.31 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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February 01, 2021 Filed Feb 3, 2021 21:56 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 701 $441.71 $309,638.71
Disclosure

SEC source: 0001127602-21-003730 · form4.xml · nonDerivative · entry 8

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,255

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F10 · price: Weighted average sale price representing 701 shares sold ranging from $441.25 to $442.17 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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February 01, 2021 Filed Feb 3, 2021 21:56 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 447 $440.63 $196,961.61
Disclosure

SEC source: 0001127602-21-003730 · form4.xml · nonDerivative · entry 7

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,956

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F9 · price: Weighted average sale price representing 447 shares sold ranging from $440.03 to $441.02 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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February 01, 2021 Filed Feb 3, 2021 21:56 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 323 $439.10 $141,829.30
Disclosure

SEC source: 0001127602-21-003730 · form4.xml · nonDerivative · entry 6

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,403

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F8 · price: Weighted average sale price representing 323 shares sold ranging from $438.82 to $439.54 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:56 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 128 $437.66 $56,020.48
Disclosure

SEC source: 0001127602-21-003730 · form4.xml · nonDerivative · entry 5

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,726

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F7 · price: Weighted average sale price representing 128 shares sold ranging from $437.44 to $437.88 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:56 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 174 $436.47 $75,945.78
Disclosure

SEC source: 0001127602-21-003730 · form4.xml · nonDerivative · entry 4

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,854

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F6 · price: Weighted average sale price representing 174 shares sold ranging from $436.20 to $437 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:56 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 306 $435.52 $133,269.12
Disclosure

SEC source: 0001127602-21-003730 · form4.xml · nonDerivative · entry 3

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,028

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 306 shares sold ranging from $435.16 to $436.07 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:56 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 91 $433.98 $39,492.18
Disclosure

SEC source: 0001127602-21-003730 · form4.xml · nonDerivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,334

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 91 shares sold ranging from $433.95 to $434.03 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:56 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 178 $431.50 $76,807.00
Disclosure

SEC source: 0001127602-21-003730 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,425

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 178 shares sold ranging from $431.41 to $431.65 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

F3 · balance_after: Balance includes 63 shares acquired through Employee Stock Purchase Plan.

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January 04, 2021 Filed Jan 7, 2021 00:17 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 73 $374.01 $27,302.73
Disclosure

SEC source: 0001127602-21-001146 · form4.xml · nonDerivative · entry 8

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,540

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F9 · price: Weighted average sale price representing 73 shares sold ranging from $374 to $374.02 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 00:17 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 234 $373.11 $87,307.74
Disclosure

SEC source: 0001127602-21-001146 · form4.xml · nonDerivative · entry 7

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,613

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F8 · price: Weighted average sale price representing 234 shares sold ranging from $372.88 to $373.46 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 00:17 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 582 $372.07 $216,544.74
Disclosure

SEC source: 0001127602-21-001146 · form4.xml · nonDerivative · entry 6

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,847

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F7 · price: Weighted average sale price representing 582 shares sold ranging from $371.72 to $372.66 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 00:17 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 921 $371.18 $341,856.78
Disclosure

SEC source: 0001127602-21-001146 · form4.xml · nonDerivative · entry 5

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,429

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F6 · price: Weighted average sale price representing 921 shares sold ranging from $370.68 to $371.65 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 00:17 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 416 $370.29 $154,040.64
Disclosure

SEC source: 0001127602-21-001146 · form4.xml · nonDerivative · entry 4

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,350

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F5 · price: Weighted average sale price representing 416 shares sold ranging from $369.65 to $370.63 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 00:17 UTC ILLUMINA, INC. ILMN · Entity 3137 SaleCommon Stock 167 $368.84 $61,596.28
Disclosure

SEC source: 0001127602-21-001146 · form4.xml · nonDerivative · entry 3

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,766

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 167 shares sold ranging from $368.51 to $369.48 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.