Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Denali Therapeutics Inc.DNLI · Entity 1735 | Director | June 03, 2026 | June 05, 2026 |
| ILLUMINA, INC.ILMN · Entity 3137 | Director | May 18, 2021 | May 20, 2021 |
| Rivian Automotive, Inc. / DERIVN · Entity 3226 | Director | June 22, 2026 | June 23, 2026 |
| Senti Biosciences Holdings, Inc.DYNS · Entity 7935 | Director | May 25, 2021 | May 26, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Denali Therapeutics Inc.
Report date June 03, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,628 |
Reported balance
After 2026-06-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 6,408 · Balance 22,628 F1: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date. F2: Includes 6,408 unvested RSUs. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.66 · Expires 2036-06-03 | Direct | 19,226 |
Reported balance
After 2026-06-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-03 · Grant · Acquired 19,226 · Balance 19,226 F4: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 336,313 |
Reported balance
Holding disclosure · report date 2026-06-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 336,313 F3: The shares are held of record by The Flatley Family Trust, for which the Reporting Person serves as a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.
F2: Includes 6,408 unvested RSUs.
F3: The shares are held of record by The Flatley Family Trust, for which the Reporting Person serves as a trustee.
F4: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.
ILLUMINA, INC.
Report date May 18, 2021 · Filed May 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 148,933 |
Reported balance
After 2021-05-18 transaction · row 1
1 source rowRow 1 · 2021-05-18 · Sale · Disposed 4,000 · Balance 148,933 F1: The sale was made pursuant to a 10b5-1 plan. |
| Common StockSEC Table I · non-derivative | IndirectBy Daughters | 3,500 |
Reported balance
Holding disclosure · report date 2021-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,500 |
Filing footnotes · ownership attribution and instrument terms
F1: The sale was made pursuant to a 10b5-1 plan.
Rivian Automotive, Inc. / DE
Report date June 22, 2026 · Filed June 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 179,515 |
Reported balance
After 2026-06-22 transaction · row 1
1 source rowRow 1 · 2026-06-22 · Grant · Acquired 17,445 · Balance 179,515 F1: Represents an award of 17,445 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of 17,445 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date.
Senti Biosciences Holdings, Inc.
Report date May 25, 2021 · Filed May 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | IndirectSee footnote | 10,733 |
Reported balance
Holding disclosure · report date 2021-05-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,733 F1: Up to 900 of these shares of Class A common stock will be forfeited in the event the underwriters for the Issuer's initial public offering do not exercise in full their overallotment option in connection with that offering, all as described in the Issuer's prospectus on Form S-1 filed on May 7, 2021 (the "Prospectus"). F2: Dynamics Sponsor LLC, a Delaware limited liability company, (the "Sponsor") is the record holder of these shares. The Sponsor is governed by a board of managers consisting of Omid Farokhzad and Mostafa Ronaghi who hold an economic interest therein. Any action by the Sponsor with respect to Issuer or the shares reported above, including voting and dispositive decisions, requires unanimous approval of the managers. |
| Class B common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-05-25 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F3: These shares of Class B common stock will automatically convert on a one-for-one basis (subject to adjustment) into Class A common stock for no additional consideration at the time of the initial business combination by the Issuer, subject to the adjustments described in the Prospectus. The shares of Class B Common Stock have no expiration date. F4: Up to 4,894 of these shares of Class B common stock will be forfeited in the event the underwriters for the Issuer's initial public offering do not exercise in full their overallotment option in connection with that offering, all as described in the Prospectus. F2: Dynamics Sponsor LLC, a Delaware limited liability company, (the "Sponsor") is the record holder of these shares. The Sponsor is governed by a board of managers consisting of Omid Farokhzad and Mostafa Ronaghi who hold an economic interest therein. Any action by the Sponsor with respect to Issuer or the shares reported above, including voting and dispositive decisions, requires unanimous approval of the managers. |
Filing footnotes · ownership attribution and instrument terms
F1: Up to 900 of these shares of Class A common stock will be forfeited in the event the underwriters for the Issuer's initial public offering do not exercise in full their overallotment option in connection with that offering, all as described in the Issuer's prospectus on Form S-1 filed on May 7, 2021 (the "Prospectus").
F2: Dynamics Sponsor LLC, a Delaware limited liability company, (the "Sponsor") is the record holder of these shares. The Sponsor is governed by a board of managers consisting of Omid Farokhzad and Mostafa Ronaghi who hold an economic interest therein. Any action by the Sponsor with respect to Issuer or the shares reported above, including voting and dispositive decisions, requires unanimous approval of the managers.
F3: These shares of Class B common stock will automatically convert on a one-for-one basis (subject to adjustment) into Class A common stock for no additional consideration at the time of the initial business combination by the Issuer, subject to the adjustments described in the Prospectus. The shares of Class B Common Stock have no expiration date.
F4: Up to 4,894 of these shares of Class B common stock will be forfeited in the event the underwriters for the Issuer's initial public offering do not exercise in full their overallotment option in connection with that offering, all as described in the Prospectus.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
COHERENT INC
Report date July 01, 2022 · Filed July 01, 2022
Section 16 reporting ended · disclosed 2022-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2022-07-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-07-01 · Disposition to issuer · Disposed 43,018 · Balance 0 F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger"). F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger").
F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer (the "Merger Consideration").
Juno Therapeutics, Inc.
Report date March 05, 2018 · Filed March 07, 2018
Section 16 reporting ended · disclosed 2018-03-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy the Flatley Family Trust | 0 |
Reported balance
After 2018-03-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-03-05 · Other · Disposed 31,500 · Balance 0 F1: On January 21, 2018, Juno Therapeutics, Inc. (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Celgene Corporation ("Parent"), and Blue Magpie Corporation, a wholly owned subsidiary of Parent ("Purchaser"). On March 5, 2018, Purchaser irrevocably accepted for payment and promptly paid for, all shares of common stock validly tendered and not validly withdrawn pursuant to the Offer (as defined in the Merger Agreement). On March 6, 2018, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent. F2: Pursuant to the terms of the Merger Agreement and the Offer, each share of common stock of the Company held by the Reporting Person was validly tendered for $87.00 per share in cash, without interest and subject to withholding of taxes. |
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.07 · Expires 2027-05-21 | Direct | 0 |
Reported balance
After 2018-03-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-03-05 · Disposition to issuer · Disposed 18,000 · Balance 0 F1: On January 21, 2018, Juno Therapeutics, Inc. (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Celgene Corporation ("Parent"), and Blue Magpie Corporation, a wholly owned subsidiary of Parent ("Purchaser"). On March 5, 2018, Purchaser irrevocably accepted for payment and promptly paid for, all shares of common stock validly tendered and not validly withdrawn pursuant to the Offer (as defined in the Merger Agreement). On March 6, 2018, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent. F3: In accordance with their terms, Options held by non-employee directors were converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such Option and (ii) $87.00 less the applicable exercise price. |
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.29 · Expires 2027-06-15 | Direct | 0 |
Reported balance
After 2018-03-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-03-05 · Disposition to issuer · Disposed 12,000 · Balance 0 F1: On January 21, 2018, Juno Therapeutics, Inc. (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Celgene Corporation ("Parent"), and Blue Magpie Corporation, a wholly owned subsidiary of Parent ("Purchaser"). On March 5, 2018, Purchaser irrevocably accepted for payment and promptly paid for, all shares of common stock validly tendered and not validly withdrawn pursuant to the Offer (as defined in the Merger Agreement). On March 6, 2018, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent. F3: In accordance with their terms, Options held by non-employee directors were converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such Option and (ii) $87.00 less the applicable exercise price. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 21, 2018, Juno Therapeutics, Inc. (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Celgene Corporation ("Parent"), and Blue Magpie Corporation, a wholly owned subsidiary of Parent ("Purchaser"). On March 5, 2018, Purchaser irrevocably accepted for payment and promptly paid for, all shares of common stock validly tendered and not validly withdrawn pursuant to the Offer (as defined in the Merger Agreement). On March 6, 2018, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent.
F2: Pursuant to the terms of the Merger Agreement and the Offer, each share of common stock of the Company held by the Reporting Person was validly tendered for $87.00 per share in cash, without interest and subject to withholding of taxes.
F3: In accordance with their terms, Options held by non-employee directors were converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such Option and (ii) $87.00 less the applicable exercise price.
Zymergen Inc.
Report date October 19, 2022 · Filed October 20, 2022
Section 16 reporting ended · disclosed 2022-10-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-10-19 transaction · row 1
1 source rowRow 1 · 2022-10-19 · Disposition to issuer · Disposed 144,789 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of July 24, 2022 (the "Merger Agreement"), by and among Ginkgo Bioworks Holdings, Inc. ("Ginkgo"), Pepper Merger Subsidiary Inc. and the Issuer, each share of the Issuer's common stock was cancelled and converted into a right to receive 0.9179 of a share of Class A common stock of Ginkgo (the "Merger Consideration"), together with cash in lieu of any fractional shares of Class A common stock of Ginkgo. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.33 · Expires 2031-08-06 | Direct | 0 |
Reported balance
After 2022-10-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-10-19 · Disposition to issuer · Disposed 1,520,000 · Balance 0 F2: Immediately prior to the effective time of the merger (the "Effective Time"), all outstanding Issuer stock options vested in full pursuant to the terms of the agreements governing such stock options. Pursuant to the Merger Agreement, at the Effective Time, each Issuer stock option with an exercise price per share equal to or greater than the Merger Consideration Value (as defined in the Merger Agreement) was cancelled for no consideration. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $8.52 · Expires 2029-09-17 | Direct | 0 |
Reported balance
After 2022-10-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-10-19 · Disposition to issuer · Disposed 189,125 · Balance 0 F2: Immediately prior to the effective time of the merger (the "Effective Time"), all outstanding Issuer stock options vested in full pursuant to the terms of the agreements governing such stock options. Pursuant to the Merger Agreement, at the Effective Time, each Issuer stock option with an exercise price per share equal to or greater than the Merger Consideration Value (as defined in the Merger Agreement) was cancelled for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of July 24, 2022 (the "Merger Agreement"), by and among Ginkgo Bioworks Holdings, Inc. ("Ginkgo"), Pepper Merger Subsidiary Inc. and the Issuer, each share of the Issuer's common stock was cancelled and converted into a right to receive 0.9179 of a share of Class A common stock of Ginkgo (the "Merger Consideration"), together with cash in lieu of any fractional shares of Class A common stock of Ginkgo.
F2: Immediately prior to the effective time of the merger (the "Effective Time"), all outstanding Issuer stock options vested in full pursuant to the terms of the agreements governing such stock options. Pursuant to the Merger Agreement, at the Effective Time, each Issuer stock option with an exercise price per share equal to or greater than the Merger Consideration Value (as defined in the Merger Agreement) was cancelled for no consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2026 Filed Jun 23, 2026 20:37 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | GrantClass A Common Stock | 17,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001189130-26-000007 · wk-form4_1782247057.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,515 F1 · shares: Represents an award of 17,445 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. Read SEC document |
| June 03, 2026 Filed Jun 5, 2026 20:46 UTC | Denali Therapeutics Inc. DNLI · Entity 1735 | GrantStock Option (right to buy) · Derivative | 19,226 | $0.00 Strike: $19.66 | $0.00 |
DisclosureSEC source: 0001189130-26-000005 · wk-form4_1780692384.xml · derivative · entry 3 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,226 Underlying: Common Stock · 19,226 shares Expires 2036-06-03 F4 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date. Read SEC document |
| June 03, 2026 Filed Jun 5, 2026 20:46 UTC | Denali Therapeutics Inc. DNLI · Entity 1735 | GrantCommon Stock | 6,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001189130-26-000005 · wk-form4_1780692384.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,628 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date. F2 · balance_after: Includes 6,408 unvested RSUs. Read SEC document |
| June 18, 2025 Filed Jun 20, 2025 21:16 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | GrantClass A Common Stock | 16,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001189130-25-000004 · wk-form4_1750454170.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,820 F1 · shares: Represents an award of 16,812 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 20:33 UTC | Denali Therapeutics Inc. DNLI · Entity 1735 | GrantStock Option (right to buy) · Derivative | 18,111 | $0.00 Strike: $13.93 | $0.00 |
DisclosureSEC source: 0001714899-25-000141 · wk-form4_1749155513.xml · derivative · entry 3 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,111 Underlying: Common Stock · 18,111 shares Expires 2035-06-03 F4 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 20:33 UTC | Denali Therapeutics Inc. DNLI · Entity 1735 | GrantCommon Stock | 6,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001714899-25-000141 · wk-form4_1749155513.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,220 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date. F2 · balance_after: Includes 6,037 unvested RSUs. Read SEC document |
| June 18, 2024 Filed Jun 21, 2024 20:52 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | GrantClass A Common Stock | 24,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-029354 · wk-form4_1719003158.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,008 F1 · shares: Represents an award of 24,224 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 22:28 UTC | Denali Therapeutics Inc. DNLI · Entity 1735 | GrantStock Option (right to buy) · Derivative | 17,901 | $0.00 Strike: $18.56 | $0.00 |
DisclosureSEC source: 0001714899-24-000135 · wk-form4_1717540113.xml · derivative · entry 3 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,901 Underlying: Common Stock · 17,901 shares Expires 2034-05-31 F5 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 22:28 UTC | Denali Therapeutics Inc. DNLI · Entity 1735 | GrantCommon Stock | 5,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001714899-24-000135 · wk-form4_1717540113.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,183 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date. F2 · balance_after: Includes 5,967 unvested RSUs. F3 · balance_after: Includes shares previously reported as held by The Flatley Family Trust. Read SEC document |
| April 17, 2024 Filed Mar 5, 2026 22:10 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | PurchaseClass A Common Stock | 1,250 | $8.84 | $11,055.00 |
DisclosureSEC source: 0001189130-26-000003 · wk-form4_1772748609.xml · nonDerivative · entry 8 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,070 F2 · kind: The Reporting Person's sale of 490 shares Class A common stock on October 25, 2023 at a price of $17.0726 per share was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 490 shares, with the Reporting Person's purchase of 1,250 shares of Class A common stock on April 17, 2024 at a price of $8.844 per share. The Reporting Person paid to the Issuer $4,032.01, representing the full amount of the profit realized in connection with the short-swing transaction. Read SEC document |
| October 23, 2023 Filed Mar 5, 2026 22:10 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | SaleClass A Common Stock | 490 | $17.07 | $8,365.57 |
DisclosureSEC source: 0001189130-26-000003 · wk-form4_1772748609.xml · nonDerivative · entry 7 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,820 F2 · kind: The Reporting Person's sale of 490 shares Class A common stock on October 25, 2023 at a price of $17.0726 per share was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 490 shares, with the Reporting Person's purchase of 1,250 shares of Class A common stock on April 17, 2024 at a price of $8.844 per share. The Reporting Person paid to the Issuer $4,032.01, representing the full amount of the profit realized in connection with the short-swing transaction. Read SEC document |
| July 06, 2023 Filed Mar 5, 2026 22:10 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | PurchaseClass A Common Stock | 490 | $20.67 | $10,130.55 |
DisclosureSEC source: 0001189130-26-000003 · wk-form4_1772748609.xml · nonDerivative · entry 6 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,310 Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 23:00 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | GrantClass A Common Stock | 18,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039521 · doc4.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,784 F1 · shares: Represents an award of 18,208 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. The RSUs will settle in shares of the Issuer's Class A Common Stock upon vesting. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 22:03 UTC | Denali Therapeutics Inc. DNLI · Entity 1735 | GrantStock Option (right to buy) · Derivative | 12,649 | $0.00 Strike: $30.92 | $0.00 |
DisclosureSEC source: 0001714899-23-000095 · wk-form4_1686002576.xml · derivative · entry 2 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,649 Underlying: Common Stock · 12,649 shares Expires 2033-06-01 F5 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 22:03 UTC | Denali Therapeutics Inc. DNLI · Entity 1735 | GrantCommon Stock | 4,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001714899-23-000095 · wk-form4_1686002576.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 340,529 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date. F2 · shares: Shares will be issued directly to The Flatley Family Trust. F3 · balance_after: Includes 4,216 unvested RSUs. F4 · ownership.nature: The shares are held of record by The Flatley Family Trust, for which the Reporting Person serves as a trustee. Read SEC document |
| December 13, 2022 Filed Mar 5, 2026 22:10 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | SaleClass A Common Stock | 57 | $25.75 | $1,467.60 |
DisclosureSEC source: 0001189130-26-000003 · wk-form4_1772748609.xml · nonDerivative · entry 5 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,820 Read SEC document |
| December 13, 2022 Filed Mar 5, 2026 22:10 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | SaleClass A Common Stock | 3 | $24.99 | $74.97 |
DisclosureSEC source: 0001189130-26-000003 · wk-form4_1772748609.xml · nonDerivative · entry 4 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,877 Read SEC document |
| October 19, 2022 Filed Oct 20, 2022 00:17 UTC | Zymergen Inc. ZY · Entity 122955 | Disposition to issuerStock Options · Derivative | 189,125 | $0.00 Strike: $8.52 | $0.00 |
DisclosureSEC source: 0001645842-22-000149 · wf-form4_166622506302580.xml · derivative · entry 3 FLATLEY JAY T · CIK 0001189130 · Director · Chairman and Acting CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 189,125 shares Expires 2029-09-17 F2 · derivative.exercise_date: Immediately prior to the effective time of the merger (the "Effective Time"), all outstanding Issuer stock options vested in full pursuant to the terms of the agreements governing such stock options. Pursuant to the Merger Agreement, at the Effective Time, each Issuer stock option with an exercise price per share equal to or greater than the Merger Consideration Value (as defined in the Merger Agreement) was cancelled for no consideration. Read SEC document |
| October 19, 2022 Filed Oct 20, 2022 00:17 UTC | Zymergen Inc. ZY · Entity 122955 | Disposition to issuerStock Options · Derivative | 1,520,000 | $0.00 Strike: $12.33 | $0.00 |
DisclosureSEC source: 0001645842-22-000149 · wf-form4_166622506302580.xml · derivative · entry 2 FLATLEY JAY T · CIK 0001189130 · Director · Chairman and Acting CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,520,000 shares Expires 2031-08-06 F2 · derivative.exercise_date: Immediately prior to the effective time of the merger (the "Effective Time"), all outstanding Issuer stock options vested in full pursuant to the terms of the agreements governing such stock options. Pursuant to the Merger Agreement, at the Effective Time, each Issuer stock option with an exercise price per share equal to or greater than the Merger Consideration Value (as defined in the Merger Agreement) was cancelled for no consideration. Read SEC document |
| October 19, 2022 Filed Oct 20, 2022 00:17 UTC | Zymergen Inc. ZY · Entity 122955 | Disposition to issuerCommon Stock | 144,789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645842-22-000149 · wf-form4_166622506302580.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director · Chairman and Acting CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of July 24, 2022 (the "Merger Agreement"), by and among Ginkgo Bioworks Holdings, Inc. ("Ginkgo"), Pepper Merger Subsidiary Inc. and the Issuer, each share of the Issuer's common stock was cancelled and converted into a right to receive 0.9179 of a share of Class A common stock of Ginkgo (the "Merger Consideration"), together with cash in lieu of any fractional shares of Class A common stock of Ginkgo. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 16:32 UTC | COHERENT INC COHR · Entity 125737 | Disposition to issuerCommon Stock | 43,018 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-076874 · tm2220124-8_4seq1.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 0 F1 · kind: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger"). F2 · price: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer (the "Merger Consideration"). Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 21:35 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | GrantClass A Common Stock | 8,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035133 · doc4.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,576 F1 · shares: Represents an award of 8,960 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. The RSUs will settle in shares of the Issuer's Class A Common Stock upon vesting. Read SEC document |
| June 02, 2022 Filed Jun 7, 2022 00:07 UTC | Denali Therapeutics Inc. DNLI · Entity 1735 | GrantStock Option (right to buy) · Derivative | 17,959 | $0.00 Strike: $24.27 | $0.00 |
DisclosureSEC source: 0001714899-22-000092 · wf-form4_165456046364331.xml · derivative · entry 2 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,959 Underlying: Common Stock · 17,959 shares Expires 2032-06-02 F5 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date. Read SEC document |
| June 02, 2022 Filed Jun 7, 2022 00:07 UTC | Denali Therapeutics Inc. DNLI · Entity 1735 | GrantCommon Stock | 5,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001714899-22-000092 · wf-form4_165456046364331.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 336,313 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date. F2 · shares: Shares will be issued directly to The Flatley Family Trust. F3 · balance_after: Includes 5,986 unvested restricted stock units. F4 · ownership.nature: The shares are held of record by The Flatley Family Trust, for which the Reporting Person serves as a trustee. Read SEC document |
| May 26, 2022 Filed May 31, 2022 21:36 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | PurchaseClass A Common Stock | 40,000 | $29.31 | $1,172,400.00 |
DisclosureSEC source: 0001209191-22-032925 · doc4.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,616 F1 · price: The price reported is a weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $29.21 to $29.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 13, 2022 Filed Mar 5, 2026 22:10 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | PurchaseClass A Common Stock | 60 | $26.83 | $1,609.99 |
DisclosureSEC source: 0001189130-26-000003 · wk-form4_1772748609.xml · nonDerivative · entry 3 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,880 F1 · kind: The Reporting Person's sale of 30 shares Class A common stock on January 26, 2022 at a price of $62.2214 per share was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 30 shares, with the Reporting Person's purchase of 60 shares of Class A common stock on May 13, 2022 at a price of $26.8331 per share. The Reporting Person paid to the Issuer $1,061.65, representing the full amount of the profit realized in connection with the short-swing transaction. Read SEC document |
| January 26, 2022 Filed Mar 5, 2026 22:10 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | SaleClass A Common Stock | 30 | $62.22 | $1,866.64 |
DisclosureSEC source: 0001189130-26-000003 · wk-form4_1772748609.xml · nonDerivative · entry 2 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,820 F1 · kind: The Reporting Person's sale of 30 shares Class A common stock on January 26, 2022 at a price of $62.2214 per share was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 30 shares, with the Reporting Person's purchase of 60 shares of Class A common stock on May 13, 2022 at a price of $26.8331 per share. The Reporting Person paid to the Issuer $1,061.65, representing the full amount of the profit realized in connection with the short-swing transaction. Read SEC document |
| January 11, 2022 Filed Mar 5, 2026 22:10 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | PurchaseClass A Common Stock | 30 | $82.84 | $2,485.13 |
DisclosureSEC source: 0001189130-26-000003 · wk-form4_1772748609.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,850 Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:30 UTC | Zymergen Inc. ZY · Entity 122955 | PurchaseCommon Stock | 100,000 | $10.00 | $1,000,000.00 |
DisclosureSEC source: 0001645842-21-000040 · wf-form4_163735744097473.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director · Chairman and Acting CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,789 Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:47 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | PurchaseClass A Common Stock | 20,000 | $78.00 | $1,560,000.00 |
DisclosureSEC source: 0000899243-21-045169 · doc4.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,616 Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 00:50 UTC | Zymergen Inc. ZY · Entity 122955 | GrantStock Options · Derivative | 1,520,000 | $0.00 Strike: $12.33 | $0.00 |
DisclosureSEC source: 0001140361-21-027648 · form4.xml · derivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director · Chairman and Acting CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,520,000 Underlying: Common Stock · 1,520,000 shares Expires 2031-08-06 F1 · derivative.exercise_date: The Options vest in eight substantially equal installments on each quarterly anniversary of August 2, 2021 (the date of Reporting Person's appointment as Acting Chief Executive Officer), subject to Reporting Person's continued service as Acting Chief Executive Officer, Chairman of the Board of Directors or Lead Independent Director of the Board of Directors through such date. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 22:33 UTC | Denali Therapeutics Inc. DNLI · Entity 1735 | GrantStock Option (right to buy) · Derivative | 6,222 | $0.00 Strike: $63.76 | $0.00 |
DisclosureSEC source: 0001209191-21-038380 · doc4.xml · derivative · entry 2 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,222 Underlying: Common Stock · 6,222 shares Expires 2031-06-02 F4 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 22:33 UTC | Denali Therapeutics Inc. DNLI · Entity 1735 | GrantCommon Stock | 2,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038380 · doc4.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 330,327 F1 · shares: Shares will be issued directly to The Flatley Family Trust. F2 · shares: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date. F3 · ownership.nature: The shares are held of record by The Flatley Family Trust, for which the Reporting Person serves as a trustee. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:53 UTC | Denali Therapeutics Inc. DNLI · Entity 1735 | Exercise / conversionRestricted Stock Units · Derivative | 3,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038039 · doc4.xml · derivative · entry 2 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: 100% of the restricted stock units vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date. F4 · derivative.expiration_date: 100% of the restricted stock units vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:53 UTC | Denali Therapeutics Inc. DNLI · Entity 1735 | Exercise / conversionCommon Stock | 3,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038039 · doc4.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 328,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares were issued directly to The Flatley Family Trust. F2 · ownership.nature: The shares are held of record by The Flatley Family Trust, for which the Reporting Person serves as a trustee. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:51 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 4,000 | $379.53 | $1,518,120.00 |
DisclosureSEC source: 0001127602-21-017616 · form4.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,933 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| May 06, 2021 Filed May 10, 2021 17:09 UTC | COHERENT INC COHR · Entity 125737 | GrantCommon Stock | 856 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-005074 · edgar.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 856 F1 · shares: On May 6, 2021 the Reporting Person was granted 856 Restricted Stock Units which will vest no later than February 15, 2022, subject to certain vesting requirements. F2 · balance_after: Reflects 2,148 shares transferred from direct ownership to the trust. Read SEC document |
| May 04, 2021 Filed May 6, 2021 21:21 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 4,000 | $384.15 | $1,536,600.00 |
DisclosureSEC source: 0001127602-21-015772 · form4.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,933 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| April 26, 2021 Filed Apr 26, 2021 22:58 UTC | Zymergen Inc. ZY · Entity 122955 | ConversionConvertible Series D Preferred Stock · Derivative | 44,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-014362 · form4.xml · derivative · entry 2 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Series D Preferred Stock had no expiration date and automatically converted into an equal number common stock upon the closing of the Issuer's initial public offering F1 · derivative.exercise_price: The Series D Preferred Stock had no expiration date and automatically converted into an equal number common stock upon the closing of the Issuer's initial public offering F1 · derivative.exercise_date: The Series D Preferred Stock had no expiration date and automatically converted into an equal number common stock upon the closing of the Issuer's initial public offering F1 · derivative.expiration_date: The Series D Preferred Stock had no expiration date and automatically converted into an equal number common stock upon the closing of the Issuer's initial public offering Read SEC document |
| April 26, 2021 Filed Apr 26, 2021 22:58 UTC | Zymergen Inc. ZY · Entity 122955 | ConversionCommon Stock | 44,789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-014362 · form4.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series D Preferred Stock had no expiration date and automatically converted into an equal number common stock upon the closing of the Issuer's initial public offering Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 21:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 4,000 | $401.83 | $1,607,320.00 |
DisclosureSEC source: 0001127602-21-014318 · form4.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,933 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| April 06, 2021 Filed Apr 7, 2021 20:41 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 4,000 | $423.44 | $1,693,740.00 |
DisclosureSEC source: 0001127602-21-013417 · form4.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,933 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 23:20 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 4,000 | $421.06 | $1,684,240.00 |
DisclosureSEC source: 0001127602-21-011480 · form4.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,933 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:04 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 4,000 | $444.61 | $1,778,440.00 |
DisclosureSEC source: 0001127602-21-009435 · form4.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,933 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:08 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 250 | $494.67 | $123,666.25 |
DisclosureSEC source: 0001127602-21-006557 · form4.xml · nonDerivative · entry 3 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughters Disclosed balance after: 3,500 Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:08 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 250 | $495.51 | $123,876.30 |
DisclosureSEC source: 0001127602-21-006557 · form4.xml · nonDerivative · entry 2 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughters Disclosed balance after: 3,750 Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:08 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 4,000 | $505.26 | $2,021,040.00 |
DisclosureSEC source: 0001127602-21-006557 · form4.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,933 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| February 02, 2021 Filed Feb 3, 2021 21:58 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 4,000 | $444.84 | $1,779,360.00 |
DisclosureSEC source: 0001127602-21-003733 · form4.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,933 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 21:38 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 4,000 | $382.48 | $1,529,920.00 |
DisclosureSEC source: 0001127602-21-002267 · form4.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,933 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 00:19 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 4,000 | $365.27 | $1,461,080.00 |
DisclosureSEC source: 0001127602-21-001149 · form4.xml · nonDerivative · entry 1 FLATLEY JAY T · CIK 0001189130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,933 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.