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Nasdaq · USD

ILMN

ILLUMINA, INC.

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3137
SEC CIK
0001110803
Parsed reports
898

Last 12 months

Inside the activity.

2 purchase rows · 112 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202612
Mar 202600
Apr 202600
May 2026026
Jun 2026013
Jul 202601
Aug 2026056
Sep 2026012
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2020 Filed Feb 7, 2020 22:49 UTC
Febbo Phillip G.SVP Chief Medical Officer
GrantCommon Stock 1,249 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004396 · form4.xml · nonDerivative · entry 1

Febbo Phillip G. · CIK 0001649245 · SVP Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,755

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of February 5, 2021, February 5, 2022, February 5, 2023 and February 5, 2024, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:47 UTC
deSouza Francis ADirector · President and CEO
GrantPerformance Shares · Derivative 24,971 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004392 · form4.xml · derivative · entry 2

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,971

Underlying: Common Stock · 24,971 shares

Expires 2023-01-01

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:47 UTC
deSouza Francis ADirector · President and CEO
GrantCommon Stock 8,324 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004392 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,041

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of February 5, 2021, February 5, 2022, February 5, 2023 and February 5, 2024, subject to awardee's continuing status as a service provider on such dates.

F2 · balance_after: Balance includes 70 shares acquired through Employee Stock Purchase Plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:43 UTC
Dadswell CharlesSVP & General Counsel
GrantPerformance Shares · Derivative 5,619 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004390 · form4.xml · derivative · entry 2

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,619

Underlying: Common Stock · 5,619 shares

Expires 2023-01-01

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F3 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:43 UTC
Dadswell CharlesSVP & General Counsel
GrantCommon Stock 1,873 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004390 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,507

F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of February 5, 2021, February 5, 2022, February 5, 2023 and February 5, 2024, subject to awardee's continuing status as a service provider on such dates.

F2 · balance_after: Balance includes 58 shares acquired through Employee Stock Purchase Plan.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:19 UTC GrantCommon Stock 395 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004037 · form4.xml · nonDerivative · entry 1

Gottlieb Scott · CIK 0001411359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395

F1 · shares: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest the date prior to the annual meeting of the company's stockholders in the year of the award, provided, in each case, that the awardee continues to serve as a director on such date.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:40 UTC
SAMAD SAMSVP and CFO
SaleCommon Stock 238 $293.10 $69,757.80
Disclosure

SEC source: 0001127602-20-003813 · form4.xml · nonDerivative · entry 1

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,011

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:37 UTC
RAGUSA ROBERT PSVP, Global Quality & Ops
SaleCommon Stock 1,253 $293.10 $367,254.30
Disclosure

SEC source: 0001127602-20-003811 · form4.xml · nonDerivative · entry 1

RAGUSA ROBERT P · CIK 0001222644 · SVP, Global Quality & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,888

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 09, 2020 Filed Jan 13, 2020 21:36 UTC
Hampton Malcolm GarretSVP Clinical Genomics Group
Tax withholdingCommon Stock 326 $334.60 $109,079.60
Disclosure

SEC source: 0001127602-20-001466 · form4.xml · nonDerivative · entry 1

Hampton Malcolm Garret · CIK 0001698265 · SVP Clinical Genomics Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,598

Read SEC document
January 08, 2020 Filed Jan 9, 2020 21:19 UTC
Hoyt Aimee LSVP, Chief People Officer
Tax withholdingCommon Stock 156 $332.16 $51,816.96
Disclosure

SEC source: 0001127602-20-001367 · form4.xml · nonDerivative · entry 1

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,170

Read SEC document
January 06, 2020 Filed Jan 8, 2020 21:10 UTC
TOUSI SUSAN HSVP Product Development
SaleCommon Stock 200 $325.00 $65,000.00
Disclosure

SEC source: 0001127602-20-001320 · form4.xml · nonDerivative · entry 1

TOUSI SUSAN H · CIK 0001791938 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,465

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 21:09 UTC
SAMAD SAMSVP and CFO
Tax withholdingCommon Stock 212 $325.53 $69,012.36
Disclosure

SEC source: 0001127602-20-001319 · form4.xml · nonDerivative · entry 1

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,249

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:12 UTC
Van Oene MarkSVP Chief Commercial Officer
SaleCommon Stock 400 $331.33 $132,532.00
Disclosure

SEC source: 0001127602-20-001121 · form4.xml · nonDerivative · entry 2

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,178

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:12 UTC
Van Oene MarkSVP Chief Commercial Officer
SaleCommon Stock 225 $330.38 $74,335.50
Disclosure

SEC source: 0001127602-20-001121 · form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,578

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 225 shares sold ranging from $330.26 to $331.01 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:09 UTC GrantCommon Stock 446 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001116 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,970

F1 · shares: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the date of the annual meeting of the company's stockholders in the year of the award, provided, in each case, that the awardee continues to serve as a director on such date.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 21:59 UTC Tax withholdingCommon Stock 3,015 $320.57 $966,518.55
Disclosure

SEC source: 0001127602-19-034877 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,524

Read SEC document
December 10, 2019 Filed Dec 12, 2019 22:13 UTC
OSTADAN OMEADSVP Mktg, Prod & Strat Plan
SaleCommon Stock 1,200 $326.01 $391,212.00
Disclosure

SEC source: 0001127602-19-034882 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · SVP Mktg, Prod & Strat Plan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,844

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · balance_after: Balance reflects an increase of 3 shares. The previous balance was incorrect due to an administrative error.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 21:36 UTC
TOUSI SUSAN HSVP Product Development
SaleCommon Stock 1,000 $325.00 $325,000.00
Disclosure

SEC source: 0001127602-19-034684 · form4.xml · nonDerivative · entry 1

TOUSI SUSAN H · CIK 0001791938 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,665

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
December 02, 2019 Filed Dec 5, 2019 00:19 UTC
Van Oene MarkSVP Chief Commercial Officer
SaleCommon Stock 625 $320.15 $200,093.75
Disclosure

SEC source: 0001127602-19-034299 · form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,803

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 625 shares sold ranging from $320.00 to $320.35 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
December 02, 2019 Filed Dec 5, 2019 00:25 UTC
Dadswell CharlesSVP & General Counsel
SaleCommon Stock 655 $320.33 $209,816.15
Disclosure

SEC source: 0001127602-19-034301 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,576

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · balance_after: Since the date of the last ownership report, 18 shares of Illumina common stock have been transferred pursuant to a domestic relations order. The reporting person no longer reports as the beneficial owner of these securities.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 01:35 UTC
SAMAD SAMSVP and CFO
SaleCommon Stock 892 $320.00 $285,440.00
Disclosure

SEC source: 0001127602-19-034199 · form4.xml · nonDerivative · entry 1

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,461

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 21:33 UTC
Febbo Phillip G.SVP Chief Medical Officer
SaleCommon Stock 155 $300.00 $46,500.00
Disclosure

SEC source: 0001127602-19-033040 · form4.xml · nonDerivative · entry 1

Febbo Phillip G. · CIK 0001649245 · SVP Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,506

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 21:30 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
Tax withholdingCommon Stock 116 $298.44 $34,619.04
Disclosure

SEC source: 0001127602-19-033039 · form4.xml · nonDerivative · entry 1

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,153

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:51 UTC
Febbo Phillip G.SVP Chief Medical Officer
Tax withholdingCommon Stock 83 $300.87 $24,972.21
Disclosure

SEC source: 0001127602-19-032212 · form4.xml · nonDerivative · entry 1

Febbo Phillip G. · CIK 0001649245 · SVP Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,661

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:49 UTC
Van Oene MarkSVP Chief Commercial Officer
Tax withholdingCommon Stock 1,156 $300.87 $347,805.72
Disclosure

SEC source: 0001127602-19-032210 · form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,428

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:44 UTC
SAMAD SAMSVP and CFO
Tax withholdingCommon Stock 259 $300.87 $77,925.33
Disclosure

SEC source: 0001127602-19-032205 · form4.xml · nonDerivative · entry 1

SAMAD SAM · CIK 0001694295 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,353

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:46 UTC
TOUSI SUSAN HSVP Product Development
Tax withholdingCommon Stock 1,137 $300.87 $342,089.19
Disclosure

SEC source: 0001127602-19-032206 · form4.xml · nonDerivative · entry 1

TOUSI SUSAN H · CIK 0001791938 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,665

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:40 UTC
OSTADAN OMEADSVP Mktg, Prod & Strat Plan
Tax withholdingCommon Stock 1,644 $300.87 $494,630.28
Disclosure

SEC source: 0001127602-19-032200 · form4.xml · nonDerivative · entry 1

OSTADAN OMEAD · CIK 0001642678 · SVP Mktg, Prod & Strat Plan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,041

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:42 UTC
RAGUSA ROBERT PSVP, Global Quality & Ops
Tax withholdingCommon Stock 1,051 $300.87 $316,214.37
Disclosure

SEC source: 0001127602-19-032201 · form4.xml · nonDerivative · entry 1

RAGUSA ROBERT P · CIK 0001222644 · SVP, Global Quality & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:43 UTC Tax withholdingCommon Stock 1,178 $300.87 $354,424.86
Disclosure

SEC source: 0001127602-19-032203 · form4.xml · nonDerivative · entry 1

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,407

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:38 UTC
MCGINNIS KAREN KVP, Chief Accounting Officer
Tax withholdingCommon Stock 80 $300.87 $24,069.60
Disclosure

SEC source: 0001127602-19-032195 · form4.xml · nonDerivative · entry 1

MCGINNIS KAREN K · CIK 0001188264 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,269

F1 · balance_after: Balance includes 109 shares acquired through Employee Stock Purchase Plan.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:36 UTC
Hoyt Aimee LSVP, Chief People Officer
Tax withholdingCommon Stock 99 $300.87 $29,786.13
Disclosure

SEC source: 0001127602-19-032192 · form4.xml · nonDerivative · entry 1

Hoyt Aimee L · CIK 0001727683 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,326

F1 · balance_after: Balance includes 128 shares acquired through Employee Stock Purchase Plan.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:32 UTC Tax withholdingCommon Stock 1,194 $300.87 $359,238.78
Disclosure

SEC source: 0001127602-19-032188 · form4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,539

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:35 UTC
Hampton Malcolm GarretSVP Clinical Genomics Group
Tax withholdingCommon Stock 492 $300.87 $148,028.04
Disclosure

SEC source: 0001127602-19-032191 · form4.xml · nonDerivative · entry 1

Hampton Malcolm Garret · CIK 0001698265 · SVP Clinical Genomics Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,924

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:26 UTC
deSouza Francis ADirector · President and CEO
Tax withholdingCommon Stock 3,953 $300.87 $1,189,339.11
Disclosure

SEC source: 0001127602-19-032179 · form4.xml · nonDerivative · entry 1

deSouza Francis A · CIK 0001520943 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,647

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:23 UTC
Dadswell CharlesSVP & General Counsel
Tax withholdingCommon Stock 820 $300.87 $246,713.40
Disclosure

SEC source: 0001127602-19-032172 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,249

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:18 UTC
RAGUSA ROBERT PSVP, Global Quality & Ops
SaleCommon Stock 1,674 $297.28 $497,646.72
Disclosure

SEC source: 0001127602-19-031882 · form4.xml · nonDerivative · entry 1

RAGUSA ROBERT P · CIK 0001222644 · SVP, Global Quality & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,192

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:55 UTC
Dadswell CharlesSVP & General Counsel
SaleCommon Stock 193 $297.28 $57,375.04
Disclosure

SEC source: 0001127602-19-031936 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,069

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:50 UTC
Van Oene MarkSVP Chief Commercial Officer
SaleCommon Stock 625 $300.10 $187,562.50
Disclosure

SEC source: 0001127602-19-031926 · form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,584

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 625 shares sold ranging from $300.04 to $300.20 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 20:46 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $69.34 $0.00
Disclosure

SEC source: 0001127602-19-030734 · form4.xml · derivative · entry 6

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2021-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 20:46 UTC SaleCommon Stock 100 $312.87 $31,287.00
Disclosure

SEC source: 0001127602-19-030734 · form4.xml · nonDerivative · entry 5

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,585

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 20:46 UTC SaleCommon Stock 1,394 $311.86 $434,738.56
Disclosure

SEC source: 0001127602-19-030734 · form4.xml · nonDerivative · entry 4

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,685

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F4 · price: Weighted average sale price representing 1,394 shares sold ranging from $311.43 to $312.42 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 20:46 UTC SaleCommon Stock 1,296 $310.74 $402,723.19
Disclosure

SEC source: 0001127602-19-030734 · form4.xml · nonDerivative · entry 3

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,079

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F3 · price: Weighted average sale price representing 1,296 shares sold ranging from $310.43 to $311.09 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 20:46 UTC SaleCommon Stock 1,210 $309.89 $374,961.94
Disclosure

SEC source: 0001127602-19-030734 · form4.xml · nonDerivative · entry 2

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,375

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 1,210 shares sold ranging from $309.15 to $310.14 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 20:46 UTC Exercise / conversionCommon Stock 4,000 $69.34 $277,360.00
Disclosure

SEC source: 0001127602-19-030734 · form4.xml · nonDerivative · entry 1

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 22:42 UTC
GOSWAMI JOYDEEPSVP Corp Business Development
GrantPerformance Shares · Derivative 3,979 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-030346 · form4.xml · derivative · entry 2

GOSWAMI JOYDEEP · CIK 0001533115 · SVP Corp Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,979

Underlying: Common Stock · 3,979 shares

Expires 2022-01-02

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.

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October 07, 2019 Filed Oct 9, 2019 22:42 UTC
GOSWAMI JOYDEEPSVP Corp Business Development
GrantCommon Stock 1,327 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-030346 · form4.xml · nonDerivative · entry 1

GOSWAMI JOYDEEP · CIK 0001533115 · SVP Corp Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,327

F1 · shares: Grant of restricted stock units with 25% of the shares subject to the award vesting on each of the first, second, third and fourth anniversaries of the date of grant, subject to the awardee's continuing to be a service provider on such dates.

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October 01, 2019 Filed Oct 3, 2019 20:24 UTC
Dadswell CharlesSVP & General Counsel
SaleCommon Stock 124 $304.22 $37,723.28
Disclosure

SEC source: 0001127602-19-030013 · form4.xml · nonDerivative · entry 1

Dadswell Charles · CIK 0001575229 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,262

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

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October 01, 2019 Filed Oct 3, 2019 20:26 UTC
Van Oene MarkSVP Chief Commercial Officer
SaleCommon Stock 625 $304.84 $190,525.00
Disclosure

SEC source: 0001127602-19-030015 · form4.xml · nonDerivative · entry 1

Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,209

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

F2 · price: Weighted average sale price representing 625 shares sold ranging from $304.64 to $304.95 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.

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September 16, 2019 Filed Sep 18, 2019 21:03 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $69.34 $0.00
Disclosure

SEC source: 0001127602-19-028752 · form4.xml · derivative · entry 6

Ronaghi Mostafa · CIK 0001441876 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 10,000 shares

Expires 2021-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.