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Ivanhoe Electric Inc.

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984
SEC CIK
0001879016
Parsed reports
156

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202601
Mar 202606
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2023 Filed Mar 24, 2023 21:50 UTC
Gibson Mark Andrew StuartChief Operating Officer
SaleCommon Stock 1,000 $11.55 $11,550.00
Disclosure

SEC source: 0001654954-23-003533 · section16.xml · nonDerivative · entry 1

Gibson Mark Andrew Stuart · CIK 0001934107 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,761

Read SEC document
February 01, 2023 Filed Feb 1, 2023 23:25 UTC
Joseph Cassandra PulskampVP, Gen Counsel and Corp Sec
GrantEmployee Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $13.23 $0.00
Disclosure

SEC source: 0001654954-23-001185 · section16.xml · derivative · entry 1

Joseph Cassandra Pulskamp · CIK 0001964018 · VP, Gen Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2030-02-01

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 1, 2023.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 15:30 UTC
Markin QuentinSee Remarks
GrantCommon Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-000018 · section16.xml · nonDerivative · entry 1

Markin Quentin · CIK 0001954953 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

F1 · shares: The award is subject to vesting criteria relating to continued employment.

Read SEC document
December 24, 2022 Filed Dec 28, 2022 22:20 UTC
I-Pulse Inc.10% owner
ConversionCommon Stock 5,445 $4.69 $25,552.84
Disclosure

SEC source: 0001654954-22-017017 · section16.xml · nonDerivative · entry 1

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,257,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:21 UTC
I-Pulse Inc.10% owner
ConversionCommon Stock 14,879 $4.69 $69,825.66
Disclosure

SEC source: 0001654954-22-015992 · section16.xml · nonDerivative · entry 8

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,262,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:21 UTC
I-Pulse Inc.10% owner
ConversionCommon Stock 14,692 $4.69 $68,948.09
Disclosure

SEC source: 0001654954-22-015992 · section16.xml · nonDerivative · entry 7

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,277,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:21 UTC
I-Pulse Inc.10% owner
ConversionCommon Stock 36,262 $4.69 $170,173.94
Disclosure

SEC source: 0001654954-22-015992 · section16.xml · nonDerivative · entry 6

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,292,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:21 UTC
I-Pulse Inc.10% owner
ConversionCommon Stock 15,950 $4.69 $74,851.76
Disclosure

SEC source: 0001654954-22-015992 · section16.xml · nonDerivative · entry 5

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,328,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:21 UTC
I-Pulse Inc.10% owner
ConversionCommon Stock 13,576 $4.69 $63,710.81
Disclosure

SEC source: 0001654954-22-015992 · section16.xml · nonDerivative · entry 4

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,344,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:21 UTC
I-Pulse Inc.10% owner
ConversionCommon Stock 10,850 $4.69 $50,917.97
Disclosure

SEC source: 0001654954-22-015992 · section16.xml · nonDerivative · entry 3

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,358,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:21 UTC
I-Pulse Inc.10% owner
ConversionCommon Stock 272,588 $4.69 $1,279,228.23
Disclosure

SEC source: 0001654954-22-015992 · section16.xml · nonDerivative · entry 2

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,369,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:21 UTC
I-Pulse Inc.10% owner
ConversionCommon Stock 22,013 $4.69 $103,304.81
Disclosure

SEC source: 0001654954-22-015992 · section16.xml · nonDerivative · entry 1

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,641,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 23:19 UTC
FRIEDLAND ROBERT MDirector · Executive Chairman
PurchaseCommon Stock 422,767 $9.85 $4,164,254.95
Disclosure

SEC source: 0001654954-22-015994 · section16.xml · nonDerivative · entry 1

FRIEDLAND ROBERT M · CIK 0000938198 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,385,324

Read SEC document
November 21, 2022 Filed Nov 23, 2022 02:42 UTC
Melvin Joseph TaylorDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001104659-22-121411 · tm2231190-4_4seq1.xml · derivative · entry 2

Melvin Taylor · CIK 0001954440 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2029-11-21

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 21, 2023.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 02:42 UTC
Melvin Joseph TaylorDirector · President and CEO
GrantCommon Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-121411 · tm2231190-4_4seq1.xml · nonDerivative · entry 1

Melvin Taylor · CIK 0001954440 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

F1 · shares: The award is subject to vesting criteria relating to continued employment.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 00:09 UTC
Neeser JordanChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001104659-22-121373 · tm2231190-2_4seq1.xml · derivative · entry 1

Neeser Jordan · CIK 0001954652 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2029-11-21

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 21, 2023.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 19:10 UTC GrantCommon Stock 4,383 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-121869 · tm2231190-10_4seq1.xml · nonDerivative · entry 1

Fannon Francis Richard · CIK 0001932789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,383

F1 · shares: The award is subject to vesting criteria relating to continued board service.

Read SEC document
November 21, 2022 Filed Nov 24, 2022 00:11 UTC GrantCommon Stock 4,383 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-121870 · tm2231190-9_4seq1.xml · nonDerivative · entry 1

Katase Hirofumi · CIK 0001838270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,438

F1 · shares: The award is subject to vesting criteria relating to continued board service.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 23:51 UTC GrantCommon Stock 4,383 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-121864 · tm2231190-8_4seq1.xml · nonDerivative · entry 1

Lewnowski Oskar · CIK 0001892329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,383

F1 · shares: The award is subject to vesting criteria relating to continued board service.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 23:50 UTC GrantCommon Stock 4,383 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-121863 · tm2231190-7_4seq1.xml · nonDerivative · entry 1

de Margerie Victoire · CIK 0001933217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,383

F1 · shares: The award will be settled in 2024 and is subject to vesting criteria relating to continued board service.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 23:32 UTC
Boyd Graham Richard ThomasSenior VP, US Exploration
GrantEmployee Stock Option (right to buy) · Derivative 66,667 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001104659-22-121857 · tm2231260-8_4seq1.xml · derivative · entry 1

Boyd Graham Richard Thomas · CIK 0001932796 · Senior VP, US Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 66,667 shares

Expires 2029-11-21

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 21, 2023.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 23:19 UTC GrantCommon Stock 4,383 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-121855 · tm2231190-6_4seq1.xml · nonDerivative · entry 1

Ball Russell David · CIK 0001299936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,383

F1 · shares: The award is subject to vesting criteria relating to continued board service.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 23:17 UTC
Patil PriyaDirector
GrantCommon Stock 6,355 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-121853 · tm2231190-5_4seq1.xml · nonDerivative · entry 1

Patil Priya · CIK 0001932840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,355

F1 · shares: The award is subject to vesting criteria relating to continued board service.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 22:51 UTC GrantEmployee Stock Option (right to buy) · Derivative 11,520 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001104659-22-121851 · tm2231260-5_4seq1.xml · derivative · entry 2

Kuntz Glen Nickolas · CIK 0001932857 · Senior VP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 11,520

Underlying: Common Stock · 11,520 shares

Expires 2029-11-21

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 21, 2023.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 22:51 UTC GrantEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001104659-22-121851 · tm2231260-5_4seq1.xml · derivative · entry 1

Kuntz Glen Nickolas · CIK 0001932857 · Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2029-11-21

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 21, 2023.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 22:22 UTC
FRIEDLAND ROBERT MDirector · Executive Chairman
GrantEmployee Stock Option (right to buy) · Derivative 583,334 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001104659-22-121833 · tm2231260-6_4seq1.xml · derivative · entry 1

FRIEDLAND ROBERT M · CIK 0000938198 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,334

Underlying: Common Stock · 583,334 shares

Expires 2029-11-21

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 21, 2023.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 22:21 UTC GrantEmployee Stock Option (right to buy) · Derivative 33,334 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001104659-22-121829 · tm2231260-4_4seq1.xml · derivative · entry 1

Gibson Mark Andrew Stuart · CIK 0001934107 · SVP, Geophysics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 33,334 shares

Expires 2029-11-21

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 21, 2023.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 22:19 UTC
Barone Catherine AnneSenior Vice President, Finance
GrantEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001104659-22-121826 · tm2231260-2_4seq1.xml · derivative · entry 1

Barone Catherine Anne · CIK 0001932780 · Senior Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2029-11-21

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 21, 2023.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 21:22 UTC
Finlayson Eric JohnChief of Global Exploration
GrantEmployee Stock Option (right to buy) · Derivative 83,334 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001104659-22-121766 · tm2231260-1_4seq1.xml · derivative · entry 1

Finlayson Eric John · CIK 0001932850 · Chief of Global Exploration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,334

Underlying: Common Stock · 83,334 shares

Expires 2029-11-21

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 21, 2023.

Read SEC document
November 21, 2022 Filed Nov 25, 2022 21:54 UTC
Young Evan James MacMillanVP, Corporate Development
GrantEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001654954-22-015746 · section16.xml · derivative · entry 1

Young Evan James MacMillan · CIK 0001932833 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-11-21

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 21, 2023.

Read SEC document
November 21, 2022 Filed Dec 23, 2022 21:05 UTC Amendment GrantCommon Stock 4,383 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-129884 · tm2232256-7_4aseq1.xml · nonDerivative · entry 1

Lewnowski Oskar · CIK 0001892329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,383

F1 · shares: The award is subject to vesting criteria relating to continued board service.

F2 · balance_after: On November 23, 2022, the reporting person filed a Form 4 which did not report that, in light of the reporting person's affiliation with Orion Mine Finance Fund III LP ("Orion"), and under Orion's organizational documents, all compensation received by the reporting person must be paid over to Orion. Accordingly, while the award was issued and is held in the reporting person's name, Orion may be deemed the indirect beneficial owner of the securities, and the reporting person may be deemed the indirect beneficial owner of the securities through his interest in Orion. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 23:36 UTC ConversionI-Pulse Convertible Notes · Derivative 63,910 $0.00 Strike: $4.69 $0.00
Disclosure

SEC source: 0001654954-22-013594 · section16.xml · derivative · entry 3

Katase Hirofumi · CIK 0001838270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,898 shares

Expires 2023-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the consummation of an initial public offering ("IPO") that resulted in gross proceeds of at least $25 million (a "Qualifying IPO"), which was consummated by the Issuer on June 27, 2022, the I-Pulse Convertible Notes, including any accrued but unpaid interest, became exchangeable, in whole or in part, at the option of the holder, into shares of common stock currently held by I-Pulse at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock is sold in the Qualifying IPO, and (B) $4.6929 per share of common stock (as adjusted for the reverse stock split).

F1 · derivative.exercise_date: Upon the consummation of an initial public offering ("IPO") that resulted in gross proceeds of at least $25 million (a "Qualifying IPO"), which was consummated by the Issuer on June 27, 2022, the I-Pulse Convertible Notes, including any accrued but unpaid interest, became exchangeable, in whole or in part, at the option of the holder, into shares of common stock currently held by I-Pulse at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock is sold in the Qualifying IPO, and (B) $4.6929 per share of common stock (as adjusted for the reverse stock split).

Read SEC document
October 06, 2022 Filed Oct 11, 2022 23:36 UTC ConversionCommon Stock 13,898 $4.69 $65,221.92
Disclosure

SEC source: 0001654954-22-013594 · section16.xml · nonDerivative · entry 1

Katase Hirofumi · CIK 0001838270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Upon the consummation of an initial public offering ("IPO") that resulted in gross proceeds of at least $25 million (a "Qualifying IPO"), which was consummated by the Issuer on June 27, 2022, the I-Pulse Convertible Notes, including any accrued but unpaid interest, became exchangeable, in whole or in part, at the option of the holder, into shares of common stock currently held by I-Pulse at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock is sold in the Qualifying IPO, and (B) $4.6929 per share of common stock (as adjusted for the reverse stock split).

F1 · price: Upon the consummation of an initial public offering ("IPO") that resulted in gross proceeds of at least $25 million (a "Qualifying IPO"), which was consummated by the Issuer on June 27, 2022, the I-Pulse Convertible Notes, including any accrued but unpaid interest, became exchangeable, in whole or in part, at the option of the holder, into shares of common stock currently held by I-Pulse at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock is sold in the Qualifying IPO, and (B) $4.6929 per share of common stock (as adjusted for the reverse stock split).

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October 06, 2022 Filed Oct 11, 2022 23:03 UTC
I-Pulse Inc.10% owner
ConversionCommon Stock 10,825 $4.69 $50,800.64
Disclosure

SEC source: 0001654954-22-013592 · section16.xml · nonDerivative · entry 6

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,663,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 23:03 UTC
I-Pulse Inc.10% owner
ConversionCommon Stock 13,898 $4.69 $65,221.92
Disclosure

SEC source: 0001654954-22-013592 · section16.xml · nonDerivative · entry 5

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,674,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 23:03 UTC
I-Pulse Inc.10% owner
ConversionCommon Stock 1,806 $4.69 $8,475.38
Disclosure

SEC source: 0001654954-22-013592 · section16.xml · nonDerivative · entry 4

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,688,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 23:03 UTC
I-Pulse Inc.10% owner
ConversionCommon Stock 5,423 $4.69 $25,449.60
Disclosure

SEC source: 0001654954-22-013592 · section16.xml · nonDerivative · entry 3

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,690,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 23:03 UTC
I-Pulse Inc.10% owner
ConversionCommon Stock 54,356 $4.69 $255,087.27
Disclosure

SEC source: 0001654954-22-013592 · section16.xml · nonDerivative · entry 2

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,695,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 23:03 UTC
I-Pulse Inc.10% owner
ConversionCommon Stock 5,417 $4.69 $25,421.44
Disclosure

SEC source: 0001654954-22-013592 · section16.xml · nonDerivative · entry 1

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
September 20, 2022 Filed Sep 20, 2022 21:28 UTC
I-Pulse Inc.10% owner
SaleCommon Stock 416,666 $8.00 $3,333,328.00
Disclosure

SEC source: 0001654954-22-012739 · section16.xml · nonDerivative · entry 1

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,755,495

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:52 UTC
FRIEDLAND ROBERT MDirector · Chief Executive Officer
PurchaseCommon Stock 416,666 $8.00 $3,333,328.00
Disclosure

SEC source: 0001104659-22-101227 · tm2226160-2_4seq1.xml · nonDerivative · entry 1

FRIEDLAND ROBERT M · CIK 0000938198 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,962,557

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:49 UTC
I-Pulse Inc.10% owner
SaleCommon Stock 125,000 $8.00 $1,000,000.00
Disclosure

SEC source: 0001104659-22-101226 · tm2226160-1_4seq1.xml · nonDerivative · entry 7

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,172,161

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:49 UTC
I-Pulse Inc.10% owner
SaleCommon Stock 14,583 $8.00 $116,664.00
Disclosure

SEC source: 0001104659-22-101226 · tm2226160-1_4seq1.xml · nonDerivative · entry 6

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,297,161

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:49 UTC
I-Pulse Inc.10% owner
SaleCommon Stock 107,083 $8.00 $856,664.00
Disclosure

SEC source: 0001104659-22-101226 · tm2226160-1_4seq1.xml · nonDerivative · entry 5

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,311,744

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:49 UTC
I-Pulse Inc.10% owner
SaleCommon Stock 60,417 $8.00 $483,336.00
Disclosure

SEC source: 0001104659-22-101226 · tm2226160-1_4seq1.xml · nonDerivative · entry 4

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,418,827

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:49 UTC
I-Pulse Inc.10% owner
SaleCommon Stock 95,000 $8.00 $760,000.00
Disclosure

SEC source: 0001104659-22-101226 · tm2226160-1_4seq1.xml · nonDerivative · entry 3

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,479,244

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:49 UTC
I-Pulse Inc.10% owner
SaleCommon Stock 14,583 $8.00 $116,664.00
Disclosure

SEC source: 0001104659-22-101226 · tm2226160-1_4seq1.xml · nonDerivative · entry 2

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,574,244

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:49 UTC
I-Pulse Inc.10% owner
SaleCommon Stock 416,666 $8.00 $3,333,328.00
Disclosure

SEC source: 0001104659-22-101226 · tm2226160-1_4seq1.xml · nonDerivative · entry 1

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,588,827

Read SEC document
August 19, 2022 Filed Aug 25, 2022 16:18 UTC
I-Pulse Inc.10% owner
ConversionCommon Stock 680,723 $4.69 $3,194,564.97
Disclosure

SEC source: 0001104659-22-094352 · tm2224538-1_4seq1.xml · nonDerivative · entry 3

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,005,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
August 18, 2022 Filed Aug 25, 2022 00:19 UTC ConversionShare Exchange Option · Derivative Not disclosed $0.00 Strike: $10.58 $10,000,000.00
Disclosure

SEC source: 0001140361-22-030788 · form4.xml · derivative · entry 4

Lewnowski Oskar · CIK 0001892329 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Orion Mine Finance Fund III LP

Disclosed balance after: 0

Underlying: Common Stock · 945,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The conversion price is equal to 90% of the IPO price of the common stock of the Company, since a Qualifying IPO occurred on or before September 30, 2022.

F3 · derivative.exercise_date: On March 30, 2022, Orion Mine Finance Fund III LP ("Orion") entered into a share exchange option agreement with I-Pulse, Inc. ("I-Pulse"). Following any Qualifying IPO, but prior to the 30th day after a shelf registration statement has become effective under the Securities Act of 1933, Orion is entitled to deliver to I-Pulse up to $10 million of shares of common stock of High Power Exploration Inc., a subsidiary of I-Pulse, and receive in exchange shares of common stock of Ivanhoe Electric Inc. (the "Company") currently held by I-Pulse.

F3 · derivative.expiration_date: On March 30, 2022, Orion Mine Finance Fund III LP ("Orion") entered into a share exchange option agreement with I-Pulse, Inc. ("I-Pulse"). Following any Qualifying IPO, but prior to the 30th day after a shelf registration statement has become effective under the Securities Act of 1933, Orion is entitled to deliver to I-Pulse up to $10 million of shares of common stock of High Power Exploration Inc., a subsidiary of I-Pulse, and receive in exchange shares of common stock of Ivanhoe Electric Inc. (the "Company") currently held by I-Pulse.

F1 · derivative.underlying_shares: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.