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I-Pulse Inc.

Disclosed activity across 1 company

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121289
SEC CIK
0001502126

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ivanhoe Electric Inc.IE · Entity 98410% ownerDecember 24, 2022December 28, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ivanhoe Electric Inc.

Report date December 24, 2022 · Filed December 28, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,257,515 Reported balance After 2022-12-24 transaction · row 1
1 source row

Row 1 · 2022-12-24 · Conversion · Disposed 5,445 · Balance 9,257,515

F1: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Filing footnotes · ownership attribution and instrument terms

F1: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 24, 2022 Filed Dec 28, 2022 22:20 UTC Ivanhoe Electric Inc. IE · Entity 984 ConversionCommon Stock 5,445 $4.69 $25,552.84
Disclosure

SEC source: 0001654954-22-017017 · section16.xml · nonDerivative · entry 1

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,257,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:21 UTC Ivanhoe Electric Inc. IE · Entity 984 ConversionCommon Stock 14,879 $4.69 $69,825.66
Disclosure

SEC source: 0001654954-22-015992 · section16.xml · nonDerivative · entry 8

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,262,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:21 UTC Ivanhoe Electric Inc. IE · Entity 984 ConversionCommon Stock 14,692 $4.69 $68,948.09
Disclosure

SEC source: 0001654954-22-015992 · section16.xml · nonDerivative · entry 7

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,277,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:21 UTC Ivanhoe Electric Inc. IE · Entity 984 ConversionCommon Stock 36,262 $4.69 $170,173.94
Disclosure

SEC source: 0001654954-22-015992 · section16.xml · nonDerivative · entry 6

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,292,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:21 UTC Ivanhoe Electric Inc. IE · Entity 984 ConversionCommon Stock 15,950 $4.69 $74,851.76
Disclosure

SEC source: 0001654954-22-015992 · section16.xml · nonDerivative · entry 5

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,328,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:21 UTC Ivanhoe Electric Inc. IE · Entity 984 ConversionCommon Stock 13,576 $4.69 $63,710.81
Disclosure

SEC source: 0001654954-22-015992 · section16.xml · nonDerivative · entry 4

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,344,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:21 UTC Ivanhoe Electric Inc. IE · Entity 984 ConversionCommon Stock 10,850 $4.69 $50,917.97
Disclosure

SEC source: 0001654954-22-015992 · section16.xml · nonDerivative · entry 3

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,358,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:21 UTC Ivanhoe Electric Inc. IE · Entity 984 ConversionCommon Stock 272,588 $4.69 $1,279,228.23
Disclosure

SEC source: 0001654954-22-015992 · section16.xml · nonDerivative · entry 2

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,369,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:21 UTC Ivanhoe Electric Inc. IE · Entity 984 ConversionCommon Stock 22,013 $4.69 $103,304.81
Disclosure

SEC source: 0001654954-22-015992 · section16.xml · nonDerivative · entry 1

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,641,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 23:03 UTC Ivanhoe Electric Inc. IE · Entity 984 ConversionCommon Stock 10,825 $4.69 $50,800.64
Disclosure

SEC source: 0001654954-22-013592 · section16.xml · nonDerivative · entry 6

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,663,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 23:03 UTC Ivanhoe Electric Inc. IE · Entity 984 ConversionCommon Stock 13,898 $4.69 $65,221.92
Disclosure

SEC source: 0001654954-22-013592 · section16.xml · nonDerivative · entry 5

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,674,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 23:03 UTC Ivanhoe Electric Inc. IE · Entity 984 ConversionCommon Stock 1,806 $4.69 $8,475.38
Disclosure

SEC source: 0001654954-22-013592 · section16.xml · nonDerivative · entry 4

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,688,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 23:03 UTC Ivanhoe Electric Inc. IE · Entity 984 ConversionCommon Stock 5,423 $4.69 $25,449.60
Disclosure

SEC source: 0001654954-22-013592 · section16.xml · nonDerivative · entry 3

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,690,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 23:03 UTC Ivanhoe Electric Inc. IE · Entity 984 ConversionCommon Stock 54,356 $4.69 $255,087.27
Disclosure

SEC source: 0001654954-22-013592 · section16.xml · nonDerivative · entry 2

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,695,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 23:03 UTC Ivanhoe Electric Inc. IE · Entity 984 ConversionCommon Stock 5,417 $4.69 $25,421.44
Disclosure

SEC source: 0001654954-22-013592 · section16.xml · nonDerivative · entry 1

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
September 20, 2022 Filed Sep 20, 2022 21:28 UTC Ivanhoe Electric Inc. IE · Entity 984 SaleCommon Stock 416,666 $8.00 $3,333,328.00
Disclosure

SEC source: 0001654954-22-012739 · section16.xml · nonDerivative · entry 1

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,755,495

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:49 UTC Ivanhoe Electric Inc. IE · Entity 984 SaleCommon Stock 125,000 $8.00 $1,000,000.00
Disclosure

SEC source: 0001104659-22-101226 · tm2226160-1_4seq1.xml · nonDerivative · entry 7

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,172,161

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:49 UTC Ivanhoe Electric Inc. IE · Entity 984 SaleCommon Stock 14,583 $8.00 $116,664.00
Disclosure

SEC source: 0001104659-22-101226 · tm2226160-1_4seq1.xml · nonDerivative · entry 6

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,297,161

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:49 UTC Ivanhoe Electric Inc. IE · Entity 984 SaleCommon Stock 107,083 $8.00 $856,664.00
Disclosure

SEC source: 0001104659-22-101226 · tm2226160-1_4seq1.xml · nonDerivative · entry 5

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,311,744

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:49 UTC Ivanhoe Electric Inc. IE · Entity 984 SaleCommon Stock 60,417 $8.00 $483,336.00
Disclosure

SEC source: 0001104659-22-101226 · tm2226160-1_4seq1.xml · nonDerivative · entry 4

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,418,827

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:49 UTC Ivanhoe Electric Inc. IE · Entity 984 SaleCommon Stock 95,000 $8.00 $760,000.00
Disclosure

SEC source: 0001104659-22-101226 · tm2226160-1_4seq1.xml · nonDerivative · entry 3

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,479,244

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:49 UTC Ivanhoe Electric Inc. IE · Entity 984 SaleCommon Stock 14,583 $8.00 $116,664.00
Disclosure

SEC source: 0001104659-22-101226 · tm2226160-1_4seq1.xml · nonDerivative · entry 2

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,574,244

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:49 UTC Ivanhoe Electric Inc. IE · Entity 984 SaleCommon Stock 416,666 $8.00 $3,333,328.00
Disclosure

SEC source: 0001104659-22-101226 · tm2226160-1_4seq1.xml · nonDerivative · entry 1

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,588,827

Read SEC document
August 19, 2022 Filed Aug 25, 2022 16:18 UTC Ivanhoe Electric Inc. IE · Entity 984 ConversionCommon Stock 680,723 $4.69 $3,194,564.97
Disclosure

SEC source: 0001104659-22-094352 · tm2224538-1_4seq1.xml · nonDerivative · entry 3

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,005,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

Read SEC document
August 18, 2022 Filed Aug 25, 2022 16:18 UTC Ivanhoe Electric Inc. IE · Entity 984 ConversionCommon Stock 945,626 $10.58 $9,999,994.95
Disclosure

SEC source: 0001104659-22-094352 · tm2224538-1_4seq1.xml · nonDerivative · entry 2

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,686,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On March 30, 2022, Orion Mine Finance Fund III LP ("Orion") entered into a share exchange option agreement with the reporting person. Following any qualifying IPO, but prior to the 30th day after a shelf registration statement became effective under the Securities Act of 1933, Orion was entitled to deliver to the reporting person up to $10 million of shares of common stock of High Power Exploration Inc., a subsidiary of the reporting person, and receive in exchange shares of common stock of the Company currently held by the reporting person. Orion exercised its rights under this share exchange option agreement, with the number of shares of common stock of the Company so conveyed to Orion determined by a price per share equal to 90% of the gross price per share at which common stock of the Company was sold in the qualifying IPO.

Read SEC document
August 18, 2022 Filed Aug 25, 2022 16:18 UTC Ivanhoe Electric Inc. IE · Entity 984 ConversionCommon Stock 868,259 $4.69 $4,074,652.66
Disclosure

SEC source: 0001104659-22-094352 · tm2224538-1_4seq1.xml · nonDerivative · entry 1

I-Pulse Inc. · CIK 0001502126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,631,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Between August 3, 2021 and November 17, 2021, the reporting person issued convertible notes in the aggregate principal amount of $19,999,680 (the "I-Pulse Convertible Notes"). In accordance with their terms, certain of the holders of the I-Pulse Convertible Notes elected to exchange the I-Pulse Convertible Notes, including any accrued but unpaid interest, into shares of common stock of Ivanhoe Electric Inc. (the "Company") held by the reporting person at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock was sold in the qualifying IPO of the Company, and (B) $1.5643 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.