Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ivanhoe Electric Inc.IE · Entity 984 | Director | November 21, 2022 | December 23, 2022 |
| Rigel Resource Acquisition Corp.RRAC · Entity 72194 | Director · 10% owner | November 04, 2021 | November 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ivanhoe Electric Inc.
Report date November 21, 2022 · Filed December 23, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,383 |
Reported balance
After 2022-11-21 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2022-11-21 · Grant · Acquired 4,383 · Balance 4,383 F1: The award is subject to vesting criteria relating to continued board service. F2: On November 23, 2022, the reporting person filed a Form 4 which did not report that, in light of the reporting person's affiliation with Orion Mine Finance Fund III LP ("Orion"), and under Orion's organizational documents, all compensation received by the reporting person must be paid over to Orion. Accordingly, while the award was issued and is held in the reporting person's name, Orion may be deemed the indirect beneficial owner of the securities, and the reporting person may be deemed the indirect beneficial owner of the securities through his interest in Orion. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The award is subject to vesting criteria relating to continued board service.
F2: On November 23, 2022, the reporting person filed a Form 4 which did not report that, in light of the reporting person's affiliation with Orion Mine Finance Fund III LP ("Orion"), and under Orion's organizational documents, all compensation received by the reporting person must be paid over to Orion. Accordingly, while the award was issued and is held in the reporting person's name, Orion may be deemed the indirect beneficial owner of the securities, and the reporting person may be deemed the indirect beneficial owner of the securities through his interest in Orion. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
Rigel Resource Acquisition Corp.
Report date November 04, 2021 · Filed November 04, 2021
Jointly reported with Rigel Resource Acquisition Holding LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | IndirectBy Rigel Resource Acquisition Holding LLC | Not disclosed |
Reported balance
Holding disclosure · report date 2021-11-04 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333- 260356) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share sub-divisions, share dividends, rights issuances, consolidations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: Includes up to 937,500 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement. F3: The sole member of Rigel Resource Acquisition Holding LLC (the "Sponsor") is Orion Mine Finance Fund III, LP, a limited partnership whose general partner is Orion Mine Finance GP III LP. Orion Mine Finance GP III LP is a limited partnership whose general partner is a limited liability company of which Oskar Lewnowski is indirectly the sole voting member. Mr. Lewnowski, by virtue of his indirect voting control of Orion Mine Finance Fund III LP, has investment and voting control over the securities held by the Sponsor, and therefore may be deemed to have beneficial ownership of such securities. Mr. Lewnowski disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333- 260356) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share sub-divisions, share dividends, rights issuances, consolidations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2: Includes up to 937,500 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.
F3: The sole member of Rigel Resource Acquisition Holding LLC (the "Sponsor") is Orion Mine Finance Fund III, LP, a limited partnership whose general partner is Orion Mine Finance GP III LP. Orion Mine Finance GP III LP is a limited partnership whose general partner is a limited liability company of which Oskar Lewnowski is indirectly the sole voting member. Mr. Lewnowski, by virtue of his indirect voting control of Orion Mine Finance Fund III LP, has investment and voting control over the securities held by the Sponsor, and therefore may be deemed to have beneficial ownership of such securities. Mr. Lewnowski disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2022 Filed Nov 23, 2022 23:51 UTC | Ivanhoe Electric Inc. IE · Entity 984 | GrantCommon Stock | 4,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-121864 · tm2231190-8_4seq1.xml · nonDerivative · entry 1 Lewnowski Oskar · CIK 0001892329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,383 F1 · shares: The award is subject to vesting criteria relating to continued board service. Read SEC document |
| November 21, 2022 Filed Dec 23, 2022 21:05 UTC Amendment | Ivanhoe Electric Inc. IE · Entity 984 | GrantCommon Stock | 4,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-129884 · tm2232256-7_4aseq1.xml · nonDerivative · entry 1 Lewnowski Oskar · CIK 0001892329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,383 F1 · shares: The award is subject to vesting criteria relating to continued board service. F2 · balance_after: On November 23, 2022, the reporting person filed a Form 4 which did not report that, in light of the reporting person's affiliation with Orion Mine Finance Fund III LP ("Orion"), and under Orion's organizational documents, all compensation received by the reporting person must be paid over to Orion. Accordingly, while the award was issued and is held in the reporting person's name, Orion may be deemed the indirect beneficial owner of the securities, and the reporting person may be deemed the indirect beneficial owner of the securities through his interest in Orion. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 18, 2022 Filed Aug 25, 2022 00:19 UTC | Ivanhoe Electric Inc. IE · Entity 984 | ConversionShare Exchange Option · Derivative | Not disclosed | $0.00 Strike: $10.58 | $10,000,000.00 |
DisclosureSEC source: 0001140361-22-030788 · form4.xml · derivative · entry 4 Lewnowski Oskar · CIK 0001892329 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Orion Mine Finance Fund III LP Disclosed balance after: 0 Underlying: Common Stock · 945,626 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The conversion price is equal to 90% of the IPO price of the common stock of the Company, since a Qualifying IPO occurred on or before September 30, 2022. F3 · derivative.exercise_date: On March 30, 2022, Orion Mine Finance Fund III LP ("Orion") entered into a share exchange option agreement with I-Pulse, Inc. ("I-Pulse"). Following any Qualifying IPO, but prior to the 30th day after a shelf registration statement has become effective under the Securities Act of 1933, Orion is entitled to deliver to I-Pulse up to $10 million of shares of common stock of High Power Exploration Inc., a subsidiary of I-Pulse, and receive in exchange shares of common stock of Ivanhoe Electric Inc. (the "Company") currently held by I-Pulse. F3 · derivative.expiration_date: On March 30, 2022, Orion Mine Finance Fund III LP ("Orion") entered into a share exchange option agreement with I-Pulse, Inc. ("I-Pulse"). Following any Qualifying IPO, but prior to the 30th day after a shelf registration statement has become effective under the Securities Act of 1933, Orion is entitled to deliver to I-Pulse up to $10 million of shares of common stock of High Power Exploration Inc., a subsidiary of I-Pulse, and receive in exchange shares of common stock of Ivanhoe Electric Inc. (the "Company") currently held by I-Pulse. F1 · derivative.underlying_shares: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 18, 2022 Filed Aug 25, 2022 00:19 UTC | Ivanhoe Electric Inc. IE · Entity 984 | ConversionI-Pulse Convertible Notes · Derivative | Not disclosed | $0.00 Strike: $4.69 | $3,999,770.00 |
DisclosureSEC source: 0001140361-22-030788 · form4.xml · derivative · entry 3 Lewnowski Oskar · CIK 0001892329 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Orion Mine Finance Fund III LP Disclosed balance after: 0 Underlying: Common Stock · 868,259 shares Expires 2023-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon the consummation of an initial public offering ("IPO") that resulted in gross proceeds of at least $25 million (a "Qualifying IPO"), which was consummated by the Issuer on June 27, 2022, the I-Pulse Convertible Notes, including any accrued but unpaid interest, became exchangeable, in whole or in part, at the option of the holder, into shares of common stock currently held by I-Pulse at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock is sold in the Qualifying IPO, and (B) $4.6929 per share of common stock (as adjusted for the reverse stock split). F2 · derivative.exercise_date: Upon the consummation of an initial public offering ("IPO") that resulted in gross proceeds of at least $25 million (a "Qualifying IPO"), which was consummated by the Issuer on June 27, 2022, the I-Pulse Convertible Notes, including any accrued but unpaid interest, became exchangeable, in whole or in part, at the option of the holder, into shares of common stock currently held by I-Pulse at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock is sold in the Qualifying IPO, and (B) $4.6929 per share of common stock (as adjusted for the reverse stock split). F1 · derivative.underlying_shares: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 18, 2022 Filed Aug 25, 2022 00:19 UTC | Ivanhoe Electric Inc. IE · Entity 984 | ConversionCommon Stock | 945,626 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-030788 · form4.xml · nonDerivative · entry 2 Lewnowski Oskar · CIK 0001892329 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Orion Mine Finance Fund III LP Disclosed balance after: 7,426,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F3 · price: On March 30, 2022, Orion Mine Finance Fund III LP ("Orion") entered into a share exchange option agreement with I-Pulse, Inc. ("I-Pulse"). Following any Qualifying IPO, but prior to the 30th day after a shelf registration statement has become effective under the Securities Act of 1933, Orion is entitled to deliver to I-Pulse up to $10 million of shares of common stock of High Power Exploration Inc., a subsidiary of I-Pulse, and receive in exchange shares of common stock of Ivanhoe Electric Inc. (the "Company") currently held by I-Pulse. F4 · price: The conversion price is equal to 90% of the IPO price of the common stock of the Company, since a Qualifying IPO occurred on or before September 30, 2022. Read SEC document |
| August 18, 2022 Filed Aug 25, 2022 00:19 UTC | Ivanhoe Electric Inc. IE · Entity 984 | ConversionCommon Stock | 868,259 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-030788 · form4.xml · nonDerivative · entry 1 Lewnowski Oskar · CIK 0001892329 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Orion Mine Finance Fund III LP Disclosed balance after: 6,481,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · price: Upon the consummation of an initial public offering ("IPO") that resulted in gross proceeds of at least $25 million (a "Qualifying IPO"), which was consummated by the Issuer on June 27, 2022, the I-Pulse Convertible Notes, including any accrued but unpaid interest, became exchangeable, in whole or in part, at the option of the holder, into shares of common stock currently held by I-Pulse at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock is sold in the Qualifying IPO, and (B) $4.6929 per share of common stock (as adjusted for the reverse stock split). Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 20:13 UTC | Ivanhoe Electric Inc. IE · Entity 984 | ConversionSeries 2 Convertible Notes · Derivative | Not disclosed | $0.00 Strike: $10.58 | $6,246,865.78 |
DisclosureSEC source: 0001104659-22-076834 · tm2219451-21_4seq1.xml · derivative · entry 4 Lewnowski Oskar · CIK 0001892329 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Orion Mine Finance Fund III LP Disclosed balance after: 0 Underlying: Common Stock · 590,441 shares Expires 2023-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 20:13 UTC | Ivanhoe Electric Inc. IE · Entity 984 | ConversionSeries 1 Convertible Notes · Derivative | Not disclosed | $0.00 Strike: $9.39 | $10,181,079.33 |
DisclosureSEC source: 0001104659-22-076834 · tm2219451-21_4seq1.xml · derivative · entry 3 Lewnowski Oskar · CIK 0001892329 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Orion Mine Finance Fund III LP Disclosed balance after: 0 Underlying: Common Stock · 1,084,247 shares Expires 2023-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 20:13 UTC | Ivanhoe Electric Inc. IE · Entity 984 | ConversionCommon Stock | 590,441 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-076834 · tm2219451-21_4seq1.xml · nonDerivative · entry 2 Lewnowski Oskar · CIK 0001892329 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Orion Mine Finance Fund III LP Disclosed balance after: 5,613,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F3 · price: Upon the consummation of a Qualifying IPO, the Series 2 Convertible Notes, including any accrued but unpaid interest thereon, automatically converted into shares of common stock at a price per share equal to 90% of the gross price per share at which common stock was sold in the offering. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 20:13 UTC | Ivanhoe Electric Inc. IE · Entity 984 | ConversionCommon Stock | 1,084,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-076834 · tm2219451-21_4seq1.xml · nonDerivative · entry 1 Lewnowski Oskar · CIK 0001892329 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Orion Mine Finance Fund III LP Disclosed balance after: 5,022,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · price: Upon the consummation of an initial public offering that resulted in gross proceeds of at least $25 million (a "Qualifying IPO"), the Series 1 Convertible Notes, including any accrued but unpaid interest thereon, automatically converted into shares of common stock at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock is sold in the Qualifying IPO, and (B) $9.39 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.