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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2012 Filed May 9, 2012 20:20 UTC
Bramante James PSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 2,220 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028749 · rrd344627.xml · derivative · entry 3

Bramante James P · CIK 0001538978 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2012 Filed May 9, 2012 20:20 UTC
Bramante James PSenior Vice President
Tax withholdingCommon Stock 854 $201.38 $171,978.52
Disclosure

SEC source: 0001181431-12-028749 · rrd344627.xml · nonDerivative · entry 2

Bramante James P · CIK 0001538978 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,691.1794

Read SEC document
May 08, 2012 Filed May 9, 2012 20:20 UTC
Bramante James PSenior Vice President
Exercise / conversionCommon Stock 2,220 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028749 · rrd344627.xml · nonDerivative · entry 1

Bramante James P · CIK 0001538978 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,545.1794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2012 Filed May 9, 2012 20:21 UTC
Arnold Colleen F.Senior Vice President
GrantPhantom Stock Unit · Derivative 20 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028751 · rrd344628.xml · derivative · entry 8

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,719

Underlying: Common Stock · 20 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F5 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F6 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F6 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 08, 2012 Filed May 9, 2012 20:21 UTC
Arnold Colleen F.Senior Vice President
Exercise / conversionRst. Stock Unit · Derivative 2,103 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028751 · rrd344628.xml · derivative · entry 7

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2012 Filed May 9, 2012 20:21 UTC
Arnold Colleen F.Senior Vice President
Tax withholdingCommon Stock 954 $201.38 $192,116.52
Disclosure

SEC source: 0001181431-12-028751 · rrd344628.xml · nonDerivative · entry 3

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,932.4823

Read SEC document
May 08, 2012 Filed May 9, 2012 20:21 UTC
Arnold Colleen F.Senior Vice President
Exercise / conversionCommon Stock 2,103 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028751 · rrd344628.xml · nonDerivative · entry 2

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,886.4823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2012 Filed May 9, 2012 20:22 UTC
Adkins Rodney CSenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028752 · rrd344577.xml · derivative · entry 1

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,745

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 08, 2012 Filed May 9, 2012 20:31 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028757 · rrd344631.xml · derivative · entry 6

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 0

Underlying: Common Stock · 468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These units are payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F6 · kind: Release of restricted stock units.

F5 · derivative.exercise_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F5 · derivative.expiration_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2012 Filed May 9, 2012 20:31 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 2 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028757 · rrd344631.xml · derivative · entry 5

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 429

Underlying: Common Stock · 2 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2012 Filed May 9, 2012 20:31 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028757 · rrd344631.xml · derivative · entry 4

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,131

Underlying: Common Stock · 9 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 08, 2012 Filed May 9, 2012 20:31 UTC
Shaughnessy Timothy SSenior Vice President
Tax withholdingCommon Stock 167 $201.38 $33,630.46
Disclosure

SEC source: 0001181431-12-028757 · rrd344631.xml · nonDerivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 2,521.734

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2012 Filed May 9, 2012 20:31 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionCommon Stock 468 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028757 · rrd344631.xml · nonDerivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 2,688.734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 03, 2012 Filed May 9, 2012 20:21 UTC
Arnold Colleen F.Senior Vice President
GiftCommon Stock 967 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028751 · rrd344628.xml · nonDerivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,783.4823

Read SEC document
May 02, 2012 Filed May 4, 2012 00:28 UTC
Arnold Colleen F.Senior Vice President
OtherPhantom Stock Unit · Derivative 1,202 $208.06 Strike: $0.00 $250,088.12
Disclosure

SEC source: 0001181431-12-027650 · rrd343872.xml · derivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,699

Underlying: Common Stock · 1,202 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Intra-plan transfer under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 02, 2012 Filed May 4, 2012 15:06 UTC
MACDONALD J RANDALLSenior Vice President
OtherPhantom Stock Unit · Derivative 24,036 $208.06 Strike: $0.00 $5,000,930.16
Disclosure

SEC source: 0001181431-12-027702 · rrd343871.xml · derivative · entry 1

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,437

Underlying: Common Stock · 24,036 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Intra-plan transfer under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 02, 2012 Filed May 9, 2012 20:15 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 968 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028739 · rrd344574.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,676.4098

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 100 $208.82 $20,882.00
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 19

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,625.821

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 100 $208.80 $20,880.00
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 18

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,725.821

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 400 $208.79 $83,516.00
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 17

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,825.821

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 200 $208.78 $41,756.00
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 16

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,225.821

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 629 $208.77 $131,316.33
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 15

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,425.821

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 75 $208.77 $15,657.38
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 14

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,054.821

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 600 $208.76 $125,256.00
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 13

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,129.821

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 825 $208.75 $172,218.75
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 12

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,729.821

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 900 $208.74 $187,866.00
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 11

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,554.821

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 1,200 $208.73 $250,476.00
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 10

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,454.821

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 900 $208.72 $187,848.00
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 9

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,654.821

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 1,000 $208.71 $208,710.00
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 8

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,554.821

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 503 $208.70 $104,976.10
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 7

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,554.821

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 600 $208.68 $125,208.06
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 6

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,057.821

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 636 $208.68 $132,720.48
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 5

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,657.821

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 200 $208.67 $41,734.00
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 4

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,293.821

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 200 $208.67 $41,733.92
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 3

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,493.821

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 1,500 $208.66 $312,990.00
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,693.821

Read SEC document
May 01, 2012 Filed May 2, 2012 14:56 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 1,810 $208.65 $377,656.50
Disclosure

SEC source: 0001181431-12-026892 · rrd343735.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,193.821

Read SEC document
May 01, 2012 Filed May 9, 2012 20:11 UTC
PALMISANO SAMUEL JDirector · Chairman of the Board
GiftCommon Stock 495 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028731 · rrd344570.xml · nonDerivative · entry 2

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,660.1854

Read SEC document
May 01, 2012 Filed May 9, 2012 20:11 UTC
PALMISANO SAMUEL JDirector · Chairman of the Board
GiftCommon Stock 495 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028731 · rrd344570.xml · nonDerivative · entry 1

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,155.1854

Read SEC document
April 30, 2012 Filed May 1, 2012 14:12 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 10 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-026572 · rrd343541.xml · derivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,830

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
April 30, 2012 Filed May 1, 2012 14:12 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 5 $207.08 Strike: $0.00 $1,035.40
Disclosure

SEC source: 0001181431-12-026572 · rrd343541.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,820

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
April 30, 2012 Filed May 1, 2012 14:13 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-026573 · rrd343542.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,983

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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April 30, 2012 Filed May 1, 2012 14:13 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 7 $207.08 Strike: $0.00 $1,449.56
Disclosure

SEC source: 0001181431-12-026573 · rrd343542.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,980

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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April 25, 2012 Filed Apr 26, 2012 16:02 UTC
Rhodin Michael D.Senior Vice President
OtherPhantom Stock Unit · Derivative 1,410 $203.57 Strike: $0.00 $287,033.70
Disclosure

SEC source: 0001181431-12-025690 · rrd343107.xml · derivative · entry 9

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,282

Underlying: Common Stock · 1,410 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F4 · kind: Intra-plan transfer under the IBM Excess 401(k) Plus Plan.

F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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April 25, 2012 Filed Apr 26, 2012 16:02 UTC
Rhodin Michael D.Senior Vice President
OtherCommon Stock 186.668 $203.57 $38,000.00
Disclosure

SEC source: 0001181431-12-025690 · rrd343107.xml · nonDerivative · entry 4

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,656.6614

F1 · kind: Intra-plan transfer into the IBM Stock Fund of the IBM 401(k) Plus Plan.

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April 25, 2012 Filed Apr 26, 2012 16:02 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 100 $202.97 $20,297.00
Disclosure

SEC source: 0001181431-12-025690 · rrd343107.xml · nonDerivative · entry 3

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,469.9934

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April 25, 2012 Filed Apr 26, 2012 16:02 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 400 $202.96 $81,184.00
Disclosure

SEC source: 0001181431-12-025690 · rrd343107.xml · nonDerivative · entry 2

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,569.9934

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April 25, 2012 Filed Apr 26, 2012 16:02 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 1,000 $202.95 $202,950.00
Disclosure

SEC source: 0001181431-12-025690 · rrd343107.xml · nonDerivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,969.9934

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April 25, 2012 Filed May 9, 2012 20:08 UTC
Rometty Virginia MDirector · President and CEO
GiftCommon Stock 52 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028729 · rrd344569.xml · nonDerivative · entry 3

Rometty Virginia M · CIK 0001333712 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · trust 1

Disclosed balance after: 0

F2 · balance_after: Prior reports understated the amount of securities beneficially owned by 52 shares.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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April 25, 2012 Filed May 9, 2012 20:08 UTC
Rometty Virginia MDirector · President and CEO
GiftCommon Stock 73 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028729 · rrd344569.xml · nonDerivative · entry 2

Rometty Virginia M · CIK 0001333712 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 84,728.6661

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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April 25, 2012 Filed May 9, 2012 20:08 UTC
Rometty Virginia MDirector · President and CEO
GiftCommon Stock 125 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-028729 · rrd344569.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 84,801.6661

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.