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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2012 Filed Oct 1, 2012 18:48 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 5 $207.45 Strike: $0.00 $1,037.25
Disclosure

SEC source: 0001181431-12-052457 · rrd357130.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,073

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 28, 2012 Filed Oct 1, 2012 18:50 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-052460 · rrd357131.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,107

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 28, 2012 Filed Oct 1, 2012 18:50 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 7 $207.45 Strike: $0.00 $1,452.15
Disclosure

SEC source: 0001181431-12-052460 · rrd357131.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,104

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 14, 2012 Filed Sep 17, 2012 14:11 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 10 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-050681 · rrd356285.xml · derivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,068

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 14, 2012 Filed Sep 17, 2012 14:11 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 5 $206.81 Strike: $0.00 $1,034.05
Disclosure

SEC source: 0001181431-12-050681 · rrd356285.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,058

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 14, 2012 Filed Sep 17, 2012 14:12 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-050682 · rrd356286.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,098

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 14, 2012 Filed Sep 17, 2012 14:12 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 7 $206.81 Strike: $0.00 $1,447.67
Disclosure

SEC source: 0001181431-12-050682 · rrd356286.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,095

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:09 UTC
van Kralingen Bridget ASenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 14,564 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048720 · rrd355199.xml · derivative · entry 3

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:09 UTC
van Kralingen Bridget ASenior Vice President
Tax withholdingCommon Stock 6,751 $195.01 $1,316,478.76
Disclosure

SEC source: 0001181431-12-048720 · rrd355199.xml · nonDerivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,237.604

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:09 UTC
van Kralingen Bridget ASenior Vice President
Exercise / conversionCommon Stock 14,564 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048720 · rrd355199.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,988.604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:10 UTC
Rhodin Michael D.Senior Vice President
Exercise / conversionRst. Stock Unit · Derivative 14,564 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048721 · rrd355200.xml · derivative · entry 7

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:10 UTC
Rhodin Michael D.Senior Vice President
Tax withholdingCommon Stock 6,710 $195.01 $1,308,483.55
Disclosure

SEC source: 0001181431-12-048721 · rrd355200.xml · nonDerivative · entry 2

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,544.0499

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:10 UTC
Rhodin Michael D.Senior Vice President
Exercise / conversionCommon Stock 14,564 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048721 · rrd355200.xml · nonDerivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,254.0499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:11 UTC
LeBlanc Robert J.Senior Vice President
Exercise / conversionRst. Stock Unit · Derivative 29,127 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048722 · rrd355201.xml · derivative · entry 3

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:11 UTC
LeBlanc Robert J.Senior Vice President
Tax withholdingCommon Stock 13,419 $195.01 $2,616,772.10
Disclosure

SEC source: 0001181431-12-048722 · rrd355201.xml · nonDerivative · entry 2

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,359.6344

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:11 UTC
LeBlanc Robert J.Senior Vice President
Exercise / conversionCommon Stock 29,127 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048722 · rrd355201.xml · nonDerivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,778.6344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:12 UTC
KAVANAUGH JAMES JVP, Controller
Exercise / conversionRst. Stock Unit · Derivative 7,282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048727 · rrd355202.xml · derivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:12 UTC
KAVANAUGH JAMES JVP, Controller
Tax withholdingCommon Stock 3,355 $195.01 $654,241.78
Disclosure

SEC source: 0001181431-12-048727 · rrd355202.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,279.7995

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:12 UTC
KAVANAUGH JAMES JVP, Controller
Exercise / conversionCommon Stock 7,282 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048727 · rrd355202.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,634.7995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:13 UTC
Di Leo Allen Bruno VSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 24,272 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048731 · rrd355203.xml · derivative · entry 3

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:13 UTC
Di Leo Allen Bruno VSenior Vice President
Tax withholdingCommon Stock 12,214 $195.01 $2,381,791.07
Disclosure

SEC source: 0001181431-12-048731 · rrd355203.xml · nonDerivative · entry 2

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,866.32

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:13 UTC
Di Leo Allen Bruno VSenior Vice President
Exercise / conversionCommon Stock 24,272 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048731 · rrd355203.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,080.32

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:14 UTC
Clementi ErichSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 19,418 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048735 · rrd355204.xml · derivative · entry 3

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:14 UTC
Clementi ErichSenior Vice President
Tax withholdingCommon Stock 8,946 $195.01 $1,744,514.73
Disclosure

SEC source: 0001181431-12-048735 · rrd355204.xml · nonDerivative · entry 2

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,568.62

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:14 UTC
Clementi ErichSenior Vice President
Exercise / conversionCommon Stock 19,418 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048735 · rrd355204.xml · nonDerivative · entry 1

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,514.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:15 UTC
Bramante James PSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 4,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048737 · rrd355205.xml · derivative · entry 3

Bramante James P · CIK 0001538978 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:15 UTC
Bramante James PSenior Vice President
Tax withholdingCommon Stock 1,867 $195.01 $364,074.34
Disclosure

SEC source: 0001181431-12-048737 · rrd355205.xml · nonDerivative · entry 2

Bramante James P · CIK 0001538978 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,700.7721

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:15 UTC
Bramante James PSenior Vice President
Exercise / conversionCommon Stock 4,855 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048737 · rrd355205.xml · nonDerivative · entry 1

Bramante James P · CIK 0001538978 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,567.7721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:15 UTC
Arnold Colleen F.Senior Vice President
Exercise / conversionRst. Stock Unit · Derivative 9,709 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048739 · rrd355206.xml · derivative · entry 6

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:15 UTC
Arnold Colleen F.Senior Vice President
Tax withholdingCommon Stock 4,404 $195.01 $858,802.02
Disclosure

SEC source: 0001181431-12-048739 · rrd355206.xml · nonDerivative · entry 2

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,095.3125

Read SEC document
September 04, 2012 Filed Sep 5, 2012 20:15 UTC
Arnold Colleen F.Senior Vice President
Exercise / conversionCommon Stock 9,709 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048739 · rrd355206.xml · nonDerivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,499.3125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2012 Filed Sep 4, 2012 19:54 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048407 · rrd355038.xml · derivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,056

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 31, 2012 Filed Sep 4, 2012 19:54 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 5 $194.85 Strike: $0.00 $974.25
Disclosure

SEC source: 0001181431-12-048407 · rrd355038.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,045

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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August 31, 2012 Filed Sep 4, 2012 19:54 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 19,418 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048408 · rrd355039.xml · derivative · entry 4

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
August 31, 2012 Filed Sep 4, 2012 19:54 UTC
Shaughnessy Timothy SSenior Vice President
Tax withholdingCommon Stock 8,834 $194.71 $1,720,068.14
Disclosure

SEC source: 0001181431-12-048408 · rrd355039.xml · nonDerivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,607.978

Read SEC document
August 31, 2012 Filed Sep 4, 2012 19:54 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionCommon Stock 19,418 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048408 · rrd355039.xml · nonDerivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,441.978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2012 Filed Sep 4, 2012 19:55 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-048409 · rrd355040.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,089

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 31, 2012 Filed Sep 4, 2012 19:55 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 8 $194.85 Strike: $0.00 $1,558.80
Disclosure

SEC source: 0001181431-12-048409 · rrd355040.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,086

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 16, 2012 Filed Aug 17, 2012 18:59 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 5,827 $0.00 Strike: $102.80 $0.00
Disclosure

SEC source: 0001181431-12-046326 · rrd353853.xml · derivative · entry 14

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,827 shares

Expires 2017-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in one installment on the date shown above.

Read SEC document
August 16, 2012 Filed Aug 17, 2012 18:59 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 5,533 $0.00 Strike: $82.76 $0.00
Disclosure

SEC source: 0001181431-12-046326 · rrd353853.xml · derivative · entry 13

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,533 shares

Expires 2016-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in one installment on the date shown above.

Read SEC document
August 16, 2012 Filed Aug 17, 2012 18:59 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 2,073 $0.00 Strike: $92.12 $0.00
Disclosure

SEC source: 0001181431-12-046326 · rrd353853.xml · derivative · entry 12

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,073 shares

Expires 2015-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in one installment on the date shown above.

Read SEC document
August 16, 2012 Filed Aug 17, 2012 18:59 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 100 $201.00 $20,100.00
Disclosure

SEC source: 0001181431-12-046326 · rrd353853.xml · nonDerivative · entry 10

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,023.978

Read SEC document
August 16, 2012 Filed Aug 17, 2012 18:59 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 3,051 $200.88 $612,884.88
Disclosure

SEC source: 0001181431-12-046326 · rrd353853.xml · nonDerivative · entry 9

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,123.978

Read SEC document
August 16, 2012 Filed Aug 17, 2012 18:59 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 723 $200.87 $145,229.01
Disclosure

SEC source: 0001181431-12-046326 · rrd353853.xml · nonDerivative · entry 8

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,174.978

Read SEC document
August 16, 2012 Filed Aug 17, 2012 18:59 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 300 $200.86 $60,258.00
Disclosure

SEC source: 0001181431-12-046326 · rrd353853.xml · nonDerivative · entry 7

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,897.978

Read SEC document
August 16, 2012 Filed Aug 17, 2012 18:59 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 1,000 $200.85 $200,850.00
Disclosure

SEC source: 0001181431-12-046326 · rrd353853.xml · nonDerivative · entry 6

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,197.978

Read SEC document
August 16, 2012 Filed Aug 17, 2012 18:59 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 5,500 $200.84 $1,104,620.00
Disclosure

SEC source: 0001181431-12-046326 · rrd353853.xml · nonDerivative · entry 5

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,197.978

Read SEC document
August 16, 2012 Filed Aug 17, 2012 18:59 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 2,759 $200.83 $554,089.97
Disclosure

SEC source: 0001181431-12-046326 · rrd353853.xml · nonDerivative · entry 4

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,697.978

Read SEC document
August 16, 2012 Filed Aug 17, 2012 18:59 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionCommon Stock 5,827 $102.80 $599,015.60
Disclosure

SEC source: 0001181431-12-046326 · rrd353853.xml · nonDerivative · entry 3

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,456.978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2012 Filed Aug 17, 2012 18:59 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionCommon Stock 2,073 $92.12 $190,964.76
Disclosure

SEC source: 0001181431-12-046326 · rrd353853.xml · nonDerivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,629.978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.