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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2014 Filed Nov 7, 2014 16:37 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-035879 · rrd418556.xml · nonDerivative · entry 2

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,002.5221

Read SEC document
August 13, 2014 Filed Nov 7, 2014 16:37 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-035879 · rrd418556.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,012.5221

Read SEC document
August 06, 2014 Filed Aug 8, 2014 19:05 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 45 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028674 · rrd414361.xml · derivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,608

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2014 Filed Aug 8, 2014 19:06 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 79 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028675 · rrd414362.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,457

Underlying: Common Stock · 79 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2014 Filed Aug 8, 2014 19:07 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028676 · rrd414363.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 358

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014.

F4 · derivative.expiration_date: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014.

F5 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 06, 2014 Filed Aug 8, 2014 19:07 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 14 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028676 · rrd414363.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,226

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2014 Filed Aug 8, 2014 19:07 UTC
Schroeter Martin JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028677 · rrd414377.xml · derivative · entry 1

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,064

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2014 Filed Aug 8, 2014 19:08 UTC
SANFORD LINDA SSenior Vice President
GrantPhantom Stock Unit · Derivative 31 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028678 · rrd414364.xml · derivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,227

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2014 Filed Aug 8, 2014 19:09 UTC
Rosamilia Thomas WSenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028680 · rrd414365.xml · derivative · entry 2

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2014 Filed Aug 8, 2014 19:10 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantPhantom Stock Unit · Derivative 90 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028681 · rrd414366.xml · derivative · entry 4

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,194

Underlying: Common Stock · 90 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2014 Filed Aug 8, 2014 19:10 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 59 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028682 · rrd414367.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,019

Underlying: Common Stock · 59 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2014 Filed Aug 8, 2014 19:11 UTC
MILLS STEVEN ASenior Vice President
GrantPhantom Stock Unit · Derivative 191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028683 · rrd414368.xml · derivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,432

Underlying: Common Stock · 191 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2014 Filed Aug 8, 2014 19:12 UTC
LeBlanc Robert J.Senior Vice President
GrantPhantom Stock Unit · Derivative 80 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028684 · rrd414369.xml · derivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,516

Underlying: Common Stock · 80 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2014 Filed Aug 8, 2014 19:12 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 31 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028685 · rrd414370.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,151

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2014 Filed Aug 8, 2014 19:13 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 56 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028686 · rrd414371.xml · derivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,484

Underlying: Common Stock · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2014 Filed Aug 8, 2014 19:13 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028687 · rrd414372.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,776

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2014 Filed Aug 8, 2014 19:14 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 32 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028688 · rrd414373.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,363

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2014 Filed Aug 8, 2014 19:14 UTC
Gherson Diane JSenior Vice President
GrantPhantom Stock Unit · Derivative 10 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028689 · rrd414374.xml · derivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,675

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2014 Filed Aug 8, 2014 19:15 UTC
Arnold Colleen F.Senior Vice President
GrantPhantom Stock Unit · Derivative 29 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028690 · rrd414375.xml · derivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,930

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2014 Filed Aug 8, 2014 19:15 UTC
Adkins Rodney CSenior Vice President
GrantPhantom Stock Unit · Derivative 81 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028691 · rrd414376.xml · derivative · entry 1

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,675

Underlying: Common Stock · 81 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 04, 2014 Filed Aug 5, 2014 14:16 UTC
Gherson Diane JSenior Vice President
SaleCommon Stock 1,000 $189.81 $189,810.70
Disclosure

SEC source: 0001181431-14-028193 · rrd414052.xml · nonDerivative · entry 2

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,406.2044

Read SEC document
August 04, 2014 Filed Aug 5, 2014 14:16 UTC
Gherson Diane JSenior Vice President
SaleCommon Stock 750 $189.81 $142,357.50
Disclosure

SEC source: 0001181431-14-028193 · rrd414052.xml · nonDerivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,406.2044

Read SEC document
July 31, 2014 Filed Aug 1, 2014 15:32 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 7 $191.67 Strike: $0.00 $1,341.69
Disclosure

SEC source: 0001181431-14-027978 · rrd413941.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,377

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 31, 2014 Filed Aug 1, 2014 15:33 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 4 $191.67 Strike: $0.00 $766.68
Disclosure

SEC source: 0001181431-14-027979 · rrd413942.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,754

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 31, 2014 Filed Aug 8, 2014 19:10 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GiftCommon Stock 258 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-028681 · rrd414366.xml · nonDerivative · entry 2

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 131,393.6661

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 30, 2014 Filed Jul 31, 2014 14:18 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 1,900 $194.11 $368,809.00
Disclosure

SEC source: 0001181431-14-027820 · rrd413824.xml · nonDerivative · entry 5

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,835.4128

Read SEC document
July 30, 2014 Filed Jul 31, 2014 14:18 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 250 $194.05 $48,512.50
Disclosure

SEC source: 0001181431-14-027820 · rrd413824.xml · nonDerivative · entry 4

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,735.4128

Read SEC document
July 30, 2014 Filed Jul 31, 2014 14:18 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 100 $194.03 $19,403.00
Disclosure

SEC source: 0001181431-14-027820 · rrd413824.xml · nonDerivative · entry 3

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,985.4128

Read SEC document
July 30, 2014 Filed Jul 31, 2014 14:18 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 2,700 $194.03 $523,871.01
Disclosure

SEC source: 0001181431-14-027820 · rrd413824.xml · nonDerivative · entry 2

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,085.4128

Read SEC document
July 30, 2014 Filed Jul 31, 2014 14:18 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 150 $194.02 $29,103.00
Disclosure

SEC source: 0001181431-14-027820 · rrd413824.xml · nonDerivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,785.4128

Read SEC document
July 29, 2014 Filed Jul 30, 2014 14:39 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 900 $195.38 $175,842.00
Disclosure

SEC source: 0001181431-14-027674 · rrd413711.xml · nonDerivative · entry 3

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,895.8478

Read SEC document
July 29, 2014 Filed Jul 30, 2014 14:39 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 100 $195.37 $19,537.00
Disclosure

SEC source: 0001181431-14-027674 · rrd413711.xml · nonDerivative · entry 2

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,795.8478

Read SEC document
July 29, 2014 Filed Jul 30, 2014 14:39 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 3,000 $195.36 $586,080.00
Disclosure

SEC source: 0001181431-14-027674 · rrd413711.xml · nonDerivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,895.8478

Read SEC document
July 28, 2014 Filed Jul 29, 2014 17:04 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 500 $195.98 $97,990.00
Disclosure

SEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 12

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,591.323

Read SEC document
July 28, 2014 Filed Jul 29, 2014 17:04 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 1,500 $195.97 $293,955.00
Disclosure

SEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 11

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,091.323

Read SEC document
July 28, 2014 Filed Jul 29, 2014 17:04 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 100 $195.96 $19,596.00
Disclosure

SEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 10

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,591.323

Read SEC document
July 28, 2014 Filed Jul 29, 2014 17:04 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 200 $195.94 $39,188.00
Disclosure

SEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 9

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,691.323

Read SEC document
July 28, 2014 Filed Jul 29, 2014 17:04 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 1,700 $195.93 $333,081.00
Disclosure

SEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 8

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,891.323

Read SEC document
July 28, 2014 Filed Jul 29, 2014 17:04 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 1,400 $195.91 $274,274.00
Disclosure

SEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 7

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,591.323

Read SEC document
July 28, 2014 Filed Jul 29, 2014 17:04 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 1,100 $195.89 $215,479.00
Disclosure

SEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 6

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,991.323

Read SEC document
July 28, 2014 Filed Jul 29, 2014 17:04 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 1,400 $195.88 $274,232.00
Disclosure

SEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 5

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,091.323

Read SEC document
July 28, 2014 Filed Jul 29, 2014 17:04 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 200 $195.87 $39,174.00
Disclosure

SEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 4

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,491.323

Read SEC document
July 28, 2014 Filed Jul 29, 2014 17:04 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 400 $195.86 $78,344.00
Disclosure

SEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 3

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,691.323

Read SEC document
July 28, 2014 Filed Jul 29, 2014 17:04 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 200 $195.85 $39,170.00
Disclosure

SEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,091.323

Read SEC document
July 28, 2014 Filed Jul 29, 2014 17:04 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 1,300 $195.84 $254,592.00
Disclosure

SEC source: 0001181431-14-027595 · rrd413694.xml · nonDerivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,291.323

Read SEC document
July 23, 2014 Filed Jul 24, 2014 19:35 UTC Exercise / conversionBOD Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $82.70 $0.00
Disclosure

SEC source: 0001181431-14-027296 · rrd413501.xml · derivative · entry 4

OWENS JAMES W · CIK 0001171767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2016-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

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July 23, 2014 Filed Jul 24, 2014 19:35 UTC SaleCommon Stock 1,700 $193.80 $329,460.00
Disclosure

SEC source: 0001181431-14-027296 · rrd413501.xml · nonDerivative · entry 3

OWENS JAMES W · CIK 0001171767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,282

Read SEC document
July 23, 2014 Filed Jul 24, 2014 19:35 UTC SaleCommon Stock 18 $193.79 $3,488.22
Disclosure

SEC source: 0001181431-14-027296 · rrd413501.xml · nonDerivative · entry 2

OWENS JAMES W · CIK 0001171767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,982

Read SEC document
July 23, 2014 Filed Jul 24, 2014 19:35 UTC Exercise / conversionCommon Stock 4,000 $82.70 $330,800.00
Disclosure

SEC source: 0001181431-14-027296 · rrd413501.xml · nonDerivative · entry 1

OWENS JAMES W · CIK 0001171767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2014 Filed Jul 24, 2014 19:43 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 2,000 $194.10 $388,202.20
Disclosure

SEC source: 0001181431-14-027297 · rrd413503.xml · nonDerivative · entry 3

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,421

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.