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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 21, 2014 Filed Dec 22, 2014 21:05 UTC
Schroeter Martin JSr. VP and CFO
Exercise / conversionRst. Stock Unit · Derivative 4,386 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-039402 · rrd420696.xml · derivative · entry 3

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
December 21, 2014 Filed Dec 22, 2014 21:05 UTC
Schroeter Martin JSr. VP and CFO
Tax withholdingCommon Stock 2,262 $159.02 $359,703.24
Disclosure

SEC source: 0001181431-14-039402 · rrd420696.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,437.1362

Read SEC document
December 21, 2014 Filed Dec 22, 2014 21:05 UTC
Schroeter Martin JSr. VP and CFO
Exercise / conversionCommon Stock 4,386 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-039402 · rrd420696.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,699.1362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2014 Filed Dec 22, 2014 21:10 UTC
Rosamilia Thomas WSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 8,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-039412 · rrd420698.xml · derivative · entry 3

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
December 21, 2014 Filed Dec 22, 2014 21:10 UTC
Rosamilia Thomas WSenior Vice President
Tax withholdingCommon Stock 4,396 $159.02 $699,051.92
Disclosure

SEC source: 0001181431-14-039412 · rrd420698.xml · nonDerivative · entry 2

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,586.56

Read SEC document
December 21, 2014 Filed Dec 22, 2014 21:10 UTC
Rosamilia Thomas WSenior Vice President
Exercise / conversionCommon Stock 8,772 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-039412 · rrd420698.xml · nonDerivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,982.56

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2014 Filed Dec 22, 2014 21:12 UTC
PICCIANO ROBERT JSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 8,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-039414 · rrd420700.xml · derivative · entry 3

PICCIANO ROBERT J · CIK 0001596273 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
December 21, 2014 Filed Dec 22, 2014 21:12 UTC
PICCIANO ROBERT JSenior Vice President
Tax withholdingCommon Stock 4,463 $159.02 $709,706.26
Disclosure

SEC source: 0001181431-14-039414 · rrd420700.xml · nonDerivative · entry 2

PICCIANO ROBERT J · CIK 0001596273 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,199.788

Read SEC document
December 21, 2014 Filed Dec 22, 2014 21:12 UTC
PICCIANO ROBERT JSenior Vice President
Exercise / conversionCommon Stock 8,772 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-039414 · rrd420700.xml · nonDerivative · entry 1

PICCIANO ROBERT J · CIK 0001596273 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,662.788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2014 Filed Dec 22, 2014 21:11 UTC
Rhodin Michael D.Senior Vice President
Exercise / conversionRst. Stock Unit · Derivative 8,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-039413 · rrd420699.xml · derivative · entry 7

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
December 21, 2014 Filed Dec 22, 2014 21:11 UTC
Rhodin Michael D.Senior Vice President
Tax withholdingCommon Stock 4,524 $159.02 $719,406.48
Disclosure

SEC source: 0001181431-14-039413 · rrd420699.xml · nonDerivative · entry 2

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,611.0242

Read SEC document
December 21, 2014 Filed Dec 22, 2014 21:11 UTC
Rhodin Michael D.Senior Vice President
Exercise / conversionCommon Stock 8,772 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-039413 · rrd420699.xml · nonDerivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,135.0242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2014 Filed Dec 22, 2014 21:12 UTC
JETTER MARTINSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 8,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-039416 · rrd420701.xml · derivative · entry 4

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
December 21, 2014 Filed Dec 22, 2014 21:12 UTC
JETTER MARTINSenior Vice President
Tax withholdingCommon Stock 3,248 $159.02 $516,496.96
Disclosure

SEC source: 0001181431-14-039416 · rrd420701.xml · nonDerivative · entry 2

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,062

Read SEC document
December 21, 2014 Filed Dec 22, 2014 21:12 UTC
JETTER MARTINSenior Vice President
Exercise / conversionCommon Stock 8,772 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-039416 · rrd420701.xml · nonDerivative · entry 1

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2014 Filed Dec 22, 2014 21:13 UTC
Clementi ErichSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 8,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-039417 · rrd420702.xml · derivative · entry 3

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
December 21, 2014 Filed Dec 22, 2014 21:13 UTC
Clementi ErichSenior Vice President
Tax withholdingCommon Stock 4,524 $159.02 $719,406.48
Disclosure

SEC source: 0001181431-14-039417 · rrd420702.xml · nonDerivative · entry 2

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,585

Read SEC document
December 21, 2014 Filed Dec 22, 2014 21:13 UTC
Clementi ErichSenior Vice President
Exercise / conversionCommon Stock 8,772 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-039417 · rrd420702.xml · nonDerivative · entry 1

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2014 Filed Dec 16, 2014 21:52 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 9 $153.06 Strike: $0.00 $1,377.54
Disclosure

SEC source: 0001181431-14-038964 · rrd420427.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,618

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 15, 2014 Filed Dec 16, 2014 21:57 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 5 $153.06 Strike: $0.00 $765.30
Disclosure

SEC source: 0001181431-14-038973 · rrd420448.xml · derivative · entry 4

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,836

Underlying: Common Stock · 5 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F4 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 15, 2014 Filed Dec 16, 2014 21:57 UTC
KAVANAUGH JAMES JVP, Controller
Exercise / conversionRst. Stock Unit · Derivative 8,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-038973 · rrd420448.xml · derivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
December 15, 2014 Filed Dec 16, 2014 21:57 UTC
KAVANAUGH JAMES JVP, Controller
Tax withholdingCommon Stock 4,524 $154.80 $700,312.94
Disclosure

SEC source: 0001181431-14-038973 · rrd420448.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,617.4026

Read SEC document
December 15, 2014 Filed Dec 16, 2014 21:57 UTC
KAVANAUGH JAMES JVP, Controller
Exercise / conversionCommon Stock 8,772 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-038973 · rrd420448.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,141.4026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2014 Filed Dec 1, 2014 15:48 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 8 $162.17 Strike: $0.00 $1,297.36
Disclosure

SEC source: 0001181431-14-037487 · rrd419529.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,608

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 28, 2014 Filed Dec 1, 2014 15:49 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 4 $162.17 Strike: $0.00 $648.68
Disclosure

SEC source: 0001181431-14-037488 · rrd419530.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,831

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 26, 2014 Filed Dec 16, 2014 21:55 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 175 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-038968 · rrd420428.xml · nonDerivative · entry 6

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · son

Disclosed balance after: 651

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 26, 2014 Filed Dec 16, 2014 21:55 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 175 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-038968 · rrd420428.xml · nonDerivative · entry 5

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · daughter 2

Disclosed balance after: 651

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 26, 2014 Filed Dec 16, 2014 21:55 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 175 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-038968 · rrd420428.xml · nonDerivative · entry 4

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · daughter 1

Disclosed balance after: 651

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 26, 2014 Filed Dec 16, 2014 21:55 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 175 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-038968 · rrd420428.xml · nonDerivative · entry 3

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,363.0242

Read SEC document
November 26, 2014 Filed Dec 16, 2014 21:55 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 175 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-038968 · rrd420428.xml · nonDerivative · entry 2

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,538.0242

Read SEC document
November 26, 2014 Filed Dec 16, 2014 21:55 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 175 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-038968 · rrd420428.xml · nonDerivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,713.0242

Read SEC document
November 25, 2014 Filed Dec 16, 2014 21:54 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GiftCommon Stock 619 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-038967 · rrd420431.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 137,115.6661

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 25, 2014 Filed Dec 16, 2014 21:56 UTC
IWATA JON CSenior Vice President
GiftCommon Stock 3,100 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-038971 · rrd420430.xml · nonDerivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,808.0702

Read SEC document
November 19, 2014 Filed Dec 16, 2014 21:56 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-038969 · rrd420429.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,777.1891

Read SEC document
November 18, 2014 Filed Dec 16, 2014 21:53 UTC
SANFORD LINDA SSenior Vice President
GiftCommon Stock 43 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-038966 · rrd420435.xml · nonDerivative · entry 4

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 34,748.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 18, 2014 Filed Dec 16, 2014 21:53 UTC
SANFORD LINDA SSenior Vice President
GiftCommon Stock 72 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-038966 · rrd420435.xml · nonDerivative · entry 3

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 34,791.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 18, 2014 Filed Dec 16, 2014 21:53 UTC
SANFORD LINDA SSenior Vice President
GiftCommon Stock 72 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-038966 · rrd420435.xml · nonDerivative · entry 2

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 34,863.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 18, 2014 Filed Dec 16, 2014 21:53 UTC
SANFORD LINDA SSenior Vice President
GiftCommon Stock 72 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-038966 · rrd420435.xml · nonDerivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 34,935.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 14, 2014 Filed Nov 17, 2014 15:43 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 8 $164.16 Strike: $0.00 $1,313.28
Disclosure

SEC source: 0001181431-14-036473 · rrd419008.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,599

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 14, 2014 Filed Nov 17, 2014 15:44 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 4 $164.16 Strike: $0.00 $656.64
Disclosure

SEC source: 0001181431-14-036474 · rrd419009.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,827

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 06, 2014 Filed Nov 7, 2014 16:30 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 52 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-035871 · rrd418541.xml · derivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,662

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 06, 2014 Filed Nov 7, 2014 16:31 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 92 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-035872 · rrd418542.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,593

Underlying: Common Stock · 92 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 06, 2014 Filed Nov 7, 2014 16:32 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-035873 · rrd418543.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 361

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014.

F4 · derivative.expiration_date: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014.

F5 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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November 06, 2014 Filed Nov 7, 2014 16:32 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 16 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-035873 · rrd418543.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,242

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 06, 2014 Filed Nov 7, 2014 16:33 UTC
Schroeter Martin JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 49 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-035874 · rrd418544.xml · derivative · entry 1

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,114

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 06, 2014 Filed Nov 7, 2014 16:33 UTC
SANFORD LINDA SSenior Vice President
GrantPhantom Stock Unit · Derivative 36 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-035875 · rrd418545.xml · derivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,264

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 06, 2014 Filed Nov 7, 2014 16:34 UTC
Rosamilia Thomas WSenior Vice President
GrantPhantom Stock Unit · Derivative 9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-035876 · rrd418546.xml · derivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,331

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 06, 2014 Filed Nov 7, 2014 16:35 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantPhantom Stock Unit · Derivative 104 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-035877 · rrd418547.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,302

Underlying: Common Stock · 104 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 06, 2014 Filed Nov 7, 2014 16:35 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 69 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-035878 · rrd418548.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,090

Underlying: Common Stock · 69 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 06, 2014 Filed Nov 7, 2014 16:37 UTC
MILLS STEVEN ASenior Vice President
GrantPhantom Stock Unit · Derivative 221 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-035879 · rrd418556.xml · derivative · entry 7

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,663

Underlying: Common Stock · 221 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.