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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2015 Filed May 7, 2015 19:40 UTC
KRISHNA ARVINDSenior Vice President
GrantPhantom Stock Unit · Derivative 93 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-006616 · rrd424826.xml · derivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,199

Underlying: Common Stock · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2015 Filed May 7, 2015 19:40 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 41 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-006617 · rrd424827.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,295

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2015 Filed May 7, 2015 19:42 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 32 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-006619 · rrd424829.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,104

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2015 Filed May 7, 2015 19:42 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-006620 · rrd424830.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,476

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2015 Filed May 7, 2015 19:43 UTC
Gherson Diane JSenior Vice President
GrantPhantom Stock Unit · Derivative 13 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-006621 · rrd424831.xml · derivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2015 Filed May 7, 2015 20:03 UTC
MILLS STEVEN AExecutive Vice President
GrantPhantom Stock Unit · Derivative 251 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-006625 · rrd424824.xml · derivative · entry 2

MILLS STEVEN A · CIK 0001180459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,116

Underlying: Common Stock · 251 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2015 Filed May 7, 2015 19:43 UTC
Arnold Colleen F.Senior Vice President
GrantPhantom Stock Unit · Derivative 39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-006622 · rrd424832.xml · derivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,034

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2015 Filed May 7, 2015 20:04 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 74 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-006626 · rrd424828.xml · derivative · entry 6

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,684

Underlying: Common Stock · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 05, 2015 Filed May 6, 2015 18:06 UTC
KRISHNA ARVINDSenior Vice President
OtherCommon Stock 3,524.3817 $173.08 $609,999.98
Disclosure

SEC source: 0001181431-15-006554 · rrd424771.xml · nonDerivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,085.5247

F1 · kind: Intra-plan transfer into the IBM Stock Fund of the IBM 401(k) Plus Plan.

Read SEC document
May 04, 2015 Filed May 5, 2015 21:22 UTC
Arnold Colleen F.Senior Vice President
SaleCommon Stock 5,628 $175.95 $990,246.60
Disclosure

SEC source: 0001181431-15-006514 · rrd424707.xml · nonDerivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,886.6168

Read SEC document
April 30, 2015 Filed May 1, 2015 18:02 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $171.29 Strike: $0.00 $856.45
Disclosure

SEC source: 0001181431-15-006345 · rrd424618.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,073

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
April 30, 2015 Filed May 1, 2015 18:03 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $171.29 Strike: $0.00 $856.45
Disclosure

SEC source: 0001181431-15-006346 · rrd424617.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,255

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
April 30, 2015 Filed May 1, 2015 18:03 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 8 $171.29 Strike: $0.00 $1,370.32
Disclosure

SEC source: 0001181431-15-006347 · rrd424616.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,194

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
April 30, 2015 Filed May 1, 2015 18:04 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 8 $171.29 Strike: $0.00 $1,370.32
Disclosure

SEC source: 0001181431-15-006350 · rrd424615.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,202

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 23,518 $0.00 Strike: $92.51 $0.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · derivative · entry 30

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,518 shares

Expires 2015-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 100 $173.54 $17,354.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 28

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,019.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 200 $173.53 $34,706.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 27

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,119.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 300 $173.52 $52,056.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 26

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,319.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 100 $173.49 $17,349.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 25

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,619.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 200 $173.48 $34,696.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 24

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,719.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 700 $173.46 $121,422.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 23

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,919.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 300 $173.45 $52,035.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 22

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,619.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 197 $173.44 $34,167.68
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 21

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,919.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 100 $173.42 $17,342.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 20

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,116.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 200 $173.35 $34,670.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 19

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,216.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 400 $173.34 $69,336.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 18

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,416.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 800 $173.32 $138,656.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 17

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,816.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 600 $173.31 $103,986.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 16

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,616.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 647 $173.30 $112,125.10
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 15

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,216.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 300 $173.29 $51,987.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 14

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,863.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 500 $173.27 $86,635.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 13

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,163.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 1,300 $173.26 $225,238.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 12

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,663.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 1,689 $173.25 $292,619.25
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 11

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,963.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 3,187 $173.24 $552,115.88
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 10

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,652.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 100 $173.24 $17,323.62
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 9

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,839.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 2,510 $173.23 $434,807.30
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 8

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,939.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 1,390 $173.22 $240,775.80
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 7

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,449.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 300 $173.21 $51,963.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 6

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,839.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 900 $173.20 $155,880.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 5

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,139.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 100 $173.19 $17,319.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 4

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,039.4542

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April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 200 $173.18 $34,636.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 3

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,139.4542

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April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
SaleCommon Stock 900 $173.17 $155,853.00
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 2

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,339.4542

Read SEC document
April 29, 2015 Filed Apr 30, 2015 20:28 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
Exercise / conversionCommon Stock 23,518 $92.51 $2,175,650.18
Disclosure

SEC source: 0001181431-15-006273 · rrd424598.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,239.4542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 15, 2015 Filed Apr 16, 2015 17:08 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $164.13 Strike: $0.00 $820.65
Disclosure

SEC source: 0001181431-15-005882 · rrd424373.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,069

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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April 15, 2015 Filed Apr 16, 2015 17:09 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $164.13 Strike: $0.00 $820.65
Disclosure

SEC source: 0001181431-15-005883 · rrd424372.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,251

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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April 15, 2015 Filed Apr 16, 2015 17:09 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 8 $164.13 Strike: $0.00 $1,313.04
Disclosure

SEC source: 0001181431-15-005885 · rrd424371.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,188

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
April 15, 2015 Filed Apr 16, 2015 17:10 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 8 $164.13 Strike: $0.00 $1,313.04
Disclosure

SEC source: 0001181431-15-005886 · rrd424370.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,197

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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April 01, 2015 Filed Apr 2, 2015 18:24 UTC
KEVERIAN KENNETH MSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 11,111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-15-005422 · rrd424148.xml · derivative · entry 4

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,112

Underlying: Common Stock · 11,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

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April 01, 2015 Filed Apr 2, 2015 18:24 UTC
KEVERIAN KENNETH MSenior Vice President
Tax withholdingCommon Stock 5,282 $159.46 $842,267.72
Disclosure

SEC source: 0001181431-15-005422 · rrd424148.xml · nonDerivative · entry 2

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,929

Read SEC document
April 01, 2015 Filed Apr 2, 2015 18:24 UTC
KEVERIAN KENNETH MSenior Vice President
Exercise / conversionCommon Stock 11,111 $0.00 $0.00
Disclosure

SEC source: 0001181431-15-005422 · rrd424148.xml · nonDerivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.