Tapewire

NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2016 Filed Oct 3, 2016 23:55 UTC GrantPromised Fee Share · Derivative 473 $158.85 Strike: $0.00 $75,136.05
Disclosure

SEC source: 0001562180-16-003188 · primarydocument.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,580

Underlying: Common Stock · 473 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:32 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 11 $155.66 Strike: $0.00 $1,712.26
Disclosure

SEC source: 0001562180-16-003147 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,047

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:27 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 9 $155.66 Strike: $0.00 $1,400.94
Disclosure

SEC source: 0001562180-16-003146 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,137

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:35 UTC
Di Leo Allen Bruno VSenior Vice President
GrantPhantom Stock Unit · Derivative 102 $155.66 Strike: $0.00 $15,877.32
Disclosure

SEC source: 0001562180-16-003150 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,408

Underlying: Common Stock · 102 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:33 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $155.66 Strike: $0.00 $778.30
Disclosure

SEC source: 0001562180-16-003148 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,067

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:34 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $155.66 Strike: $0.00 $778.30
Disclosure

SEC source: 0001562180-16-003149 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,795

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 31, 2016 Filed Sep 1, 2016 16:56 UTC
Di Leo Allen Bruno VSenior Vice President
GrantPhantom Stock Unit · Derivative 100 $158.88 Strike: $0.00 $15,888.00
Disclosure

SEC source: 0001562180-16-003073 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,305

Underlying: Common Stock · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 31, 2016 Filed Sep 1, 2016 16:58 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 9 $158.88 Strike: $0.00 $1,429.92
Disclosure

SEC source: 0001562180-16-003074 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,126

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 31, 2016 Filed Sep 1, 2016 17:00 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 10 $158.88 Strike: $0.00 $1,588.80
Disclosure

SEC source: 0001562180-16-003075 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,035

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 31, 2016 Filed Sep 1, 2016 17:03 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $158.88 Strike: $0.00 $794.40
Disclosure

SEC source: 0001562180-16-003077 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,790

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 31, 2016 Filed Sep 1, 2016 17:01 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $158.88 Strike: $0.00 $794.40
Disclosure

SEC source: 0001562180-16-003076 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,062

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 31, 2016 Filed Sep 1, 2016 17:05 UTC
PICCIANO ROBERT JSenior Vice President
SaleCommon Stock 100 $159.18 $15,917.50
Disclosure

SEC source: 0001562180-16-003078 · primarydocument.xml · nonDerivative · entry 4

PICCIANO ROBERT J · CIK 0001596273 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,038.754

Read SEC document
August 31, 2016 Filed Sep 1, 2016 17:05 UTC
PICCIANO ROBERT JSenior Vice President
SaleCommon Stock 1,422 $159.16 $226,320.69
Disclosure

SEC source: 0001562180-16-003078 · primarydocument.xml · nonDerivative · entry 3

PICCIANO ROBERT J · CIK 0001596273 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,138.754

Read SEC document
August 31, 2016 Filed Sep 1, 2016 17:05 UTC
PICCIANO ROBERT JSenior Vice President
SaleCommon Stock 300 $159.15 $47,745.00
Disclosure

SEC source: 0001562180-16-003078 · primarydocument.xml · nonDerivative · entry 2

PICCIANO ROBERT J · CIK 0001596273 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,560.754

Read SEC document
August 31, 2016 Filed Sep 1, 2016 17:05 UTC
PICCIANO ROBERT JSenior Vice President
SaleCommon Stock 100 $159.14 $15,914.00
Disclosure

SEC source: 0001562180-16-003078 · primarydocument.xml · nonDerivative · entry 1

PICCIANO ROBERT J · CIK 0001596273 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,860.754

Read SEC document
August 25, 2016 Filed Aug 26, 2016 17:27 UTC
Clementi ErichSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 2,984 $0.00 Strike: $102.80 $0.00
Disclosure

SEC source: 0001562180-16-003047 · primarydocument.xml · derivative · entry 4

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,984 shares

Expires 2017-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in one installment on the date shown above.

Read SEC document
August 25, 2016 Filed Aug 26, 2016 17:27 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 1,513 $159.00 $240,569.12
Disclosure

SEC source: 0001562180-16-003047 · primarydocument.xml · nonDerivative · entry 3

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,547

Read SEC document
August 25, 2016 Filed Aug 26, 2016 17:27 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 1,471 $159.00 $233,889.00
Disclosure

SEC source: 0001562180-16-003047 · primarydocument.xml · nonDerivative · entry 2

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,060

Read SEC document
August 25, 2016 Filed Aug 26, 2016 17:27 UTC
Clementi ErichSenior Vice President
Exercise / conversionCommon Stock 2,984 $102.80 $306,755.20
Disclosure

SEC source: 0001562180-16-003047 · primarydocument.xml · nonDerivative · entry 1

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2016 Filed Aug 26, 2016 17:29 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 629 $159.40 $100,260.90
Disclosure

SEC source: 0001562180-16-003048 · primarydocument.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,306.0088

Read SEC document
August 23, 2016 Filed Aug 24, 2016 15:43 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 500 $160.30 $80,150.00
Disclosure

SEC source: 0001562180-16-003042 · primarydocument.xml · nonDerivative · entry 5

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,547

Read SEC document
August 23, 2016 Filed Aug 24, 2016 15:43 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 1,152 $160.29 $184,654.08
Disclosure

SEC source: 0001562180-16-003042 · primarydocument.xml · nonDerivative · entry 4

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,047

Read SEC document
August 23, 2016 Filed Aug 24, 2016 15:43 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 473 $160.28 $75,812.44
Disclosure

SEC source: 0001562180-16-003042 · primarydocument.xml · nonDerivative · entry 3

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,199

Read SEC document
August 23, 2016 Filed Aug 24, 2016 15:43 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 3,428 $160.28 $549,438.13
Disclosure

SEC source: 0001562180-16-003042 · primarydocument.xml · nonDerivative · entry 2

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,672

Read SEC document
August 23, 2016 Filed Aug 24, 2016 15:43 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 447 $160.27 $71,640.69
Disclosure

SEC source: 0001562180-16-003042 · primarydocument.xml · nonDerivative · entry 1

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,100

Read SEC document
August 23, 2016 Filed Aug 24, 2016 15:44 UTC
JETTER MARTINSenior Vice President
SaleCommon Stock 201 $160.49 $32,258.49
Disclosure

SEC source: 0001562180-16-003043 · primarydocument.xml · nonDerivative · entry 5

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312.9589

Read SEC document
August 23, 2016 Filed Aug 24, 2016 15:44 UTC
JETTER MARTINSenior Vice President
SaleCommon Stock 416 $160.48 $66,759.68
Disclosure

SEC source: 0001562180-16-003043 · primarydocument.xml · nonDerivative · entry 4

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513.9589

Read SEC document
August 23, 2016 Filed Aug 24, 2016 15:44 UTC
JETTER MARTINSenior Vice President
SaleCommon Stock 520 $160.47 $83,444.40
Disclosure

SEC source: 0001562180-16-003043 · primarydocument.xml · nonDerivative · entry 3

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929.9589

Read SEC document
August 23, 2016 Filed Aug 24, 2016 15:44 UTC
JETTER MARTINSenior Vice President
SaleCommon Stock 2,347 $160.47 $376,622.39
Disclosure

SEC source: 0001562180-16-003043 · primarydocument.xml · nonDerivative · entry 2

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,449.9589

Read SEC document
August 23, 2016 Filed Aug 24, 2016 15:44 UTC
JETTER MARTINSenior Vice President
SaleCommon Stock 304 $160.46 $48,779.84
Disclosure

SEC source: 0001562180-16-003043 · primarydocument.xml · nonDerivative · entry 1

JETTER MARTIN · CIK 0001624660 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,796.9589

Read SEC document
August 15, 2016 Filed Aug 16, 2016 21:05 UTC
Di Leo Allen Bruno VSenior Vice President
GrantPhantom Stock Unit · Derivative 98 $161.88 Strike: $0.00 $15,864.24
Disclosure

SEC source: 0001562180-16-003009 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,202

Underlying: Common Stock · 98 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 15, 2016 Filed Aug 16, 2016 21:06 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $161.88 Strike: $0.00 $809.40
Disclosure

SEC source: 0001562180-16-003010 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,784

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 15, 2016 Filed Aug 16, 2016 21:07 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 9 $161.88 Strike: $0.00 $1,456.92
Disclosure

SEC source: 0001562180-16-003011 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,115

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 15, 2016 Filed Aug 16, 2016 21:09 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 10 $161.88 Strike: $0.00 $1,618.80
Disclosure

SEC source: 0001562180-16-003012 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,021

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 15, 2016 Filed Aug 16, 2016 21:10 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $161.88 Strike: $0.00 $809.40
Disclosure

SEC source: 0001562180-16-003013 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,056

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 09, 2016 Filed Aug 10, 2016 19:25 UTC
LeBlanc Robert J.Senior Vice President
SaleCommon Stock 3,100 $162.31 $503,145.50
Disclosure

SEC source: 0001562180-16-002954 · primarydocument.xml · nonDerivative · entry 12

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,871.1194

Read SEC document
August 09, 2016 Filed Aug 10, 2016 19:25 UTC
LeBlanc Robert J.Senior Vice President
SaleCommon Stock 400 $162.30 $64,920.00
Disclosure

SEC source: 0001562180-16-002954 · primarydocument.xml · nonDerivative · entry 11

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,971.1194

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August 09, 2016 Filed Aug 10, 2016 19:25 UTC
LeBlanc Robert J.Senior Vice President
SaleCommon Stock 1,300 $162.29 $210,977.00
Disclosure

SEC source: 0001562180-16-002954 · primarydocument.xml · nonDerivative · entry 10

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,371.1194

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August 09, 2016 Filed Aug 10, 2016 19:25 UTC
LeBlanc Robert J.Senior Vice President
SaleCommon Stock 400 $162.27 $64,908.00
Disclosure

SEC source: 0001562180-16-002954 · primarydocument.xml · nonDerivative · entry 9

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,671.1194

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August 09, 2016 Filed Aug 10, 2016 19:25 UTC
LeBlanc Robert J.Senior Vice President
SaleCommon Stock 600 $162.26 $97,356.00
Disclosure

SEC source: 0001562180-16-002954 · primarydocument.xml · nonDerivative · entry 8

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,071.1194

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August 09, 2016 Filed Aug 10, 2016 19:25 UTC
LeBlanc Robert J.Senior Vice President
SaleCommon Stock 600 $162.25 $97,350.00
Disclosure

SEC source: 0001562180-16-002954 · primarydocument.xml · nonDerivative · entry 7

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,671.1194

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August 09, 2016 Filed Aug 10, 2016 19:25 UTC
LeBlanc Robert J.Senior Vice President
SaleCommon Stock 900 $162.24 $146,016.00
Disclosure

SEC source: 0001562180-16-002954 · primarydocument.xml · nonDerivative · entry 6

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,271.1194

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August 09, 2016 Filed Aug 10, 2016 19:25 UTC
LeBlanc Robert J.Senior Vice President
SaleCommon Stock 600 $162.23 $97,338.00
Disclosure

SEC source: 0001562180-16-002954 · primarydocument.xml · nonDerivative · entry 5

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,171.1194

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August 09, 2016 Filed Aug 10, 2016 19:25 UTC
LeBlanc Robert J.Senior Vice President
SaleCommon Stock 5,805 $162.22 $941,687.10
Disclosure

SEC source: 0001562180-16-002954 · primarydocument.xml · nonDerivative · entry 4

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,771.1194

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August 09, 2016 Filed Aug 10, 2016 19:25 UTC
LeBlanc Robert J.Senior Vice President
SaleCommon Stock 1,100 $162.21 $178,431.00
Disclosure

SEC source: 0001562180-16-002954 · primarydocument.xml · nonDerivative · entry 3

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,576.1194

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August 09, 2016 Filed Aug 10, 2016 19:25 UTC
LeBlanc Robert J.Senior Vice President
SaleCommon Stock 698 $162.20 $113,215.60
Disclosure

SEC source: 0001562180-16-002954 · primarydocument.xml · nonDerivative · entry 2

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,676.1194

Read SEC document
August 09, 2016 Filed Aug 10, 2016 19:25 UTC
LeBlanc Robert J.Senior Vice President
SaleCommon Stock 205 $162.19 $33,248.95
Disclosure

SEC source: 0001562180-16-002954 · primarydocument.xml · nonDerivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,374.1194

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August 08, 2016 Filed Aug 9, 2016 20:26 UTC
SUTULA STANLEY J IIIVP, Controller
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002938 · primarydocument.xml · derivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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August 08, 2016 Filed Aug 9, 2016 20:25 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 138 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002937 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,106

Underlying: Common Stock · 138 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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August 08, 2016 Filed Aug 9, 2016 20:28 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 172 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002939 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,011

Underlying: Common Stock · 172 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.