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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2017 Filed Aug 1, 2017 17:57 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $144.67 Strike: $0.00 $868.02
Disclosure

SEC source: 0001562180-17-002543 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,097

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 17:57 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $144.67 Strike: $0.00 $868.02
Disclosure

SEC source: 0001562180-17-002544 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,924

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 14, 2017 Filed Jul 17, 2017 16:44 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $154.24 Strike: $0.00 $925.44
Disclosure

SEC source: 0001562180-17-002472 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,092

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 14, 2017 Filed Jul 17, 2017 16:45 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $154.24 Strike: $0.00 $771.20
Disclosure

SEC source: 0001562180-17-002473 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,919

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:42 UTC GrantPromised Fee Share · Derivative 488 $153.83 Strike: $0.00 $75,069.04
Disclosure

SEC source: 0001562180-17-002396 · primarydocument.xml · derivative · entry 1

VOSER PETER R. · CIK 0001628797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,023

Underlying: Common Stock · 488 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:42 UTC GrantPromised Fee Share · Derivative 521 $153.83 Strike: $0.00 $80,145.43
Disclosure

SEC source: 0001562180-17-002397 · primarydocument.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,323

Underlying: Common Stock · 521 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:42 UTC GrantPromised Fee Share · Derivative 488 $153.83 Strike: $0.00 $75,069.04
Disclosure

SEC source: 0001562180-17-002398 · primarydocument.xml · derivative · entry 1

OWENS JAMES W · CIK 0001171767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,030

Underlying: Common Stock · 488 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:43 UTC GrantPromised Fee Share · Derivative 488 $153.83 Strike: $0.00 $75,069.04
Disclosure

SEC source: 0001562180-17-002399 · primarydocument.xml · derivative · entry 1

OLAYAN HUTHAM S · CIK 0001357222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,896

Underlying: Common Stock · 488 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:43 UTC GrantPromised Fee Share · Derivative 488 $153.83 Strike: $0.00 $75,069.04
Disclosure

SEC source: 0001562180-17-002400 · primarydocument.xml · derivative · entry 1

MCNERNEY W JAMES JR · CIK 0001182055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,758

Underlying: Common Stock · 488 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:43 UTC GrantPromised Fee Share · Derivative 488 $153.83 Strike: $0.00 $75,069.04
Disclosure

SEC source: 0001562180-17-002401 · primarydocument.xml · derivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,992

Underlying: Common Stock · 488 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:43 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $153.83 Strike: $0.00 $922.98
Disclosure

SEC source: 0001562180-17-002403 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,086

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:43 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $153.83 Strike: $0.00 $769.15
Disclosure

SEC source: 0001562180-17-002402 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,914

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:43 UTC GrantPromised Fee Share · Derivative 521 $153.83 Strike: $0.00 $80,145.43
Disclosure

SEC source: 0001562180-17-002404 · primarydocument.xml · derivative · entry 1

JACKSON SHIRLEY A · CIK 0001168019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,162

Underlying: Common Stock · 521 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:43 UTC
Gorsky AlexDirector
GrantPromised Fee Share · Derivative 488 $153.83 Strike: $0.00 $75,069.04
Disclosure

SEC source: 0001562180-17-002405 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,567

Underlying: Common Stock · 488 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:44 UTC
FIELDS MARKDirector
GrantPromised Fee Share · Derivative 488 $153.83 Strike: $0.00 $75,069.04
Disclosure

SEC source: 0001562180-17-002406 · primarydocument.xml · derivative · entry 1

FIELDS MARK · CIK 0001191534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,551

Underlying: Common Stock · 488 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:44 UTC
FARR DAVID NDirector
GrantPromised Fee Share · Derivative 293 $153.83 Strike: $0.00 $45,072.19
Disclosure

SEC source: 0001562180-17-002407 · primarydocument.xml · derivative · entry 1

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,663

Underlying: Common Stock · 293 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:44 UTC GrantPromised Fee Share · Derivative 569 $153.83 Strike: $0.00 $87,529.27
Disclosure

SEC source: 0001562180-17-002408 · primarydocument.xml · derivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,806

Underlying: Common Stock · 569 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:44 UTC GrantPromised Fee Share · Derivative 488 $153.83 Strike: $0.00 $75,069.04
Disclosure

SEC source: 0001562180-17-002409 · primarydocument.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,685

Underlying: Common Stock · 488 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 21, 2017 Filed Aug 9, 2017 19:26 UTC
Del Bene Robert FVP, Controller
GiftCommon Stock 4.218 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002634 · primarydocument.xml · nonDerivative · entry 2

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,960.324

Read SEC document
June 21, 2017 Filed Aug 9, 2017 19:26 UTC
Del Bene Robert FVP, Controller
GiftCommon Stock 4.218 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002634 · primarydocument.xml · nonDerivative · entry 1

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 0

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 16:46 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $154.22 Strike: $0.00 $925.32
Disclosure

SEC source: 0001562180-17-002282 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,081

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 16:50 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $154.22 Strike: $0.00 $771.10
Disclosure

SEC source: 0001562180-17-002283 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,910

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 20:42 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002256 · primarydocument.xml · derivative · entry 3

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382

Underlying: Common Stock · 382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 20:42 UTC
BROWDY MICHELLE HSenior Vice President
Tax withholdingCommon Stock 197 $153.11 $30,162.67
Disclosure

SEC source: 0001562180-17-002256 · primarydocument.xml · nonDerivative · entry 2

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,935.498

Read SEC document
June 09, 2017 Filed Jun 12, 2017 20:42 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionCommon Stock 382 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002256 · primarydocument.xml · nonDerivative · entry 1

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,132.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:10 UTC
Del Bene Robert FVP, Controller
GrantRst. Stock Unit · Derivative 315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002244 · primarydocument.xml · derivative · entry 12

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 315

Underlying: Common Stock · 315 shares

Expires not disclosed

F5 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 78 of these units on 06/08/2018, 78 of these units on 06/08/2019, 78 of these units on 06/08/2020, and 81 of these units on 06/08/2021.

F5 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 78 of these units on 06/08/2018, 78 of these units on 06/08/2019, 78 of these units on 06/08/2020, and 81 of these units on 06/08/2021.

F5 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 78 of these units on 06/08/2018, 78 of these units on 06/08/2019, 78 of these units on 06/08/2020, and 81 of these units on 06/08/2021.

F5 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 78 of these units on 06/08/2018, 78 of these units on 06/08/2019, 78 of these units on 06/08/2020, and 81 of these units on 06/08/2021.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:10 UTC
Del Bene Robert FVP, Controller
Exercise / conversionRst. Stock Unit · Derivative 603 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002244 · primarydocument.xml · derivative · entry 11

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,811

Underlying: Common Stock · 603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:10 UTC
Del Bene Robert FVP, Controller
Exercise / conversionRst. Stock Unit · Derivative 277 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002244 · primarydocument.xml · derivative · entry 10

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554

Underlying: Common Stock · 277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:10 UTC
Del Bene Robert FVP, Controller
GrantRst. Stock Unit · Derivative 3,429 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002244 · primarydocument.xml · derivative · entry 8

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,429

Underlying: Common Stock · 3,429 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 857 of these units on 06/08/2018, 857 of these units on 06/08/2019, 857 of these units on 06/08/2020, and 857 of these units on 06/08/2021.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 857 of these units on 06/08/2018, 857 of these units on 06/08/2019, 857 of these units on 06/08/2020, and 857 of these units on 06/08/2021.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 857 of these units on 06/08/2018, 857 of these units on 06/08/2019, 857 of these units on 06/08/2020, and 857 of these units on 06/08/2021.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 857 of these units on 06/08/2018, 857 of these units on 06/08/2019, 857 of these units on 06/08/2020, and 857 of these units on 06/08/2021.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:10 UTC
Del Bene Robert FVP, Controller
Tax withholdingCommon Stock 223 $151.87 $33,865.90
Disclosure

SEC source: 0001562180-17-002244 · primarydocument.xml · nonDerivative · entry 6

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,946.706

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:10 UTC
Del Bene Robert FVP, Controller
Exercise / conversionCommon Stock 603 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002244 · primarydocument.xml · nonDerivative · entry 5

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,169.706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:10 UTC
Del Bene Robert FVP, Controller
Tax withholdingCommon Stock 103 $151.87 $15,642.10
Disclosure

SEC source: 0001562180-17-002244 · primarydocument.xml · nonDerivative · entry 4

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,566.706

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:10 UTC
Del Bene Robert FVP, Controller
Exercise / conversionCommon Stock 277 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002244 · primarydocument.xml · nonDerivative · entry 3

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,669.706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:12 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 1,991 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002245 · primarydocument.xml · derivative · entry 7

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,975

Underlying: Common Stock · 1,991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:12 UTC
BROWDY MICHELLE HSenior Vice President
GrantRst. Stock Unit · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002245 · primarydocument.xml · derivative · entry 5

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,750 of these units on 06/08/2018, 1,750 of these units on 06/08/2019, 1,750 of these units on 06/08/2020, and 1,750 of these units on 06/08/2021.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,750 of these units on 06/08/2018, 1,750 of these units on 06/08/2019, 1,750 of these units on 06/08/2020, and 1,750 of these units on 06/08/2021.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,750 of these units on 06/08/2018, 1,750 of these units on 06/08/2019, 1,750 of these units on 06/08/2020, and 1,750 of these units on 06/08/2021.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,750 of these units on 06/08/2018, 1,750 of these units on 06/08/2019, 1,750 of these units on 06/08/2020, and 1,750 of these units on 06/08/2021.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:12 UTC
BROWDY MICHELLE HSenior Vice President
Tax withholdingCommon Stock 983 $151.87 $149,283.30
Disclosure

SEC source: 0001562180-17-002245 · primarydocument.xml · nonDerivative · entry 4

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,750.498

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:12 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionCommon Stock 1,991 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002245 · primarydocument.xml · nonDerivative · entry 3

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,733.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:13 UTC
Schroeter Martin JSr. VP and CFO
Exercise / conversionRst. Stock Unit · Derivative 3,017 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002246 · primarydocument.xml · derivative · entry 4

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,052

Underlying: Common Stock · 3,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:13 UTC
Schroeter Martin JSr. VP and CFO
GrantRst. Stock Unit · Derivative 11,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002246 · primarydocument.xml · derivative · entry 3

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,750 of these units on 06/08/2018, 2750 of these units on 06/08/2019, 2,750 of these units on 06/08/2020, and 2,750 of these units on 06/08/2021.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,750 of these units on 06/08/2018, 2750 of these units on 06/08/2019, 2,750 of these units on 06/08/2020, and 2,750 of these units on 06/08/2021.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,750 of these units on 06/08/2018, 2750 of these units on 06/08/2019, 2,750 of these units on 06/08/2020, and 2,750 of these units on 06/08/2021.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,750 of these units on 06/08/2018, 2750 of these units on 06/08/2019, 2,750 of these units on 06/08/2020, and 2,750 of these units on 06/08/2021.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:13 UTC
Schroeter Martin JSr. VP and CFO
Tax withholdingCommon Stock 1,556 $151.87 $236,301.94
Disclosure

SEC source: 0001562180-17-002246 · primarydocument.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,521.5428

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:13 UTC
Schroeter Martin JSr. VP and CFO
Exercise / conversionCommon Stock 3,017 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002246 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,077.5428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:13 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
Exercise / conversionRst. Stock Unit · Derivative 8,026 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002247 · primarydocument.xml · derivative · entry 5

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,078

Underlying: Common Stock · 8,026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:13 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantRst. Stock Unit · Derivative 26,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002247 · primarydocument.xml · derivative · entry 4

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,600

Underlying: Common Stock · 26,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,650 of these units on 06/08/2018, 6,650 of these units on 06/08/2019, 6,650 of these units on 06/08/2020, and 6,650 of these units on 06/08/2021.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,650 of these units on 06/08/2018, 6,650 of these units on 06/08/2019, 6,650 of these units on 06/08/2020, and 6,650 of these units on 06/08/2021.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,650 of these units on 06/08/2018, 6,650 of these units on 06/08/2019, 6,650 of these units on 06/08/2020, and 6,650 of these units on 06/08/2021.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,650 of these units on 06/08/2018, 6,650 of these units on 06/08/2019, 6,650 of these units on 06/08/2020, and 6,650 of these units on 06/08/2021.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:13 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
Tax withholdingCommon Stock 4,140 $151.87 $628,721.10
Disclosure

SEC source: 0001562180-17-002247 · primarydocument.xml · nonDerivative · entry 2

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,685.9323

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:13 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
Exercise / conversionCommon Stock 8,026 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002247 · primarydocument.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,825.9323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:14 UTC
KEVERIAN KENNETH MSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 1,991 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002248 · primarydocument.xml · derivative · entry 5

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,975

Underlying: Common Stock · 1,991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:14 UTC
KEVERIAN KENNETH MSenior Vice President
GrantRst. Stock Unit · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002248 · primarydocument.xml · derivative · entry 4

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,750 of these units on 06/08/2018, 1,750 of these units on 06/08/2019, 1,750 of these units on 06/08/2020, and 1,750 of these units on 06/08/2021.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,750 of these units on 06/08/2018, 1,750 of these units on 06/08/2019, 1,750 of these units on 06/08/2020, and 1,750 of these units on 06/08/2021.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,750 of these units on 06/08/2018, 1,750 of these units on 06/08/2019, 1,750 of these units on 06/08/2020, and 1,750 of these units on 06/08/2021.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,750 of these units on 06/08/2018, 1,750 of these units on 06/08/2019, 1,750 of these units on 06/08/2020, and 1,750 of these units on 06/08/2021.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:14 UTC
KEVERIAN KENNETH MSenior Vice President
Tax withholdingCommon Stock 1,027 $151.87 $155,965.36
Disclosure

SEC source: 0001562180-17-002248 · primarydocument.xml · nonDerivative · entry 2

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,630.935

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:14 UTC
KEVERIAN KENNETH MSenior Vice President
Exercise / conversionCommon Stock 1,991 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002248 · primarydocument.xml · nonDerivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,657.935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 23:14 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 3,319 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002249 · primarydocument.xml · derivative · entry 7

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,957

Underlying: Common Stock · 3,319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.