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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2018 Filed Feb 2, 2018 22:32 UTC
Del Bene Robert FVP, Controller
Tax withholdingCommon Stock 782 $163.02 $127,481.64
Disclosure

SEC source: 0001562180-18-000598 · primarydocument.xml · nonDerivative · entry 2

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,450.742

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:32 UTC
Del Bene Robert FVP, Controller
GrantCommon Stock 2,226 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000598 · primarydocument.xml · nonDerivative · entry 1

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,232.742

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2015-2017) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:34 UTC
Gherson Diane JSenior Vice President
Tax withholdingCommon Stock 5,267 $163.02 $858,626.34
Disclosure

SEC source: 0001562180-18-000599 · primarydocument.xml · nonDerivative · entry 2

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,548.7135

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:34 UTC
Gherson Diane JSenior Vice President
GrantCommon Stock 12,722 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000599 · primarydocument.xml · nonDerivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,815.7135

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2015-2017) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:36 UTC
KEVERIAN KENNETH MSenior Vice President
Tax withholdingCommon Stock 5,330 $163.02 $868,896.60
Disclosure

SEC source: 0001562180-18-000601 · primarydocument.xml · nonDerivative · entry 2

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,515.02

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:36 UTC
KEVERIAN KENNETH MSenior Vice President
GrantCommon Stock 12,722 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000601 · primarydocument.xml · nonDerivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,845.02

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2015-2017) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:37 UTC
Schroeter Martin JSenior Vice President
Tax withholdingCommon Stock 8,439 $163.02 $1,375,725.78
Disclosure

SEC source: 0001562180-18-000602 · primarydocument.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,597.2788

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:37 UTC
Schroeter Martin JSenior Vice President
GrantCommon Stock 19,083 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000602 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,036.2788

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2015-2017) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:39 UTC
KAVANAUGH JAMES JSr. VP and CFO
Exercise / conversionRst. Stock Unit · Derivative 5,320 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000603 · primarydocument.xml · derivative · entry 5

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:39 UTC
KAVANAUGH JAMES JSr. VP and CFO
Tax withholdingCommon Stock 6,042 $163.02 $984,966.84
Disclosure

SEC source: 0001562180-18-000603 · primarydocument.xml · nonDerivative · entry 4

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,467.8122

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:39 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantCommon Stock 12,722 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000603 · primarydocument.xml · nonDerivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,509.8122

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2015-2017) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:39 UTC
KAVANAUGH JAMES JSr. VP and CFO
Tax withholdingCommon Stock 1,800 $163.02 $293,436.00
Disclosure

SEC source: 0001562180-18-000603 · primarydocument.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,787.8122

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:39 UTC
KAVANAUGH JAMES JSr. VP and CFO
Exercise / conversionCommon Stock 5,320 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000603 · primarydocument.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,587.8122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:40 UTC
KELLY JOHN E IIISenior Vice President
Tax withholdingCommon Stock 10,384 $163.02 $1,692,799.68
Disclosure

SEC source: 0001562180-18-000604 · primarydocument.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,751.4872

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:40 UTC
KELLY JOHN E IIISenior Vice President
GrantCommon Stock 21,203 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000604 · primarydocument.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,135.4872

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2015-2017) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:42 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
Tax withholdingCommon Stock 26,695 $163.02 $4,351,818.90
Disclosure

SEC source: 0001562180-18-000605 · primarydocument.xml · nonDerivative · entry 2

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,721.8814

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:42 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantCommon Stock 56,399 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000605 · primarydocument.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,416.8814

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2015-2017) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:18 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $163.70 Strike: $0.00 $818.50
Disclosure

SEC source: 0001562180-18-000567 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,572

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:18 UTC PurchaseCommon Stock 610 $163.38 $99,659.12
Disclosure

SEC source: 0001562180-18-000568 · primarydocument.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 610

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 15:07 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $163.14 Strike: $0.00 $815.70
Disclosure

SEC source: 0001562180-18-000305 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,567

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 30, 2017 Filed Jan 2, 2018 21:24 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 27,961 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000065 · primarydocument.xml · derivative · entry 6

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,961

Underlying: Common Stock · 27,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
December 30, 2017 Filed Jan 2, 2018 21:24 UTC
KELLY JOHN E IIISenior Vice President
Tax withholdingCommon Stock 13,512 $154.04 $2,081,388.48
Disclosure

SEC source: 0001562180-18-000065 · primarydocument.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,877.2704

Read SEC document
December 30, 2017 Filed Jan 2, 2018 21:24 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionCommon Stock 27,961 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000065 · primarydocument.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,389.2704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:04 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 447 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000048 · primarydocument.xml · derivative · entry 2

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,564

Underlying: Common Stock · 447 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:04 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $153.42 Strike: $0.00 $767.10
Disclosure

SEC source: 0001562180-18-000048 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,117

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:05 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 95 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000049 · primarydocument.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,354

Underlying: Common Stock · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:05 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $153.42 Strike: $0.00 $920.52
Disclosure

SEC source: 0001562180-18-000049 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,259

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:08 UTC GrantPromised Fee Share · Derivative 337 $153.42 Strike: $0.00 $51,702.54
Disclosure

SEC source: 0001562180-18-000050 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337

Underlying: Common Stock · 337 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:09 UTC GrantPromised Fee Share · Derivative 489 $153.42 Strike: $0.00 $75,022.38
Disclosure

SEC source: 0001562180-18-000051 · primarydocument.xml · derivative · entry 1

VOSER PETER R. · CIK 0001628797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,134

Underlying: Common Stock · 489 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:10 UTC GrantPromised Fee Share · Derivative 522 $153.42 Strike: $0.00 $80,085.24
Disclosure

SEC source: 0001562180-18-000052 · primarydocument.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,991

Underlying: Common Stock · 522 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:12 UTC GrantPromised Fee Share · Derivative 203 $153.42 Strike: $0.00 $31,144.26
Disclosure

SEC source: 0001562180-18-000053 · primarydocument.xml · derivative · entry 1

Swedish Joseph · CIK 0001179745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203

Underlying: Common Stock · 203 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:12 UTC GrantPromised Fee Share · Derivative 489 $153.42 Strike: $0.00 $75,022.38
Disclosure

SEC source: 0001562180-18-000054 · primarydocument.xml · derivative · entry 1

OWENS JAMES W · CIK 0001171767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,403

Underlying: Common Stock · 489 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:14 UTC GrantPromised Fee Share · Derivative 489 $153.42 Strike: $0.00 $75,022.38
Disclosure

SEC source: 0001562180-18-000055 · primarydocument.xml · derivative · entry 1

OLAYAN HUTHAM S · CIK 0001357222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,965

Underlying: Common Stock · 489 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:15 UTC GrantPromised Fee Share · Derivative 489 $153.42 Strike: $0.00 $75,022.38
Disclosure

SEC source: 0001562180-18-000056 · primarydocument.xml · derivative · entry 1

MCNERNEY W JAMES JR · CIK 0001182055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,045

Underlying: Common Stock · 489 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:16 UTC GrantPromised Fee Share · Derivative 489 $153.42 Strike: $0.00 $75,022.38
Disclosure

SEC source: 0001562180-18-000057 · primarydocument.xml · derivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,264

Underlying: Common Stock · 489 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:17 UTC GrantPromised Fee Share · Derivative 522 $153.42 Strike: $0.00 $80,085.24
Disclosure

SEC source: 0001562180-18-000058 · primarydocument.xml · derivative · entry 1

JACKSON SHIRLEY A · CIK 0001168019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,706

Underlying: Common Stock · 522 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:19 UTC
Gorsky AlexDirector
GrantPromised Fee Share · Derivative 489 $153.42 Strike: $0.00 $75,022.38
Disclosure

SEC source: 0001562180-18-000060 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,690

Underlying: Common Stock · 489 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:19 UTC
FIELDS MARKDirector
GrantPromised Fee Share · Derivative 489 $153.42 Strike: $0.00 $75,022.38
Disclosure

SEC source: 0001562180-18-000061 · primarydocument.xml · derivative · entry 1

FIELDS MARK · CIK 0001191534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,613

Underlying: Common Stock · 489 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:20 UTC
FARR DAVID NDirector
GrantPromised Fee Share · Derivative 294 $153.42 Strike: $0.00 $45,105.48
Disclosure

SEC source: 0001562180-18-000062 · primarydocument.xml · derivative · entry 1

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,383

Underlying: Common Stock · 294 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:21 UTC GrantPromised Fee Share · Derivative 571 $153.42 Strike: $0.00 $87,602.82
Disclosure

SEC source: 0001562180-18-000063 · primarydocument.xml · derivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,504

Underlying: Common Stock · 571 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:22 UTC GrantPromised Fee Share · Derivative 489 $153.42 Strike: $0.00 $75,022.38
Disclosure

SEC source: 0001562180-18-000064 · primarydocument.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,293

Underlying: Common Stock · 489 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 21:05 UTC
Schroeter Martin JSr. VP and CFO
Exercise / conversionRst. Stock Unit · Derivative 4,951 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003936 · primarydocument.xml · derivative · entry 3

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 21:05 UTC
Schroeter Martin JSr. VP and CFO
Tax withholdingCommon Stock 2,554 $153.71 $392,562.57
Disclosure

SEC source: 0001562180-17-003936 · primarydocument.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,953.5934

Read SEC document
December 18, 2017 Filed Dec 19, 2017 21:05 UTC
Schroeter Martin JSr. VP and CFO
Exercise / conversionCommon Stock 4,951 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003936 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,507.5934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 21:05 UTC
Gherson Diane JSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 2,476 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003937 · primarydocument.xml · derivative · entry 3

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 21:05 UTC
Gherson Diane JSenior Vice President
Tax withholdingCommon Stock 1,261 $153.71 $193,822.01
Disclosure

SEC source: 0001562180-17-003937 · primarydocument.xml · nonDerivative · entry 2

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,094.2654

Read SEC document
December 18, 2017 Filed Dec 19, 2017 21:05 UTC
Gherson Diane JSenior Vice President
Exercise / conversionCommon Stock 2,476 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003937 · primarydocument.xml · nonDerivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,355.2654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 21:05 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 3,713 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003938 · primarydocument.xml · derivative · entry 3

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,713 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 21:05 UTC
BROWDY MICHELLE HSenior Vice President
Tax withholdingCommon Stock 1,915 $153.71 $294,345.08
Disclosure

SEC source: 0001562180-17-003938 · primarydocument.xml · nonDerivative · entry 2

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,415.385

Read SEC document
December 18, 2017 Filed Dec 19, 2017 21:05 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionCommon Stock 3,713 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003938 · primarydocument.xml · nonDerivative · entry 1

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,330.385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.