Last 12 months
Inside the activity.
3 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 1 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2021 Filed Apr 1, 2021 21:07 UTC |
Swedish JosephDirector
|
GrantPromised Fee Share · Derivative | 610 | $133.26 Strike: $0.00 | $81,288.60 |
DisclosureSEC source: 0001562180-21-002514 · primarydocument.xml · derivative · entry 1 Swedish Joseph · CIK 0001179745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,660 Underlying: Common Stock · 610 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 21:08 UTC |
Pollack Martha EDirector
|
GrantPromised Fee Share · Derivative | 610 | $133.26 Strike: $0.00 | $81,288.60 |
DisclosureSEC source: 0001562180-21-002515 · primarydocument.xml · derivative · entry 1 Pollack Martha E · CIK 0001765271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,737 Underlying: Common Stock · 610 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 21:07 UTC |
LIVERIS ANDREW NDirector
|
GrantPromised Fee Share · Derivative | 610 | $133.26 Strike: $0.00 | $81,288.60 |
DisclosureSEC source: 0001562180-21-002517 · primarydocument.xml · derivative · entry 1 LIVERIS ANDREW N · CIK 0001269971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,278 Underlying: Common Stock · 610 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 21:08 UTC |
HOWARD MICHELLE JDirector
|
GrantPromised Fee Share · Derivative | 549 | $133.26 Strike: $0.00 | $73,159.74 |
DisclosureSEC source: 0001562180-21-002518 · primarydocument.xml · derivative · entry 1 HOWARD MICHELLE J · CIK 0001769389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,972 Underlying: Common Stock · 549 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 21:08 UTC |
Gorsky AlexDirector
|
GrantPromised Fee Share · Derivative | 648 | $133.26 Strike: $0.00 | $86,352.48 |
DisclosureSEC source: 0001562180-21-002519 · primarydocument.xml · derivative · entry 1 Gorsky Alex · CIK 0001453149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,839 Underlying: Common Stock · 648 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 21:08 UTC |
FARR DAVID NDirector
|
GrantPromised Fee Share · Derivative | 366 | $133.26 Strike: $0.00 | $48,773.16 |
DisclosureSEC source: 0001562180-21-002520 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,628 Underlying: Common Stock · 366 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 21:08 UTC |
ESKEW MICHAEL LDirector
|
GrantPromised Fee Share · Derivative | 742 | $133.26 Strike: $0.00 | $98,878.92 |
DisclosureSEC source: 0001562180-21-002521 · primarydocument.xml · derivative · entry 1 ESKEW MICHAEL L · CIK 0001227734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,427 Underlying: Common Stock · 742 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 21:08 UTC |
Buberl ThomasDirector
|
GrantPromised Fee Share · Derivative | 610 | $133.26 Strike: $0.00 | $81,288.60 |
DisclosureSEC source: 0001562180-21-002522 · primarydocument.xml · derivative · entry 1 Buberl Thomas · CIK 0001738987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,439 Underlying: Common Stock · 610 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 22:16 UTC |
MCNABB FREDERICK WILLIAM IIIDirector
|
GrantPromised Fee Share · Derivative | 610 | $133.26 Strike: $0.00 | $81,288.60 |
DisclosureSEC source: 0001562180-21-002531 · primarydocument.xml · derivative · entry 1 MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,865 Underlying: Common Stock · 610 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:07 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
GrantPhantom Stock Unit · Derivative | 24 | $128.58 Strike: $0.00 | $3,085.92 |
DisclosureSEC source: 0001562180-21-002263 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,864 Underlying: Common Stock · 24 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:11 UTC |
Del Bene Robert FVP, Controller
|
GrantRst. Stock Unit · Derivative | 15,948 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001788 · primarydocument.xml · derivative · entry 1 Del Bene Robert F · CIK 0001695828 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,948 Underlying: Common Stock · 15,948 shares Expires not disclosed F1 · derivative.exercise_price: These units are payable in cash or the company's common stock upon lapse of the restrictions on February 1, 2023 F1 · kind: These units are payable in cash or the company's common stock upon lapse of the restrictions on February 1, 2023 F1 · derivative.exercise_date: These units are payable in cash or the company's common stock upon lapse of the restrictions on February 1, 2023 F1 · derivative.expiration_date: These units are payable in cash or the company's common stock upon lapse of the restrictions on February 1, 2023 Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 23:48 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
GrantPhantom Stock Unit · Derivative | 26 | $118.93 Strike: $0.00 | $3,092.18 |
DisclosureSEC source: 0001562180-21-001701 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,847 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 19:16 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
GrantPhantom Stock Unit · Derivative | 26 | $120.80 Strike: $0.00 | $3,140.80 |
DisclosureSEC source: 0001562180-21-001153 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,820 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 21:15 UTC |
KRISHNA ARVINDDirector · Chairman and CEO
|
GrantPhantom Stock Unit · Derivative | 206 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001039 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,603 Underlying: Common Stock · 206 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 21:15 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
GrantPhantom Stock Unit · Derivative | 103 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001040 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,794 Underlying: Common Stock · 103 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 21:15 UTC |
Del Bene Robert FVP, Controller
|
GrantPhantom Stock Unit · Derivative | 44 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001041 · primarydocument.xml · derivative · entry 1 Del Bene Robert F · CIK 0001695828 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,321 Underlying: Common Stock · 44 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 21:15 UTC |
BROWDY MICHELLE HSenior Vice President
|
GrantPhantom Stock Unit · Derivative | 52 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001042 · primarydocument.xml · derivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,918 Underlying: Common Stock · 52 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 21:14 UTC |
HOWARD MICHELLE JDirector
|
PurchaseCommon Stock | 64 | $123.30 | $7,891.20 |
DisclosureSEC source: 0001562180-21-001005 · primarydocument.xml · nonDerivative · entry 1 HOWARD MICHELLE J · CIK 0001769389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:32 UTC |
LAMOREAUX NICKLE JACLYNSenior Vice President
|
Tax withholdingCommon Stock | 306 | $119.85 | $36,672.57 |
DisclosureSEC source: 0001562180-21-000843 · primarydocument.xml · nonDerivative · entry 2 LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,531.59 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:32 UTC |
LAMOREAUX NICKLE JACLYNSenior Vice President
|
GrantCommon Stock | 777 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000843 · primarydocument.xml · nonDerivative · entry 1 LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,837.59 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2018-2020) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:32 UTC |
KRISHNA ARVINDDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 6,367 | $119.85 | $763,053.12 |
DisclosureSEC source: 0001562180-21-000844 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,682.9441 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:32 UTC |
KRISHNA ARVINDDirector · Chairman and CEO
|
GrantCommon Stock | 15,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000844 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,049.9441 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2018-2020) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:32 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
Tax withholdingCommon Stock | 6,101 | $119.85 | $731,174.35 |
DisclosureSEC source: 0001562180-21-000845 · primarydocument.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,645.413 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:32 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
GrantCommon Stock | 15,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000845 · primarydocument.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,746.413 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2018-2020) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:32 UTC |
Del Bene Robert FVP, Controller
|
Tax withholdingCommon Stock | 1,054 | $119.85 | $126,316.63 |
DisclosureSEC source: 0001562180-21-000846 · primarydocument.xml · nonDerivative · entry 2 Del Bene Robert F · CIK 0001695828 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,886.17 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:32 UTC |
Del Bene Robert FVP, Controller
|
GrantCommon Stock | 2,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000846 · primarydocument.xml · nonDerivative · entry 1 Del Bene Robert F · CIK 0001695828 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,940.17 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2018-2020) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:33 UTC |
BROWDY MICHELLE HSenior Vice President
|
Tax withholdingCommon Stock | 4,142 | $119.85 | $496,397.99 |
DisclosureSEC source: 0001562180-21-000847 · primarydocument.xml · nonDerivative · entry 2 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,128.835 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:33 UTC |
BROWDY MICHELLE HSenior Vice President
|
GrantCommon Stock | 10,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000847 · primarydocument.xml · nonDerivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,270.835 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2018-2020) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 19:56 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
GrantPhantom Stock Unit · Derivative | 26 | $119.11 Strike: $0.00 | $3,096.86 |
DisclosureSEC source: 0001562180-21-000663 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,692 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| January 16, 2021 Filed Jan 20, 2021 21:41 UTC |
Whitehurst James MPresident
|
Tax withholdingCommon Stock | 1,526 | $129.02 | $196,884.52 |
DisclosureSEC source: 0001562180-21-000381 · primarydocument.xml · nonDerivative · entry 1 Whitehurst James M · CIK 0001292272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,070.423 F1 · shares: Represents shares withheld from the reporting person to satisfy the reporting person's tax obligations related to vesting of restricted stock awards that vested on January 16, 2021. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 21:13 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
GrantPhantom Stock Unit · Derivative | 24 | $128.39 Strike: $0.00 | $3,081.36 |
DisclosureSEC source: 0001562180-21-000360 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,667 Underlying: Common Stock · 24 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:17 UTC |
COHN GARY DVice Chairman
|
GrantRst. Stock Unit · Derivative | 19,794 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000181 · primarydocument.xml · derivative · entry 1 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,794 Underlying: Common Stock · 19,794 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 4,948 of these units on January 4, 2022, for 4,949 of these units on January 4, 2023, for 4,948 of these units on January 4, 2024, and for 4,949 of these units on January 4, 2025. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 4,948 of these units on January 4, 2022, for 4,949 of these units on January 4, 2023, for 4,948 of these units on January 4, 2024, and for 4,949 of these units on January 4, 2025. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 4,948 of these units on January 4, 2022, for 4,949 of these units on January 4, 2023, for 4,948 of these units on January 4, 2024, and for 4,949 of these units on January 4, 2025. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 4,948 of these units on January 4, 2022, for 4,949 of these units on January 4, 2023, for 4,948 of these units on January 4, 2024, and for 4,949 of these units on January 4, 2025. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:56 UTC |
WADDELL FREDERICK HDirector
|
GrantPromised Fee Share · Derivative | 686 | $125.88 Strike: $0.00 | $86,353.68 |
DisclosureSEC source: 0001562180-21-000034 · primarydocument.xml · derivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,448 Underlying: Common Stock · 686 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:56 UTC |
VOSER PETER R.Director
|
GrantPromised Fee Share · Derivative | 646 | $125.88 Strike: $0.00 | $81,318.48 |
DisclosureSEC source: 0001562180-21-000035 · primarydocument.xml · derivative · entry 1 VOSER PETER R. · CIK 0001628797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,990 Underlying: Common Stock · 646 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:56 UTC |
TAUREL SIDNEYDirector
|
GrantPromised Fee Share · Derivative | 646 | $125.88 Strike: $0.00 | $81,318.48 |
DisclosureSEC source: 0001562180-21-000036 · primarydocument.xml · derivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,763 Underlying: Common Stock · 646 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:56 UTC |
Swedish JosephDirector
|
GrantPromised Fee Share · Derivative | 388 | $125.88 Strike: $0.00 | $48,841.44 |
DisclosureSEC source: 0001562180-21-000037 · primarydocument.xml · derivative · entry 1 Swedish Joseph · CIK 0001179745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,986 Underlying: Common Stock · 388 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:57 UTC |
Pollack Martha EDirector
|
GrantPromised Fee Share · Derivative | 646 | $125.88 Strike: $0.00 | $81,318.48 |
DisclosureSEC source: 0001562180-21-000038 · primarydocument.xml · derivative · entry 1 Pollack Martha E · CIK 0001765271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,062 Underlying: Common Stock · 646 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:57 UTC |
MCNABB FREDERICK WILLIAM IIIDirector
|
GrantPromised Fee Share · Derivative | 646 | $125.88 Strike: $0.00 | $81,318.48 |
DisclosureSEC source: 0001562180-21-000039 · primarydocument.xml · derivative · entry 1 MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,214 Underlying: Common Stock · 646 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:57 UTC |
LIVERIS ANDREW NDirector
|
GrantPromised Fee Share · Derivative | 646 | $125.88 Strike: $0.00 | $81,318.48 |
DisclosureSEC source: 0001562180-21-000040 · primarydocument.xml · derivative · entry 1 LIVERIS ANDREW N · CIK 0001269971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,358 Underlying: Common Stock · 646 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:57 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
GrantPhantom Stock Unit · Derivative | 320 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000041 · primarydocument.xml · derivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,643 Underlying: Common Stock · 320 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:57 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
GrantPhantom Stock Unit · Derivative | 20 | $125.88 Strike: $0.00 | $2,517.60 |
DisclosureSEC source: 0001562180-21-000041 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,323 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:57 UTC |
HOWARD MICHELLE JDirector
|
GrantPromised Fee Share · Derivative | 581 | $125.88 Strike: $0.00 | $73,136.28 |
DisclosureSEC source: 0001562180-21-000042 · primarydocument.xml · derivative · entry 1 HOWARD MICHELLE J · CIK 0001769389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,368 Underlying: Common Stock · 581 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:57 UTC |
Gorsky AlexDirector
|
GrantPromised Fee Share · Derivative | 686 | $125.88 Strike: $0.00 | $86,353.68 |
DisclosureSEC source: 0001562180-21-000043 · primarydocument.xml · derivative · entry 1 Gorsky Alex · CIK 0001453149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,988 Underlying: Common Stock · 686 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:57 UTC |
FARR DAVID NDirector
|
GrantPromised Fee Share · Derivative | 388 | $125.88 Strike: $0.00 | $48,841.44 |
DisclosureSEC source: 0001562180-21-000044 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,108 Underlying: Common Stock · 388 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:57 UTC |
ESKEW MICHAEL LDirector
|
GrantPromised Fee Share · Derivative | 785 | $125.88 Strike: $0.00 | $98,815.80 |
DisclosureSEC source: 0001562180-21-000045 · primarydocument.xml · derivative · entry 1 ESKEW MICHAEL L · CIK 0001227734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,162 Underlying: Common Stock · 785 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:57 UTC |
Buberl ThomasDirector
|
GrantPromised Fee Share · Derivative | 646 | $125.88 Strike: $0.00 | $81,318.48 |
DisclosureSEC source: 0001562180-21-000046 · primarydocument.xml · derivative · entry 1 Buberl Thomas · CIK 0001738987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,806 Underlying: Common Stock · 646 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 16:57 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
GrantPhantom Stock Unit · Derivative | 20 | $125.93 Strike: $0.00 | $2,518.60 |
DisclosureSEC source: 0001562180-20-007299 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,304 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 21:48 UTC |
KRISHNA ARVINDDirector · CEO
|
Exercise / conversionRst. Stock Unit · Derivative | 16,129 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-007258 · primarydocument.xml · derivative · entry 3 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,710 Underlying: Common Stock · 16,129 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 21:48 UTC |
KRISHNA ARVINDDirector · CEO
|
Tax withholdingCommon Stock | 7,750 | $124.56 | $965,301.25 |
DisclosureSEC source: 0001562180-20-007258 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,188.2346 Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 21:48 UTC |
KRISHNA ARVINDDirector · CEO
|
Exercise / conversionCommon Stock | 16,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-007258 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,938.2346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.