Tapewire

NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

Export transactions ↓
Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2021 Filed Jan 4, 2022 23:07 UTC GrantPromised Fee Share · Derivative 548 $133.66 Strike: $0.00 $73,245.68
Disclosure

SEC source: 0001562180-22-000132 · primarydocument.xml · derivative · entry 1

HOWARD MICHELLE J · CIK 0001769389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,037

Underlying: Common Stock · 548 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 23:07 UTC GrantPromised Fee Share · Derivative 608 $133.66 Strike: $0.00 $81,265.28
Disclosure

SEC source: 0001562180-22-000133 · primarydocument.xml · derivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,256

Underlying: Common Stock · 608 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 23:08 UTC GrantPromised Fee Share · Derivative 608 $133.66 Strike: $0.00 $81,265.28
Disclosure

SEC source: 0001562180-22-000134 · primarydocument.xml · derivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,018

Underlying: Common Stock · 608 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 23:08 UTC GrantPromised Fee Share · Derivative 608 $133.66 Strike: $0.00 $81,265.28
Disclosure

SEC source: 0001562180-22-000135 · primarydocument.xml · derivative · entry 1

Pollack Martha E · CIK 0001765271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,049

Underlying: Common Stock · 608 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 23:08 UTC GrantPromised Fee Share · Derivative 608 $133.66 Strike: $0.00 $81,265.28
Disclosure

SEC source: 0001562180-22-000136 · primarydocument.xml · derivative · entry 1

Swedish Joseph · CIK 0001179745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,965

Underlying: Common Stock · 608 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 23:09 UTC GrantPromised Fee Share · Derivative 608 $133.66 Strike: $0.00 $81,265.28
Disclosure

SEC source: 0001562180-22-000137 · primarydocument.xml · derivative · entry 1

VOSER PETER R. · CIK 0001628797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,960

Underlying: Common Stock · 608 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 23:09 UTC GrantPromised Fee Share · Derivative 646 $133.66 Strike: $0.00 $86,344.36
Disclosure

SEC source: 0001562180-22-000138 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,923

Underlying: Common Stock · 646 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 23:09 UTC GrantPromised Fee Share · Derivative 446 $133.66 Strike: $0.00 $59,612.36
Disclosure

SEC source: 0001562180-22-000139 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446

Underlying: Common Stock · 446 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 21:28 UTC
COHN GARY DVice Chairman
Exercise / conversionRst. Stock Unit · Derivative 33,672 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007893 · primarydocument.xml · derivative · entry 3

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,510

Underlying: Common Stock · 33,672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 12/28/20, the reporting person was granted 81,480 RSUs, 32,592 of which vested on 12/28/21, 26,481 of which will vest on 12/28/22, and 22,407 of which will vest on 12/28/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · balance_after: On 12/28/20, the reporting person was granted 81,480 RSUs, 32,592 of which vested on 12/28/21, 26,481 of which will vest on 12/28/22, and 22,407 of which will vest on 12/28/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 21:28 UTC
COHN GARY DVice Chairman
Tax withholdingCommon Stock 19,322 $132.40 $2,558,136.19
Disclosure

SEC source: 0001562180-21-007893 · primarydocument.xml · nonDerivative · entry 2

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,350

Read SEC document
December 28, 2021 Filed Dec 29, 2021 21:28 UTC
COHN GARY DVice Chairman
Exercise / conversionCommon Stock 33,672 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007893 · primarydocument.xml · nonDerivative · entry 1

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 16:19 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 25 $123.11 Strike: $0.00 $3,077.75
Disclosure

SEC source: 0001562180-21-007714 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,952

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 00:51 UTC PurchaseCommon Stock 80 $123.76 $9,900.80
Disclosure

SEC source: 0001562180-21-007664 · primarydocument.xml · nonDerivative · entry 1

HOWARD MICHELLE J · CIK 0001769389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144

Read SEC document
December 11, 2021 Filed Dec 14, 2021 00:50 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Exercise / conversionRst. Stock Unit · Derivative 24,996 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007663 · primarydocument.xml · derivative · entry 5

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,656

Underlying: Common Stock · 24,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 12/11/18, the reporting person was granted 120,968 RSUs, 16,129 of which vested on 12/11/19, 16,129 of which vested on 12/11/20, 24,194 of which vested on 12/11/21, 32,258 of which will vest on 12/11/22, and 32,258 of which will vest on 12/11/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units converted into additional restricted stock units, which are reflected in the table above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: On 12/11/18, the reporting person was granted 120,968 RSUs, 16,129 of which vested on 12/11/19, 16,129 of which vested on 12/11/20, 24,194 of which vested on 12/11/21, 32,258 of which will vest on 12/11/22, and 32,258 of which will vest on 12/11/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units converted into additional restricted stock units, which are reflected in the table above.

F1 · derivative.expiration_date: On 12/11/18, the reporting person was granted 120,968 RSUs, 16,129 of which vested on 12/11/19, 16,129 of which vested on 12/11/20, 24,194 of which vested on 12/11/21, 32,258 of which will vest on 12/11/22, and 32,258 of which will vest on 12/11/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units converted into additional restricted stock units, which are reflected in the table above.

F1 · balance_after: On 12/11/18, the reporting person was granted 120,968 RSUs, 16,129 of which vested on 12/11/19, 16,129 of which vested on 12/11/20, 24,194 of which vested on 12/11/21, 32,258 of which will vest on 12/11/22, and 32,258 of which will vest on 12/11/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units converted into additional restricted stock units, which are reflected in the table above.

Read SEC document
December 11, 2021 Filed Dec 14, 2021 00:50 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Tax withholdingCommon Stock 408 $124.35 $50,732.76
Disclosure

SEC source: 0001562180-21-007663 · primarydocument.xml · nonDerivative · entry 4

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,560.3929

Read SEC document
December 11, 2021 Filed Dec 14, 2021 00:50 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Tax withholdingCommon Stock 12,281 $124.35 $1,527,080.95
Disclosure

SEC source: 0001562180-21-007663 · primarydocument.xml · nonDerivative · entry 3

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,968.3929

Read SEC document
December 11, 2021 Filed Dec 14, 2021 00:50 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Exercise / conversionCommon Stock 802 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007663 · primarydocument.xml · nonDerivative · entry 2

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,249.3929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2021 Filed Dec 14, 2021 00:50 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Exercise / conversionCommon Stock 24,194 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007663 · primarydocument.xml · nonDerivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,447.3929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 22:13 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 26 $117.10 Strike: $0.00 $3,044.60
Disclosure

SEC source: 0001562180-21-007365 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,935

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 21:58 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 26 $118.87 Strike: $0.00 $3,090.62
Disclosure

SEC source: 0001562180-21-007080 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,907

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 21:14 UTC
KRISHNA ARVINDDirector · Chairman and CEO
GrantPhantom Stock Unit · Derivative 227 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006969 · primarydocument.xml · derivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,920

Underlying: Common Stock · 227 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 21:19 UTC
BROWDY MICHELLE HSenior Vice President
GrantPhantom Stock Unit · Derivative 57 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006971 · primarydocument.xml · derivative · entry 1

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,249

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 21:16 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 119 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006970 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,879

Underlying: Common Stock · 119 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 21:21 UTC
Del Bene Robert FVP, Controller
GrantPhantom Stock Unit · Derivative 49 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006972 · primarydocument.xml · derivative · entry 1

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,602

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 29, 2021 Filed Nov 1, 2021 18:09 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 25 $125.10 Strike: $0.00 $3,127.50
Disclosure

SEC source: 0001562180-21-006713 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,369

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 15:36 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 21 $144.61 Strike: $0.00 $3,036.81
Disclosure

SEC source: 0001562180-21-006490 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,343

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 19:44 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 22 $138.93 Strike: $0.00 $3,056.46
Disclosure

SEC source: 0001562180-21-006187 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,323

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:59 UTC GrantPromised Fee Share · Derivative 585 $138.93 Strike: $0.00 $81,274.05
Disclosure

SEC source: 0001562180-21-006205 · primarydocument.xml · derivative · entry 1

Buberl Thomas · CIK 0001738987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,641

Underlying: Common Stock · 585 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:02 UTC GrantPromised Fee Share · Derivative 711 $138.93 Strike: $0.00 $98,779.23
Disclosure

SEC source: 0001562180-21-006206 · primarydocument.xml · derivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,795

Underlying: Common Stock · 711 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:02 UTC
FARR DAVID NDirector
GrantPromised Fee Share · Derivative 351 $138.93 Strike: $0.00 $48,764.43
Disclosure

SEC source: 0001562180-21-006207 · primarydocument.xml · derivative · entry 1

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,606

Underlying: Common Stock · 351 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:02 UTC
Gorsky AlexDirector
GrantPromised Fee Share · Derivative 621 $138.93 Strike: $0.00 $86,275.53
Disclosure

SEC source: 0001562180-21-006208 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,442

Underlying: Common Stock · 621 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:03 UTC GrantPromised Fee Share · Derivative 585 $138.93 Strike: $0.00 $81,274.05
Disclosure

SEC source: 0001562180-21-006210 · primarydocument.xml · derivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,005

Underlying: Common Stock · 585 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:03 UTC GrantPromised Fee Share · Derivative 527 $138.93 Strike: $0.00 $73,216.11
Disclosure

SEC source: 0001562180-21-006209 · primarydocument.xml · derivative · entry 1

HOWARD MICHELLE J · CIK 0001769389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,118

Underlying: Common Stock · 527 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:03 UTC GrantPromised Fee Share · Derivative 585 $138.93 Strike: $0.00 $81,274.05
Disclosure

SEC source: 0001562180-21-006212 · primarydocument.xml · derivative · entry 1

Pollack Martha E · CIK 0001765271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,014

Underlying: Common Stock · 585 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:03 UTC GrantPromised Fee Share · Derivative 585 $138.93 Strike: $0.00 $81,274.05
Disclosure

SEC source: 0001562180-21-006211 · primarydocument.xml · derivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,100

Underlying: Common Stock · 585 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:04 UTC GrantPromised Fee Share · Derivative 585 $138.93 Strike: $0.00 $81,274.05
Disclosure

SEC source: 0001562180-21-006213 · primarydocument.xml · derivative · entry 1

Swedish Joseph · CIK 0001179745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,935

Underlying: Common Stock · 585 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:04 UTC GrantPromised Fee Share · Derivative 585 $138.93 Strike: $0.00 $81,274.05
Disclosure

SEC source: 0001562180-21-006214 · primarydocument.xml · derivative · entry 1

VOSER PETER R. · CIK 0001628797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,300

Underlying: Common Stock · 585 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:04 UTC GrantPromised Fee Share · Derivative 621 $138.93 Strike: $0.00 $86,275.53
Disclosure

SEC source: 0001562180-21-006215 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,631

Underlying: Common Stock · 621 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 15:27 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 23 $137.20 Strike: $0.00 $3,155.60
Disclosure

SEC source: 0001562180-21-005961 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,301

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 18:15 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 22 $140.34 Strike: $0.00 $3,087.48
Disclosure

SEC source: 0001562180-21-005684 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,278

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 18, 2021 Filed Aug 19, 2021 20:23 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 4,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005454 · primarydocument.xml · derivative · entry 3

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,034

Underlying: Common Stock · 4,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
August 18, 2021 Filed Aug 19, 2021 20:23 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
Tax withholdingCommon Stock 1,968 $140.65 $276,789.36
Disclosure

SEC source: 0001562180-21-005454 · primarydocument.xml · nonDerivative · entry 2

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,018.29

Read SEC document
August 18, 2021 Filed Aug 19, 2021 20:23 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
Exercise / conversionCommon Stock 4,033 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005454 · primarydocument.xml · nonDerivative · entry 1

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,986.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 15:15 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 22 $143.18 Strike: $0.00 $3,149.96
Disclosure

SEC source: 0001562180-21-005319 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,254

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 19:11 UTC
KRISHNA ARVINDDirector · Chairman and CEO
GrantPhantom Stock Unit · Derivative 183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005238 · primarydocument.xml · derivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,942

Underlying: Common Stock · 183 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 19:11 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 95 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005239 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,234

Underlying: Common Stock · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 19:11 UTC
Del Bene Robert FVP, Controller
GrantPhantom Stock Unit · Derivative 39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005240 · primarydocument.xml · derivative · entry 1

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,394

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 19:11 UTC
BROWDY MICHELLE HSenior Vice President
GrantPhantom Stock Unit · Derivative 46 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005241 · primarydocument.xml · derivative · entry 1

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,004

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 16:15 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 22 $140.96 Strike: $0.00 $3,101.12
Disclosure

SEC source: 0001562180-21-005099 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,140

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 13:17 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 22 $140.45 Strike: $0.00 $3,089.90
Disclosure

SEC source: 0001562180-21-004961 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,119

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.