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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2008 Filed Aug 13, 2008 20:39 UTC
MOFFAT ROBERT W JRSenior Vice President
SaleCommon Stock 200 $125.03 $25,005.00
Disclosure

SEC source: 0001181431-08-048113 · rrd215976.xml · nonDerivative · entry 4

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,954.6738

Read SEC document
August 12, 2008 Filed Aug 13, 2008 20:39 UTC
MOFFAT ROBERT W JRSenior Vice President
SaleCommon Stock 1,700 $125.02 $212,534.00
Disclosure

SEC source: 0001181431-08-048113 · rrd215976.xml · nonDerivative · entry 3

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,154.6738

Read SEC document
August 12, 2008 Filed Aug 13, 2008 20:39 UTC
MOFFAT ROBERT W JRSenior Vice President
SaleCommon Stock 1,000 $125.02 $125,020.00
Disclosure

SEC source: 0001181431-08-048113 · rrd215976.xml · nonDerivative · entry 2

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,854.6738

Read SEC document
August 12, 2008 Filed Aug 13, 2008 20:39 UTC
MOFFAT ROBERT W JRSenior Vice President
SaleCommon Stock 525 $125.01 $65,630.25
Disclosure

SEC source: 0001181431-08-048113 · rrd215976.xml · nonDerivative · entry 1

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,854.6738

Read SEC document
August 11, 2008 Filed Nov 7, 2008 17:51 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-060248 · rrd222270.xml · nonDerivative · entry 6

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,236.0841

Read SEC document
August 11, 2008 Filed Nov 7, 2008 17:51 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-060248 · rrd222270.xml · nonDerivative · entry 5

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,256.0841

Read SEC document
August 11, 2008 Filed Nov 7, 2008 17:51 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-060248 · rrd222270.xml · nonDerivative · entry 4

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,266.0841

Read SEC document
August 11, 2008 Filed Nov 7, 2008 17:51 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-060248 · rrd222270.xml · nonDerivative · entry 3

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,276.0841

Read SEC document
August 11, 2008 Filed Nov 7, 2008 17:51 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-060248 · rrd222270.xml · nonDerivative · entry 2

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,286.0841

Read SEC document
August 08, 2008 Filed Nov 7, 2008 17:51 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-060248 · rrd222270.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,296.0841

Read SEC document
August 07, 2008 Filed Aug 8, 2008 14:25 UTC
MILLS STEVEN ASenior Vice President
SaleCommon Stock 2,300 $128.43 $295,389.00
Disclosure

SEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 15

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,853.1162

Read SEC document
August 07, 2008 Filed Aug 8, 2008 14:25 UTC
MILLS STEVEN ASenior Vice President
SaleCommon Stock 1,200 $128.42 $154,104.00
Disclosure

SEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 14

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,153.1162

Read SEC document
August 07, 2008 Filed Aug 8, 2008 14:25 UTC
MILLS STEVEN ASenior Vice President
SaleCommon Stock 500 $128.41 $64,205.00
Disclosure

SEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 13

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,353.1162

Read SEC document
August 07, 2008 Filed Aug 8, 2008 14:25 UTC
MILLS STEVEN ASenior Vice President
SaleCommon Stock 1,300 $128.40 $166,920.00
Disclosure

SEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 12

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,853.1162

Read SEC document
August 07, 2008 Filed Aug 8, 2008 14:25 UTC
MILLS STEVEN ASenior Vice President
SaleCommon Stock 100 $128.39 $12,839.00
Disclosure

SEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 11

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,153.1162

Read SEC document
August 07, 2008 Filed Aug 8, 2008 14:25 UTC
MILLS STEVEN ASenior Vice President
SaleCommon Stock 400 $128.38 $51,352.00
Disclosure

SEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 10

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,253.1162

Read SEC document
August 07, 2008 Filed Aug 8, 2008 14:25 UTC
MILLS STEVEN ASenior Vice President
SaleCommon Stock 1,000 $128.37 $128,370.00
Disclosure

SEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 9

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,653.1162

Read SEC document
August 07, 2008 Filed Aug 8, 2008 14:25 UTC
MILLS STEVEN ASenior Vice President
SaleCommon Stock 300 $128.36 $38,508.00
Disclosure

SEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 8

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,653.1162

Read SEC document
August 07, 2008 Filed Aug 8, 2008 14:25 UTC
MILLS STEVEN ASenior Vice President
SaleCommon Stock 300 $128.35 $38,505.00
Disclosure

SEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 7

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,953.1162

Read SEC document
August 07, 2008 Filed Aug 8, 2008 14:25 UTC
MILLS STEVEN ASenior Vice President
SaleCommon Stock 700 $128.33 $89,831.00
Disclosure

SEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 6

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,253.1162

Read SEC document
August 07, 2008 Filed Aug 8, 2008 14:25 UTC
MILLS STEVEN ASenior Vice President
SaleCommon Stock 300 $128.32 $38,496.00
Disclosure

SEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 5

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,953.1162

Read SEC document
August 07, 2008 Filed Aug 8, 2008 14:25 UTC
MILLS STEVEN ASenior Vice President
SaleCommon Stock 600 $128.31 $76,986.00
Disclosure

SEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 4

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,253.1162

Read SEC document
August 07, 2008 Filed Aug 8, 2008 14:25 UTC
MILLS STEVEN ASenior Vice President
SaleCommon Stock 10,165 $128.30 $1,304,169.50
Disclosure

SEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 3

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,853.1162

Read SEC document
August 07, 2008 Filed Aug 8, 2008 14:25 UTC
MILLS STEVEN ASenior Vice President
SaleCommon Stock 200 $128.29 $25,658.00
Disclosure

SEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 2

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,018.1162

Read SEC document
August 07, 2008 Filed Aug 8, 2008 14:25 UTC
MILLS STEVEN ASenior Vice President
SaleCommon Stock 635 $128.28 $81,457.80
Disclosure

SEC source: 0001181431-08-047090 · rrd215395.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,218.1162

Read SEC document
August 06, 2008 Filed Aug 7, 2008 15:54 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-046701 · rrd215261.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 615

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 06, 2008 Filed Aug 7, 2008 15:54 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 17 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-046701 · rrd215261.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,190

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2008 Filed Aug 7, 2008 15:53 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-046700 · rrd215260.xml · derivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,928

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2008 Filed Aug 7, 2008 15:55 UTC
SANFORD LINDA SSenior Vice President
GrantPhantom Stock Unit · Derivative 19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-046702 · rrd215262.xml · derivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,686

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2008 Filed Aug 7, 2008 15:57 UTC
Rometty Virginia MSenior Vice President
GrantPhantom Stock Unit · Derivative 53 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-046704 · rrd215263.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,621

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2008 Filed Aug 7, 2008 15:58 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
GrantPhantom Stock Unit · Derivative 245 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-046706 · rrd215264.xml · derivative · entry 7

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,681

Underlying: Common Stock · 245 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2008 Filed Aug 7, 2008 15:59 UTC
MOFFAT ROBERT W JRSenior Vice President
GrantPhantom Stock Unit · Derivative 28 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-046707 · rrd215265.xml · derivative · entry 1

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,161

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2008 Filed Aug 7, 2008 16:01 UTC
MILLS STEVEN ASenior Vice President
GrantPhantom Stock Unit · Derivative 112 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-046708 · rrd215266.xml · derivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,074

Underlying: Common Stock · 112 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2008 Filed Aug 7, 2008 16:02 UTC
MACDONALD J RANDALLSenior Vice President
GrantPhantom Stock Unit · Derivative 96 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-046709 · rrd215267.xml · derivative · entry 1

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,900

Underlying: Common Stock · 96 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2008 Filed Aug 7, 2008 16:03 UTC
LOUGHRIDGE MARKSr. VP and CFO
GrantPhantom Stock Unit · Derivative 30 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-046710 · rrd215268.xml · derivative · entry 1

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,759

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2008 Filed Aug 7, 2008 16:05 UTC
KERN R. FRANKLIN IIISenior Vice President
GrantPhantom Stock Unit · Derivative 17 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-046711 · rrd215269.xml · derivative · entry 3

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,242

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2008 Filed Aug 7, 2008 16:06 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 33 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-046712 · rrd215270.xml · derivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,502

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2008 Filed Aug 7, 2008 16:07 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-046713 · rrd215271.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,942

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2008 Filed Aug 7, 2008 16:08 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-046714 · rrd215272.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,808

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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August 06, 2008 Filed Aug 7, 2008 16:09 UTC
HARRELD J BRUCESenior Vice President
GrantPhantom Stock Unit · Derivative 24 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-046716 · rrd215273.xml · derivative · entry 1

HARRELD J BRUCE · CIK 0001180446 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,147

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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August 06, 2008 Filed Aug 7, 2008 16:10 UTC
DONOFRIO NICHOLAS MExecutive Vice President
GrantPhantom Stock Unit · Derivative 50 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-046721 · rrd215274.xml · derivative · entry 1

DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,974

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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August 06, 2008 Filed Aug 7, 2008 16:11 UTC
Daniels Michael ESenior Vice President
GrantPhantom Stock Unit · Derivative 33 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-046722 · rrd215275.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,566

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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August 06, 2008 Filed Aug 7, 2008 16:13 UTC
Adkins Rodney CSenior Vice President
GrantPhantom Stock Unit · Derivative 64 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-046725 · rrd215276.xml · derivative · entry 1

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,627

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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July 31, 2008 Filed Aug 1, 2008 17:20 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 13 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-045382 · rrd214554.xml · derivative · entry 2

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,909

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 31, 2008 Filed Aug 1, 2008 17:20 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 7 $127.98 Strike: $0.00 $895.86
Disclosure

SEC source: 0001181431-08-045382 · rrd214554.xml · derivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,896

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 31, 2008 Filed Aug 1, 2008 17:20 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-045384 · rrd214555.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 31, 2008 Filed Aug 1, 2008 17:20 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 3 $127.98 Strike: $0.00 $383.94
Disclosure

SEC source: 0001181431-08-045384 · rrd214555.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,934

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 31, 2008 Filed Aug 1, 2008 17:22 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 971 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-08-045388 · rrd214599.xml · derivative · entry 3

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,942

Underlying: Common Stock · 971 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
July 31, 2008 Filed Aug 1, 2008 17:22 UTC
Adkins Rodney CSenior Vice President
Tax withholdingCommon Stock 426 $128.63 $54,796.38
Disclosure

SEC source: 0001181431-08-045388 · rrd214599.xml · nonDerivative · entry 2

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,695.4523

Read SEC document
July 31, 2008 Filed Aug 1, 2008 17:22 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionCommon Stock 971 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-045388 · rrd214599.xml · nonDerivative · entry 1

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,121.4523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.