Last 12 months
Inside the activity.
3 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 1 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2009 Filed May 11, 2009 23:36 UTC |
KELLY JOHN E IIISenior Vice President
|
Exercise / conversionCommon Stock | 2,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024235 · rrd242209.xml · nonDerivative · entry 2 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,522.8189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:36 UTC |
KELLY JOHN E IIISenior Vice President
|
Exercise / conversionCommon Stock | 2,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024235 · rrd242209.xml · nonDerivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,680.8189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:38 UTC |
KAVANAUGH JAMES JVP, Controller
|
Exercise / conversionRst. Stock Unit · Derivative | 1,053 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024236 · rrd242210.xml · derivative · entry 3 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,053 Underlying: Common Stock · 1,053 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:38 UTC |
KAVANAUGH JAMES JVP, Controller
|
Tax withholdingCommon Stock | 395 | $101.79 | $40,207.05 |
DisclosureSEC source: 0001181431-09-024236 · rrd242210.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,748.8659 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:38 UTC |
KAVANAUGH JAMES JVP, Controller
|
Exercise / conversionCommon Stock | 1,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024236 · rrd242210.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,143.8659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:39 UTC |
IWATA JON CSenior Vice President
|
Exercise / conversionRst. Stock Unit · Derivative | 2,336 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024238 · rrd242211.xml · derivative · entry 9 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,674 Underlying: Common Stock · 2,336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:39 UTC |
IWATA JON CSenior Vice President
|
Exercise / conversionRst. Stock Unit · Derivative | 2,105 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024238 · rrd242211.xml · derivative · entry 8 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,106 Underlying: Common Stock · 2,105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:39 UTC |
IWATA JON CSenior Vice President
|
Exercise / conversionRst. Stock Unit · Derivative | 2,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024238 · rrd242211.xml · derivative · entry 7 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:39 UTC |
IWATA JON CSenior Vice President
|
Tax withholdingCommon Stock | 1,074 | $101.79 | $109,322.46 |
DisclosureSEC source: 0001181431-09-024238 · rrd242211.xml · nonDerivative · entry 6 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,678.6198 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:39 UTC |
IWATA JON CSenior Vice President
|
Tax withholdingCommon Stock | 1,035 | $101.79 | $105,352.65 |
DisclosureSEC source: 0001181431-09-024238 · rrd242211.xml · nonDerivative · entry 5 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,752.6198 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:39 UTC |
IWATA JON CSenior Vice President
|
Tax withholdingCommon Stock | 968 | $101.79 | $98,532.72 |
DisclosureSEC source: 0001181431-09-024238 · rrd242211.xml · nonDerivative · entry 4 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,787.6198 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:39 UTC |
IWATA JON CSenior Vice President
|
Exercise / conversionCommon Stock | 2,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024238 · rrd242211.xml · nonDerivative · entry 3 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,755.6198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:39 UTC |
IWATA JON CSenior Vice President
|
Exercise / conversionCommon Stock | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024238 · rrd242211.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,419.6198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:39 UTC |
IWATA JON CSenior Vice President
|
Exercise / conversionCommon Stock | 2,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024238 · rrd242211.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,169.6198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:41 UTC |
Daniels Michael ESenior Vice President
|
Exercise / conversionRst. Stock Unit · Derivative | 2,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024239 · rrd242212.xml · derivative · entry 9 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,608 Underlying: Common Stock · 2,804 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:41 UTC |
Daniels Michael ESenior Vice President
|
Exercise / conversionRst. Stock Unit · Derivative | 2,737 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024239 · rrd242212.xml · derivative · entry 8 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,737 Underlying: Common Stock · 2,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:41 UTC |
Daniels Michael ESenior Vice President
|
Exercise / conversionRst. Stock Unit · Derivative | 3,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024239 · rrd242212.xml · derivative · entry 7 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:41 UTC |
Daniels Michael ESenior Vice President
|
Tax withholdingCommon Stock | 1,371 | $101.79 | $139,554.09 |
DisclosureSEC source: 0001181431-09-024239 · rrd242212.xml · nonDerivative · entry 6 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,188.7201 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:41 UTC |
Daniels Michael ESenior Vice President
|
Tax withholdingCommon Stock | 1,230 | $101.79 | $125,201.70 |
DisclosureSEC source: 0001181431-09-024239 · rrd242212.xml · nonDerivative · entry 5 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,559.7201 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:41 UTC |
Daniels Michael ESenior Vice President
|
Tax withholdingCommon Stock | 1,201 | $101.79 | $122,249.79 |
DisclosureSEC source: 0001181431-09-024239 · rrd242212.xml · nonDerivative · entry 4 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,789.7201 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:41 UTC |
Daniels Michael ESenior Vice President
|
Exercise / conversionCommon Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024239 · rrd242212.xml · nonDerivative · entry 3 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,990.7201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:41 UTC |
Daniels Michael ESenior Vice President
|
Exercise / conversionCommon Stock | 2,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024239 · rrd242212.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,865.7201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:41 UTC |
Daniels Michael ESenior Vice President
|
Exercise / conversionCommon Stock | 2,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024239 · rrd242212.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,061.7201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:43 UTC |
Adkins Rodney CSenior Vice President
|
Exercise / conversionRst. Stock Unit · Derivative | 2,056 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024240 · rrd242213.xml · derivative · entry 6 Adkins Rodney C · CIK 0001400395 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,113 Underlying: Common Stock · 2,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:43 UTC |
Adkins Rodney CSenior Vice President
|
Exercise / conversionRst. Stock Unit · Derivative | 2,368 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024240 · rrd242213.xml · derivative · entry 5 Adkins Rodney C · CIK 0001400395 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,369 Underlying: Common Stock · 2,368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:43 UTC |
Adkins Rodney CSenior Vice President
|
Tax withholdingCommon Stock | 1,125 | $101.79 | $114,513.75 |
DisclosureSEC source: 0001181431-09-024240 · rrd242213.xml · nonDerivative · entry 4 Adkins Rodney C · CIK 0001400395 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,652.2123 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:43 UTC |
Adkins Rodney CSenior Vice President
|
Tax withholdingCommon Stock | 977 | $101.79 | $99,448.83 |
DisclosureSEC source: 0001181431-09-024240 · rrd242213.xml · nonDerivative · entry 3 Adkins Rodney C · CIK 0001400395 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,777.2123 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:43 UTC |
Adkins Rodney CSenior Vice President
|
Exercise / conversionCommon Stock | 2,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024240 · rrd242213.xml · nonDerivative · entry 2 Adkins Rodney C · CIK 0001400395 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,754.2123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:43 UTC |
Adkins Rodney CSenior Vice President
|
Exercise / conversionCommon Stock | 2,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024240 · rrd242213.xml · nonDerivative · entry 1 Adkins Rodney C · CIK 0001400395 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,386.2123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2009 Filed May 7, 2009 17:24 UTC |
Weber Robert CSenior Vice President
|
GrantPhantom Stock Unit · Derivative | 35 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023315 · rrd241769.xml · derivative · entry 1 Weber Robert C · CIK 0001347423 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,599 Underlying: Common Stock · 35 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2009 Filed May 7, 2009 17:28 UTC |
Shaughnessy Timothy SSenior Vice President
|
GrantPhantom Stock Unit · Derivative | 4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023321 · rrd241770.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 626 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 06, 2009 Filed May 7, 2009 17:28 UTC |
Shaughnessy Timothy SSenior Vice President
|
GrantPhantom Stock Unit · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023321 · rrd241770.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,261 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2009 Filed May 7, 2009 17:32 UTC |
SANFORD LINDA SSenior Vice President
|
GrantPhantom Stock Unit · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023322 · rrd241771.xml · derivative · entry 1 SANFORD LINDA S · CIK 0001068020 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,765 Underlying: Common Stock · 25 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2009 Filed May 7, 2009 17:36 UTC |
Rometty Virginia MSenior Vice President
|
GrantPhantom Stock Unit · Derivative | 73 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023324 · rrd241772.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,852 Underlying: Common Stock · 73 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2009 Filed May 7, 2009 17:39 UTC |
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
|
GrantPhantom Stock Unit · Derivative | 338 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023328 · rrd241773.xml · derivative · entry 1 PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,760 Underlying: Common Stock · 338 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2009 Filed May 7, 2009 17:43 UTC |
MOFFAT ROBERT W JRSenior Vice President
|
GrantPhantom Stock Unit · Derivative | 38 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023333 · rrd241774.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,282 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2009 Filed May 7, 2009 17:47 UTC |
MILLS STEVEN ASenior Vice President
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GrantPhantom Stock Unit · Derivative | 155 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023343 · rrd241775.xml · derivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,566 Underlying: Common Stock · 155 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2009 Filed May 7, 2009 17:51 UTC |
MACDONALD J RANDALLSenior Vice President
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GrantPhantom Stock Unit · Derivative | 133 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023348 · rrd241776.xml · derivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,322 Underlying: Common Stock · 133 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2009 Filed May 7, 2009 17:58 UTC |
KERN R. FRANKLIN IIISenior Vice President
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GrantPhantom Stock Unit · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023352 · rrd241778.xml · derivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,314 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2009 Filed May 7, 2009 17:54 UTC |
LOUGHRIDGE MARKSr. VP and CFO
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GrantPhantom Stock Unit · Derivative | 42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023350 · rrd241777.xml · derivative · entry 1 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,890 Underlying: Common Stock · 42 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2009 Filed May 7, 2009 18:01 UTC |
KELLY JOHN E IIISenior Vice President
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GrantPhantom Stock Unit · Derivative | 46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023354 · rrd241779.xml · derivative · entry 2 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,646 Underlying: Common Stock · 46 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2009 Filed May 7, 2009 18:01 UTC |
KELLY JOHN E IIISenior Vice President
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GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023354 · rrd241779.xml · nonDerivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,157.8189 Read SEC document |
| May 06, 2009 Filed May 7, 2009 18:05 UTC |
KAVANAUGH JAMES JVP, Controller
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GrantPhantom Stock Unit · Derivative | 12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023355 · rrd241780.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,235 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2009 Filed May 7, 2009 18:09 UTC |
IWATA JON CSenior Vice President
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GrantPhantom Stock Unit · Derivative | 26 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023357 · rrd241781.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,890 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2009 Filed May 7, 2009 18:12 UTC |
Daniels Michael ESenior Vice President
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GrantPhantom Stock Unit · Derivative | 46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023359 · rrd241782.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,711 Underlying: Common Stock · 46 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2009 Filed May 7, 2009 18:16 UTC |
Adkins Rodney CSenior Vice President
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GrantPhantom Stock Unit · Derivative | 43 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023361 · rrd241783.xml · derivative · entry 1 Adkins Rodney C · CIK 0001400395 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,158 Underlying: Common Stock · 43 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| April 30, 2009 Filed May 1, 2009 16:28 UTC |
Weber Robert CSenior Vice President
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GrantPhantom Stock Unit · Derivative | 16 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-022082 · rrd241089.xml · derivative · entry 2 Weber Robert C · CIK 0001347423 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,565 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| April 30, 2009 Filed May 1, 2009 16:28 UTC |
Weber Robert CSenior Vice President
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GrantPhantom Stock Unit · Derivative | 8 | $103.21 Strike: $0.00 | $825.68 |
DisclosureSEC source: 0001181431-09-022082 · rrd241089.xml · derivative · entry 1 Weber Robert C · CIK 0001347423 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,549 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| April 30, 2009 Filed May 1, 2009 16:29 UTC |
KAVANAUGH JAMES JVP, Controller
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GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-022083 · rrd241090.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,223 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| April 30, 2009 Filed May 1, 2009 18:27 UTC |
CHENAULT KENNETH IDirector
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Exercise / conversionBOD Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $103.61 | $0.00 |
DisclosureSEC source: 0001181431-09-022109 · rrd241124.xml · derivative · entry 9 CHENAULT KENNETH I · CIK 0001180524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2009-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.