IBM

SEC source: 0001562180-22-006014 · primarydocument.xml · derivative · entry 1

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,736

Underlying: Common Stock · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

SEC source: 0001562180-22-006016 · primarydocument.xml · derivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,550

Underlying: Common Stock · 221 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

SEC source: 0001562180-22-006017 · primarydocument.xml · derivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,274

Underlying: Common Stock · 318 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

SEC source: 0001562180-22-005447 · primarydocument.xml · derivative · entry 1

Buberl Thomas · CIK 0001738987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792

Underlying: Common Stock · 576 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-22-005448 · primarydocument.xml · derivative · entry 1

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,900

Underlying: Common Stock · 346 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-22-005449 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,055

Underlying: Common Stock · 647 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-22-005450 · primarydocument.xml · derivative · entry 1

HOWARD MICHELLE J · CIK 0001769389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,303

Underlying: Common Stock · 518 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-22-005451 · primarydocument.xml · derivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,257

Underlying: Common Stock · 611 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-22-005452 · primarydocument.xml · derivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,379

Underlying: Common Stock · 576 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-22-005453 · primarydocument.xml · derivative · entry 1

Pollack Martha E · CIK 0001765271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,462

Underlying: Common Stock · 576 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-22-005454 · primarydocument.xml · derivative · entry 1

Swedish Joseph · CIK 0001179745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,376

Underlying: Common Stock · 576 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-22-005455 · primarydocument.xml · derivative · entry 1

VOSER PETER R. · CIK 0001628797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,724

Underlying: Common Stock · 629 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-22-005456 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,509

Underlying: Common Stock · 611 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-22-005457 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666

Underlying: Common Stock · 576 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-22-005033 · primarydocument.xml · derivative · entry 9

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,918

Underlying: Common Stock · 2,972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: On 06/08/21, the reporting person was granted 11,508 RSUs, 2,877 of which vested on 06/08/22, 2,877 of which will vest on 06/08/23, 2,877 of which will vest on 06/08/24, and 2,877 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F5 · balance_after: On 06/08/21, the reporting person was granted 11,508 RSUs, 2,877 of which vested on 06/08/22, 2,877 of which will vest on 06/08/23, 2,877 of which will vest on 06/08/24, and 2,877 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

SEC source: 0001562180-22-005033 · primarydocument.xml · derivative · entry 8

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460

Underlying: Common Stock · 3,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On 06/08/20, the reporting person was granted 12,502 RSUs, 3,125 of which vested on 06/08/21, 3,125 of which vested on 06/08/22, 3,125 of which will vest on 06/08/23, and 3,127 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · balance_after: On 06/08/20, the reporting person was granted 12,502 RSUs, 3,125 of which vested on 06/08/21, 3,125 of which vested on 06/08/22, 3,125 of which will vest on 06/08/23, and 3,127 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

SEC source: 0001562180-22-005033 · primarydocument.xml · derivative · entry 7

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 06/08/18, the reporting person was granted 8,313 RSUs, 2,078 of which vested on 06/08/19, 2,078 of which vested on 06/08/20, 2,078 of which vested on 06/08/21, and 2,079 of which vested on 06/08/22. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · balance_after: On 06/08/18, the reporting person was granted 8,313 RSUs, 2,078 of which vested on 06/08/19, 2,078 of which vested on 06/08/20, 2,078 of which vested on 06/08/21, and 2,079 of which vested on 06/08/22. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

SEC source: 0001562180-22-005033 · primarydocument.xml · nonDerivative · entry 6

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,354.806

SEC source: 0001562180-22-005033 · primarydocument.xml · nonDerivative · entry 5

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,872.806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-005033 · primarydocument.xml · nonDerivative · entry 4

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,900.806

SEC source: 0001562180-22-005033 · primarydocument.xml · nonDerivative · entry 3

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,549.806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-005033 · primarydocument.xml · nonDerivative · entry 2

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,321.806

SEC source: 0001562180-22-005033 · primarydocument.xml · nonDerivative · entry 1

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,419.806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-005034 · primarydocument.xml · derivative · entry 10

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,293

Underlying: Common Stock · 1,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: On 06/08/21, the reporting person was granted 5,538 RSUs, 1,384 of which vested on 06/08/22, 1,384 of which will vest on 06/08/23, 1,384 of which will vest on 06/08/24, and 1,386 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F6 · balance_after: On 06/08/21, the reporting person was granted 5,538 RSUs, 1,384 of which vested on 06/08/22, 1,384 of which will vest on 06/08/23, 1,384 of which will vest on 06/08/24, and 1,386 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

SEC source: 0001562180-22-005034 · primarydocument.xml · derivative · entry 9

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,358

Underlying: Common Stock · 1,676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: On 06/08/20, the reporting person was granted 6,495 RSUs, 1,623 of which vested on 06/08/21, 1,623 of which vested on 06/08/22, 1,623 of which will vest on 06/08/23, and 1,626 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F5 · balance_after: On 06/08/20, the reporting person was granted 6,495 RSUs, 1,623 of which vested on 06/08/21, 1,623 of which vested on 06/08/22, 1,623 of which will vest on 06/08/23, and 1,626 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

SEC source: 0001562180-22-005034 · primarydocument.xml · derivative · entry 8

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 971 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: On 06/08/18, the reporting person was granted 3,750 RSUs, 937 of which vested on 06/08/19, 937 of which vested on 06/08/20, 937 of which vested on 06/08/21, and 939 of which vested on 06/08/22. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · balance_after: On 06/08/18, the reporting person was granted 3,750 RSUs, 937 of which vested on 06/08/19, 937 of which vested on 06/08/20, 937 of which vested on 06/08/21, and 939 of which vested on 06/08/22. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

SEC source: 0001562180-22-005034 · primarydocument.xml · derivative · entry 7

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202

Underlying: Common Stock · 1,202 shares

Expires not disclosed

F1 · derivative.exercise_price: This grant provides the remaining units that were approved by the Compensation Committee for Mr. Del Bene's 2022 Restricted Stock Unit award. These units were intended to be included with Mr. Del Bene's February 21, 2022 Restricted Stock Unit grant, but were not previously granted due to an administrative oversight. Upon lapse of the restrictions, these units are payable in cash or in the Company's common stock. The restrictions lapse for 300 of these units on 02/21/23, 300 of these units on 02/21/24, 300 of these units on 02/21/25 and 302 of these units on 02/21/26.

F1 · kind: This grant provides the remaining units that were approved by the Compensation Committee for Mr. Del Bene's 2022 Restricted Stock Unit award. These units were intended to be included with Mr. Del Bene's February 21, 2022 Restricted Stock Unit grant, but were not previously granted due to an administrative oversight. Upon lapse of the restrictions, these units are payable in cash or in the Company's common stock. The restrictions lapse for 300 of these units on 02/21/23, 300 of these units on 02/21/24, 300 of these units on 02/21/25 and 302 of these units on 02/21/26.

F1 · derivative.exercise_date: This grant provides the remaining units that were approved by the Compensation Committee for Mr. Del Bene's 2022 Restricted Stock Unit award. These units were intended to be included with Mr. Del Bene's February 21, 2022 Restricted Stock Unit grant, but were not previously granted due to an administrative oversight. Upon lapse of the restrictions, these units are payable in cash or in the Company's common stock. The restrictions lapse for 300 of these units on 02/21/23, 300 of these units on 02/21/24, 300 of these units on 02/21/25 and 302 of these units on 02/21/26.

F1 · derivative.expiration_date: This grant provides the remaining units that were approved by the Compensation Committee for Mr. Del Bene's 2022 Restricted Stock Unit award. These units were intended to be included with Mr. Del Bene's February 21, 2022 Restricted Stock Unit grant, but were not previously granted due to an administrative oversight. Upon lapse of the restrictions, these units are payable in cash or in the Company's common stock. The restrictions lapse for 300 of these units on 02/21/23, 300 of these units on 02/21/24, 300 of these units on 02/21/25 and 302 of these units on 02/21/26.

SEC source: 0001562180-22-005034 · primarydocument.xml · nonDerivative · entry 6

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,521.319

SEC source: 0001562180-22-005034 · primarydocument.xml · nonDerivative · entry 5

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,312.319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-005034 · primarydocument.xml · nonDerivative · entry 4

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,883.319

SEC source: 0001562180-22-005034 · primarydocument.xml · nonDerivative · entry 3

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,811.319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-005034 · primarydocument.xml · nonDerivative · entry 2

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,135.319

SEC source: 0001562180-22-005034 · primarydocument.xml · nonDerivative · entry 1

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,673.319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-005035 · primarydocument.xml · derivative · entry 9

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,489

Underlying: Common Stock · 5,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: On 06/08/21, the reporting person was granted 19,988 RSUs, 4,997 of which vested on 06/08/22, 4,997 of which will vest on 06/08/23, 4,997 of which will vest on 06/08/24, and 4,997 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F5 · balance_after: On 06/08/21, the reporting person was granted 19,988 RSUs, 4,997 of which vested on 06/08/22, 4,997 of which will vest on 06/08/23, 4,997 of which will vest on 06/08/24, and 4,997 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

SEC source: 0001562180-22-005035 · primarydocument.xml · derivative · entry 8

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,376

Underlying: Common Stock · 5,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On 06/08/20, the reporting person was granted 22,020 RSUs, 5,505 of which vested on 06/08/21, 5,505 of which vested on 06/08/22, 5,505 of which will vest on 06/08/23, and 5,505 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · balance_after: On 06/08/20, the reporting person was granted 22,020 RSUs, 5,505 of which vested on 06/08/21, 5,505 of which vested on 06/08/22, 5,505 of which will vest on 06/08/23, and 5,505 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

SEC source: 0001562180-22-005035 · primarydocument.xml · derivative · entry 7

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 06/08/18, the reporting person was granted 11,485 RSUs, 2,871 of which vested on 06/08/19, 2,871 of which vested on 06/08/20, 2,871 of which vested on 06/08/21, and 2,872 of which vested on 06/08/22. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · balance_after: On 06/08/18, the reporting person was granted 11,485 RSUs, 2,871 of which vested on 06/08/19, 2,871 of which vested on 06/08/20, 2,871 of which vested on 06/08/21, and 2,872 of which vested on 06/08/22. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

SEC source: 0001562180-22-005035 · primarydocument.xml · nonDerivative · entry 6

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,915.2102

SEC source: 0001562180-22-005035 · primarydocument.xml · nonDerivative · entry 5

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,502.2102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-005035 · primarydocument.xml · nonDerivative · entry 4

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,340.2102

SEC source: 0001562180-22-005035 · primarydocument.xml · nonDerivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,191.2102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-005035 · primarydocument.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,504.2102

SEC source: 0001562180-22-005035 · primarydocument.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,992.2102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-005036 · primarydocument.xml · derivative · entry 9

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,814

Underlying: Common Stock · 8,604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: On 06/08/21, the reporting person was granted 33,313 RSUs, 8,328 of which vested on 06/08/22, 8,328 of which will vest on 06/08/23, 8,328 of which will vest on 06/08/24, and 8,329 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F5 · balance_after: On 06/08/21, the reporting person was granted 33,313 RSUs, 8,328 of which vested on 06/08/22, 8,328 of which will vest on 06/08/23, 8,328 of which will vest on 06/08/24, and 8,329 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

SEC source: 0001562180-22-005036 · primarydocument.xml · derivative · entry 8

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,182

Underlying: Common Stock · 10,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On 06/08/20, the reporting person was granted 39,068 RSUs, 9,767 of which vested on 06/08/21, 9,767 of which vested on 06/08/22, 9,767 of which will vest on 06/08/23, and 9,767 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · balance_after: On 06/08/20, the reporting person was granted 39,068 RSUs, 9,767 of which vested on 06/08/21, 9,767 of which vested on 06/08/22, 9,767 of which will vest on 06/08/23, and 9,767 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

SEC source: 0001562180-22-005036 · primarydocument.xml · derivative · entry 7

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 06/08/18, the reporting person was granted 12,032 RSUs, 3,008 of which vested on 06/08/19, 3,008 of which vested on 06/08/20, 3,008 of which vested on 06/08/21, and 3,008 of which vested on 06/08/22. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · balance_after: On 06/08/18, the reporting person was granted 12,032 RSUs, 3,008 of which vested on 06/08/19, 3,008 of which vested on 06/08/20, 3,008 of which vested on 06/08/21, and 3,008 of which vested on 06/08/22. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

SEC source: 0001562180-22-005036 · primarydocument.xml · nonDerivative · entry 6

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,235.1366

SEC source: 0001562180-22-005036 · primarydocument.xml · nonDerivative · entry 5

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,486.1366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-005036 · primarydocument.xml · nonDerivative · entry 4

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,882.1366

SEC source: 0001562180-22-005036 · primarydocument.xml · nonDerivative · entry 3

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,867.1366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-005036 · primarydocument.xml · nonDerivative · entry 2

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,776.1366