Tapewire

NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2023 Filed Feb 3, 2023 22:11 UTC
KRISHNA ARVINDDirector · Chairman and CEO
GrantCommon Stock 48,724 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000962 · primarydocument.xml · nonDerivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,302.9658

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2020-2022) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:11 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
Tax withholdingCommon Stock 1,667 $134.30 $223,869.77
Disclosure

SEC source: 0001562180-23-000963 · primarydocument.xml · nonDerivative · entry 4

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,456.156

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:11 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
Tax withholdingCommon Stock 530 $134.30 $71,176.35
Disclosure

SEC source: 0001562180-23-000963 · primarydocument.xml · nonDerivative · entry 3

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,123.156

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:11 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
GrantCommon Stock 4,623 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000963 · primarydocument.xml · nonDerivative · entry 2

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,653.156

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2020-2022) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:11 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
GrantCommon Stock 1,364 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000963 · primarydocument.xml · nonDerivative · entry 1

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,030.156

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2020-2022) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:13 UTC
Rosamilia Thomas WSenior Vice President
Tax withholdingCommon Stock 9,381 $134.30 $1,259,821.40
Disclosure

SEC source: 0001562180-23-000964 · primarydocument.xml · nonDerivative · entry 2

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,098.821

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:13 UTC
Rosamilia Thomas WSenior Vice President
GrantCommon Stock 21,262 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000964 · primarydocument.xml · nonDerivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,479.821

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2020-2022) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 22:06 UTC
COHN GARY DVice Chairman
Exercise / conversionRst. Stock Unit · Derivative 5,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000242 · primarydocument.xml · derivative · entry 3

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,226

Underlying: Common Stock · 5,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 01/04/21, the reporting person was granted 19,794 RSUs, 4,948 of which vested on 01/04/22, 4,949 of which vested on 01/04/23, 4,948 of which will vest on 01/04/24, and 4,949 of which will vest on 01/04/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · balance_after: On 01/04/21, the reporting person was granted 19,794 RSUs, 4,948 of which vested on 01/04/22, 4,949 of which vested on 01/04/23, 4,948 of which will vest on 01/04/24, and 4,949 of which will vest on 01/04/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 22:06 UTC
COHN GARY DVice Chairman
Tax withholdingCommon Stock 2,119 $142.50 $301,946.91
Disclosure

SEC source: 0001562180-23-000242 · primarydocument.xml · nonDerivative · entry 2

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,545.873

Read SEC document
January 04, 2023 Filed Jan 5, 2023 22:06 UTC
COHN GARY DVice Chairman
Exercise / conversionCommon Stock 5,113 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000242 · primarydocument.xml · nonDerivative · entry 1

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,664.873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:20 UTC GrantPromised Fee Share · Derivative 577 $140.89 Strike: $0.00 $81,293.53
Disclosure

SEC source: 0001562180-23-000018 · primarydocument.xml · derivative · entry 1

Buberl Thomas · CIK 0001738987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,198

Underlying: Common Stock · 577 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:20 UTC
FARR DAVID NDirector
GrantPromised Fee Share · Derivative 347 $140.89 Strike: $0.00 $48,888.83
Disclosure

SEC source: 0001562180-23-000019 · primarydocument.xml · derivative · entry 1

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,040

Underlying: Common Stock · 347 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:20 UTC
Gorsky AlexDirector
GrantPromised Fee Share · Derivative 648 $140.89 Strike: $0.00 $91,296.72
Disclosure

SEC source: 0001562180-23-000020 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,005

Underlying: Common Stock · 648 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:21 UTC GrantPromised Fee Share · Derivative 520 $140.89 Strike: $0.00 $73,262.80
Disclosure

SEC source: 0001562180-23-000021 · primarydocument.xml · derivative · entry 1

HOWARD MICHELLE J · CIK 0001769389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,642

Underlying: Common Stock · 520 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:22 UTC GrantPromised Fee Share · Derivative 613 $140.89 Strike: $0.00 $86,365.57
Disclosure

SEC source: 0001562180-23-000022 · primarydocument.xml · derivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,348

Underlying: Common Stock · 613 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:22 UTC GrantPromised Fee Share · Derivative 577 $140.89 Strike: $0.00 $81,293.53
Disclosure

SEC source: 0001562180-23-000023 · primarydocument.xml · derivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,823

Underlying: Common Stock · 577 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:22 UTC GrantPromised Fee Share · Derivative 577 $140.89 Strike: $0.00 $81,293.53
Disclosure

SEC source: 0001562180-23-000024 · primarydocument.xml · derivative · entry 1

Pollack Martha E · CIK 0001765271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,955

Underlying: Common Stock · 577 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:23 UTC GrantPromised Fee Share · Derivative 577 $140.89 Strike: $0.00 $81,293.53
Disclosure

SEC source: 0001562180-23-000025 · primarydocument.xml · derivative · entry 1

Swedish Joseph · CIK 0001179745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,868

Underlying: Common Stock · 577 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:23 UTC GrantPromised Fee Share · Derivative 630 $140.89 Strike: $0.00 $88,760.70
Disclosure

SEC source: 0001562180-23-000026 · primarydocument.xml · derivative · entry 1

VOSER PETER R. · CIK 0001628797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,602

Underlying: Common Stock · 630 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:23 UTC GrantPromised Fee Share · Derivative 613 $140.89 Strike: $0.00 $86,365.57
Disclosure

SEC source: 0001562180-23-000027 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,177

Underlying: Common Stock · 613 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:23 UTC GrantPromised Fee Share · Derivative 577 $140.89 Strike: $0.00 $81,293.53
Disclosure

SEC source: 0001562180-23-000028 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,973

Underlying: Common Stock · 577 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 28, 2022 Filed Dec 29, 2022 21:34 UTC
COHN GARY DVice Chairman
Exercise / conversionRst. Stock Unit · Derivative 27,359 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008449 · primarydocument.xml · derivative · entry 3

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,151

Underlying: Common Stock · 27,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 12/28/20, the reporting person was granted 81,480 RSUs, 32,592 of which vested on 12/28/21, 26,481 of which vested on 12/28/22, and 22,407 of which will vest on 12/28/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · balance_after: On 12/28/20, the reporting person was granted 81,480 RSUs, 32,592 of which vested on 12/28/21, 26,481 of which vested on 12/28/22, and 22,407 of which will vest on 12/28/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

Read SEC document
December 28, 2022 Filed Dec 29, 2022 21:34 UTC
COHN GARY DVice Chairman
Tax withholdingCommon Stock 15,130 $141.40 $2,139,306.35
Disclosure

SEC source: 0001562180-22-008449 · primarydocument.xml · nonDerivative · entry 2

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,551.873

Read SEC document
December 28, 2022 Filed Dec 29, 2022 21:34 UTC
COHN GARY DVice Chairman
Exercise / conversionCommon Stock 27,359 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008449 · primarydocument.xml · nonDerivative · entry 1

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,681.873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2022 Filed Dec 13, 2022 22:14 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Exercise / conversionRst. Stock Unit · Derivative 33,328 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008249 · primarydocument.xml · derivative · entry 3

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,328

Underlying: Common Stock · 33,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 12/11/18, the reporting person was granted 120,968 RSUs, 16,129 of which vested on 12/11/19, 16,129 of which vested on 12/11/20, 24,194 of which vested on 12/11/21, 32,258 of which vested on 12/11/22, and 32,258 of which will vest on 12/11/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · balance_after: On 12/11/18, the reporting person was granted 120,968 RSUs, 16,129 of which vested on 12/11/19, 16,129 of which vested on 12/11/20, 24,194 of which vested on 12/11/21, 32,258 of which vested on 12/11/22, and 32,258 of which will vest on 12/11/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

Read SEC document
December 11, 2022 Filed Dec 13, 2022 22:14 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Tax withholdingCommon Stock 16,498 $147.65 $2,435,929.70
Disclosure

SEC source: 0001562180-22-008249 · primarydocument.xml · nonDerivative · entry 2

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,576.5402

Read SEC document
December 11, 2022 Filed Dec 13, 2022 22:14 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Exercise / conversionCommon Stock 33,328 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008249 · primarydocument.xml · nonDerivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,074.5402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2022 Filed Nov 22, 2022 21:33 UTC
Del Bene Robert FVP, Controller
SaleCommon Stock 3,000 $148.36 $445,087.80
Disclosure

SEC source: 0001562180-22-007813 · primarydocument.xml · nonDerivative · entry 1

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,552.776

F1 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $148.30 to $148.415, inclusive.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 21:33 UTC
BROWDY MICHELLE HSenior Vice President
GrantPhantom Stock Unit · Derivative 53 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007628 · primarydocument.xml · derivative · entry 1

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,460

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 21:34 UTC
Del Bene Robert FVP, Controller
GrantPhantom Stock Unit · Derivative 44 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007629 · primarydocument.xml · derivative · entry 1

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,780

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 21:34 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 112 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007630 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 112 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 21:35 UTC
KRISHNA ARVINDDirector · Chairman and CEO
GrantPhantom Stock Unit · Derivative 211 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007631 · primarydocument.xml · derivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,761

Underlying: Common Stock · 211 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 21:35 UTC
Rosamilia Thomas WSenior Vice President
GrantPhantom Stock Unit · Derivative 303 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007632 · primarydocument.xml · derivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,577

Underlying: Common Stock · 303 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 21:09 UTC GrantPromised Fee Share · Derivative 684 $118.81 Strike: $0.00 $81,266.04
Disclosure

SEC source: 0001562180-22-006911 · primarydocument.xml · derivative · entry 1

Buberl Thomas · CIK 0001738987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,549

Underlying: Common Stock · 684 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 21:06 UTC
FARR DAVID NDirector
GrantPromised Fee Share · Derivative 411 $118.81 Strike: $0.00 $48,830.91
Disclosure

SEC source: 0001562180-22-006912 · primarydocument.xml · derivative · entry 1

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,512

Underlying: Common Stock · 411 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 21:06 UTC
Gorsky AlexDirector
GrantPromised Fee Share · Derivative 769 $118.81 Strike: $0.00 $91,364.89
Disclosure

SEC source: 0001562180-22-006913 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,102

Underlying: Common Stock · 769 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 21:07 UTC GrantPromised Fee Share · Derivative 616 $118.81 Strike: $0.00 $73,186.96
Disclosure

SEC source: 0001562180-22-006914 · primarydocument.xml · derivative · entry 1

HOWARD MICHELLE J · CIK 0001769389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,024

Underlying: Common Stock · 616 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 21:10 UTC GrantPromised Fee Share · Derivative 726 $118.81 Strike: $0.00 $86,256.06
Disclosure

SEC source: 0001562180-22-006915 · primarydocument.xml · derivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,378

Underlying: Common Stock · 726 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 21:07 UTC GrantPromised Fee Share · Derivative 684 $118.81 Strike: $0.00 $81,266.04
Disclosure

SEC source: 0001562180-22-006916 · primarydocument.xml · derivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,156

Underlying: Common Stock · 684 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 21:08 UTC GrantPromised Fee Share · Derivative 684 $118.81 Strike: $0.00 $81,266.04
Disclosure

SEC source: 0001562180-22-006917 · primarydocument.xml · derivative · entry 1

Pollack Martha E · CIK 0001765271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,265

Underlying: Common Stock · 684 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 21:11 UTC GrantPromised Fee Share · Derivative 684 $118.81 Strike: $0.00 $81,266.04
Disclosure

SEC source: 0001562180-22-006918 · primarydocument.xml · derivative · entry 1

Swedish Joseph · CIK 0001179745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,178

Underlying: Common Stock · 684 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 21:11 UTC GrantPromised Fee Share · Derivative 747 $118.81 Strike: $0.00 $88,751.07
Disclosure

SEC source: 0001562180-22-006919 · primarydocument.xml · derivative · entry 1

VOSER PETER R. · CIK 0001628797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,732

Underlying: Common Stock · 747 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 21:11 UTC GrantPromised Fee Share · Derivative 726 $118.81 Strike: $0.00 $86,256.06
Disclosure

SEC source: 0001562180-22-006920 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,406

Underlying: Common Stock · 726 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 21:08 UTC GrantPromised Fee Share · Derivative 684 $118.81 Strike: $0.00 $81,266.04
Disclosure

SEC source: 0001562180-22-006921 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,370

Underlying: Common Stock · 684 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:05 UTC
FARR DAVID NDirector
PurchaseCommon Stock 1,000 $125.00 $125,000.00
Disclosure

SEC source: 0001562180-22-006702 · primarydocument.xml · nonDerivative · entry 1

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 1,000

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:14 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 1,914 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006450 · primarydocument.xml · derivative · entry 3

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,915

Underlying: Common Stock · 1,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 9/1/20, the reporting person was granted 3,706 RSUs, 1,853 of which vested on 9/1/22 and 1,853 of which will vest on 9/1/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · balance_after: On 9/1/20, the reporting person was granted 3,706 RSUs, 1,853 of which vested on 9/1/22 and 1,853 of which will vest on 9/1/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:14 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
Tax withholdingCommon Stock 978 $128.77 $125,932.17
Disclosure

SEC source: 0001562180-22-006450 · primarydocument.xml · nonDerivative · entry 2

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,386.842

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:14 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
Exercise / conversionCommon Stock 1,914 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006450 · primarydocument.xml · nonDerivative · entry 1

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,364.842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 20:29 UTC
BROWDY MICHELLE HSenior Vice President
GrantPhantom Stock Unit · Derivative 56 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006013 · primarydocument.xml · derivative · entry 1

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,407

Underlying: Common Stock · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 20:30 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 117 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006015 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,288

Underlying: Common Stock · 117 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.