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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 29, 2010 Filed Nov 1, 2010 21:03 UTC
MILLS STEVEN ASenior Vice President
SaleCommon Stock 20,048 $142.66 $2,860,047.68
Disclosure

SEC source: 0001181431-10-052652 · rrd289638.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,266.55

Read SEC document
October 29, 2010 Filed Nov 1, 2010 21:05 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 4 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052653 · rrd289602.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 29, 2010 Filed Nov 1, 2010 21:08 UTC
Arnold Colleen F.Senior Vice President
SaleCommon Stock 6,917 $142.00 $982,214.00
Disclosure

SEC source: 0001181431-10-052654 · rrd289611.xml · nonDerivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,035.1589

Read SEC document
October 28, 2010 Filed Oct 29, 2010 17:54 UTC
Rhodin Michael D.Senior Vice President
OtherPhantom Stock Unit · Derivative 717 $140.90 Strike: $0.00 $101,025.30
Disclosure

SEC source: 0001181431-10-052430 · rrd289502.xml · derivative · entry 7

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,958

Underlying: Common Stock · 717 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F4 · kind: Intra-plan transfer under the IBM Excess 401(k) Plus Plan.

F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 28, 2010 Filed Oct 29, 2010 17:54 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 700 $140.84 $98,588.07
Disclosure

SEC source: 0001181431-10-052430 · rrd289502.xml · nonDerivative · entry 3

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,582.2072

Read SEC document
October 28, 2010 Filed Oct 29, 2010 17:54 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 300 $140.84 $42,252.00
Disclosure

SEC source: 0001181431-10-052430 · rrd289502.xml · nonDerivative · entry 2

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,282.2072

Read SEC document
October 28, 2010 Filed Oct 29, 2010 17:54 UTC
Rhodin Michael D.Senior Vice President
OtherCommon Stock 290.9865 $140.90 $41,000.00
Disclosure

SEC source: 0001181431-10-052430 · rrd289502.xml · nonDerivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,582.2072

F1 · kind: Intra-plan transfer into the IBM Stock Fund of the IBM 401(k) Plus Plan.

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:21 UTC
Rometty Virginia MSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 24,245 $0.00 Strike: $104.71 $0.00
Disclosure

SEC source: 0001181431-10-052316 · rrd289432.xml · derivative · entry 5

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,245 shares

Expires 2011-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:21 UTC
Rometty Virginia MSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 955 $0.00 Strike: $104.71 $0.00
Disclosure

SEC source: 0001181431-10-052316 · rrd289432.xml · derivative · entry 4

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 955 shares

Expires 2011-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:21 UTC
Rometty Virginia MSenior Vice President
SaleCommon Stock 25,200 $141.00 $3,553,200.00
Disclosure

SEC source: 0001181431-10-052316 · rrd289432.xml · nonDerivative · entry 3

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,258.3418

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:21 UTC
Rometty Virginia MSenior Vice President
Exercise / conversionCommon Stock 24,245 $104.71 $2,538,693.95
Disclosure

SEC source: 0001181431-10-052316 · rrd289432.xml · nonDerivative · entry 2

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,458.3418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:21 UTC
Rometty Virginia MSenior Vice President
Exercise / conversionCommon Stock 955 $104.71 $99,998.05
Disclosure

SEC source: 0001181431-10-052316 · rrd289432.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,213.3418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:22 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 24,045 $0.00 Strike: $104.71 $0.00
Disclosure

SEC source: 0001181431-10-052317 · rrd289433.xml · derivative · entry 3

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,045 shares

Expires 2011-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:22 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 37,207 $139.51 $5,190,748.57
Disclosure

SEC source: 0001181431-10-052317 · rrd289433.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,431.1205

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:22 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionCommon Stock 24,045 $104.71 $2,517,751.95
Disclosure

SEC source: 0001181431-10-052317 · rrd289433.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,638.1205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:25 UTC
IWATA JON CSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 27,639 $0.00 Strike: $78.13 $0.00
Disclosure

SEC source: 0001181431-10-052321 · rrd289443.xml · derivative · entry 18

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,639 shares

Expires 2013-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 200 $141.40 $28,280.00
Disclosure

SEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 17

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,505.924

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 1,999 $141.39 $282,638.61
Disclosure

SEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 16

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,705.924

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 1,700 $141.38 $240,346.00
Disclosure

SEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 15

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,704.924

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 2,708 $141.37 $382,829.96
Disclosure

SEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 14

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,404.924

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 799 $141.36 $112,946.64
Disclosure

SEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 13

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,112.924

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 800 $141.35 $113,080.00
Disclosure

SEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 12

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,911.924

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 600 $141.34 $84,804.00
Disclosure

SEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 11

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,711.924

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 1,300 $141.33 $183,729.00
Disclosure

SEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 10

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,311.924

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 4,506 $141.32 $636,787.92
Disclosure

SEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 9

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,611.924

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 7,788 $141.31 $1,100,522.28
Disclosure

SEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 8

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,117.924

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 1,800 $141.30 $254,340.00
Disclosure

SEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 7

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,905.924

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 4,400 $141.29 $621,676.00
Disclosure

SEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 6

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,705.924

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 2,181 $141.28 $308,131.68
Disclosure

SEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 5

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,105.924

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 4,658 $141.27 $658,035.66
Disclosure

SEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 4

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,286.924

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 1,900 $141.26 $268,394.00
Disclosure

SEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 3

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,944.924

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 300 $141.25 $42,375.00
Disclosure

SEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 2

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,844.924

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:25 UTC
IWATA JON CSenior Vice President
Exercise / conversionCommon Stock 27,639 $78.13 $2,159,435.07
Disclosure

SEC source: 0001181431-10-052321 · rrd289443.xml · nonDerivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,144.924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2010 Filed Oct 26, 2010 19:41 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 12,196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052030 · rrd289279.xml · derivative · entry 4

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
October 25, 2010 Filed Oct 26, 2010 19:41 UTC
Shaughnessy Timothy SSenior Vice President
Tax withholdingCommon Stock 5,558 $140.61 $781,482.59
Disclosure

SEC source: 0001181431-10-052030 · rrd289279.xml · nonDerivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,040.272

Read SEC document
October 25, 2010 Filed Oct 26, 2010 19:41 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionCommon Stock 12,196 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052030 · rrd289279.xml · nonDerivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,598.272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2010 Filed Oct 26, 2010 19:43 UTC
LeBlanc Robert J.Senior Vice President
Exercise / conversionRst. Stock Unit · Derivative 6,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052032 · rrd289280.xml · derivative · entry 3

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
October 25, 2010 Filed Oct 26, 2010 19:43 UTC
LeBlanc Robert J.Senior Vice President
Tax withholdingCommon Stock 2,819 $140.61 $396,365.50
Disclosure

SEC source: 0001181431-10-052032 · rrd289280.xml · nonDerivative · entry 2

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,303.0427

Read SEC document
October 25, 2010 Filed Oct 26, 2010 19:43 UTC
LeBlanc Robert J.Senior Vice President
Exercise / conversionCommon Stock 6,098 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052032 · rrd289280.xml · nonDerivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,122.0427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2010 Filed Oct 26, 2010 19:44 UTC
KERN R. FRANKLIN IIISenior Vice President
GrantRst. Stock Unit · Derivative 12,196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052033 · rrd289281.xml · derivative · entry 2

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,196

Underlying: Common Stock · 12,196 shares

Expires not disclosed

F3 · derivative.exercise_price: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement.

F3 · kind: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement.

F3 · derivative.exercise_date: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement.

F3 · derivative.expiration_date: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement.

Read SEC document
October 25, 2010 Filed Oct 26, 2010 19:44 UTC
KERN R. FRANKLIN IIISenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 12,196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052033 · rrd289281.xml · derivative · entry 1

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
October 25, 2010 Filed Oct 26, 2010 19:46 UTC
Clementi ErichSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 12,196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052034 · rrd289282.xml · derivative · entry 3

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
October 25, 2010 Filed Oct 26, 2010 19:46 UTC
Clementi ErichSenior Vice President
Tax withholdingCommon Stock 5,637 $140.61 $792,590.39
Disclosure

SEC source: 0001181431-10-052034 · rrd289282.xml · nonDerivative · entry 2

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,594.801

Read SEC document
October 25, 2010 Filed Oct 26, 2010 19:46 UTC
Clementi ErichSenior Vice President
Exercise / conversionCommon Stock 12,196 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052034 · rrd289282.xml · nonDerivative · entry 1

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,231.801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 25, 2010 Filed Oct 26, 2010 19:47 UTC
Arnold Colleen F.Senior Vice President
Exercise / conversionRst. Stock Unit · Derivative 12,196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052035 · rrd289283.xml · derivative · entry 6

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

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October 25, 2010 Filed Oct 26, 2010 19:47 UTC
Arnold Colleen F.Senior Vice President
Tax withholdingCommon Stock 5,279 $140.61 $742,253.80
Disclosure

SEC source: 0001181431-10-052035 · rrd289283.xml · nonDerivative · entry 2

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,952.301

Read SEC document
October 25, 2010 Filed Oct 26, 2010 19:47 UTC
Arnold Colleen F.Senior Vice President
Exercise / conversionCommon Stock 12,196 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052035 · rrd289283.xml · nonDerivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,231.301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2010 Filed Oct 18, 2010 14:17 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 4 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-051108 · rrd288808.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,592

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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September 30, 2010 Filed Oct 1, 2010 17:21 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 4 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-048652 · rrd287514.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,589

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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September 30, 2010 Filed Oct 1, 2010 17:22 UTC GrantPromised Fee Share · Derivative 464 $134.90 Strike: $0.00 $62,593.60
Disclosure

SEC source: 0001181431-10-048653 · rrd287531.xml · derivative · entry 1

ZAMBRANO LORENZO H · CIK 0001238094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,719

Underlying: Common Stock · 464 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.