Tapewire

NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 27, 2011 Filed Apr 28, 2011 18:31 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 100 $170.28 $17,027.50
Disclosure

SEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 6

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,246.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:31 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 700 $170.27 $119,189.00
Disclosure

SEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 5

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,346.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:31 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 144 $170.27 $24,518.81
Disclosure

SEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 4

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,046.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:31 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 400 $170.26 $68,104.00
Disclosure

SEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 3

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,190.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:31 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 605 $170.26 $103,004.28
Disclosure

SEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 2

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,590.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:31 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 607 $170.25 $103,341.75
Disclosure

SEC source: 0001181431-11-025782 · rrd309631.xml · nonDerivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,195.8734

Read SEC document
April 27, 2011 Filed May 10, 2011 15:29 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 2,225 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-028440 · rrd310995.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,120.2467

Read SEC document
April 27, 2011 Filed May 10, 2011 15:29 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-028440 · rrd310995.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,345.2467

Read SEC document
April 15, 2011 Filed Apr 18, 2011 13:32 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-024310 · rrd308716.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
March 31, 2011 Filed Apr 1, 2011 17:44 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-021187 · rrd307161.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
March 31, 2011 Filed Apr 1, 2011 17:47 UTC GrantPromised Fee Share · Derivative 413 $163.57 Strike: $0.00 $67,552.35
Disclosure

SEC source: 0001181431-11-021190 · rrd307195.xml · derivative · entry 1

ZAMBRANO LORENZO H · CIK 0001238094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,659

Underlying: Common Stock · 413 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2011 Filed Apr 1, 2011 17:48 UTC GrantPromised Fee Share · Derivative 413 $163.57 Strike: $0.00 $67,552.35
Disclosure

SEC source: 0001181431-11-021191 · rrd307196.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,255

Underlying: Common Stock · 413 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2011 Filed Apr 1, 2011 17:48 UTC
SPERO JOAN EDirector
GrantPromised Fee Share · Derivative 383 $163.57 Strike: $0.00 $62,645.40
Disclosure

SEC source: 0001181431-11-021192 · rrd307198.xml · derivative · entry 1

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,181

Underlying: Common Stock · 383 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2011 Filed Apr 1, 2011 17:49 UTC GrantPromised Fee Share · Derivative 230 $163.57 Strike: $0.00 $37,619.95
Disclosure

SEC source: 0001181431-11-021193 · rrd307200.xml · derivative · entry 1

OWENS JAMES W · CIK 0001171767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,613

Underlying: Common Stock · 230 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2011 Filed Apr 1, 2011 17:49 UTC GrantPromised Fee Share · Derivative 383 $163.57 Strike: $0.00 $62,645.40
Disclosure

SEC source: 0001181431-11-021194 · rrd307201.xml · derivative · entry 1

MCNERNEY W JAMES JR · CIK 0001182055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,641

Underlying: Common Stock · 383 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2011 Filed Apr 1, 2011 17:50 UTC GrantPromised Fee Share · Derivative 383 $163.57 Strike: $0.00 $62,645.40
Disclosure

SEC source: 0001181431-11-021195 · rrd307202.xml · derivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,987

Underlying: Common Stock · 383 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2011 Filed Apr 1, 2011 17:50 UTC GrantPromised Fee Share · Derivative 383 $163.57 Strike: $0.00 $62,645.40
Disclosure

SEC source: 0001181431-11-021197 · rrd307203.xml · derivative · entry 1

JACKSON SHIRLEY A · CIK 0001168019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,336

Underlying: Common Stock · 383 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2011 Filed Apr 1, 2011 17:51 UTC GrantPromised Fee Share · Derivative 421 $163.57 Strike: $0.00 $68,860.87
Disclosure

SEC source: 0001181431-11-021198 · rrd307204.xml · derivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,674

Underlying: Common Stock · 421 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2011 Filed Apr 1, 2011 17:51 UTC GrantPromised Fee Share · Derivative 383 $163.57 Strike: $0.00 $62,645.40
Disclosure

SEC source: 0001181431-11-021199 · rrd307205.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,235

Underlying: Common Stock · 383 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2011 Filed Apr 1, 2011 17:52 UTC GrantPromised Fee Share · Derivative 383 $163.57 Strike: $0.00 $62,645.40
Disclosure

SEC source: 0001181431-11-021200 · rrd307206.xml · derivative · entry 1

BRODY WILLIAM R MD PHD · CIK 0001145157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,477

Underlying: Common Stock · 383 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2011 Filed Apr 1, 2011 17:52 UTC GrantPromised Fee Share · Derivative 383 $163.57 Strike: $0.00 $62,645.40
Disclosure

SEC source: 0001181431-11-021201 · rrd307207.xml · derivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,640

Underlying: Common Stock · 383 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 15, 2011 Filed Mar 16, 2011 14:40 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 17 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-018288 · rrd305624.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,647

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
March 07, 2011 Filed Mar 8, 2011 17:29 UTC
Rometty Virginia MSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 8,824 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-016379 · rrd304643.xml · derivative · entry 3

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
March 07, 2011 Filed Mar 8, 2011 17:29 UTC
Rometty Virginia MSenior Vice President
Tax withholdingCommon Stock 3,734 $160.92 $600,856.61
Disclosure

SEC source: 0001181431-11-016379 · rrd304643.xml · nonDerivative · entry 2

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,822.606

Read SEC document
March 07, 2011 Filed Mar 8, 2011 17:29 UTC
Rometty Virginia MSenior Vice President
Exercise / conversionCommon Stock 8,824 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-016379 · rrd304643.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,556.606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2011 Filed Mar 8, 2011 17:30 UTC
LOUGHRIDGE MARKSr. VP and CFO
Exercise / conversionRst. Stock Unit · Derivative 11,765 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-016380 · rrd304644.xml · derivative · entry 3

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
March 07, 2011 Filed Mar 8, 2011 17:30 UTC
LOUGHRIDGE MARKSr. VP and CFO
Tax withholdingCommon Stock 5,438 $160.92 $875,055.77
Disclosure

SEC source: 0001181431-11-016380 · rrd304644.xml · nonDerivative · entry 2

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,246.97

Read SEC document
March 07, 2011 Filed Mar 8, 2011 17:30 UTC
LOUGHRIDGE MARKSr. VP and CFO
Exercise / conversionCommon Stock 11,765 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-016380 · rrd304644.xml · nonDerivative · entry 1

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,684.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2011 Filed Mar 8, 2011 17:31 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 11,765 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-016381 · rrd304645.xml · derivative · entry 3

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
March 07, 2011 Filed Mar 8, 2011 17:31 UTC
KELLY JOHN E IIISenior Vice President
Tax withholdingCommon Stock 5,438 $160.92 $875,055.77
Disclosure

SEC source: 0001181431-11-016381 · rrd304645.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,428.1898

Read SEC document
March 07, 2011 Filed Mar 8, 2011 17:31 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionCommon Stock 11,765 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-016381 · rrd304645.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,866.1898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2011 Filed Mar 8, 2011 17:32 UTC
Daniels Michael ESenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 11,765 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-016382 · rrd304646.xml · derivative · entry 3

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
March 07, 2011 Filed Mar 8, 2011 17:32 UTC
Daniels Michael ESenior Vice President
Tax withholdingCommon Stock 5,208 $160.92 $838,045.32
Disclosure

SEC source: 0001181431-11-016382 · rrd304646.xml · nonDerivative · entry 2

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,272.0656

Read SEC document
March 07, 2011 Filed Mar 8, 2011 17:32 UTC
Daniels Michael ESenior Vice President
Exercise / conversionCommon Stock 11,765 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-016382 · rrd304646.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,480.0656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2011 Filed Mar 1, 2011 17:16 UTC Exercise / conversionBOD Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $116.78 $0.00
Disclosure

SEC source: 0001181431-11-013830 · rrd303400.xml · derivative · entry 5

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2011-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

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February 28, 2011 Filed Mar 1, 2011 17:16 UTC SaleCommon Stock 200 $162.33 $32,466.80
Disclosure

SEC source: 0001181431-11-013830 · rrd303400.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,735

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February 28, 2011 Filed Mar 1, 2011 17:16 UTC SaleCommon Stock 1,984 $162.33 $322,062.92
Disclosure

SEC source: 0001181431-11-013830 · rrd303400.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,935

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February 28, 2011 Filed Mar 1, 2011 17:16 UTC SaleCommon Stock 700 $162.33 $113,631.00
Disclosure

SEC source: 0001181431-11-013830 · rrd303400.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,919

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February 28, 2011 Filed Mar 1, 2011 17:16 UTC Exercise / conversionCommon Stock 4,000 $116.78 $467,120.00
Disclosure

SEC source: 0001181431-11-013830 · rrd303400.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 17, 2011 Filed Feb 18, 2011 19:18 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 2,048 $164.13 $336,138.24
Disclosure

SEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 13

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,702.129

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February 17, 2011 Filed Feb 18, 2011 19:18 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 1,152 $164.12 $189,066.24
Disclosure

SEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 12

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,750.129

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February 17, 2011 Filed Feb 18, 2011 19:18 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 112 $164.11 $18,380.32
Disclosure

SEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 11

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,902.129

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February 17, 2011 Filed Feb 18, 2011 19:18 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 100 $164.10 $16,410.00
Disclosure

SEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 10

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,014.129

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February 17, 2011 Filed Feb 18, 2011 19:18 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 100 $164.09 $16,409.00
Disclosure

SEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 9

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,114.129

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February 17, 2011 Filed Feb 18, 2011 19:18 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 347 $164.07 $56,932.36
Disclosure

SEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 8

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,214.129

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February 17, 2011 Filed Feb 18, 2011 19:18 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 1,500 $164.07 $246,105.00
Disclosure

SEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 7

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,561.129

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February 17, 2011 Filed Feb 18, 2011 19:18 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 416 $164.05 $68,244.80
Disclosure

SEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 6

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,061.129

Read SEC document
February 17, 2011 Filed Feb 18, 2011 19:18 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 1,700 $164.04 $278,868.00
Disclosure

SEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 5

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,477.129

Read SEC document
February 17, 2011 Filed Feb 18, 2011 19:18 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 1,100 $164.03 $180,433.00
Disclosure

SEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 4

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,177.129

Read SEC document
February 17, 2011 Filed Feb 18, 2011 19:18 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 1,700 $164.02 $278,834.00
Disclosure

SEC source: 0001181431-11-011430 · rrd302072.xml · nonDerivative · entry 3

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,277.129

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.