Tapewire

NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

Export transactions ↓
Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2011 Filed May 10, 2011 15:33 UTC
Daniels Michael ESenior Vice President
GrantPhantom Stock Unit · Derivative 40 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-028443 · rrd310998.xml · derivative · entry 4

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,004

Underlying: Common Stock · 40 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F4 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2011 Filed May 10, 2011 15:36 UTC
Adkins Rodney CSenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-028445 · rrd311001.xml · derivative · entry 8

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,718

Underlying: Common Stock · 8 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-to-one basis.

F5 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F6 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F6 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 05, 2011 Filed May 10, 2011 01:09 UTC
Arnold Colleen F.Senior Vice President
GrantCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-028397 · rrd311000.xml · nonDerivative · entry 5

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · daughter

Disclosed balance after: 370

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 05, 2011 Filed May 10, 2011 01:09 UTC
Arnold Colleen F.Senior Vice President
GrantCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-028397 · rrd311000.xml · nonDerivative · entry 4

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · son

Disclosed balance after: 370

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 05, 2011 Filed May 10, 2011 01:09 UTC
Arnold Colleen F.Senior Vice President
GiftCommon Stock 280 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-028397 · rrd311000.xml · nonDerivative · entry 3

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 3,524

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · ownership.direct: The Form 4 filed on May 5, 2011 understated this amount by 280 shares. The column directly above was overstated by the same amount. The current amount of securities beneficially owned in these columns are reflected in this Form 4.

Read SEC document
May 04, 2011 Filed May 5, 2011 13:51 UTC
Arnold Colleen F.Senior Vice President
SaleCommon Stock 1,000 $170.00 $170,000.00
Disclosure

SEC source: 0001181431-11-027276 · rrd310345.xml · nonDerivative · entry 2

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,283.3179

Read SEC document
May 03, 2011 Filed May 5, 2011 13:51 UTC
Arnold Colleen F.Senior Vice President
GiftCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-027276 · rrd310345.xml · nonDerivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,283.3179

Read SEC document
April 29, 2011 Filed May 2, 2011 14:11 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-026184 · rrd309865.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,649

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 300 $170.60 $51,180.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 20

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 200 $170.59 $34,118.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 19

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,255

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 800 $170.58 $136,464.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 18

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,455

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 640 $170.57 $109,164.80
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 17

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,255

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 500 $170.56 $85,280.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 16

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,895

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 650 $170.55 $110,857.50
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 15

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,395

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 50 $170.55 $8,527.35
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 14

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,045

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 778 $170.54 $132,680.12
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 13

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,095

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 800 $170.53 $136,424.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 12

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,873

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 700 $170.52 $119,364.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 11

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,673

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 100 $170.47 $17,047.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 10

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,373

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 500 $170.46 $85,230.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 9

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,473

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 300 $170.43 $51,129.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 8

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,973

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 900 $170.42 $153,378.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 7

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,273

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 100 $170.40 $17,040.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 6

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,173

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 800 $170.39 $136,312.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 5

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,273

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 400 $170.38 $68,152.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 4

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,073

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 1,800 $170.37 $306,666.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 3

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,473

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 351 $170.36 $59,796.40
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 2

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,273

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC
KERN R. FRANKLIN IIISenior Vice President
SaleCommon Stock 400 $170.36 $68,144.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 1

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,624

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 3,780 $0.00 Strike: $92.12 $0.00
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · derivative · entry 23

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,780 shares

Expires 2015-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in one installment on the date shown above.

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 28,462 $0.00 Strike: $101.33 $0.00
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · derivative · entry 22

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,462 shares

Expires 2015-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 31,494 $0.00 Strike: $105.96 $0.00
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · derivative · entry 21

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,494 shares

Expires 2014-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 2,988 $170.07 $508,169.16
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 20

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,807.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 230 $170.07 $39,114.95
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 19

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,795.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 2,925 $170.06 $497,425.50
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 18

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,025.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 987 $170.06 $167,844.29
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 17

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,950.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 3,300 $170.05 $561,165.00
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 16

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,937.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 107 $170.05 $18,194.82
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 15

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,237.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 190 $170.04 $32,307.62
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 14

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,344.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 2,290 $170.04 $389,391.60
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 13

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,534.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 264 $170.04 $44,889.24
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 12

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,824.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 322 $170.00 $54,740.00
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 11

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,088.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 100 $170.00 $16,999.50
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 10

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,410.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 2,800 $169.99 $475,972.00
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 9

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,510.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 200 $169.99 $33,997.00
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 8

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,310.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 1,200 $169.98 $203,976.00
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 7

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,510.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 605 $169.98 $102,834.88
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 6

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,710.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 800 $169.97 $135,976.00
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 5

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,315.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 100 $169.97 $16,996.50
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 4

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,115.8734

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
Exercise / conversionCommon Stock 31,494 $105.96 $3,337,104.24
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 3

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,215.8734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2011 Filed Apr 28, 2011 18:25 UTC
IWATA JON CSenior Vice President
Exercise / conversionCommon Stock 28,462 $101.33 $2,884,054.46
Disclosure

SEC source: 0001181431-11-025777 · rrd309628.xml · nonDerivative · entry 2

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,721.8734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.